EFTA01597345

SUBS U85 Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 CNe70069260590120 YI 0 Resource Management Account January 2020 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP Friendly account name: Montpelier Cash BOSTON MA 02210-2698 Account number: 1 45170 SS Your Nnandal Advisor. SCOTT STACK MANILYLE CASRIEL Questions about your statement? Cal your Financial Advisor or the RMA Resourceline at 800-RMA-1000, account 02%45170. Value of your account on December 31 (S) on January 31 (3) Your assets 3,555.99 3,559.51 Visitour vvebsite: Your liabilities 0.00 0.00 www.ubs.comi financialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Value of your account $3,555.99 $3,559.51 Tracking the value of your account 3,556.0 0.0 Dec 2018 Decki 9 Sources of your account growth during 2020 Value of your x<ount at year end 2019 33,555.99 Net deposits and withdrawah 40.20 3,559.5 Yaw mwstrrent return: • Dividend and interest income 32.48 Change in market value 40 34 Value of your account tan 2020 on Jan 31, 2020 S3.559.51 SDNY GM 00009678 Member SIPC CPP7C010005926059 NPV00223318 00002 0120 031952383 Y1 45170550000000 Page 1 of 8 CONFIDENTIAL EFTA01597345 at UBS Resource Management Account Jdin.bry 2020 Your account balance sheet Summary of your assets Value on January 31 (s) Percentage of your account A Cash and money balances 1,859.63 52.24% B Cash alternatives 1,699.89 47.76% C Equities 0.00 0.00% D Foxed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0 00% Total assets Value of your account $3,559.51 $3,559.51 100.00% Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number. Y1 45170 55 Your current asset allocation Eye on the markets Index Your Pi modal Advisor: SCOTT STACKMANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account, UBS FC4C inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement for detais about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 31, 2020 3-month Treasury bills: 1 50% One-month LIBOR: 1.66% Percentage change January 2020 Year to date -0.04% -004% -0.11% 411% -2.08% -2.08% 1.92% 1.92% CO20010006926060 W2000223318 00002 0120 031952383 YI15170.40 009MY_GM_000090%ge 2 of 8 CONFIDENTIAL EFTA01597346 *UBS Resource Management Account January 2020 Change in the value of your account January 2020 (1) Year to dated.) Opening account value $3,555.99 $3,555.99 Deposits, including investments transferred in 0 70 0.70 Dividend and interest income 2 48 2.48 Change in market value 0 34 034 Closing account value $3,559.51 $3,559.51 Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number. Y1 45170 55 Dividend and interest income earned For purposes of ttis statement, tarditty of interest and cividend income has been determined from a US lax mooning perspective. Based upon the residence of the account holder, account type, or product type, some interest andor dividend payments may not be s ea to United States (US) ands Puerto Rico (PR) Income to The client monthly statement is not intended to be used and carrot be relied upon for In purposes. Client should refer to the applicable tax reporting kerns they receive from UBS asnudly, such as the Forms 1099 and the Forms 480. for to reporting information. It Is the practice of U85 to file the koplicade tat reporting forms with the US Internd Revenue Service and PR Treasury Deportment, and in such forms accurately classify &Mends anda Interest as tax exerrpt or tale (cock Please consult your Indviclual to prepare,. Cash activity summary Your M nandal Advisor. SCOTT STACKMANLYLE CASRIEL See Account activity Mit month for detals. Balances In your Sweep Gpllom are Ind utbd In the open rg and closing balances va to FDIC insurance applies to deposits at UBS Sank USA and al banks participating in the U05 FDIC Insured 0.pesis Proqem. It dies not tray 10 deposits al U85 AG, Stanford Wench 5IPC protection applies to money market sweep fund hddings but rot bank deposits. See Important information **ant your stakmert on the last two pages d this document for *tit. January 2020 (5) Year to date (1) Opening balances $1,858.93 $1,858.93 Additions Deposits and other funds credited C 70 0.70 Dividend and interest income 2.48 2.48 Total additions $3.18 $3.18 Subtractions Funds withdrawn for investments bought -2 42 -2.48 Total subtractions -$2.48 -$2.48 Net cash flow $0.70 $0.70 Closing balances $1,859.63 $1,859.63 January 2020 (1) Year to date (S) Taxable dividends 2.48 2.48 UBS FDIC-Insured Dep Pgm Account APY Total current year $2A8 $2.48 Interest period Dec 6 - Jan 7 Total dividend & interest $2.48 $2.48 Opening UBS FDIC-Insured Dep Pgm balance Dec 6 S1,858.93 Closing UBS FDIC-Insured Dep Pgm balance Jan 7 $1,858.93 Number of days in interest period 33 Average daily balance $1,858.93 Interest earned $0.00 Annual percentage yield earned 0.00% SONY GM 00009680 CW700=05926061 NP70002233 1800002 0120 031952393 Y16170550000000 CONFIDENTIAL Page 3 of 8 EFTA01597347 UBS Resource Management Account January 2020 Your investment objectives: You have identified the following investmentobjectives for this account if you have questions about these objecoves, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives m Important information about your statement at the end of this document. Account name: MONTPELIER TRUST Friendly account name:Montpelier Cash Account number Y1 45170 SS Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is AFO, First In, First Out. Your Pi nandel Advisor: SCOTT STACK MANLYLECASRIEL CW70010005926062 NPA200223318 00032 0120 031952383 Y I 45170550 COMIINYONL000mige 4 of 8 CONFIDENTIAL EFTA01597348 SUBS Resource Management Account January 2020 Your assets Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number: Y1 4517055 Scene prices, income and cutrent values shoem may be 409n:unmade. As a krull. gains and losses may not be accuraely reflected. See Important information about your statement a the endor this dxument for more intsmaton. Cash Cash and money balances Cash and money balances may include available cash balances, UBS Bank USA cposit account balances, UBS FDIC Insured Program Bank Balances. UBS AG Stamford Branch deposit account Pt:lances and money market mutual fund sweep balances. See the important information about >ow statement at the end or tits document for details about those baranes ttdd net Opening basice on tan 1 (1) Closing belaxe PA(Pper Share Average Ontdend Interest Dais rn on Jan 31 (1) on Jan 31 (S) rate period penod Cash 0.03 0 70 UBS FDIC INSURED DEP PGM 1,858.93 1,85893 Total UBS FDIC-Insured Deposit Program $1,858.93 $1,859.63 Prionty Bank NI9rne Closing Mante on Jan 31 (5) Status UBS Bank USA 1,858.93 2 Wells Fargo Bank, N.A. 0.03 (1 ) 3 Citibank, N.A 0.00 (1 ) 4 HSBC Bank USA, NA 0.00 (1) 5 BBVA USA 0.03 East West Bank 0.00 (1 ) 7 Citizens Bank, N.A 0.00 8 Associated Bank, N.A. 0.00 (I) 9 Pacific Western Bank 0.00 10 Ameris Bank 0.00 Total $1,858.93 Status - Client has opted out of this bank Your Fi nancial Advisor: SCOTT STACK MANKYLE CASRIEL U8S Bank USA and all UBS FDIC Insured Progais Bank deposit account Waxes are insured by the FDIC within applicable liMts, but are not protected by 9PC. UBS AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by SIK Money market sweep balances are protected by 51K bul are nee Insured by the FCC SDNY GM 00009682 ChP70010005926063 NF73CO223318 00032 0120 031952383 VI 451 70550 COOOCO Page 5 of 8 CONFIDENTIAL EFTA01597349 *UBS Resource Management Account January 2020 Your assets (continued) Account name: MONTPELIER TRUST Friendly account name:Montpelier Cash Account number. Y1 4517055 Your flnasdal Advisor: SCOTT STACKMAMLYLE CASRIEL Plannaleia Cash alternatives Money market funds Money market funds are neither insured nor guaranteed ty the teat itl Deposit Insurance Cc:sp.:48ton or any other government agency. inandione prime andinstitutional muncipal funds must float their net asset vdues (hinv) per share to the nearest If 1C0M of a cent (e.g., SI 0000) Government and relal money market funds still cortnue to transact aka sltie 51 03 net asset value. Although money market funds seek 10 preserve the value of your investment at S1.00 pes share, n n possible to lose money by Jrwesling in these funds. Total retrrvestel is the told of as reinvested dvIdends. it does not include any cash cludench n Is rot a tar lot for the purposes of determining hold ng periods or con Cans. The shareS yOu leceive each time yOti reinvest dvidends become a separate fa Id Cost 8854 is the tote purehaSe cost of the security. ind udnig reinvested d.dends The cost basis may need to be actusteellor return cf capital payments in order to &term ne the adjusted cost basis for tar repotting purposes. Purchase price' Nwnbet Average pice Client Hdd ng al snares ter share If) investment (5) UBS SELECT PRIME PREFERRED FUND EA 129 Current yield: 1 71% Your total assets I/No[4;er' Rav) gain or b:s Is the dfie re nce between the current value and the cost basis and would gene Id ly be your ~eq.:loot loss d the set tarty was sold Co this date. The unrealized (tar) gan or loss may need lobe a4usled for return of (avid payments in oder to determine the retired gain or loss for lax reporting purposes. Investment return is the current value minus the amount you invested It does not include shares that are not reflected on your statement, includng shares that have been realized as either a gain ct a Ices. It also ctes not Include cash dedencis that were not reinvested 1,699.385 ---This information was unavailable-- Value on Jan 31 (1) Cost Pnce per share basis (5) On Jan 31 (5) I.0003 Value on unrealized Jan 31 (5) ()an of JOSS (1) 1,69989 Percentage cl Cost your account basis (I) Estimated annua inccme ineestrntnt )4rAdng return (3) period unrealized ion or loss (t) Cash Cash alternatives a Money market funds Total Cash and money balances 1.859.63 52.24% 1.859.63 1.699.89 47.76% 29.00 • Messing cost basis often:elm Account activity this month $3,559.52 100.00% $1,859.63 $29.00 Dare Act nity 0escreption amount (S) Deposits and other fends credited Jan 10 Transfer FM sit 45612 8100 0.70 Total deposits and other funds credited $0.70 CMIC0100C6926064 NP7300223318 00032 0120 031952383 Yl 45170550 comiitiy_Gm_00009~e 6 of 8 CONFIDENTIAL EFTA01597350 SUBS Resource Management Account January 2020 Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number: Y1 45170 55 Your Nneadel Advisor: SCOTT STACK MANLYLE CASRIEL age Activity Desaiption Amount (S) Dividend and interest i ncome Tarabfe divider.* Jan 31 Dividend U8S SELECT PRIME PREFERRED FUND 2.48 SYMBOL; SPPXX Total taxable dividends Total dividend and interest income Investment transactions For more information about tne price value shown for restricted secuaties. see important information about your stammer* at the *near the dor 'anent. Cute Actiety Cescdpoon Jan 31 Reinvestment UBS SELECT PRIME PREFERRED FUND DIVIDEND 2.479 -2.48 REINVESTED AT 1.00 NAV ON 01131/20 SYMBOL: SPPXX Total -$2.48 $2.48 Proceeds frame Funds investment withdrawn fa Accrued Ouantity VS ue (S) Pace (Si transactions (I) iniestments boucle (I) interest (5) SDNY GM 00009684 CP.70010006%6065 NP-A)03223318 00002 0120 031952383 Y145170550 000000 Page 7 of 8 CONFIDENTIAL EFTA01597351 4t UBS Your notes CW70010006926865 N77000223318 00002 0120 031952303 YI 45170.0 COIfty_Gm_00009eggie 8 of 8 End of statement for account number YI 45170 S5 CONFIDENTIAL EFTA01597352 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale USA are ifdirect stbskloies d LBS AG and affiliates of LBS Smuts LLC. The Firm's fru/nal statement is available upon request. The Firm's execute* Offices are at: UBS Financial Services ex. 1200 Harbor Boulevard Weehawken. N107086 This statement represents the ony official record of you' Les Financial Services accoura Other records, except °thetal tax drulternS, cantering callting data should rot be reed upon. If you beige, there ban error or motion, pleas* report it immediately in wring ea the Branch Manager of the office serving your account. Although all hams shown are intended to be accurate, sttement data shook' not be used for tar imposes. Rey sold, on yes-end lax totem go., loan 1099, 5498, 10425, etc.) when preparing your tax return. The Fern 6 moored by law to report to tie IRS all taxable dnidenok, reportable nal-taxable dividends and taxable interest earned on seas-nes held in your mask net proceeds on sale transactions, ad cost basis an omen cowed securities COmmUtliCatiOna with the Firm • Please re-confer., any Oral (Orrirrunicatictis n veiling to further protect your reps, including your rights under the Secuities Mesta Protection Act OSA). • I the Brune itl inttution on the top left of the front of this statement isnot Les Financial Services, LBS Financial Services caries you account a clearing broker by arrangement with the indicated intedion We Wormedyou of this relationshb when you opened this Accent In this raw, your finds and secuties are located at UBS Financial Sweets and rot the Mak" rg broker, ad you crust make a report of ay tar te meson to both ferns. • As *sorbed n the accost ag-eements, you must notify us of any errors or fraud involving checks reflected on your statement beta) 30 days after it was mailed a made mettle. • Please direct arstonw carotenes or nouries to the Film's Client Relations Department at 201.352-1699 or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday, or in witio to WS Financial Services ls. , Client Relations Department, P.O. Box 766UnionC ity,11 07087. • All itatellentS shall be cleaned complete and accuse not objected to ri writing whit 60 days. • For TTY services: Cal 844-612-0986 a from outside the US Call201-332.1495 • h case of errors or cunt:xis about an electronic funds transfer (U1), bill parent or LIES Vise debt cad transactions, cal 800-262-1000, or carte to UBS F etanoial Services lx., 1000 Harbor Bed, 61h floor, Weehawken.. Ni 07086, Attn: b.INSSA Services. Call a write as soon as saran, 1 you think as statement a receipt is wag a e you need more information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must hear from youno later than 60 clays after the Fern sent you the fist statement on which the error or pobtem *awed. — Provide you name ad accurst number Of any). — Desube the error or the transfer you re inure about. ad eiplat as clearly as you can why you beano it is an error a why you and MOM — Provide the dolt, amore of the suspected error. The Firm Or Cad Issuer will investigate you complaint and willcorrect dry error promptly For ahged errs nhgNng LOS Visa•debe cad transactions, 4 we take more than 10 business days tO do this, we will credit you accant fa the imam you thank is in mum, so that you will have the use of the money &rig the tine it takes us to complete as nestgatein. Please male all checks payable to the Firm or the financial ristituten indicated on the front of this statement. In addition to regular account fees, accounts may be .Meet to mantenarce lees charges for late payment for securities purchases and charges fa unpaid amounts n cash accents. Accounts that are transferred to other nstilutiten may be subject to a trader fee. UtS Sweep Options UBS offers options for sweepeg cash balances to bait deposit accanes at nanaffiated banks and abated banks and money make) mutuality:Is (Money funds). Deposit accounts at LBS Bark USA and non-affiated banks panicipaing tit a LBS FDICansured Deposit Program are FDIC-insured n accordance with FDIC rules. For more iltamaiian please visit veterfik.9:n. Deposit accounts at WSAG Stamford Branch and shares of Money Funds are not in-redby the FDIC. Bak deposits are not protected by SIPC. Money Fond dunes :re protected by SIPC See -1.)85 lnancie Services Account Protection' below. Upon your regain balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advisor or by eating KO-7621000. US$ Financial Services account protection the Firms a inerrber of the Secretes bosh". Protection Corporation (Sip, witch protects securities custonwn o1 is rearben up to 1%0,000 (adding 5250.000 for clams for ratal0 bplanatory broth.", available upon request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular capacity- The Firm, together with carton athletes, has also Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under tie protection is 5500 million as of Detester 10, 2016. Weed to the pale y conditions and inlet:as, cash a the Finn i hither protected fa up to 11.9 million in the aggregate for al you accounts held in a wieder capacity. A ful copy of the polio; sordeg is available Loon request. Neither the SIPC protection nor the supplemental protection apply to: • Certain financial assets antrolkd by (and ext.:led in you account value) but held away from UBS Financial Services. For burn* certain (0 insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contacts), nclaing fumes contracts and Calvvirry option Central% ad • Depose accounts (except certificates of deposit) at (BS Bak USA, LBS AG U.S. branches and barks in the FDIC erred Deposit Program. The 51K protection and the supplemental protection do not appy to these assets awn d they otherwise appear CC yds statements. The 51K protectionand the stoplemental protection do not protect against charges in the market value of you revetments (whether as a result of market movement. muer banknotcy otherwise) Dividend Reinvestment Program (DRIP) The pace reflected is an average prce. You may obtain the actual price km yam Financial Advisor. Only whole shires are purchased under DRIP; partial shares will be sold and the cash will be deposited in your account. We chodend reinvestment price :belied by to issur may deter from the market price a which the partial shares a-e sold Calvin-Feta Orly whole units maybe held in yam secondly:0 are meted to a partial unit as a result of a dividend payment • otherwise, the Firm will either sell grid tries at market vice a accept an anoint deterinned by a registered dea-rg agency, and freer yore account. Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing investrnme objectives: • Prorkce Current f name: Investments seeking the generation Of income Caly. • Achill,* °pea/Appreciation: Mestments seeking growth of or:ideal rather than the generation of ncome. • Produce Combination of income and Capital appreciation Investments seeking both the generation of income and growth of principal. Overall risk profiles • Connotive- Seeks to martin initial prix0al, with km risk and minify to the accost overall, even 0 that means the account does not generate income or rears and mayn't keep pace yeah inflation • Moderate: Waling to accept sane risk to pampa' and tolerate sane volatlity to seek hider returns • asgressne: Willing to matt hip risk to principal and high volatility to seek high teR over time. • mostowntiagibrity Consicloratan: d selected, a portion of the portfolio for that atom may include complex 'trawl:es, limited liguidty and greater sobriety. Statement "householdirer We may COnSOkiate A tetrad account statements with the same address in the same envelope. e g. because they have owners who also mantas ;ore account relationships wth other clients at the sane add-ess. If you peter to receive ndividual statements (tweed n separate /metopes, you may decline householdng by (tang your Fruncial Advisor Friendly moue name The Friendly account None 6 a customizable • 'withal** chosen by you to assist you with ye's' recordkeepio. It, no legal effect on your account, is not Mended to reflect any strategy, predict rearnmerdation, inestment objective a risk polite associated wth you- accunts. and is not a prance a gJaraxee that wealth, or any 1 inarxiA results. can et willbe achieved. All investments invoke to risk of loss, ex kdro the ritk of loss of the trait investment. You can change your Fria* accost names through Onine Services a by contacting your Finarcial Minor. Account overview • Value of tors wountIportfofio Net of assets and liabilities • Assets Includes available cash balances. vakes for restricted security (est), and Global Tine Deposits. unrealized marks to market and certain assets ibt held to. the Finn. Does not nckxle unpiced securities: assets at the end of the prior and oat statement prods. or private investments, invested nod options and ~deal, stock options. • Liable's. Voldes debit balances, *sundry margin bats, credit re, short account balances • Cashatoney balances Total of uninvested avalable cash balances, plus deposit balances at affiliated and nahallikated banks, and money market mortal had sweep balances. at the close of the statement period. Non•Corrrtirley bee credit balances in you account are not segregated from other balances and the Fern may use any these fords in the ordinay cane of its banns These finds are payable upon your Orland. 11-es total is ircbded in the anent period closing value. tending information Fa detailed information on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009686 CONFIDENTIAL EFTA01597353 Important information about your statement (continued) Ras assets Your statement sent, acuities and other assets held in the accord a the end of the gatemen period. You msar ask for delieenrof fully paid searttin at ay tine. You may receive tourists used as loan carnal after paying any balance dr on them. Any securities transferred to the Fim dreg the statement period are listed at market value as of the end of the statement period. • Cost bash. In denim:nig the cost bass of the wanes included in this statement, where indicated with the nuerbee '1: UBS Financial Services has raid as information obtained from sources other than LE6 Financial Serene, "doling Hammier. flan another Irma that you may hawpros/did to your Financial Advisor. The Fie does not independently way a garnet the rosary a validity of my information provided by sources other than LES Financial Services. h radial, although U3S Financial Sencces genera* updates this Mormation as it is received, the item not provide any assurances let the Planation under 'Cost basis' ad 1.hrealeed gad loss' is Kurth as of the date of this stamen. As such, please do not rely on this information to make purchase Cr tale decisions, for tae purposes a otherwise. Accounts transferred to the Fin, may reflect gingko% informal On only for the period of tine they are h the Fie. More hinceical nfarnation can be added by your Financial Achisor. • Unrealized gains/losses. When data is avabble, eslinated arealited gaimilosses at calculated for rdividal security lots. The transaction data for ndividul lots may or may not reflect canminers, ch.vges ardor security reorganisation hems. Dividend and other reinvestment lots and systematic Prchaw lot are each combined to display on, averaged lot. The 'Trade date' column presents the crigasal transaction wade date. • Callable markles Bonds arid prefaced stock that the issuer cats for eery redemption wit be selected emparhay by lot from among at seorises of that issue held nom name a ri nomnee nee for us dents Call feature information s obtaired from third patties and es accuracy is not guaranteed. Other call features may exist which could affect yield; complete information will be provided upon request. • Price/value. Prices desplawd fa securities and other produce maybe higher or lower than the price that you would sourly receive in the market Prices are obtained from various third party sources theth we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use the dosing prise when available a the mean of the bed and ask prices for listed securities and options any bid prices for OTC securities — Less activeytrackd securities maybe priced using a valuation model a the most recent price we atoned and may not reflect an actual market pia or vat*. — <man positions may appear berthas a price and will show as rake want nitro,' t we are unable to obtain a price for a security. — Deposits a securities denominated is currencies other than U.S. dollars re reflected a the excharge rate as of the statement date. — For certain searies trading in non-conforming denominates, price a-id quantity (lace rata) may have been adjusted to facilitate proper valuation. To obtain current gotat ions, when a bariVe contact your Fame Advisor. not nerrremarb, leaner* the vi upon liquidation. — And party estimates of value are as of date ad are supplied to UBS Financial Sents on a repair base by an independent valuation fin. — Issuer, general partner of sooner estimated valet if ay, are supplied to the Firm by the issuer, general partner or sponsor and may be tabulated based Co ciff erent Mama:on from that used by third parties to derive thei esemaled WAUPS. — You can obtain additional information regardrig the methodology used to determine the estimate of value and the date of the informalen that is the basis for the estimate by contactirgyour Financial Advisor. — Third party estimated values may bereflected as 'Not priced' in several situatern: Main an • dent valuation to, has not suppled a is unable to assign a value, when we become aware that a material event has occurred that may call a previa* reputed vale into question, or when a value woad be highly speculative due to the nature of the security. — When neither an issuer, general partner or sponsor estimated value bar a dud-party estimated value is provided, the value of the security ekl tr.:lavers from its purchase Coke — 'Diarbutens to date' may "elude return of capital, income or both — unit size represents the Keel offering price per Mit and may not reflect riot cop baits — DPP and unlisted REff wurities are not listed cc a national securities exchange, and are generally illiquid and even a they can be sold. the price reamed may be less than the per share estimated value waded in the account statement. • Restricted securities. Restricted sectnies generaly are not currently elgbk for pubk sale UBS F haricot Services uses the market price of the itresincted stock of the sane issuer as an imputed yak.e fa the restricted stock for purposes of this statement only. To tie extent that restricted securities we Mgble for sale, the vats received may be substantially ins than the maned vats shown. • Private invertmones end stmoured products. Private Mestrient securities (inclerg direct Partkkation program and real estate inveihrierrt trust %tutees) and strucesed products are goner* higtey Revd Certain structuredow:dads have not teen registered web the Securities and Exchange Canmiss ion or under arty state securities laws. We provide estimated values for prince imminent securities and structured products for 'Samuel:nal prrxusany. Accuracy is not guaranteed. — nest vales nUry dil ler ithstentially turn prises, any, at which a private nvestment securtyor structured product maybe boujst a sold and do you may receive • Est. (estimated) income, Current yields and rates. An estmate of anal igene is bawd an current dividend and interest rates. assuming the securities will be held for one year from statement care or until MMus*. This estimate is any a guidekne; accuracy and continued income are not guaranteed — Estimated crud ncome and current yield foe certain types of securities could include a return of principal or capita gains in which case the est. income (and current yielth would be overstated. — Estimated rant income and current yield and lee actual imam, and yield micro be lower a higher than the estimated amounts. — An earns of arnualind "come (avidend ands interest) Minded by the current market vakraraverage balance is based on the last dividend or merest pant** made by the Mar and assumes tie securities/deposes will be hell for one year from the statement date a urea maturity. Accuracy and continued yield se not guaranteed. • Assets not held by LIBS financial Services. Certan assets are not held by the Firm and not within the em's possession or control. These assets are displayed on your statement for of °motional purposes only. Positions and vases presented are provided by to issung fem. UBS Fnamcial Services is not reparable for this iteration and does not guarantee is accuracy. Thew assets re not protected by SIPC or the firm's supplemental SiPC coverage. • Rinntenti shoring and additional compensation. - h addition to commissions on sales at 12b.1 fees reamed n connectcol with the disubnion of mutual funds to our clients we odor our affiLate receive revert. sharing pigments from disubdors ancla adviscn of the maul funds that we sell These rants are based on two different coapcinents: the nun of sales by 1185 of mutual fund f amity So our <kernr and kJ the asset qt. of a particular Mutual fund I arniejs shares held at the firm. — We ref our affiliate also receive networking and cent* processing lees in consideration for transfer agent services that we provide to the mutual funds. Thew fees generates an paid from investor assets in the named lad and are a fired dollar innocent based an the number of accounts at the broker-dealer holding mutual fads of that turd IaNy. - h addition to commission received in correction with the sale or diorbuton of tenuity canals and unit mestment trust tees to or diens, we actor at /brute receive revenue sharing carp:suet:an from many of the Insurance companies underwriting the annuity contracts, affilates of the Massee companies or sponsors of the at Mourners tuns we darbute. - h ackation to COrnmiSSE3n5 received from the purchase and sale of NureSI re es lads we actor our affiliate receive an asset-based amenx sharing payment from NeaShares dish:las" as mil as funding for technology development, training and education. - Our anon also receive trading commissions at other compensation from mudual funds and Marne canonic.% whose frolactS we Slane. - We Weil* COrnpkinSal kg) from Les Bank USA, U3S AG Stanford Branch and ramatfiliated barks through our cash sweep programs. The compensation may be per account fee or may be a percentage of away daiy depose balances. Activity Wormation regarding commission and other charges 'Mulled II con -sect pen with the emotion of oaks, inckadrig option transactions has been induded co confirmations previously furnished to yoa ad will be provided to you promptly on request. Short soling if you at engaged n short selling a security, you may incur a cturge die to mien borrowing costs fa that pateulasecisiy. Open orders Regarding open a • good.acancelled • ceders that ewe not executed by the statement dale, open buy aid sea stop orders we reduced by therant of dwiderds or netts an an tx. &edicts or exeghts date ts*ss instructed otherwise by you. You we responsble for orders that are executed the to your Salve to cancel eating open ordeal. Privaq To obtain a copy of as current Client Prelacy Notice, please contact par Financial Advisor or visit as 'rebut at wonvati coesnovacrooky. — 1.85 Financial Services is riot a bark. The RMA. Business Services Account BSA and IRMA are brokerage accounts which provide access to banking services and prockos through arrangements with affiliated banks and other thidpany banks, endprovides access to insurance and aunty products issued by unaffiliated tsid.party mane companies fl out insurance agency subsidiaries of US$ Fi-uncial Senkes n. — investment, insane, and amity prodxts: — Not FIX insured • No bark guarantee* May lose value — IMA. Resource Management Account Business Services Account BSA, IRMA and nternatiorul Resource Management Account are registered service marks of LEG Financial Services Inc — vISA is a registered vadernark owned by Vita srternsional Service Association and used under kens.. The CBS Visa creel cards rd the U65 Visa debit cads are issued by L6S Bark LISA with permission from Visa U.S.A. he ceporated. All other trademarks, registered trademarks, service marks at registered service marks are of their respective companies. LOS Firuntial Serviette Inc. Rev. 201010 SDNY_GM_00009687 CONFIDENTIAL EFTA01597354 UBS 085 Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 CNe70060196070220 Y1 0 Account name: MONTPELIER TRUST Friendly account name: Montpeler Cash Account number: vI 45170 SS Your Snandal Advisor. SCOTT sTACKMANILYLECASRIEL 0 Questions about your statement? Cal your Financial Advisor or the RMA ResourceLine at 800-RMA-1000, account 029005170. Value of your account Resource Management Account February 2020 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH LLP BOSTON MA 02210-2696 on January 31 (1) on February 28 (I) Your assets 3,559.51 3,562.01 Visit our website: Your liabilities www ubs corn/ financialsennces Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. 0.00 0.00 Value of your account $3,559.51 Tracking the value of your account 3,5:9.5 $3,562.01 50 3,562.0 • 00 Dec 2018 Dec 7019 ren 7020 Feb 2020 Sources of your account growth during 2020 Value of your account at year end 2019 Net deposits and withdrawals Your investment ram: Dividend and interest income Change in market value Value of your woman on Feb 28, 2020 SDNY GM 00009688 43,555.99 4070 9d80 40 52 1.3.562.01 Member SIPC CeP7C010006019887NP7000214722 03002 0229 031952363 VI 45170550 000300 Page 1 of 8 CONFIDENTIAL EFTA01597355 *UBS Resource Management Account February 2020 Your account balance sheet Summary of your assets Value on February 28(1) Percentage of your account A cash end money balances 1,859.63 52.21% B Cash alternatives 1,702.38 47.79% C Equities 0.00 0.00% D Fixed income 0.00 0 00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0 00% Total assets Value of your account $3,562.01 $3,562.01 100.00% Account name: MONTPELIER TRUST Friendly account name:Montpelier Cash Account number Y1 45170 SS Your current asset allocation A Eye on the markets Index S&P 50u Your Fi noscial Advisor: SCOTT STACKMAPILYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account, UBS FDIC Inured Deposit Program Bank accounts, lin AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important inlormabon about your statement on the last two pages of this statement tor detais about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S Aggregate Bond Index Interest rates on February 28, 2020 3-month Treasury bills: 1 23% One-month LIBOR: 1.52% Percentage change February 2020 Year to date 423% 427% -8.19% 429% -9.03% -10.92% 1.80% 3.76% ctcoolooc6siasse NP70002i 4722 00002 0220 031952363)/i 4517(650 CON,Ite_GM_000091149. 2 of 8 CONFIDENTIAL EFTA01597356 tvIt UBS Resource Management Account February 2020 Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number. Y1 4517055 Change in the value of your account Cash activity summary February 2020 111 Year to date (1) Opening account value $3,559.51 $3,555.99 Deposits, including investments transferred in 0 00 0 70 Dividend and interest income 2 32 4 80 Change in market value 0 12 0 52 Closing account value $3,562.01 $3,562.01 Dividend and interest income earned For purposes of ttis statement, tuataty of interest and dvidend income has been deterrnined from a US lax reputing perspective. eased upon the residence of the account holder, account type, or product bye, sane interest ardor dedend payrnent may not be sublett to Used States NA an/or Puerto Rico (PR) income tater the chant monthly statement is not Intended to be used and cannot be relied upon for tae purposes. Client should refer to the apolicaple sat reporting kerns they receive tan UBS sinualy, such as the Forms 1099 and the Feint 480. for tar reporting Information. It Is the practice of UBS to file the applicable tax reporting forms with the US Internd Revenue Service and PR Treasury Depsunent, and in such forms accurately classify dal:lends arcia Interest star exerrpt or (sable incur* Please consult your indadual tax prepare, Your N modal Advisor: SCOTT STACKMANLYLE CASRIEL See Account &Way this month for duals. Balances In your Sweep cm ors are Inducted In the open rtig and closing baances vane. FDIC insurance applies to deposits at UBS Bank USA and A banks participating in the UBS FDIC Insured Deposit Program. B ekes not apply 10 deposits al UBS AG, surnroid Branch SIPC protection applies to money market sweep fund hddirgs but rct bark deposits. Seeimportant information 'boot your statement on the at two pages d this document for *tat. February 2020 (1) Year to date (S) Opening balances $1,859.63 $1,858.93 Additions Deposits and other funds credited 0.09 0.70 Dividend and interest income 2.32 420 Total additions $2.32 $5.50 Subtractions Funds withdrawn for investments bought -2 32 -4.80 Total subtractions -$2.32 -$4.80 Net cash flow $0.00 $0.70 Closing balances $1,859.63 $1,859.63 February 2020 (1) Year to date (S) Taxable dividends 2.32 4.80 UBS FDIC-Insured Dep Pgm Account APY Total current year $2.32 $4.80 Interest period Jan 8 - Feb 6 Total dividend & interest $2.32 $4.80 Opening UBS FDIC-insured Dep Pgm balance Jan 8 $1,858.93 Closing UBS FOC-Insured Dep Pgm balance Feb 6 81,858.93 Number of days in interest period 30 Average daily balance $1,858.93 Interest earned $0.00 Annual percentage yield earned 0.00% SDNY GM 00009690 CuP70310006819889 NP7000214722 03002 0220 031952383 Y145170550 000000 Page 3 of 8 CONFIDENTIAL EFTA01597357 SUBS Resource Management Account February 2020 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important informatron about your statement at the end of this document. Account name: MONTPELIER TRUST Friendly account name:Montpelier Cash Account number. Y1 45170 S5 Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your ri model Advison SCOTT STACKMANLYLECASRIEL CW70010305819890 1,1mi:0214722 00002 0220 031952383 Y1 451 70550 000St&Y_GM0000909, 4 of 8 CONFIDENTIAL EFTA01597358 SUBS Resource Management Account Your assets Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number: Y1 4517055 Sane prices, income and current edits sham may be approomsle. As a result. gains and losses may not be accurately reflected. See Important information about your statement a the end of this document fa more Inloomstion. Cash Cash and money balances Cash and moray balances may inductcte available cash balances, UBS Bank USA deposit account balances, UBS FDIC Insured Provarn Bank &lances. UBS AG Stamford Branch deposit account taxices and money market multi& fund sweep balances. See the important in form mion gout your statement at the end of ems document for details about those teiances Hord no opening bar« on Feb 1 (1) Closing balance Pnce per share Average Deadeal Interest Dann on Feb 28 (S) on Feb 28(1) rate period penod Cash 0.70 0 70 UBS FCC INSURED DEP PGM 1,858.93 1,858.93 Total Ins FDIC-Insured Deposit Program $1,859.63 $1,859.63 Pnonty Bank NlYre Closing bilance on Feb 28 OS St at u2 I UBS Bank USA 1,858.93 2 Wells Fargo Bank, N.A. 0.00 (I) 3 Citibank., N.A 0.00 ) 4 I-159C Bank USA, N A 0.00 (1) BBVA USA 0.00 ) 6 East West Bank 0.00 (I) 7 Citizens Bank. Nit 0.00 (1) 8 Associated Bank, N.A. 0.00 (1) 9 Pacific Western Bank 0.00 ) ID Ameris Bank 0.00 (1 ) Status Total $1,858.93 Your N fluidal Advisor: SCOTT STACK MAI4LYIE CASRIEL 0 UBS Bank USA and all UBS FDIC Insured Pavan Bank depart account baances are insured by the FDIC MIMI applicable limits, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by SIK Money market sweep balances are protected by 51K but are not Insured by the FDIC. ) - Client has opted out of this bank SDNY GM 00009692 ChP70010005819891 NP79:0214722 00002 0220 031952383111 J.5170550 C00000 Page 5 of 8 CONFIDENTIAL EFTA01597359 SUBS Resource Management Account February 2020 Your assets (continued) Account name: MONTPELIER TRUST Friendly account name:Montpelier Cash Account number Y1 45170 S5 Your M medal Advisor. SCOTT STACKMANILYLECASRIEL Cash alternatives Money market funds money market funds ate neither insured nor guaranteed by the Feder* Deposit insurance Ccepotaion or any other government agency. institutions prise and inslitutiond municipal funds must Boat t heir net asset values per share to the neatest ItICCAh of a cent (eg, Si 0000) GovernmeM and relell MOM" market funds viAl ocean ue to transact .318510e 11.03 net asset value. Although money market funds seek to preserve the vdue of your investment al $1.00 per share, it n possible to lose monry by investing in these funds. rota reinvested is the lots of at reinvested di/Mends. it does not include any cash dudench n is rot a tat lot for the purposes of determining holdng periods or cost basis. The shares you receive each time you reinvest dvidends become a separate tax lot Cost bass is the told purchaSe cost of the security, indudng reinvested dudends The cost basis may need to be alusted for return d captal payments in order to ckterrnne the adjusted cost basis for tat reporting purposes. Purchase price Number Average pice Client nddn9 of saes per share ID investment (S) UBS SELECT PRIME PREFERRED FUND EA: 128 Current yield: 1 64% Your total assets Unrealeed (tav)gain or bb Is the difference between the current value and the cost bags and would gene rd ly be >Our lacatle gain or loss if the security was sold co this date. The unrealized (tar) gan or loss may need lobe adusted for return of <split payments in order to determine the retired gain or loss for tak reporting purposes. Investment return is the current value minus the amount you invested It does rot include shares Thal are not reflected on your statement, inducing shares that have been *Sized as crab again a alas. It also dDes not Include cash dedends that were not reinvested 1,701.704 ---This information was unavailable-- Value onS-0)28M Cost Price per share bash (S) On Feb 78 (S) Value on unrealized Feb 28(1) gan loSS (1) 1.0004 1,702 38 Percentage i* Cost your *count basil (5) Estimated annual income (5) Investment exIdng return (S) period Unrealized gem Or loss (1) Cash Cash alternatives • Money market funds Total • Missing cost basis onlangstico Cash and money balances 1.859.63 52.21% 1,859.63 1,702.38 47.79% 28.00 Account activity this month Dee Activity $3,562.01 100.00% $1,859.63 $28.00 Description Amount (5) Dividend and interest income Taxable dividends Feb 28 Ctsudend UBS SELECT PRIME PREFERRED FUND 2 2— SYMBOL SPPXX Total taxable dividends $2.32 Total dividend and interest income $2.32 ChP7COIC005819697 Ny7303214727 00032 0110 031951383 Y 45170550 COOStfiklYGPCI000096§119e 6 c8 S CONFIDENTIAL EFTA01597360 4tUBS Resource Management Account February 2020 Account activity this month (continued) Investment transactions Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number: Y1 4517055 Fcx more information about the Pri(ehalue Shown for (toned securities. see important informoton about your statement at the end of this docunent Your Financial Advisor. SCOTT STACKMANLYLECASRIEL Proceeds from Funds in‘estrrent withdrawn Sc, Accrued Date Activity Description 0uarney \lave (I) Price (S) transactions (S) inestments bought ($) interest (I) Feb 28 Reinvestment LEIS SELECT PROVE PREFERRED FUND DIVIDEND 2.319 -2.32 REINVESTED AT 1.00 NAV ON 02128120 SYMBOL: SPPXX Total 42.32 SDNY GM 00009694 ChP7001C005819893 NPX)CO214722 00002 0220 031952383 Y1:5170550000000 Page 7 of 8 CONFIDENTIAL EFTA01597361 *UFIS Your notes Cei7001000681989e N1,20002 4722 00002 0220 0319523a3 Y1 4St 70S50 C'OVAIlY_GM_0000981011° 8 of 8 End of statement for account number VI 45170 S5 CONFIDENTIAL EFTA01597362 Important information about your statement UE6 Financial Services inc. (the Firma (13S Financial Services), a a mutter of all principal storey, covirnacky andWires excha-ges UBS Manual Services and UBS Bark USA are i-direct absklaies of 1185 AG and affiliates of LEG Searkes U.C. The Firm's financial statement is available Won request. The Firm's execute* offices are at: UBS Marxist Strokes Sex. 1200 Hats Boulevard Weehawken NI 07086 This statement represents the onbr official record of you Les Financial Services account Other records, /wept official tat documents, cleaning coralkting data should not be refed moon. Ilyou beleve there ban error or °motion, please report it immediately in asking to the Branch Manager of the office serving you account. Altough all lions shown re intended to be accurate, statement data shouldnot be used for tat purposes. Rely sole* on yes-end lac kerns, 6.4., form 1099 1498, 10425, no) when preparing your tar return. The Fern is requited by law to report to the IRS all taxable thiclords. reartabb ma-taxable dividends and taxable Serest erred m secaties held n yotr octant net proceeds on sale turoadons, and corn basis on crun cowered seasilies Ccenmunications with the Firm • Neese re-col-Ann any oral cornrrunicaticets n writing to further protect your rights, including your rights under the Securities Mesta Protection Act *SA). • I the &lino irl iwaution on the top lett of the front of this statement isnot Les Financial Services. llIS Financial Services orris your account a clearing tn:ker by arrangement wt the indicated reasAion We Wormed you of this relationshb Met you opened this !Can. In this case your fads awl secuites are located at UBS Financial Services and rot the nrookxrg broker, rd you must make a report of wry error a mason to both f rms. • As descrbed n the account na re...coots. you must noddyus of any *liars or fraud involving checks reflected on your statement with:" 30days after it was mailed a made mutable. • Please direct customer carolers or rkuries to the Film's Client Relations Department at 201.352.1699 a toll-free at 800.354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday. or in writig to 1.85 financial Services erx.. Client Relations Department, P.O. Box 766 Union City, M 07087. • All statements shall be deemed cow*e and atom 4 not objected to nulling within 60 days. • For TIT services: Cal 844412-0986 or from outside the US CO201-332.1495 • le ase of errors or cuestas about an electrak fads transfer (U1), bill payment or UM Visa* debit card transactions, cal 800-2621000 or write to UBS F Le-uncial Services lx., 1000 Harbor Bind, 6th floor. weeharAcon. NI 07086, Atm: RIANEGA Serva4. Call a write as soon as you can, if you think yas statement a recta 6 vra-g or a you need more information about a transfer on the statement a wept. The lam or Card Issue (as appkable) must hear from you no later than 60 days after the Firm sent you the fist statement on which the nor or pobtem appeared. — Provide your name ad accoun number nry. — Dew bete Oita or IS Wander you re inure about, ad eaplin as clearly as you can why you believe h is an error or why you need more information. — Provide the dolls. amount of the suspected error. The Firma Cad Issuer will investigate your complaint and will tarot wry error promptly for atoned errors reviving UBS Vaaedebe cad transactions. 4 we take more than 10 banns days to do this. we will credit your account for the /mount you think is in errs, so that you will have the use of the money during the tine it takes us to complete av rwentigeon. Please make all checks payable to the Finn or the financial onSUILOOrb indicated on the front of this statement. In addition to regular account fees, accounts may be se.bect to mantenerce feet changes for late payment for securities purchases and charges fa tread amounts n cash accosts. Accounts that are transferred to other nstautOnS may be subject to a translw fee. UtS Sweep Options UBS otters options for sweepng cash balances to bark deposit accounts at nernaHauted banks and *Mated banks and money maker moral finds (Money funds). Deposit accounts at IBS Bann USA and non-affiated banks panic:pang ruhe UBS FDIC-ensued Deposit Program are FDIC-inured in accordance with FDIC rubs. Fa net idanratior please vial awnv.fde.ese. Deposit accounts at UBS AG Stamford Branch and shares of Money funds we not re-red by the FDK. Bak deposits., not protected by WC. Money Fad shoves are protected by Slit See -UBS FnnciS Sakes Account Protector below. Upon you acmes, balances in the bark deposes may be wackarm ad shares of a Money Find may be liardated, and the proceeds returned to you or you secuites account. hither neomycin about available sweep options, roludng current interest rates and yields, a avelable* wwwas comes...Nay:Ms, hom you Fnncal Advises a by calIng KO-7621000. UN Financial Services account protection The Firm is a member of the Securcies hest.* Protection Corporation (sro, which protects securaies erosionen of is northern up to 1500,000 (nduding 1250.000 for dams for cash) baslanatory brochure makable upon request a at mew Nocorg. The SWC asset protection tires apply to al scouts that you hold in a particular capacity. The Firm, together will certaM artiates,has also pschawd supplemental insuwict the marirun arrant payable to al eligble dint collective& under this protection a SSOOmillian as of Detente( 10, 2019. Salmi to the potty conditions and lineations, cash a the Fern et further protected For up to 519 million in the aggregate for all your accounts held in a partnaar capacity. A ful copy of the polio; eating is available upon wit. Nether the SIPC protection nor the suoplememal protection appal to: • Certain financial assets controlled by (and ext.:led in you- account realist held away from UBSFintercist Services for example certain (0 insurance prodacts inducing variable aauites. and OD shares of mutual funds registered in the name of the axon holder on the books of the issuer a transfer agerrJ; • hvesunmt contracts or rwestment Swot W.g., Imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contracts), includig futres contracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets wenifew othewise appear on you statements. The SiC prOliCtian and the supplemental protection do not protect again changes n the market value of you invert/Ms (whether as a result of market movement mean bankruptcy a otherwise). Dividend Reinvestment Programs (DRIP) Th. price rationed it an average price. You may obtain the actual price from you Financial Adviser. On/en/wee shies are purchased under DRIP; pallid shares will be std rd the cash will be deposited in you account. We dividend reiwestment price supplied by the issuer may differ from the mark* price at which the partial shares are sold. Cadvin4eu On& whole unis maybe held in you account. F you are MOS to a panial vat as a result of a dividend payment or otherwise, the Firm will ether sell patiel ranks at market pice or accept an anoint determined by a registered clearing agency, and credit you accost Inveslanent objection the Sestrnert objectives and risk profile are speak to each account and may ray between you- accuses. Please sense the FilbprOrray ih amino of arty significant change in your financial situation or investment objectives. Foe each account held. You choose ate of the following investment objectives: • Produce Current Income- Investments seeking the generation ce income only. • Achieve Capital Appreciation: hvestrnents seeing growth of woo Oatrather than the generation of income. • Produce Combination of Income and Capital Appreciation Investments seekirg both the generation of income and growth of principal. Overall risk profiles • ConsewaM'e. Seeks to nunta'n ntial prixpul, with low Sc and volatiry to We account overall, even if that men the account does not generate signifier* income or reams and may not keep pace wdn inflater. • Moderate: Wiling to accept sane risk to principal and tolerate some volatlity to se* higher returns • Aggressive: Willing to accept high risk to primeval and hit, KIM, to Seek highrelines over tine • Monotone fryibliey Coraidernen: If selected. a portion of the donor* for that asunt may include corrplex strategies, united liquidly and germ voleirky. Statement "household ince We may consoktate d1 tetrad account StateraintS with the same address in the same e.g. because they have owners who also maintain joint account relationships wth other clients at the same ackkess. ef you prefer to receive individual statement mated n separate envelopes, you !My decline householdrg by (Ong yes Financial Advisor Friendly account name The Friendly account name es a customizable 'to:knave' chosen by you to assist you with your recordkeepig. Ns no legal effect on your account, is not intended to reflect any strategy, product recommendation. inestment objective a risk pro/le associated with your accounts and a not a promise a garnet that we*, or any financial results. can or willbe achieved. All irt.Itriliglts involve the risk of loss, ex Lang the risk of loss of the retie investment. Toucan change your Friend& secant names through Online Services or by contacting your Financial Advisor. Account overview • Value of Oaf awoundporttafid Net of assets and liabilities • Assets Includes available cash balances, vakes for restricted security (est), and Global Time Deposes trrealized mats to market and certain assets riot held by the faro. Does not include unpiced securities( assets as the end of the priar and 0.intit statement paw ls. a private investments, invested stock option and wierciubb stock options. • Liable's Melees debit balances, cumandrg margin WM. Credit lie, short accent balances • Cashmoney balances Total 01 uninvested available cash betakes, plus deposit balances at affiliated and •orvallikated hanks, aid money market MAW fUld sweep balances, at the close of the statement period. Nori•CorrroOdry free credit balances in yos account are not segegwed from other balances and to Fern may use any rid these funds in the ordirtay cone of its bins those finds are payable upon your demand. Thes total is ircladed in the anent period closing value. Lending information For detailed iicrmation an the Fm's legeng practices and disclosures, refer to your Client Rolsoonshp Agreement or Account Agwrnent and the General Tams and Conditions Les Statement of Credit Practices available nAgmements and 0ath:cues a zetsw rib tom, men nfrliwkw go. SDNY_GM_00009696 CONFIDENTIAL EFTA01597363 Important information about your statement (continued) Yam assets Vow statement ermines securities and other assets held in the accant a the end of the sinners period. You may ask for delivery of fully pad seonties at any the. You may receive weenies used as loan cobtoal alter pining any balance due on them. Ary securities transferred to the fern during the statement period are listed at market value as of the end of the statement perfid. • Cost best. lu detennning the cost basis of the securities included in this statement where indicated wit the nurrbo UBS F narcial Sorkin has rebid on information obtained Irons sources oter than LES financial Strokes, eckxling blonnalion from another Ism or that you may have «aided to you Fnancial Advisor. The Finn does not indeperdoey nerdy a garnet the wry a validity of ay *lamalim provided by sofas other than LES Fisuoxial Services. ackliion, although LESS Financial Strikes genera* gmlates this reformation as it is received, the fem does rot provide ay assurarces tat the idormation under -Cost bases rd 'Unrealced gad loss' is accurate as of the date of this stammers. As such, please do not rely on this information to make purchase a sale decisions, for tar purposes « Mlles wir. Accounts transferred to the finn may ref tot gardloss information only for the period of tine they se held x the Fim. More historical information can be added by your Financial Advisor. • Uesealited gainsileases. When data is available, Sinned sneaked gandlosses re calculated for rdividal security lots. The transaction data for individual bh may or mynt reflect canmisstres. mages aria security norganintion ewers. Dividend and other ?investment lots and systematic purchase lois re each combined to display one averaged lot. The 'Trade date' coknin presents the original transaction trade date. • Callable markless Bonds and peel erred stock that the issuer calls for eery redemption wilt selected impanialy by lot from among al ware« of that ass* held in our none a in nominee name for ar clients. Call feature information is obtaned from third parties and es accuracy is not guaranteed. Odon all features may east which could affect yield; complete information will be provided upon request • Priem/value. Prkesdeplayed la securities and other prod ects maybe higher or lower than** price that you would actually receive in the market. Prims re obtained from various third party sources whit we believe to be reliable, an we do not guarantee thee accuracy. — We genera/ use he eking price when anibbk a he mean of the bd and ask prices fa listed securities td options «coy bid prices for OTC securities. — Less activeytrackd securities maybe priced using a what«. model a the most recent peke we obtaned and may not reflect an actual market price ale. — Certan potions may appear *Mae a price and will tow aspeke was not available if we are unable to obtain a price for a security. — Deposits a securities cknomiuted n currencies other than U.S. dollars re reflected at the excharge rate as of the statement date. — For certain sectsiies trading in non-conforming densamnehons, price and quantity (lace rake) may have been adjusted to facilitate proper valuation. To obtain current quotations, when 4,412>k. contact your hunch Advil«. n°1 necessary normers the va upon liquidation, — Thrd party estimbes of value are as of a certain date and are supplied to UBSFnaxial Sentes ona rears basis by an independent valuation firm — Bluer, general partner as spot« estimated vetoes, if sib are ~lied to fie Firnber the issuer, general partner or sponsor arid may be tabulated based on different information from tat used by third panes to derive *air etiolated yaks,. — You can etuin additional information regarding the melhodobigy used to determine the estimate of value and the date of tie information that is the basis for the estimate by contactigyour Financial Adios. — Third party estimated values may bereflected as 'Not priced' in several situations: when an • dent valuation lam has not supplied a is unable to assign a value when we become aware that a material cant has occvrod that may call a peennusy reported val.* into question, a when a value, would be highly spoulatme the to the nature of the security. — When nester an issuer, general partner or sponsor estertatod value nor a Owl-party estimated value is ponied, the vale of the searity wal be Mere« from as purchase Prins — tiarbutons to date' May «ludo rerun of capital, income or both — • Orgnal unit site represent the ntial offering Vice per unit ad may not ref ten your cot basis — DPP and unlisted RUT securities are rot listed on a national securities ndunge and are generally illiquid and even i they can be sold. the price tamed may be less tun the per spire estmaled value prodded in the scours statement. • Restricted securities. Restricted secuties generate)/ are not ansently elgbk fas pubk sale LOS Financial Services uses the market price of the urresOcted stod of the same issuer as an imputed value fa the restricted stock for purposes of this statement only. To he extent that restricted securities are ebgbk for sate the vats received may be substantially less than the maned value shorn. • Private inverrnenu end ~awed products. Private rivesVnerd securites (ixbdeng drect POTtiCkarias Program and real estate investment tat securers) and steamed products are genera/ay hgtry &cud Certain structuredproducts have not been registered wah the Securities and Exchange Commission or under ary state securities laws. We provide estimated values for prince imminent monies and structured products for attinaliceral = ordy. Acaracy is not guaranteed. vibes mgdiffer substantially from prices, any, at which a private nvestment secudyor structured product maybe bouisl or sold and do you may receive • Est (estimated) income, anent yields and rates. An a:Smarr of snot exam is bawd on staren drsidrid and nterest rates, assuming the securities will be held for cre yea from statement date or until matvy. This *agnate is only a guidekne; accuracy and continued income are not guaranteed. — Estimated taut *come wed care« yield for certain types of stashes could include a rename of Principal a capital gains in which case the est. income (aid can yieto would be overstated. — Estimated a-nual income and current yield and the actual inctme and yield milts be lower a higher than the estimated amounts. — An *sterns of a-nualized *come (dividend arda interest) derided by the current mate valoaraverage balance is based on the last dividend or merest payment made by the issuer and ormmes e deposes will be held for ore year from the statement date or unto maturity. Accuracy and corned yield are not guaranteed. • Assets not held by UN Finredd Services. Cenan assets are nor held by the Fin, and not within the lams possession or control. Then assets are displayed on you statement foe reformational purposes only. Positions and vales presented se provided by te isung UBS f nancial Services is not respatiale for this iretarnaton aid does not guarantee ils accuracy. Thew assets are not protected by SIPC or the fists sablernemal 51K coverage. • Ravarara sharing and additional compensation. - h ~ice to a:amiss:3ns on sales and 12b.l fees roared n connect on rah the destitution of mutual funds co as clients we ardor or atfiLate receive revere. tang ~ern frees disobuton sidor advisors of the maul funds that we sell These amounts se based on two drferem correpoents: CO the amen of sales by LES of a partoular enamel fund f amity X. our clients; and G0 the and vabe of a particular mutual fund family, shares held at the fern. - We and our affiliate also receive networking and cmnbus pransrg fees n consideration la transfer eager* services that we provide to the mutual furds. Rion fees antra* am paid from investor asset in the mutualfad and ere a feud dollar amount based on the number of amounts at the broker-dealer holding ~seal funds of tat Ind Insy. - h acKtion to commissions received inc.:motion with the sale or distrbuton of airway tontratt and unit rnestrnent trust snes to our diet, we ancla at affiliate receive untrue sharing compensation from nay of the monoe companies underwriting the a-nuity contracts, af illates o: the Maxim companies or spontan of he unit enestmers trusts we dimbute. - h eclInka to commissions received from the purchase and sale of NextShares lundk we ardor our affiliate receive an asset-based revenue sharing payment from ~Shares databulors, as wed as funding for technology development trainig ad education. — Our affiliates also receive trading CiaTtniSSiOrKand other compensation from mutual funds and Murano* companies whose products we &If bute. - We receive oxrcemai ion from vas Berk USA UM AO Stan( *id Branch and twirl dieted bras through our cash sweeP1207~. This angensatim may he per accoune fee a may be a percentage of average daily deposit balsas. Activity Irritation regarding cornmeal:re and Mhos Marrs (loured in «resection with the execution of trades, includng col ion transactions has been included on confirmations previously furnished lo you, and will be provided to you ~lb' on ~ I s Short setting If you ae engaged en short ailing a security. you may bout a charge due to anan barowng costs fa that palicula sienrity. Open orders Regarding open or socodlitcancellee ceders that were not execaed by the summers dar open buy and sea stop ceders se reduced by the mount of driedends or right on an ex.dnAlerit or ex-rights date unless instructed otherwise by you. You ae responsble for orders that ate executed cis to yaw lekte to cancel sating q:en atlas. Privacy To obtain a copy of ox anent Client Privacy Notice, please taxan sir Francis/ Advisor a mest as Mini% at "wive obs COAVDeiViCV004CV. — 1.85 Financial Stryker is rot a bark. The RMA, Business Services Account BSA and IRMA are brokerage scans which provide access to barking senates aid pedals IMaxjt arrangements with affiliated banks and other Ihrdparty barks, and provides access to insurance and annety goduns issued by unaffiliated thirdparty insurance companies trout instance seem subsidiaries of UM Financial Services tt. — hvesvnent, ruin*, ad arnuey predicts: — Not FDIC insured • No bark guarantee. May lose vale — IMA. Resat« Management Account Dulness Services Account BSA, IRMA and international Resource Management Account re registered service mats of LBS tumid Services INC — YTS/Size registered tedemalc owned by Vila htematianal Service Association and used under keno. The LES Via Creistl cads and the LES Visa debit cads se issued by LBS Bark USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, serrke mats ad registered service marks se of their respective ~pines. UN financial Services Inc Rev. 202002 SDNY_GM_00009697 CONFIDENTIAL EFTA01597364 UBS 085 Finiwicial Services Inc. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Cree70080091670320X134Y1 0 Resource Management Account March 2020 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP Friendly account name: Montpeler Cash BOSTON MA 02210-2698 Account number: Y 1 45170 SS Your Mnancial Advisor SCOTT STACK MAFtf 1 VIC CASRIFL Questions about your statement? Value of your account yo_. FnaoGal Advccr or tho RMA Resourceline at 800-RMA- 1000, on February 28 (1) on March 31 (1) account 029045170. Your assets 3,562.01 1.46 Visit our website: Your liabilities 0.00 0.00 WWW ubs corn/ financiakervices Items for your attention ir Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreportcom. Value of your account $3,562.01 $1.46 Tracking the value of your account Sources of your account growth during l020 Value of your xcount at year end 2019 13,555.99 Net deposits and withdrawals -13,559.88 3,554,0 3,92.0 Yaw imestrrent return: Dividend and interest income $6.62 Change in market value -41.27 00 15 Value of your accotrit Dec 2018 Dec 2019 Feb 2020 mat 2020 on Mar 31, 2020 S1.46 SDNY GM 00009698 Member SIPC C Pe2C010008C09167 NP7000328507 00002 0320 0319523831(14110550 101100 Page 1 of 8 CONFIDENTIAL EFTA01597365 *UBS Resource Management Account March 2U..0 Your account balance sheet Summary of your assets Value on March 31 (1) Percentage of your account A Lash and money balances 1.46 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Faed income 0.00 0 00% E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account $1.46 $1.46 100.00% Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number 1r1 45170 SS Your current asset allocation A Eye on the markets Index Your Pi needed Advisor: SCOTT STACKMAFILYLE CASRIEL y Cash and money balances may include available cash balances, UBS Bank USA deposit account, UBS FDIC mstred Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important in (crampon about your statement on the last two pages of this statement for detail about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0.99% Percentage change March 2020 Year to date -12.35% -19.60% -13.75% -20.90% -13.25% -22.72% -0.59% 3.15% CW70010008009168 NFT00032990700002 CO200319533B3YtasiTOSSOIOWilliy_Gm_000096§11ge 2 of 8 CONFIDENTIAL EFTA01597366 iztUBS Resource Management Account Mardi 2020 Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number. Y1 45170 55 Change in the value of your account Cash activity summary March 2020 (5) Year to date (1) Opening account value $3,562.01 $3,555.99 Deposits, including investments transferred in 0.01 0.71 Withdrawals and fees, including investments transferred out -3,560.59 -3,560.59 Dividend and interest income 1.82 6.62 Change in market value -1.79 -1.27 Closing account value $1.46 $1.46 Dividend and interest income earned For purposes d tNs statement, tatatility of interest and dividend Income has been deterrrined from a US lac reporting perspective. Based upon the residence of the account holder, account type, a product type, some interest ands dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Income tames. the dent monthey staernent is not intended to be used aid camot be relied upon for ter purposes. Clients should refer to the apd icade tar reporting loans they receive fran UBS annualy, such as the Forms 1099 and the Forms 480, for tar reporting information it is the prattle. Of UBS to file the applicatle tar reporting forms with the Us internal Revenue Service and PR Trustily Deprenent, and in such forms accurately tinnily dvidena arida interest as tax erupt or tamable income. lest consult your Indedual tar preparer Your M nomad Advisor. SCOTT gACKMANLYLE CASRIEL See Account activityMk month for &eats. Balances in your Sw. p Options are Ind wad In the open rg aid closing balances vaue. FDIC insurance applies to deposit at UBS Bank LISA and A banks participating in the UBS FDIC Insured Deposit resgrm. It does not apply to deposits al UBS AG, Stamford Wench. SIPC protection apples to money market sweep fund hckfirgs but not bast deposits. See Important infoimatba 'boot your seemed on the at two pages ct this document fortits. Mardi 2020 (51 Year to date (1) Opening balances $1,859.63 $1,858.93 Additions Deposits and other funds credited 0.01 0.71 Dividend and interest income 1.82 6.62 Proceeds from investment transactions 3,560 22 3,560 22 Total additions $3,562.05 $3,567.55 Subtractions Other funds debited -3,560.59 -3,560.59 Funds withdrawn for investments bought -1,859.63 -1,864.43 Total subtractions -$5,420.22 -$5,425.02 Net cash flow -$1,858.17 41,857.47 Closing balances $1.46 $1.46 March 2020 (1) Year to date (S) UBS FDIC-Insured Dep Pgm Account APY Interest period Feb 7 - Mar 5 Taxabp dividends 1.82 6.62 Total current year $1.82 $6.62 Total dividend & interest $1.82 $6.62 Opening UBS FDIC-Insured Dep Pgm balance Feb 7 81,858.93 Closing UBS FDIC-Insured Dep Pgm balance Mar 5 81,858.93 Number of clays in interest period 28 Average daily balance 81,858.93 Interest earned 80.00 Annual percentage yield earned 0.00% SDNY GM 00009700 CW7000009009169 NP7000ro350700002 0329 031952393 Y14'70550 10I 100 Page 3 of 8 CONFIDENTIAL EFTA01597367 SUBS Resource Management Account March 2020 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important informaton about your statement at the end of this document. Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number Y1 45170 S5 Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your amount cost basis default closing method is MO, First In, First Out. Your Pi normal Advisor SCOTT STACKMAIeLYLECASRIEL CUP7C010308C09170 NPA00328507 00032 0320 031952383 YI 45170550 10 n%reGtoo0009764ge 4 of 8 CONFIDENTIAL EFTA01597368 *UBS Resource Management Account March 2020 Your assets Account name: MONTPELIER TRUST Friendly account name: Montpeler Cash Account number: Y1 45170 55 Sane prices, income and current vdues shown may be sof:40)(0)81e. As a 'Mull. gains and losses may not be accurately reflected. See important information about your statement a the end of INS document for more Information. Cash Cash and money balances Cash and money balances may inductct+ avalatie cash balances, UBS Bank USA &posit account balances, U85 FDK Insured Proaan Bank &dances. U85 AG Stamford Branch deposit account balances and money makes mutual fund sweep balances. See the mporunt mformation *Natives( statement at the end or this document for details about those balances siddnia openingbalance on friar l (s) Closing baatCe Pace per share Ayetage ontdena Interest Dais in on Mar 31 (1) on Mar 31 (1) rate period penod Cash 010 0.00 UBS FCC INSURED DEP PGM 1,85893 1.46 Total UBS FDIC-Insured Deposit Program $1,859.63 $1.46 Poonty Para Nome Closing balance on Mar 31 (1) St a us UBS Bank USA 1.46 2 Wells Fargo Bank, N.A. 0.00 (I) 3 Citibank, N A 0.00 4 HSBC Bank USA, NA 0.00 (I) 5 BBVA USA 0.00 (I) 6 East West Bank 0.00 (1) 7 Citizens Bank, NA 0.00 8 Associated Bank, N.A. 0.00 9 Pacific Western Bank 0.00 (I) I0 Ameris Bank 0.00 (I) Status Total $1.46 (I)- Client has opted out of this bank Your Anaemia Advisor: SCOTT STACK MAI1LYLE CASRIEL 085 Bank USA and U8$ FDIC Insured PrOgam Bank deposit account balances are interact by the FDIC within applicable I inits, but are not protected by 9K. U8S AG Stanford Branch deposit account balances are not insured by fix and ale no protected by 51K Money market sweep balances are protected by 51K but are rot Insured by the FCC SDNY GM 00009702 C1,70010008C09171 NPIX0328502 00032 0320 031952383 111 e.51 70530 101100 Page S of 8 CONFIDENTIAL EFTA01597369 UBS Resource Management Account March 2020 Your assets (continued) Your total assets Cash Account name: MONTPEUER TRUST Friendly account name: Montpelier Cash Account number Y1 45170 S5 Value on Mar 31 (3) Percentage cd Cost your atCatrit basis (3) Your Ilnandal Advisor. SCOTT STACKMAIIINI E CA SMEL Estimated annual incase (3) Unrealized gin or loss (I) Cash and money balances 106 100.00% 1.06 Total $1.46 100.00% $1.46 Account activity this month Deposits and other funds credited Dividend and interest income Taxable diqderrds Other funds debited Cute ACIbity Description Amount (3) Mar 6 Transfer FM Y1 45172 0100 0.01 Total deposits and other funds credited Dae Minify Description $0.01 Amount (5) Ma 17 Dividend UBS SELECT PRIME PREFERRED FUND SYMBOL SPPXX 1.82 Total taxable dividends Total dividend and interest income Date Actirity Description $1.82 61.82 Amount (3) Mar 17 Withdrawal FEDERAL FUNDS COMPLIMENTARY FED FUND WIRE TO Scott Borderson AT USA A FEDERAL SAVINGS BAN -3,560.59 Total other fonds debited -43$60.59 Investment transactions For more i nfonmsion about the pricehalue shown for restricted securities, see Important information about your statement at the end of this clocunem. ate Actirity Description Ouantay Valve (3) Price ($) Proceeds from inwstment transactions (3) Funds withdrawn fa Accrued investments bought (3) interest (3) Mar 6 Bought Les SELECT PRIME PREFERRED RIND SYMBOL SPPXX 1,858.515 -1,859.63 Mx 17 Sold UBS SELECT PRIME PREFERRED FUND SYMBOL SPPXX -3,560.219 3,560 22 Total 63,560.22 -61059.63 Cta7001000EC09172 NP700032850700002 0320 031952383 Yt 45170S50 10thtlikniGm_0000gtefie 6 of 8 CONFIDENTIAL EFTA01597370 SUBS Resource Management Account March 2020 Account activity this month (continued) Oat Money balance activities Feb 28 Mr 9 Mar 18 Mar 31 Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number: Yl 4517055 Your Finandd Advisor: SCOTT STACK MANLYLE CASRIEL Activity Descripeco Amount (S) Balance forward 81,858.93 Withdrawal UBS FDIC INSURED DEPOSIT PGM ASOF 03/06120 -1,858.92 Deposit UBS FDIC INSURED DEPOSIT PGM 1.45 Closing UBS FDIC-Insured Deposit Program 81.46 SDNY GM 00009704 O,70210309C09173 NP1000328507cace 0320 031952383 Y14170550 101100 Page 7 of 8 CONFIDENTIAL EFTA01597371 *MIS Your notes CONFIDENTIAL EFTA01597372 Important information about your statement UE6 Financial Services inc. (the Firma (13S Financial Services), a a mutter of all principal storey, covirnacky andWires excha-ges UBS Manual Services and UBS Bark USA are i-direct absklaies of 1185 AG and affiliates of LEG Searkes U.C. The Firm's financial statement is available Won request. The Firm's execute* offices are at: UBS Marxist Strokes Sex. 1200 Hats Boulevard Weehawken NI 07086 This statement represents the onbr official record of you Les Financial Services account Other records, /wept official tat documents, cleaning coralkting data should not be refed moon. Ilyou beleve there ban error or °motion, please report it immediately in asking to the Branch Manager of the office serving you account. Altough all lions shown re intended to be accurate, statement data shouldnot be used for tat purposes. Rely sole* on yes-end lac kerns, 6.4., form 1099 1498, 10425, no) when preparing your tar return. The Fern is requited by law to report to the IRS all taxable thiclords. reartabb ma-taxable dividends and taxable Serest erred m secaties held n yotr octant net proceeds on sale turoadons, and corn basis on crun cowered seasilies Ccenmunications with the Firm • Neese re-col-Ann any oral cornrrunicaticets n writing to further protect your rights, including your rights under the Securities Mesta Protection Act *SA). • I the &lino irl iwaution on the top lett of the front of this statement isnot Les Financial Services. llIS Financial Services orris your account a clearing tn:ker by arrangement wt the indicated reasAion We Wormed you of this relationshb Met you opened this !Can. In this case your fads awl secuites are located at UBS Financial Services and rot the nrookxrg broker, rd you must make a report of wry error a mason to both f rms. • As descrbed n the account na re...coots. you must noddyus of any *liars or fraud involving checks reflected on your statement with:" 30days after it was mailed a made mutable. • Please direct customer carolers or rkuries to the Film's Client Relations Department at 201.352.1699 a toll-free at 800.354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday. or in writig to 1.85 financial Services erx.. Client Relations Department, P.O. Box 766 Union City, M 07087. • All statements shall be deemed cow*e and atom 4 not objected to nulling within 60 days. • For TIT services: Cal 844412-0986 or from outside the US CO201-332.1495 • le ase of errors or cuestas about an electrak fads transfer (U1), bill payment or UM Visa* debit card transactions, cal 800-2621000 or write to UBS F Le-uncial Services lx., 1000 Harbor Bind, 6th floor. weeharAcon. NI 07086, Atm: RIANEGA Serva4. Call a write as soon as you can, if you think yas statement a recta 6 vra-g or a you need more information about a transfer on the statement a wept. The lam or Card Issue (as appkable) must hear from you no later than 60 days after the Firm sent you the fist statement on which the nor or pobtem appeared. — Provide your name ad accoun number nry. — Dew bete Oita or IS Wander you re inure about, ad eaplin as clearly as you can why you believe h is an error or why you need more information. — Provide the dolls. amount of the suspected error. The Firma Cad Issuer will investigate your complaint and will tarot wry error promptly for atoned errors reviving UBS Vaaedebe cad transactions. 4 we take more than 10 banns days to do this. we will credit your account for the /mount you think is in errs, so that you will have the use of the money during the tine it takes us to complete av rwentigeon. Please make all checks payable to the Finn or the financial onSUILOOrb indicated on the front of this statement. In addition to regular account fees, accounts may be se.bect to mantenerce feet changes for late payment for securities purchases and charges fa tread amounts n cash accosts. Accounts that are transferred to other nstautOnS may be subject to a translw fee. UtS Sweep Options UBS otters options for sweepng cash balances to bark deposit accounts at nernaHauted banks and *Mated banks and money maker moral finds (Money funds). Deposit accounts at IBS Bann USA and non-affiated banks panic:pang ruhe UBS FDIC-ensued Deposit Program are FDIC-inured in accordance with FDIC rubs. Fa net idanratior please vial awnv.fde.ese. Deposit accounts at UBS AG Stamford Branch and shares of Money funds we not re-red by the FDK. Bak deposits., not protected by WC. Money Fad shoves are protected by Slit See -UBS FnnciS Sakes Account Protector below. Upon you acmes, balances in the bark deposes may be wackarm ad shares of a Money Find may be liardated, and the proceeds returned to you or you secuites account. hither neomycin about available sweep options, roludng current interest rates and yields, a avelable* wwwas comes...Nay:Ms, hom you Fnncal Advises a by calIng KO-7621000. UN Financial Services account protection The Firm is a member of the Securcies hest.* Protection Corporation (sro, which protects securaies erosionen of is northern up to 1500,000 (nduding 1250.000 for dams for cash) baslanatory brochure makable upon request a at mew Nocorg. The SWC asset protection tires apply to al scouts that you hold in a particular capacity. The Firm, together will certaM artiates,has also pschawd supplemental insuwict the marirun arrant payable to al eligble dint collective& under this protection a SSOOmillian as of Detente( 10, 2019. Salmi to the potty conditions and lineations, cash a the Fern et further protected For up to 519 million in the aggregate for all your accounts held in a partnaar capacity. A ful copy of the polio; eating is available upon wit. Nether the SIPC protection nor the suoplememal protection appal to: • Certain financial assets controlled by (and ext.:led in you- account realist held away from UBSFintercist Services for example certain (0 insurance prodacts inducing variable aauites. and OD shares of mutual funds registered in the name of the axon holder on the books of the issuer a transfer agerrJ; • hvesunmt contracts or rwestment Swot W.g., Imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contracts), includig futres contracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets wenifew othewise appear on you statements. The SiC prOliCtian and the supplemental protection do not protect again changes n the market value of you invert/Ms (whether as a result of market movement mean bankruptcy a otherwise). Dividend Reinvestment Programs (DRIP) Th. price rationed it an average price. You may obtain the actual price from you Financial Adviser. On/en/wee shies are purchased under DRIP; pallid shares will be std rd the cash will be deposited in you account. We dividend reiwestment price supplied by the issuer may differ from the mark* price at which the partial shares are sold. Cadvin4eu On& whole unis maybe held in you account. F you are MOS to a panial vat as a result of a dividend payment or otherwise, the Firm will ether sell patiel ranks at market pice or accept an anoint determined by a registered clearing agency, and credit you accost Inveslanent objection the Sestrnert objectives and risk profile are speak to each account and may ray between you- accuses. Please sense the FilbprOrray ih amino of arty significant change in your financial situation or investment objectives. Foe each account held. You choose ate of the following investment objectives: • Produce Current Income- Investments seeking the generation ce income only. • Achieve Capital Appreciation: hvestrnents seeing growth of woo Oatrather than the generation of income. • Produce Combination of Income and Capital Appreciation Investments seekirg both the generation of income and growth of principal. Overall risk profiles • ConsewaM'e. Seeks to nunta'n ntial prixpul, with low Sc and volatiry to We account overall, even if that men the account does not generate signifier* income or reams and may not keep pace wdn inflater. • Moderate: Wiling to accept sane risk to principal and tolerate some volatlity to se* higher returns • Aggressive: Willing to accept high risk to primeval and hit, KIM, to Seek highrelines over tine • Monotone fryibliey Coraidernen: If selected. a portion of the donor* for that asunt may include corrplex strategies, united liquidly and germ voleirky. Statement "household ince We may consoktate d1 tetrad account StateraintS with the same address in the same e.g. because they have owners who also maintain joint account relationships wth other clients at the same ackkess. ef you prefer to receive individual statement mated n separate envelopes, you !My decline householdrg by (Ong yes Financial Advisor Friendly account name The Friendly account name es a customizable 'to:knave' chosen by you to assist you with your recordkeepig. Ns no legal effect on your account, is not intended to reflect any strategy, product recommendation. inestment objective a risk pro/le associated with your accounts and a not a promise a garnet that we*, or any financial results. can or willbe achieved. All irt.Itriliglts involve the risk of loss, ex Lang the risk of loss of the retie investment. Toucan change your Friend& secant names through Online Services or by contacting your Financial Advisor. Account overview • Value of Oaf awoundporttafid Net of assets and liabilities • Assets Includes available cash balances, vakes for restricted security (est), and Global Time Deposes trrealized mats to market and certain assets riot held by the faro. Does not include unpiced securities( assets as the end of the priar and 0.intit statement paw ls. a private investments, invested stock option and wierciubb stock options. • Liable's Melees debit balances, cumandrg margin WM. Credit lie, short accent balances • Cashmoney balances Total 01 uninvested available cash betakes, plus deposit balances at affiliated and •orvallikated hanks, aid money market MAW fUld sweep balances, at the close of the statement period. Nori•CorrroOdry free credit balances in yos account are not segegwed from other balances and to Fern may use any rid these funds in the ordirtay cone of its bins those finds are payable upon your demand. Thes total is ircladed in the anent period closing value. Lending information For detailed iicrmation an the Fm's legeng practices and disclosures, refer to your Client Rolsoonshp Agreement or Account Agwrnent and the General Tams and Conditions Les Statement of Credit Practices available nAgmements and 0ath:cues a zetsw rib tom, men nfrliwkw go. SDNY_GM_00009706 CONFIDENTIAL EFTA01597373 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS F natal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of sy nlormalian provided by sources other than LISS Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se hob the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideko; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees received n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor at affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te execution of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - 1.3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instance agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Fanbal Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO97O7 CONFIDENTIAL EFTA01597374 UBS UBS Financial Services Inc. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Resource Management Account April 2020 0.70069557170420 Yt 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST UP Friendly account name: Montpelier Cash BOSTON MA 02210-2696 Account number: I 45170 55 Your Neandal Advisor. SCOTT STACK MANLYIL CASR1EL Value of your account Questions about your statement? Cap your Financial Advisor or the RMA Resourceline at 800-RMA-1000, account 029045170. on March 31 (S) on April 30 (S) Your assets 1.46 1.46 I./kitoar vvebsite: www.Lbs.com/financialsewices Your liabilities 0.00 0.00 Value of your account St A6 S1.46 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreportcom. Tracking the value of your account 3,556.0 Sources of your account growth during 2020 Witt of your account at year end 2019 43,555.99 Net deposits and withdrawals -43559.88 Your investrrent return: Dividend and interest income 46.62 Change in market value -41.27 0 0 1.5 1.5 Value of yaw accotrit Dec 2018 Dec 2019 mar 2020 Apr • 2020 on Apr30, 2020 $IAS SDNY GM 00009708 Member SIPC C.e700100069557t 7 Ne70002I7012 00002 0420 031952383 Y145170550 000380 Page 1 of 6 CONFIDENTIAL EFTA01597375 SUBS Resource Management Account April 2020 Your account balance sheet Summary of your assets Value on April 30 (1) Percentage of you' account A casli arid money balances 1.46 1 00 00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0 00% E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account $1.46 S1.46 100.00% Account name: MONTPELIER TRUST Friendly account name:Montpelier Cash Account number Y1 4517O 55 Your current asset allocation A Eye on the markets Your ?I nesdri Advisor: SCOTT STACKMANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account, VBS FDIC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement (of details about those balances. Index Percentage change April 2020 Year to date S&P 5CU 12.82% -9.29% Russell 3000 13.24% -1a42% MSC I - Europe, Australia & Far East 6.54% -17.66% Barclays Capital U.S Aggregate Bond Index Interest rates on April 30, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0 33% 1.78% 4.98% CW70010006955718 NMI:O217012 O0O02 0420 031952383 Y145170550 OONNIYGM0000976,11 2 of 6 CONFIDENTIAL EFTA01597376 SUBS Resource Management Account April 2020 Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number. Y1 45170 55 Change in the value of your account Cash activity summary April 2020 (5) Year to date (5) Opening account value $1.46 $3,555.99 Deposits, including investments transferred in 0.00 0.71 Withdrawals and fees, including investments transferred out 0.00 -3,560.59 Dividend and interest income 0.00 6.62 Change in market value 0.00 -1.27 Closing account value $1.46 $146 Dividend and interest income earned For purposes of this statement, ?arability of interest and Gulden(' Income has been deterrntied from a US tax reporting perspective. Based upon the residence of the account holder, account type, a product type, same interest ardor Gvidend payment may not be stied to United States (US) ardor Puerto Rico (PR) Income tares. The °rent rronthey statement is not intended to be used aid cannot be relied upon for tar purposes. Clients should refer to the apdicade tar reporting forms they receive horn UBS annualy, such as the Forms 1099 and the Forms 480, for is reporting information. It is the practice Of UBS to (lie the apOrcaNe tat reporting forms nub the us internal Revenue Service and PR Treasury Department and in such forms accurately clarity chide net andra interest a tax carrot or taxable income. Pleat consult your Indridual tar preparer. Your l3 needed Advisor. SCOTT STACKMANLYLE CAMEL See Account activity fJs month fa details. Balances In your Sweep Options are Ind ucad In the cowing aid closing Mantes vane. FDIC insurance applies to deposits at UBS Bank USAandA banksparticipating in the UBS FDIC Insured Deposit Hogan. it rtes not 1pply to deposits al UBS AG, Stanford aanch. SIPC protection applies to morn market sweep fund holdings but not bait deposits. Seelmportant information aborityour sedemere on the last two pages d this document for *tali. April 2020(5) Year to date (I) Opening balances 31.46 $1,858.93 Additions Deposits and other funds credited 0.00 0.71 Dividend and interest income 0.00 6.62 Proceeds from nvestment transactions 0.00 3,560 22 Total additions $0.00 $3,567.55 Subtractions Other funds debited 0.0O -3,560.59 Funds withdrawn for investments bought 0.0O -1,864.43 Total subtractions $0.00 -$5,425.02 Net cash flow $0.00 -$1,857.47 Closing balances $1.46 $1.46 April 2020 (S) Year to date (S) UBS FDIC-Insured Dep Pgm Account APY interest period Mar 6 - Apr 6 Taxabp dividends 0.00 6.62 Total current year $0.00 $6.62 Total dividend & interest $0.00 $6.62 Opening UBS FDIC-Insured Dep Pgm balance Mar 6 $1,858.93 Closing UB5 FDIC-Insured Dep Pgm balance Apr 6 $1.46 Number of days in interest period 32 Average daily balance $0.92 Interest earned $0.00 Annual percentage yield earned 0.00% SDNY GM 00009710 CW700=059%719 NP70002170I 2 C0002 0420 031952383 Y145170550 000000 Page 3 of 6 CONFIDENTIAL EFTA01597377 *UBS Resource Management Account April 2020 Your investment objectives: You have identified the following inveranent objectives for this account if you ha.i..? - - - about these objectives, disagree with them, or wish to change them, please contact yc Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important informaton about your statement at the end of this document. Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number Y1 45170 55 Your return objective: Current income &capital appreciation Your tisk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your ti modal Advisor. SCOTT STACKMAFILYLECASRIEL 0,70010006955720 N43700217012 00072 0420 031952383 Y145170550 CONAYGM000097Ifigge 4 of 6 CONFIDENTIAL EFTA01597378 *DUBS Resource Management Account April 2020 Your assets Account name: MONTPELIER TRUST Friendly account name: MOntpeler Cash Account number Y1 4517055 Sane prices, income and current values sham may be apprommale As a result. gains and losses mai not be accurately reflected. See important information about your statement a the end of INS dXumeM f more infomkaton. Cash Cash and money balances Cash and moray balances may induct* available cash balances, UBS Bank USA deposit account balances, tin FDIC Insured Proc.)," Bank &dances, UBS AG Stamford Branch deposit account Makes and money market mutual fund sweep balances. See the important intormevon about your statement at the end Of this CIOCurnent for details about those balances Hddng UBS FCC INSURED DEP PGM Your n nada' Advisor: SCOTT STACK MANLYLE CASRIEL U85 Bank USA and all UBS FDIC Insured Procyan Bank deposit account ['Saxes are insured by the FDIC within applicable lints, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by 51K Money market sweep balances are protected by 51K but are rot Insured by the FDIC. coenng baave CIOSing balanCe Ha per Share Average on Apr 1 Ok on Apr 30 (S) of Apr 30 (S) rate Dradend Interest Days n period penod UBS FDIC-Insured Deposit Program Pronly Bank Wine Closing balance on Apr 30 IS) sia UBS Bank USA 1.46 2 Wells Fargo Bank, N.A. 0.00 (I ) 3 Citibank, N.A. 0.00 (1) 4 HS8C Bank USA, N.A (I) 5 88VA USA 0.00 (I) 6 East West Bank 0.00 (I) 7 Citizens Bank, N.A. 0.00 ) 8 Associated Bank, N.A. 0.00 ) 9 Pacific Western Bank 0.00 ) 10 Arneris Bank 0.00 (1) Total S1.46 Status - Client has opted out of this bank 1.46 1.46 SDNY GM 00009712 CW7001(006955721 Nr73CO217012 00032 0420 037952383 vl 45170550 C00000 Page S of 6 CONFIDENTIAL EFTA01597379 *UBS Resource Management Account April 2020 Your assets (continued) Your total assets Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number Yt 45170 S5 Value on Apr 30(0 Yourlimeade' Advisor. SCOTT STACK MANLYLE CA SRIEL Percentage d Cost Estimated your account basis (S) annual income (5) Unrealized 9an or loss (I) Cash Cash and money balances 106 100.00% 1.06 Total $1.46 100.00% $1.46 Cte700I0006955722 NP70002I7Ol 2 00002 0420 031952303 Yl 45170550 00066%/Y_GM_000097ISSIe 6 of 6 End of statement for account number Y1 45170 S5 CONFIDENTIAL EFTA01597380 Important information about your statement U26 Financial Services he. (the Firma UBS Financial Services), a a minter of all prixipi sootily, convroday andWins excha-ges UBS Financial Services and UBS Bark USA are irdirect subsidiaries d UB5 AG and aff Laws of LEG Ste-tees U.C. 7F*Firm's financial statemert a available eon request the Firm's execute offices are at: UBS Cranial Services Sex. 1200 Harbor Boulevard Weehawken NJ 07086 This staternem represents the ort official record of you LBS Financial Services accoura Other records, except official tat documents, centering coediting data should not be retied toot. B you bedew there is an error or omission, pleas* report it ineedUtely tin writing to the Branch Manager of the office seeing pas account. Alava* all figures shown are intended to be accurate, sttement data shook' not be used for tar purposes. Rely sole* on yearend lax lams,* o., Form 1099, $498, 10e2S, etc.) item preparing your tar return. The Fern 6 neared by law to report to tie IRS all taxable dniderds. reportable non-taxable dividends ard taxable interest earned on seances held nyoss octant net proceeds on sale transient, and con basis on teen cowered securees. Communications with the firm • Ream re-torern ay oral communications in writing to further primed your nett, including your ripts under the Securities hyena Protection Act (SSA). • Ithefatnia intkution on th• icp Mt ofthekom of this statement isnot Les Financial Services, Lei Financial Setts canes yaw account as clearing tacker by arrangement wan the indicated insesAim We rearmed you of this relationshn Men you opened this Recast. In to taws your funds and secirthes are located at UBS Financial Services and rot the ea/aria broker, ad you mast make a ripen of any amen or meson to both ferns • As ckscrbed n the accent agreements, you must notifyus of any errors or fraud involving checks reflected on your statement Mei" 30 days after it was mailed a made eatable. • Please direct custom& emplanes or harries to the Fin's Client Relations Capartnwe at 201-32-1699 a toll-free at 800.354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday. or in writrg to 1.85 Financial Serviceable.. Client Relations Depalmenk P.O. Box 766 Union City, hi 07087. • All statements shall be darned corneae and accrete not objected to rewriting within 60 days. • FM TlY services: Cal 844-612-0986 or from outside the US CO 201-3320495 • h case of errors cringers about anebony* fire transfer (UM bill pernent or UM Visa* debit cad transactions, cal 800-762-1000, or write to UBS F Otan6al Servo/ bit, 1000 Harbor Blvd, 6th floor, weehmkon. NI 07086, Ann: RMNSSA Services. Call a. write as tom as you can, 1 you Mink you statement a receipt 6 wro-g a f tau need more information tool a transfer en the siaternav or recent. The Fern or Card bluer (as appkable) must Mar ken yOunti later than 60 days after the Firm sent you the fist titm ice on *Nth the error or problem mewed. — Provide you' nave and account number (if any). — Desalt* the error or the transfer you are insure about and eiplan as clearly as you can why you believe h is an error cr Shy Wu need mem initornaMM. — Provide the dole amount of the suspected error. The Firm or Card Issuer will investigate you' complaint and will correct any error promptly For akged errors i-noNng 125 Visa•clebe cad transactions 4 we take more than 10 business days TO do this, we will credit you wan for the worn you the is in error. so test you will have the use of the moneyaxing the tine it takes us to career at inwstgaton. Please mate all checks payable to the Firm or the financial neuters indicated on the front of this statement. In addition to regular account fees, xcounts may be abject to mentenerce few charges for late payment for securities purchases and charges fa unpad arckmls n cash ;tames. Accounts that aro transferred to other nsfautcns may be subject to a trader fee. UN Sweep Options LBS offers options for sweeping cash balances to bat deposit occults at neaff feted barks and ate katod banks and money main matual knots (Money hinds). Deposit accounts at LBS Bark USA and rim-striated banks panicipang in the UBS FDIC-ensued Deposit Program are FDIC-insured in accordance with FDIC rules. Fa more information, please visit www.fda.gon. Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not re-redby the FDIC. Bak deposits ore not protected by 51K. Money Find shims il• protected by SIK See -U85 financial Servkes Acosta Protector* below. Upon your request, balances in the bank deposer my be vetken, ad shares of a Money Fu-d may be hosedated, and the proceeds rained to you or your seontinacrout Pinner nkrynatim about available sweep options, eluding current interest rates and yields, 6 avertable a www.ubs comsweepwelch, from yaw Financial Advises Cr by titling 800.762.1000. UN Financial Servion account protection The Firm is a minter of the Secures Insetted' Protection Corporation coo, which protects securities custonwn of is meters up to 1500,00:l (rxading 1250.003 fa clans for cash) emlanatory brochure amiable moon request a at me Worst the SIC asset protection tines appl; to al accords that you hold in a partkuler wac the Firm, together with anal agates, has also purchased supeernmeel insuroXer. The nuiirrun arroun payable to all elegble clients, colk-ctively under this proiection SSOO minim as of December 10, 2019. Send to the pat y tore ions and lineations, cash at these Fin es finer protected for uP to 11.9 in The aggregate for al your afoot held in a petticular capacity. A fug copy of the polio; aceding is available Len elralt. Neither the SIPC protection ner the akplemental protection apply to: • Certain financial assets controlled by (and included it your account rete)l:4A held away from UBS Financial Services For warn* certain (0 insane predates. including vanatik amities, and 60 shares of maw, funds registered nthe name of the account holder on the books of the issuer a transfer agar.); • Investment contracts or mien/rent interests keg., imbed partnerships and private placements) fiat are not registered under the Securities Act of 1933; • Cawnodities contracts (e.g., foreign exchange and precious metal contracts). includig hates contracts and cannocity omen contracts, • Senses on loan to 1.185 FnanCOI Smites; and • Depose accounts gene orre it auto a deposit) at 1.85 Bak USA, IRS AG U.S. branches and barks n the FDIC Insured Deposit Program. The 5IK protection and the supplemereal protection do not apply to these assets even if thiy othowise appear on you eh:minis. The SIK proteefonrdtM staptemental protection do not protect against changes in the market value of yet investments (whether as a Inuit of market movement issuer bankruptcy or otherwise). Dividend Reinvestment Programs ORS) Ti-,. pia reflected is an average pre. You may obtain the actual price acmes Fnarx lel Advisor. Only *hole shies are purchased under DRIP; Palial sham will be sold and the cash wit be deposed in you account. The dividend renvestrnent price supplied by the issuer may drew from the market price at which the partial share are sold. Casleetrieu Only whole mks maybe held in yak account. t you are entitled 10 a menial int at a result of a decked parent a otherwise, the Firm will either sell pole units at market price a accept an arcane deremthed by a registered derrg agency, and credit you accent lineament objective, The restrnert objectives and risk profile are specific to each account aid may vary between yen 'coast. Please arise the Firm (money in coming of any sithilicart change in yea' financial shunter a incasement cbrittivet For each account held, you choose one of the following investment objectives: • Produce Current Income- Investments seeking the generation of nccme Only. • Attire. Capital Appreciation: hvestments sating growth of pont Pail rather than the generation of income. • Procter* Combination of income and Capital Appreciation- Investments seeking both the generate of income ad growth of principal. Overall risk prodilet • Conservative. Seeks to mantas nitial pent with low rile and iota Ray to We account overall, even if that means the account does not generate signifier* income or (ems and nsw me teen pace web inflation • Moderate: Willing to accept sane risk to penal and tolerate scene volatlity to seek higher returns • Aggressive: Willing to octet high risk to princpal and high meat, to seek highMeta Over time. • fnvefirment 60ibriry Conadiaratisn: II selected• a portion of the portfolio for that account may include complex strategies, limited Mikity and gear vOtalitey. Statement "householdnif We may cons iodate al razed account statements with the same address in the same envelope. e g. because they hate owners who also maintain joie account relariOnshOm veth other clients at the same adchns. ef you prefer to receive edit:dual statement marled n separate envelopes, you Maydecline hoseholdrg by (Arm you Financial Advises Friendly account name The Friendly account name is a customizable 'nature** chosen by you to assist you with your recondkeeping. has no legal effort on your account, is not Mended to reflect ant strategy, product recarmendation, invement objective or risk MO/ ile associated with yes mounts and a not a promise or game that wealth, or any fence results, can or willbe achieved. All innestrnents involve the risk of loss, rx Ldng the risk of loss of the erne investment. You can change your Frionly arcane names through Online Services a by contacting your Financial Advisor. Account overview • Value of rats woontIportiotio. Net of assets and liabilities • Assets Includes available cash balances, values for restricted security (est X ad Global Time POWS, unrealized mats to market and certain assets rot held by the Fins Does not nckde °flatted securities( assets at the end of the pre and WWII statement rano& or private In...semen's, unrested stod option and merciuble stock options. • Sebes elides debit balances, cumandng margin loam, Ueda Info short account balances • Cashmoney balances Tout of uninvested avalabk cash balances, plus deposit balances at affirmed and •onaffiliated banks, end many men annual fund sweep balances at the close of the statement period. Nonif orronOday free credit balances in yar accord are not segregated from other balances and the Fern May the any 04 these funds in the ordinary cane of its been Tea finds the psyable upon your drinand. 1145 total 6 irdaded in the curent period closing value. landing infannetIon For detaried hi:mat:co on the Finis 'endow practices and disclosures, refer to you Cliere Relationshn Agreement a Account Agreement and the General Tense and Ca-ditions UBS Statement of Credit Practices amiable nAgteemert, and Disclosures at :theuto roetrrornewhernii SDNY_GM_00009714 CONFIDENTIAL EFTA01597381 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9715 CONFIDENTIAL EFTA01597382 UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 CNe70067395290520 Y1 0 Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number: I' I 45170 SS Your Financial Advisor: SCOTT sTACKMANLYIS CASRIEL Questions about your statement? Cal your Financial Advisor or the RMA Resourceline at 800-RMA-1000, account 029045170. Value of your account Resource Management Account May 2020 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH LLP BOSTON MA 02210-2698 on April 30 (5) on May 29 (5) Your assets 1.46 1.46 Visit our website: Your liabilities www ubs corn, fmancialservices Items for your attention Help protect yourself from fraud and renew bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from view.annuakreditreport.com. 0.00 0.00 Value of your account $1A6 Tracking the value of your account $1.46 3,556.0 00 15 Dec 2010 Oec 2019 Apt 2020 15 • May 2020 Sources of your account growth during l020 Value of your account at year end 2019 Net deposits and witisdraveiS Ycur investment return: Dividend and interest income Change in market value Value of your woman on May 29, 2020 43,555.99 -33,559.88 5662 41 27 SDNY GM 00009716 $1.46 Member SIPC C4'70310006739529 NP7000209131 00002 0520 031952383'045110550 C00000 Page 1 of 6 CONFIDENTIAL EFTA01597383 SUBS Resource Management Account May 2020 Your account balance sheet Summary of your assets Value on May 29 a) Percentage of your account A cash and money balances 1.46 1 CO 00% B Cash alternatives 0.00 0.00% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account $1.46 $1.46 100.00% Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number Yt 45170 SS Your current asset allocation A Eye on the markets Your i4 modal Advisor: SCOTT STACKMAN/LYLE CASRIEL , Cash and money balances may include available cash balances, LIDS Bank USA deposit account, VBS HNC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement tot details about those balances. Index Percentage change May 2020 Year to date S&P 500 4.76% -4.97% Russell 3000 5.35% -5.63% MSC I - Europe, Australia & Far East 4.42% -14.03% Barclays Capital U.S Aggregate Bond Index Interest rates on May 29, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0 18% 0.47% 5.47% 0.7C010306739530 NP7000209131 00002 0520 031952383 YI 451 70550 CONNIY_GM_000097,Fge 2 of 6 CONFIDENTIAL EFTA01597384 4tUBS Resource Management Account May 2020 Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number. Y1 4517055 Change in the value of your account Cash activity summary May 2020 ($) Year to date (1) Opening account value $1.46 $3,555.99 Deposits, including investments transferred in 0.00 071 Withdrawals and fees, including investments transferred out 0.00 -3,560.59 Dividend and interest income 0.00 6.62 Change in market value 0.00 -1.27 Closing account value $1.46 $1.46 Dividend and interest income earned For purposes d this statement, taratifty of interest and dividend Income has been duerrrined from a US tax moonily; perspective. Based upon the residence of the account holder, account type, or product type, some interest and°, dvidend payments may not be stied to United States (Us) ardor Puerto Rico (PR) Income taxes. The dent monthy staernent is not intended to be used aid camot be relied upon for tee purposes. Clients should refer to the applicade tar reporting loans they receive fran 118$ annudly, such as the Forms 1099 and the FOM1S 480, for tar reporting information It is the practice Of UBS to file the appliCkee tar reporting forms with the US internal Peitnue Service and PR Treasury oeonment, and in such coma accurately dewily chidenil anda interest as tax exempt or livable income. Pleat consult you indidual tax preparer. Your lenaadal Advisor SCOTT STACKMANLYLE CASRIEL See Account Activity the month for desalt. Balancts In your Sweep options are Ind ucbd In the epee rig and closing baances vane. FDIC insurance applies to deposits at UBS Bar* USA and al banks participating in the UBS FDIC Insured Deposit Frogran. It does not apply 10 deposas al UPS AG, Stamford Wench. WC protection apples to money market sweep lurid hoe:ergsbut rot bark deposits. Seefraportant int.:matei» oboot your deemed on the hat two pages d this document fort:Mats. May 2020 (S) Year to date (1) Opening balances 31.46 $1,858.93 Additions Deposits and other funds credited 0.00 0.71 Dividend and interest income 0.00 6.62 Proceeds from nvestment transactions 0.00 3,560 22 Total additions $0.00 $3,567.55 Subtractions Other funds debited 0.00 -3,560.59 Funds withdrawn for investments bought 0.00 -1,864.43 Total subtractions $0.00 -$5,425.02 Net cash flow $0.00 41,857.47 Closing balances $1.46 $1.46 May 2020(51 Year to UBS FDIC-Insured Dep Pgm Account APY Interest period Apr 7 - May 6 Taxable dividends 0.00 6.62 Total current year $0.00 $6.62 Total dividend & interest $0.00 $6.62 Opening UBS FDIC-Insured Dep Pgm balance Apr 7 $1.46 Closing UBS FDIC-Insured Dep Pgm balance May 6 81.46 Nurnber of days in interest period 30 Average daily balance 81.46 Interest earned $0.00 Annual percentage yield earned 0.00% SDNY GM 00009718 CW70010305739531 NP7000203131 C0002 0520 031952383 Y145170550 000000 Page 3 of 6 CONFIDENTIAL EFTA01597385 4tUBS Resource Management Account May 2020 Your investment objectives: You have identified the following investment objectives for this account tf you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Account name: MONTPEUER TRUST Friendly account name:Montpelier Cash Account number Y1 45170 55 Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is AFO, First In, first Out. Your ri nodal Advisor. SCOTT STACK MANILYLE CA SPIEL O4r7C010005739532 NP7003209131 00002 0570 031952383 Y145170550 coMiklYGkil000097Ilige 4 of 6 CONFIDENTIAL EFTA01597386 *UBS Resource Management Account May 2020 Your assets Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number: Y1 4517055 Scene pries, income and current vetoes shorn may be approximate. As a result. gains and losses ivy not be accurately reflected. See Important information about your statement a the end of this docume M f more Information. Cash Cash and money balances Cash and moray balances may inductct+ avalaole cash balances, UBS Bank USA &posit account balances, UBS FDIC Insured Program Bank &lances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the ImpOrtant m form atiOn about your statement at the end of this document for details about those balances Hcidng UBS FD/C INSURED DEP PGM Your N nada, Advisor: SCOTT STACK MANLYLE CASRIEL U85 Bank USA and all UBS FDIC Insured Program Bank deposit account balances are insured by the FDIC Minn applicable I in-its, but are not protected by 9PC. UBS AG Stamford Branch deposit account balances ale not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by 51K but are rot Insured by the FDIC. Goering belanCe Closing Waste Pete per Share AVelage on May 1 (1) on May 29 (S) on May 29 (1) late Deddendl Interest period Days in penod UBS FDIC-Insured Deposit Program Priority Bank Name Closing balance an May 29 (1) Slat PS UBS Bank USA 1.46 2 Wells Fargo Bank, N.A 0.00 (I) 3 Citibank, N.A. 0.00 (1) 4 HS8C Bank USA, NA 0.00 (1) 5 State Street Bank and Trust 000 6 East West Bank 0.00 (1) 7 Citizens Bank, N.A. 0.00 (I) 8 BBVA USA 0.00 (I) 9 Pacific Western Bank 0.00 ) 10 Arneris Bank 0.00 (I) Total 51.46 Status (I) - Chem has opted out of this bank 1.46 1.46 SDNY GM 00009720 CMF70010006739533 NFIX0269131 00002 0520 031952383 YI 45170550 C00000 Page 5 of 6 CONFIDENTIAL EFTA01597387 *UBS Resource Management Account May 2020 Your assets (continued) Your total assets Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number Y1 45170 S5 Value on May 29 (i) Percentage of Cost your account basis (1) Your Pi modal Advisor. SCOTT STACK MANLYLE CA SPIEL Estimated annual income (I) Unrealized 93n or Foss (1) Cash Cash and money balances 146 100.00% 1.46 Total $1.46 100.00% $1.46 CW70010006739534 NP7000209131 00002 0520 031952303'n 45170550 000619%Y_GM_00006ftle 6 of 6 End of statement for account number Y1 45170 55 CONFIDENTIAL EFTA01597388 Important information about your statement (BS Financial kmices lx. (the Firma U3S Financial Services), is a member of all prixipal stoney, cornocky and pekes exchanges. UBS Frontal Services and UBS Bark USA are indirect absklaries of UB5 AG and affiliates of LBS Starke U.C. The Firm's financial statement is available ion request The Firm's executhe offices are at: UBS Cranial Services ax. 1200 natio Boulevard Weehawken NJ 07086 This statement represents the on& off icial record of you LBS Financial Services account Olher records, except Alicial lay documents, centering calf lictng data shoal nor be relied open. Oro believe there is an error or motion pleas* report n immediately in wiling to the Branch Manager of the office seining you account. Altough all figure shown are mended to be accurate, statement data shoukl not be used fa tat purposes. Rey sole& on year-end lax kerns, 6.o., lam 1099, 5498, 10425, etc.) whim preparing your tax Ireton. The Fan 6 moaned by law to report to tie IRS all taxable &deeds. reportable nontaxable dividends and unable Merest eared an secants head h your accost net proceeds on sale transactions, and con basis on certain covered securities. Communications with the Firm • Please re.tordirm nary oral communkations n writing to further protece your rights, inducing your rips under the Securities Meter Protection Act (SPA). • l the Mune iS institution on the icp left of Ihr Ircni of this naternent isnot Les Financial Services. LBS Financial Services canes your account as clearing looker by anapement with the indicated We informedyou of this relationshb when you cpmed this woos*. In the taws your funds and secunies are located at UBS Financial Senkes and rot the inrodacing broker, ad you crust make a report of an/ eacr a mission to both ferns. • As dented n the abort reir "%tients you must notify us of any error or fraud involving checks reflected on pa statement with:" 30 days after it was mailed a made amiable. • Please direct °starer captains or manes to the Finns Client Relations Overawe at 201-32-1699 a toll-free at 800.314-9103, 8:00 A.M. to 600 P.M ET Monday trough Friday. or in writhg to U35 anemia Service inc., Client Rebhan Dearman, I.O. Box 766 Union < ity, na 07087. • All statements chalet* deemed complete and accurate not ebsected to in writing watt 60 days. • For TN services: Cal 844-612-OW or from onside to US C all 201.32.1491 • h case of errors oc guenkns about an electrak funds Pannier 011 bill pairmant or UM Visedebit cad transactions, W1 800-762-1000, or write to UBS F nantiel Services Ix., 1000 Harbor MAI, 6th floor, weehawkon. NI 07036, Ann: RMAMSA SenUfS. Call or write as soon at you can, 1 you think you statement a receipt is wrong crepe need rime eta:rut:on tone a transfer an the seatermer or teem. The arm of Card issue (as amicable must hear from yOunti later than 60 days after the Firn wed you the fist statement on which the error or problem appeared. — Provkle yaw name and account minter (if any). — Desalt* the error or the ander you se insure aboat and eiplan as clearly as you can why you believe le is an error cr why you need mom infarnatim. — Provide the dollar amount of the suspected error. The Firm a Card Issuer will investigate yaw complaint and will correct any error promptly For armed hors rnoling fB5 Vemedebt cad transactions 4 we take more than 10 business days to do this. we will credit you accost foe the anoint you think is in ellOh so that pa will have the use of the moneydaring the tine it takes us to caplet or inwstgaban. Please make al checks payable to the Firm or the financial instituter) indicated on the front of this statement. In addition to regular account fees, accounts may be Sawn to mantilla-Kt fees charges tor late payment for securities purchases and charges fa unpaid arromes in cash actants. Accounts that a-e transferred to other nstilutOnS my be subject to a trawler fee. US$ Sweep Options UBS offers options for sweeping cash betakes to bark deposit accosts at nenthented banks and abated banks and money make) trutual funds (Money funds) Deposit accosts at LBS Bent USA and non-aff Bated banks panic:pang inn tie UBS FDIC-ensued Deposit Program are FCC-insured in accordance with FDIC rules, Fa rare informalkn please visit wwwfdc.gar. Deposit accounts at UBS AG Stanford Branch and shares of Money Funds are not nosed by the FDIC. Bank deposits ate not teotected by WC. Money Find shies we protected by Slit See -UBS Muncie' Seek*, Account Protection* below. Upcn your rawest, balances in the ban deposes maybe vektdravek and shares of a Money Fund may be liaadated, end the proceeds retuned to you cr yon sectritie account. Fader ream emo about available sweep options, rcluding current interest rates and yields, es ameable a www.u5s comrsarepyields, from your financial Adviser or by eating KO-7621000. UN Financial Services account protection the Firm us a matter of the Securties investor Protecti:n Caposton (sec), with protects securities customen of es members up to 1500,000 Ondading 1250.0O0 for cum for canny explanatory brochure available upon request a at wren. 30PhOrSt The SIK asset protection lints nappy to al accounts that you hold in a particular capacity. The Firm, together with certain Agates, has also purchased supplemental insurance. The maims., annum payable to at eligt* clients, coltictnety under this protection is 1500million as of Dearber 10, 2019. Weed to the policy carol kris and linitaikro, cash a the Finn is further protected fa up to 11.9 millrn in the aggregate for at your accounts held in a particular capacity. A fug copy of the polio; wading is affable wen enerst. Neither the MK protection nor the supplemental protection apply to: • Certain financial assets controlled by (and ixbded in your account value) but held away Iron UBS f inertial Service For earn* certain (0 insane predates. includrg variable anuites. and 60 shares of mutual funds registered ndw name of the wont holder on tie becks of the issuer a transfer agerrJ; • Investment contracts or rwestment Meets (eg., imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Carmodities tailraces (e.g., foreign exchange and precious metal contracts), includig fine contracts and canmodty open contracts, • Sectrities on loan to WS Fe-Jamie' Services; and • Depose accounts Incepe ore icates d demi° et I-1/5 Bark USA, (BS AG U.S. branches and banks in the FDIC Insured Deposit Program. The Slit protection and the staple medal protection do no apply to these assets even if they otherwise appear on you anemones. The SIK proliCtion oxf el* supplemental protection do not protect against changes the make vakee d pox investments (whether as a Inuit of made movement issuer bankruptcy a otherwise). Dividend Reinvestment Programs (DRIP) Ti-,. axe /untried is an average pros.. You may obese, the actual price from your Mum is Advisor. On& whole shies are purchased under DRIP; Panel shams will be told and the cash ma be deposed in you account. Tye &Pend reinvestnent price supplied by the issuer may differ from the market price at which the partial shares are sold. Cashithileu 0n& whole units maybe held in yak account. F you are entitled to a panial tnit man/suet of a dividend payment or otherwise, the Finn will ether sell panne units at market price a accept an an determined by a registered <berg agency, and credit your account. Ineestinent objective" The iheittmert objectoes and risk profile are specific to each account and may vary between pa accosts. Please Alme the firmpromo& in amino day sioilkare change in your financial situation or ineestmept objectives For each action held, you choose one of the following needn't* objectives: • hada Current Income- Investments seek ig the generation of ncane only. • itchier* Capital Appreciation: hvestrnents seeking growth of ant pal rate than the gonfalon of income. • Prods* Combination <diatom* and Capital Appreciation- Investments seeking both the generation of i-cono and growth of principal. Overall risk profiles • Consenuthe Seeks to maintain initial Oncost, with low risk. and volatility to the account overall even if that neat the octant does not generate significant income or means arid Patna keep pace wet nflaian • moderate: Waling to accept some risk to printioal and tolerate some volatlity 10 seek higher returns • Aggressive: Willing to accept NM risk to primeval and hifh kola, to Seek highrein% over time • fnvostawnt actiothey Consideration: If selected, a portion of the portfolio for that account may inckide complex strategies, united liquidity and greaser sotatMy. Statement "househeldinge We may cons iodate al tetrad account statements with the same address in the same ernekpe• e g. because they have owners who also mardarn join actin relationships mth other clients at the same access. et you prefer to receive ndirdual statements mated n separate envelopes, you May decline householdrg by caging your Financial Adviser Friendly account name The Friendly account mine w a cusicenizabk • neknarne chosen by you to assist you with you recondkeeping. hat no legal effect on your aecoure, is not intended to reflect any strategy, product recarmerdation iwootrntrif objective a risk prof at associated nth you: mounts. ands not a promise a garnet that wean or any financial results. can ce willbe achieved. All intestmenes involve the rink of loss exidrig the risk of loss of the ertie investment. You can change your Friend& account names through Online Services or by contacting your Financial Advisor. Account overview • Value of yOur account/portfolio Net of assets and liabilities • Assets Includes available cash balances, vales for restricted security (en 1, and Global Tine Deposes, tretalind mats to market and certain assets mat held by the Finn. Does not include unpriced securities( assets at the end of the peke and carom statement periods. or private investments, unrested stock options and merciuble stock options. • Liables Inclides debit balances, cumandng margin loa-6, Ueda Ire, short account balances • Cashmoney balances tout of uninvested reelable cash balances, plus deposit balances at affiliated and •onaffiliated banks. and money makes Mutual fuNd sweep balances, at the close of the statement period. Nowt orrtnOnity free credit balances in yos accord are not segregated from other balances and the Fern May use any d these firth in the ordinay cone of its buns Thew hand, me payable goon your demand. The total is raided n the curent period closing value. tending intonation For detaaed nformatien on the Fim's bedew practices and diulosumst refer to you Client Retro/I.:hp Agreement a Account Agreement and the General Tams and Conditions LBS Statement of Credit Practice available nAgreemeas and Disclosures at yenw ulr torrifieroinernirkwouf SDNY_GM_00009722 CONFIDENTIAL EFTA01597389 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9723 CONFIDENTIAL EFTA01597390 UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 CterA3076378390620X123 VI 0 Account name: MONTPELIER TRUST Friendly account name: Montpeler Cash Account number: Y 1 45170 55 Your Nnancial Advisor. SCOTT STACK tvIAN LYLE CASRIEL Questions about your statement? Call you Financial Advisor or the RMA ResourceLine at 800-RMA-1000, account 029045170. Value of your account Resource Management Account June 2020 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH LIP BOSTON MA 02210-2698 on May 29 (3) on June 30 (3) Your assets 1.46 1.46 Visit our website: Your liabilities www ubs com/1manciakemces Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. 0.00 0.00 Value of your account $1A6 Tracking the value of your account 3,556.0 $1.46 00 1.5 Dec 2018 Oec 2019 Mw 2020 Is • fun 2020 Sources of your account growth during l020 Value of your account at year end 2019 Net deposits and withdrawals Ycur imestrrent return: Dividend and interest income Change in market value Value of your account on Jun 30, 2020 33.55599 -33,55988 3662 -31.27 SDNY GM 00009724 $1.46 Member SIPC CialC010007637839 NIMC0328666 03002 0620 031952383 Y145170550 111080 Page 1 of 6 CONFIDENTIAL EFTA01597391 *UBS Resource Management Account _22(i Your account balance sheet Summary of your assets Value on lune 30 (31 Percentage of your account A cash and money balances 1.46 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Frxed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0 00% Total assets Value of your account $1.46 $1.46 100.00% Account name: "fiV Friendly account name :M7 n p. ei C 31h Account number '11 4 Your current asset allocation A Eye on the markets Index Your Financial Advisor: SCOTT STACKMANLYLE -ASPIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account. UBS FDIC inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about sour statement on the last two pages of this statement for detail about those balances. 58P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.16% Percentage change June 2020 Year to date 1.99% -3.08% 2.29% -3.48% 3.44% -11.07% 0.63% 6.14% CW0010002632840 NP2000329666 00002 C620 031952383 vt45170S50114My_Gm_00009711ge 2 of 6 CONFIDENTIAL EFTA01597392 *UBS Resource Management Account lune 2020 Account name: MONTPEUER TRUST Friendly account name: Montpelier Cash Account number. Y1 45170 55 Change in the value of your account Cash activity summary /tole 2020 11) Year to date (1) Opening account value $1.46 $3,555.99 Deposits, including investments transferred in 0.00 0.71 Withdrawals and fees, including investments transferred out 0.00 -3,560.59 Dividend aid interest income 0.00 6.62 Change in market value 0.00 -1.27 Closing account value $1.46 S1.46 Dividend and interest income earned For purposes of tNs statement, taxability of interest and dividend income has been deterrrined Iran a US lac reporting perspective. Based upon the residence of the account holder, account type, or product type, some interest andor dvidend payments may not be abject to United States (US) ardor Puerto Rico (PR) Income taxes. the aent m3nthty stater em is not Intended to be used aid cannot be relied upon for tea purposes. Clients should refer to the arnica:le tar reporting forms they receive from U8S annu6ly, such as the Forms 1099 and the Forms 480, for tar reporting information it Is the practice of UBS to (lie the acetic/te vs( reporting forms sth the US internal Revenue Service and PR Team,/ Dep3nment, and In such forms accurately denary chide na ardor interest as tax tarry' or taable income. lest consult your indviclual tem prepare, Your rl nodal Advisor. SCOTT STACKMAI1LYLE CASRIEL See Account activity this month for desalt. Balances In your Sweep options are inducbd in the open rg and closing Mantes yaw. FDIC insurance applies to deposits at UBS Bank USA and A banks participating in the UBS FDIC Insured Deposit Seme n. it does not way to deposits m UBS AG, yernfoid french. SIPC protection apples to money market sweep lurid hoictirgs but rot bank deposits. See important information about your steemer* on the last two pages cl this document for *tab. June 2020 (Si Year to date (I) Opening balances $1.46 $1,858.93 Additions Deposits and other funds credited 0.00 0.71 Dividend and interest income ono 6.62 Proceeds from investment transactions 0.00 3,560 22 Total additions $0.00 $3,567.55 Subtractions Other funds debited 0.00 -3,560.59 Funds withdrawn for investments bought 0.00 -1,864.43 Total subtractions $0.00 -$5,425.02 Net cash flow $0.00 -$1,857.47 Closing balances $1.46 $1.46 June 2020 (51 Year to date (i.) UBS FDIC-Insured Dep Pgm Account APY Interest period May 7 - fun 4 TaxabP dividends 0.00 6.62 Total current year $0.00 $6.62 Total dividend & interest $0.00 $6.62 Opening UBS FDIC-Insured Dep Pgm balance May 7 81.46 Closing UBS FDIC-Insured Dep Pgm balance Jim 4 81.46 Number of days in interest period 29 Average daily balance 81.46 Interest earned $0.00 Annual percentage yield earned 0.00% SDNY GM 00009726 01178010007607841 NP7000n366600002 0620 031952383 Y145170550111000 Page 3 of 6 CONFIDENTIAL EFTA01597393 *UBS Resource Management Account June 2020 Your investment objectives: You have identified the following invesvnent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important infomation about your statement at the end of this document. Account name: MONTPELIER TRUST Friendly account name:Montpelier Cash Account number Y1 45170 55 Your return objective: Current income &capital appreciation Your tisk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is WO. First In, First Out. Your Pin/odd Advisor: SCOTT STACKMANLYLE CASRIEL C TP70310007637842 NMI:0328666 00032 0620 031952383 Y145170550 "NikreGtoo000970199, 4 of 6 CONFIDENTIAL EFTA01597394 *UBS Resource Management Account lune 2020 Your assets Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number: Y1 45170 55 Some prices, income and current vdues shown may be approermale. As a kink gains and losses may no be accurately reflected. See Important information about your statement a the end of this document fee more Information. Cash Cash and money balances Cash and money batances may inducte avalatie cash balances, 085 Bank USA &posit account balances, UBS FDIC Insured Pro:gunBank &lances. UBS AG Stamford Ekanch deposit account belaices and money makes mut ud fund sweep balances. See the mapartent Inform amen taboot your statement at the end of do document for details &Oul those baances Hddng UBS FIX INSURED DEP PGM UBS FDIC-Insured Deposit Program Monty Bank Biktne 1.46 Closing tdence On tun 30 IS) 1.46 Status UBS Bank USA 1.46 2 Wells Fargo Bank, N.A 0.00 (1) 3 Citibank, N.A. 0.00 (1) 4 HS8C Bank USA, N A 0.00 (I) S State Street Bank and Trust 0.00 6 East West Bank 0.00 (1) 7 Citizens Bank, N.A. 0.00 (I) 8 88VA USA 0.00 (I) 9 Pacific Western Bank 0.00 (1) 10 Arneris Bank 0.00 Total 51.46 Status - C Writ has opted out of this bank Your N nodal Advisor: SCOTT STACK MANLYLE CASRIEL U85 Bank USA and all UM FDIC Insured Program Bank deposit accent Waxes are insured by the FDIC within applicable lints, but are not protected by 9PC. UEI5 AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by SleC Money market sweep balances are protected by 51K but are rot insured by the FOC. opening tiamo Closing belenCe Pece per Share Average on lun (I.) on Jun 30 (S) on Jun 30(S) rate Dein:lend Interest Period Oaf $ penal SDNY GM 00009728 0 , 7001C00707843 NP7000328666 00002 0620 03195238311145170550 111000 Page S of 6 CONFIDENTIAL EFTA01597395 (SUBS Resource Management Account June 2020 Your assets (continued) Your total assets Value on S) Peicentage ii -)our account Cost Estimated Unrealized basis (Si annual income (S) gin or loss (0 Cash Cash and money balances 1.46 100.00% 1.46 Total $1.46 100.00% $1.46 Account name: MONTPEUER TRUST Friendly account name: Montpelier Cash Account number. Y1 45170 S5 YourIImodal Advisor. SCOTT STACKMAIILYLE CASRIEL C1,7001C007637844 NR7000328666 00002 0620 031952383 Y1 45I 70550 114tlitiyGm00009712afte 6 of 6 End of statement (or account number Y1 45170 S5 CONFIDENTIAL EFTA01597396 Important information about your statement UE6 Financial Services ht. (the Firm or L€S Financial e a mutter of all prixipal snaky, convey* andoptions exchanges UBS Financial Services and UBS Bank USA are indirect absklaies of 1185 AG and affiliates of LEG Stones U.C. 71* f inn's financial statement is available eon request. the Fire's execute* Offices are at: UBS Finarxial Services Sex. 1200 Harbor Boulevard Weehawken NJ 07086 This statement represents the onbr officialrecord of you. Les Financial Services account. Critter records, /wept official lac documents, contanng confiding data should roe be relied upon. Ilyou be4eve there ban error a ornesion, please report it immediately in twin; to the Branch Manager of the office serving your account. Altough all lives shown re intended to be accurate, statement data shouldnot be used for to purposes. Rey sold/ on yearend lax kerns 6.4., form 1099, 5498, 10425, etc) when preparing your tat return. The Fern 6 redired by law to report to the IRS all taxable dnidords, reportable ma-taxable dividends and laxable interest end on secants hey rerun recant net proceeds on sale tunsactons, and cost basis on erten covered seasities Cconmunications with the Firm • Rene re-corium any oral communkations n writing to further primed your rights, including your rights under the Securities investor Protection Act OSA). • I the fmanc 41 intaution on the icy lett of the Had of this statement isnot Les Financial Services. tEl Financial Services carries your account as clearing baker by aerangement with the indicated Praeution We Wormed you of this relationshb when you opened this accost. In the cases your funds aid seasities are located at UBS Financial Services and rot the nvolaceg broker, rd you mist nuke a report of an/ error a mown to both fns. • As desorbed n the accornt evieents, you must realityus of any *nal or fraud involving checks reflected on put statement with:" 30 days after it was mailed or made mutable. • Please direct custom& carotenes or inzuries to the Finis Client Relations Department at 201.352-1699 a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M. ET Monday through Friday. or in writing to 1.85 f inancul Service IN.. Client Relations Department P.O. Bar 766 Union City, ha 07067. • All statements shall be deemed comp** and accuse 4 not objected to itwaiirng within 60 days • For TFY services: Cal 844412-0986 or from outside the US Call201-352-1495 • In case of errors a cueslions about an electronic lords transfer (UM bill payment or UBS Vide debit cad transactions, cal 800-762-1000. or write to UBS F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. Weehawken, id 07086, Attn: RIMISSA Services. Call or write as Won as you can, 4 you think ma, statement a receipt is wag or e you need more information Seoul a transfer on the sinners a we've The Fern a Card bluer (as appkable) must hear from ycuno later than 60 days after the Firm tent you the fret statement on which the east or pobtem appeared. — Provide you- name ad account number (4 any). — Dew be Ow Of RN or IS trend., you se insure about, and avian as clearly as you can why you believe it is an error a why you MOO more information. — Provide the dolt. amount of the suspected error. The Firma Cad Issuer will investigate yam complaint and will correct ay error premptly for akged errors Solving UBS Visandebi cad transactions 4 we take more than 10 busiest days to do this, we will anti you accord la lho renoun you think is in error. so that you will have the use of the money during the tine it takes us to complete 02 inniligaton. Please make all checks payable lo the Firm or the financial rindul6n indicated on the front of this statement In addition to regular account fees, accounts may be selaret to mantenarce fees charges for late payment for securities purchases and charges fa tread amounts n cash accounts. Accounts that are transferred to other nStiluICOS my be subject to a transfer fee. MS Sweep Options UBS often options for sweepreg cash balances to bark deposit accants at nasal hated banks and affiliated banks and money market mutual funds (Money funds). Deposit accounts at IBS Bat USA and non-affiated banks panicipaing en the UBS FDIC-mused Deposit Program are FDIC-insured it accordance with FDIC rules. For mat Hamel km, plena visit nwm.fde.gay. Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not nand by the FDIC. Bak deposits ate not protected by WC. Money Find slums ate protected by SIPC See 'MS Filmed Seek*. Accord Protector below. t an you rapist, tames in the bark deposes may be wridrann. ad shares of a Money Fund may be liaidated• end the proceeds retuned to you or you- sectritin account. Father Samson about available sweep options, roludng current interest rates and yields. is avaeable* www.uas comrsweepyields, from yam P nand* Advisor a. by calIng 8C0-762-1000. UN Financial Services account protection The Finn is of the Securein investor Protection Corporation (sro, which protects sea:rein customen of is frherberS up to 1%4000 tindading 5250,000 for clams for cas0 explanatory brochure amiable upon request a at wwwstescorg. The SiC asset protection fires appli to al accounts that you hold in a partkular capathy. The Firm, together with certain athletes, has also purchased supplemental name. The marivsm eanassll payabk to at eligbk dins collective& under this protection is SSOO million as of December 10, 2019. Wane to the policy condiions and lititaicen, cash at the Finn es aster protected fa up to 11.9 minim in tie for at your account held in a particular capacity. A fug copy of the polio; wadng is availitile soon reams. Nether fie SIPC protection nor the supplemental protection appear to: • Certain financial assets controlled by (and ixbded in your account value) but held away from UBS TillterCig Services. For Nam* certain (0 insurance prodals. inducing variable ama(n. and 6i) shares of mie* funds registered in the name of the axon holder on the books of the issuer or transfer egad; • hvestment 0:Orates or mestment interests W.g., Imbed partnerships and private placements) that are not matured under the Securities Act of 1933; • Cannodities convects (e.g., foreign exchange and precious metal contracts). includig 'utast contracts and cornualty opal contracts, • Societies on loan to U85 Ft-uncial Services; and • Depose accounts (except owl if juges of &Pail) at 1.85 Bank USA, UM AG U.S. branches and barks in the FDIC Insured Deposit Progran. The SIPC protection and the suppler/mut protection do not apply to these assets even if they otherwise appear on you statements. The SiC WOLKtion and the supplemental protection do not protect against changes in the maket value of you investments (whether as a result of market movement issuer bankruptcy a otherwise). Dividend Reinvestment Programs (DRIP) Thi price reflected is an average prof You may °blew, the smut price from you Financial Adviser. Only whole shares are purchased under DRIP: Pantie' thaw will be std and the cash wit be deposited in you accost The dmidendreenestment price supplied by the issuer may differ from the mark* price at which Ow partial sham are sold. Cash•intieu Only whole unks maybe held in yaw account. F you are entitled a aomi* inil m a result of a dividend paymenl or otherwise, the Firm will ether sea panel Waif at market p-ice a accept an mart deterrrelvd by a registered <burg agency, and credit you account. Investanent objective, The i'westrnent objeclires and risk profile are specific to each account and may vary between you- accanh. Please arise the frill (WWI* in renting of ay significant change in your financial situation or investment objectives. For each account helot you choose one of the following invntment objectives: • Produce Current Income- Investments *Sig the generation of income only. • Achieve Capital Appreciation: Investments seeking growth of one Pal (Awe than the generation of income. • Procter* Combination of Income and Capital Appreciation Investments seeking both the generation of income and growth of principal. Overall risk prof ilea • Consenweve. Seeks to mantas nelal prin.* with Sc bw and wink to the account overall, even if that mum the secant does not generate signifiers income or reams and may not keep pace web inflation • Moderate: Waling to accept sane risk to principal and tolerate some volality to seek higher returns • Aggresske: Willing to except hit risk to primeval and bit, nob, to seek highMUTH Over time. • franostawnt Welly Conaeleration: If selected a portion of the portfolio for That acorn may include COrnplex strategies, limited liquidly and greater wish*. Statement "bouseltoldiror We may consoMiate d1 related account statements wFh the same address in the same eriveksw• e g. because they have owners who also mantas joie accent relarionships mth other clients at the same acidness. tf you prefer to receive ndividual statements mailed n separate envelopes, yo., May decline househokkg by Clang your Financial Advisor. Friendly account name The Friendly account fume is a customizable 'tn.:knave' chosen by you to assist you with your recordkeming. his no legal effect on your account, is not intended to felled ay strte9Y. Product recceemendanon. imatment objective a risk prof de associated virki you- rau -its. and is not a promise a garnet leat we*, or any I inancia results. can or MI6. achieved. All investment. extant the risk of Ion, nicking the risk of loss of the retie investment. You can change your Bendy account names through Online Services a by contacting your Financial Advisor. Apeman overview • Value of yeas wountIportiofica Net of assets and liabilities • Assets Includes available cash balances, values for restricted security test X and Global Time DIPOSPS, trstalinsi mats 10 market and certain assets rot held by the Fim. Does not nciacie °flatted securitieseassets at the end of the pea and turn stateerent periods. or private ilVOSITOMS, invested gock options and ...tut* stock options. • Saul Nelda debit balances, cutsundrg margin bas. credit lie, short *cant balances • Cashmoney balances Total of uninvested available cash balances, plus deposit balances at affiliated and napallikatecl banks, ad money market naval fund sweep balances, at the close of the statement period. NoniCorrrnOdey free credit balances in yaw *cart ate not segegated from other balances and the Fen may use any rid these funds in the ordinay passe of its tans Mow find, re payable upon your Bernard We total s irpiaded in the anent period closing value. Una* information For *take, information on the Finis lading practices tad disc Mutes refer to your Client Rolatromhp Agreement or Account Agreement and the General Terms and Condition; Les Statement of Credit Practices available in Apeements and Discbsures at www rib conslankarrstranchurros SDNY_GM_00009730 CONFIDENTIAL EFTA01597397 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9731 CONFIDENTIAL EFTA01597398