EFTA01519449

INFLOWS & OUTFLOWS CHISLAINE MAXWELL - OAP IHD ACCT For the Period 2/1114 to 2/28/14 T pe Quantity Per Und Amount Amount Settle Date Selection Method Description Cost 2/26 Interest Income INTEREST FOR 02/01/14 THRU 02/25/140 0.030% ON NET AVERAGE COLLECTED BALANCE OF 69,668.73 0.03 1.38 2/27 Stock spa ROCHE HOLDINGS LTD SPONS ADR 2 FOR 1 STOCK SPLIT (ID: 771195-10-4) 700.000 0.00 (1.186.75) 2/27 Fees & Commissions SCHAFER CULLEN CAPITAL MANAGEMENT MANAGEMENT FEE FOR 01-01-2014 TO 02-24-2014 Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT ($28,359.64) Notes: ' Transaction Market Value is representative of the prior trading days market value This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Description Quantity Transaction Market Value Settle Date Selection Method Cost Securities Transferred In 2r27 NonTaxableExchange VODAFONE GROUP PLC-SP ADR REVERSE SPLIT- HOLDERS RECEIVE 6 NEW SPONSORED ADRS FOR EVERY 11 OLD SPONSORED ADRS OF VODAFONE GROUP PLC, CUSIP: 92857W209, HELD. (ID: 92857W-3043) 1,039.000 53,061.37 42,152.23 Securities Transferred Out 2/26 Free Delivery ABB LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 000375-20-4) (1,475.000) 31,585.04 (37,214.25) 2/26 Free Delivery ALSTOM ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 021244-20-7) (4,875.000) 17,770.91 (12,894.38) J.P.Morgan Account Page 8 of 15 Consolidated Statement Page 42 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046735 SDNY_GM_00315933 EFTA01519449