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efta-01480000DOJ Data Set 10Other

EFTA01480000

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DOJ Data Set 10
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efta-01480000
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
3.P. Morgan Derivatives Account Application and Agreement: Swaps and Other Contracts JPMorgan ?a char s account at such OCO w0 be to/ the p.rales Of ;Chita one) S Specular on K man late, fl eas may net use a %Ingle account for Don outposts The chant mitts tnt account at nab Wee OCO to mane transaasnam at the forkaing curanOeS torte re c-nrenrias Isred Ire comentri wanateal (Cheek all mat +pair )- E use) E eve FL WY hote: Not ail may snipe wawa d transacting in ah CarthhOtS and ).P Morgan toes arttebate pr Ore« Cletereg Straits in au curreneres, *tease correct Syr )PMS rerelteitatrie if you Nara any Ovatt.On 4 the cient understands anti agrees mat $i penal4K TranSattlOnS wt be emecteC in accordance with tera internal toes and Mara% or ),P Megan, the aØ able Ras, veglot tiny, Coital% and usages d any arrange mare«, OCO a self•regulatory ergaisizaton, and all addicatat fide al and state huts. tukt smøteeetaticrIs. III of ranch are tart:Ward ay rennet into evert Canniest ttenweten tc the extant aposeaDit to such Ormattves transaction( Ow Dodd-f taw Act nand rat:credo ea a' Der natives tvansactens, when may coo«, **Mott %meatKn. the disclosure of traibe mOo, "lab*" kr0Alrelt patty s Center :ay name, LEI or orttervnwl to a smaa del tells:altars and relevant rag...Vitas. :1 Connectran alai any [Sanative executed or Cenci (Or or Wt behalf or such Clern On arta St? or OCO, the clew consents to the )stsdpclen of such Set *swat DCO and breed to (Iran:» Su StF or OCO. they news, and their sense, paean, access to kJ books and retOrdS, gaff and other trearrriacen 'ettsats tor montering UK/ enforcement or SE r or OW rota C horn agrees re Ø an seteknert, starva and related fees and charges aingtosed by P. metgait or any SU Or OW ealeg en connection niter clarreathies transact ow S The dirt 'Armerts and warrant] to / ~San Ona vett! ntarf? bass (Whir,. la Øret of do.a, senedis each lira that ).P Morgan teietitt a Cleat a' ittnetal trateittrOnl' Ttre (ant (elerel that hWs..Yt is it "ehable contract procipare,' as that orri 4 defined in Me COmmodm EtChan). Mt by tenon of the %W haming (Cheat cane O In< shirt is an inonnodar acing fOr nes a he own aCount ran trirestable assets n etses Or (I) $)0.300,00,7. or (t) $5.007,000 and who xxo be 'Minng into suC' tranetrans in Order to tnanarie the tin associated vat. an M.14I 0~1 0v 1401Ity awned w ntalOnatry sveiv to be aimed or none& by the city X The Client 4 a corporation. Partnering& PeOrxteorsno, orgardaten, trust et other entity fatting tar !San X(Cont e,)Mal Ras total assets flawing $:0,000.0200: (a) that cots sot have rats assets exceeding $13.000.0011 cut as obeattOnS under the s(stieet triniriOnS Pal be guanitetritOr Ottienfle Sign:OM/6 bya steer or tregt, sispoort. or other attetatrit by an entry Mat tin Stalest contract partaare, a (lu) that (a) vs a nr meth exceetma 11,000.000. and to) wit. enter into transacts:1ra in connecter% henh the tartlet Of the iron ( ' twirriela or to manage ow not ateocialed von an ~et Cr owned or owned Or rtaSonatar Isselv re be owned or 'retuned by Mt enter in the Cereduct Ca the entmt's Oldness LI Tine Mtn a an erg:bete ~fit plan Sublert to the gmberee ftettersent income Secorty Act of egla (tg ti S C ;00 3 et awl I a gaverrnentai employee hewn plar[ ar a 'Drag^ peter perfom'etg a semis row ea function skils/c<1 as sirdi to toter regiaren, each wow Sot its corn «court (dens has total assets exceednot5.000,000. or la; the flaStmenr daemonic/ vønKh are made by (a) in interment *Prior Or cOnlniaty trading artier %%Mesa to rag/anon under the )notstaut 4.4.5e4 S ha of 1940 (15 U S.C. Sob-: e sea ) or the Ccenrhadm, Exchange AC1. (b) a 'Caton person aewarmma a sypilar rote a turdun wined as such to sarasoehr Or ".11d1 tit Itch an instance Øy K aher. eieete Gomm) ) Morgan tencemung addeenal Oocummtarion that sill be newel (DI In the Orate:Mg 12 meats, the (sent has nest etteOste0 Outwit vas tranattionS in a TOSS fawn* arrtott greater than 1$ ptllgn, a, d the (tent his eanviea oenven,es traviewans n sari amount. client don not II) hod itself out as ~is DematereS, maw a maniet .n De waves; Oh/ re9PletW triter Jet Dervatnera web SOunterpameS as M ordinary <Nina o( Dana* ler es cam *errant, a Coe engage 4 wanly causing e TO Oa cOrrrrars, knOwn In tna trade asa dealer or market milker .% Derivatives (el The thee does not have marts% arrangements .viler its Damien/es ecultetairtte I that acme t to minim a total untolleeraltseS exposure Or more than $100 nulton to eh to coatataparem. and (tithe crent *Des not martian ndbObal Dernatvel »Weans of more Than 12 amen in any nap category d Oerevateva. or mere then 14 WIC° in Elgteilatn Derwativel hag* i of Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00002034 SDNY_GM_00271232 EFTA01480000

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