EFTA01522917

CH ISLA I N E MAXWELL-HY For the Period 9/1/12 to 9/30/12 TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cat Realized Gain/ Lose Settle Date Selection Method Settled Sales/Maturities/Redemptions 8/29 9/4 Sale High Cost FOREST OIL CORPORATION 7 1/4% JUN 15 2019 DTD 12/15/2007 12 97.875 CITIGROUP GLOBAL MARKETS INC/SALOM (ID: 346091-AZ-4) (2,000.000) 97.90 1,957.50 (2,040.00) (82.50) L • 9/5 9/5 Redemption Pro Rata HOST HOTELS 8 RESORTS LP 63/4% JUN 01 2016 DTD 04/04/2006 PARTIAL ISSUE CALLED 0 102.25 (ID: 44108E-BA-5) (2,000.000) 102.30 2,045.00 (2,075.00) (30.00) L 9/11 9/14 Sale High Cost FOREST OIL CORPORATION 7114% JUN 15 2019 MD 12/15/2007 0 98.75 MLPFS INC/FIXED INCOME (ID: 346091-AZ-4) (3,000.000) 98.80 2,962.50 (3,060.00) (97.50) L 9/11 9/14 Sale High Cost FOREST OIL CORPORATION 7 1/4% JUN 15 2019 DID 12/15/2007 O 98.75 BARCLAYS CAPITAL INC FIXED INCOME (ID: 346091-AZ-4) (2,000.000) 98.80 1,975.00 (2,040.00) 05.00 L 9111 9/14 Sale High Cost FOREST OIL CORPORATION 7114% JUN 15 2019 DTD 12/15/2007 0 98.75 MORGAN STANLEY 8 CO. INCORPORATED (ID: 346O91-AZ-4) (3,000.000) 98.80 2,962.50 (3,080.00) (97.5q L Total Settled Sales/Maturities/Redemptions $11,802.60 (612.276.00) (6372.00) L Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 9/11 Purchase WPX ENERGY INC 5.25% JAN 15 2017 DTD 06/25/2012 5,000.000 107.30 (5.362.50) 9/14 0 107.25 BARCLAYS CAPITAL INC FIXED INCOME (ID: 96212B-AC-7) J.P.Morgan Page 22 of 24 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00050507 SDNY_GM_003 19705 EFTA01522917