EFTA01499722

For the Period 10/1/13 to 10/31/13 Account Summary Account Beginning Net Number Market Value Ending Net Market Value Change In Value Start on Page Investment Accounts) 4 34 SOUTIERN FINANCIAL LLC 33,389,482.68 34,483,099.80 1,073,617.14 SOUTIERN FINANCIAL LW 0.00 0.00 0.00 SOUTHERN FINANCIAL LLC 62,992,867.81 8,331.02 (62,984,538.79) 35 SOUTHERN FINANCIAL LLC 0.00 0.00 0.00 51 Total Value 896,382,360.47 034,471,430.82 ($111,910,918.65) This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank. N.A., member Federal Deposit Insurance Corporation ("FDIC). except for exchange- listed options. which are held at JPMorgan Clearing Corporation (-JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LW ("JPMS"). see "Portfolio Activity Detail". Equity securities, fixed income securities, and fisted options transactions are generally cleared through JPMCC, a wholly owned subsidiary of JPMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio Activity Detair. Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each .4 P Morgan account(s) JP Morgan Client News If you plan to make gifts of securities this year. please notify your Client Service Representative before December 1, 2013. This will allow us to process your request before year-end and meet the deadline for tax filing purposes. 000000M5? /50 1500001 SOUTHAW 20131104 Consolidated Statement Page 1 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00023522 SDNY_GM_00292720 EFTA01499722