Case File
efta-01581801DOJ Data Set 10OtherEFTA01581801
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01581801
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
harmonic minis
September 18, 2007
The Haze Trust
Re: investment in Highbridge Capital Corporation
Class A (Non-Restricted) - 412.6948 Shares as of Jul-31-2007
Dear Investor,
Harmonic Ford Sninticos
PO Sox 040 GT
Grand Cayrr.nn
Cayman Islands
British Wel OnSaa
You have previously provided us with information based upon which we concluded that you should be treated
as an Unrestricted person who is eligible under NASD Rule 2790 of the Financial Industry Regulatory Authority
(formerly the NASD. Inc.) to share in profits and losses derived from investments by the Fund in 'New Issue
Securities' (generally speaking initial public offerings of equity securities).
Rule 2790 requires that we ask you annually whether there has been any change in your status as a Restricted
or Non-Restricted person. Attached is a copy of our standard questionnaire to assist in determining whether a
person should be deemed Restricted or Non-Restricted. If your status has changed, please review the
questionnaire and send a completed copy to the Fund's administrator. Harmonic Fund Services ("Harmonic").
If your status has not changed, please complete the confirmation below and fax it to Harmonic.
Please fax your replies to
by no later than October 12, 2007.
This letter certifies that the above referenced investment has not changed its status under Rule 2790.
triff.
_e
Signature of AuttrgrjZed Peon
Name Of A thorized Person (please print)
Please direct all questions or concerns in response to this letter to Barbara Donohue or Leslie Shoemaker of
Highbridge Capital Management, LLC
'
information is: Barbara Donohue
ue@ highbridge.com:
and Leslie Shoemaker
Thank you for you• assistance with this matter.
Yours truly,
Highbridge Capital Corporation
10/04/2007 11:27AM (GMT-05:00)
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00061236
EFTA01581801
Technical Artifacts (3)
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Domain
highbridge.comPhone
412.6948Wire Ref
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