EFTA01521950

GHISLAINE MAXWELL ACCT For the Period 1/1/14 to 1/31/14 Pnce Quantity Value Adjusted Tax Cost Unreakzed Gain/Loss Est. Annual Income Yield Original Cost Acaued Interest I:ti Fixed Income HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/1512010 40429X-YB-6 A /BAA 102.75 100.000 00 102,745.00 100,000.00 2,745.00 2,900.00 853.80 1.27% GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05011/2007 36962G-2V-5 AA. /A1 99.92 50,000.00 49,960.03 45,394.50 4,565.50 237.55 54.10 0.51 % BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DID 11004/2010 06050W4M1-2A-0BAA 104.96 150,000.00 157,441.50 150,000.00 7,441.50 5,400.00 1,140.00 1.77% A MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 OTD 11/02/2006 HELD BY OTC BOOK ENTRY ONLY PAR CALL 10001/2016 (1 100 59455T-PF-3 AAA /AAA 109.70 50,000.00 54,851.50 53.071 32 55A24 00 1,760.18 2,500.00 833.30 4.01% A BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 108.97 100,000.00 108,968.00 106,275.88 110,503.00 2,692.14 5,000.00 Z305.50 4.19% 5% FEB 15 2029 DID 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 e 100 090874-FV-5 AAA /AAA JP Morgan Page 12 of 30 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049401 SDNY_GM_00318599 EFTA01521950