Case File
efta-01584198DOJ Data Set 10OtherEFTA01584198
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01584198
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Apr-v3.2013 0916 AM JPMcrgan Crase 302-634-5580
Janet E. Tome Vice President I Private %nig LP. Morgan I NMLS ID 0 832072. 500 Stantor.Cmistiana Road, Newark
DE 19713
Alternate contacts: Gina Magliocco and Jason Growl T: 800434-1315J
888-731-6607 _
From: Sylvester, Michael
Sent Wednesday, April 17, 2013 9:06 AM
To: Young, Janet E; BaRey, Drew X
Cc: {urea, B.B.; Schm.d, Mkhaei
Subject RE: Tea Case submitted I t F - Short Sale Journal vs. cash - Financial Trust CO. to Southern Finance' LLC -
Tea Case * 3202000 has been submitted
Trils is a full transfer to 242 75109 ?
I Michael Sylvester I Margin Analyst I J.P. Morgan Investment Rank I 3
• (347) 643-1824
I
I J*Morgan.coni I
From: Young, Janet E
Sent Wednesday, A0fil 17, 2013 9:03 AM
To: Bogey, Drew X; Sylvester, Michael
Cc (10 Middle Office, PB-Service1318
Subject: Tecs Case submitted TEF - Sbaet Sale Journal vs. cash - Financial T-ast CO. to Southern Rnanciad LLC - lecs
Case * 3202000 has been submitted
D-ew and Mike,
TICS Case er 3102C00 has been subermted to move the short positior of Telefonica from margin A/C x W13560233 —
I rancid' Trust Co., Inc. ( phase 3 sr 241005863 }to margin WC X W91850235 — Southern finance!, Lit { phase 3 a
242751093 I. Please process this journal request.
Thank You,
Janet Young
Janet E. Young I Vice wesident I Pnvate Balk 11.P. Morgan I NMLS ID it 332072 - 500 Stanton Christiana Road, Newark
DE 19713
Alternate contacts: Gina Magliocco and Jason G rosse I T:
From: Carey, Drew X
Sent Tuesday, Apel 16, 2013 12:49 PM
To: Young, Janet E; PO-Service1318
Cc: 610 Middle Office
Subject: FW: TEF - Short Sale Journal vs. cash Financial Trust CO. to Southern Pnancial LLC
Hi Janet — Sorry to do Loop you back in on
is request but if you :acid assist with submitting a TECS case for audt
purposes Mike Sylvester and tits team should be fine to make the journal for is. Details are summarized below. it you
have any questions or issues feel free to give me a rail
Thanks ago ,n for your help.
2
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00064046
EFTA01584198
Technical Artifacts (6)
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Phone
(347) 643-1824Phone
13560233Phone
2751093Phone
302-634-5580Phone
3202000Phone
888-731-6607Forum Discussions
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