EFTA01597447

411 UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 ANP70059289130120 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: Ind.CasliSaving Account number: Your Ignandal Advisor, SCOTT STACK MANf LYLE CASRIEL Questions about your statement? Ca yc.L.. AdvitAr Cr, thr RMA Resourceline at 800-RMA-I000, account 029023575. Visitant website: www.its.com/linancialservices Items for your attention I. Help protect yourself from fraud and renew bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from imvw.annualcreditreport.com. Value of your account Resource Management Account January 2020 GHISLAINE MAXWELL 139A CHARLES ST. APT #233 BOSTON MA 02114-3252 on December 31 (3) on January 31 (3) Your assets 5.10 5.10 Your liabilities 0.0O O.O0 Value of your account $5.10 Tracking the value of your account S Thousands $5.10 6,144.7 400 000.1..\ \ 4,208.9 991.4 8176 - 700.0 • Dec 2014 Dec 2015 Dec 2016 00 Dec 2017 Dec 2018 Dec 2019 Ian 2020 Sources of your account growth during l020 Value of your account at year end 2019 Your imestrnent return' Chance in market vdue tinkle of your account on Jan 31, 2020 95 10 90 00 SDNY GM 00009780 S5.10 Member SIPC ARP7C004005608913 N7-420019597503002 0120 030575004 Y123575550000000 Page 1 of 6 CONFIDENTIAL EFTA01597447 tUBS Resource Management Account Januiry 2020 Your account balance sheet Summary of your assets Value on January 31 ($) Percentage of you! account A Cash and money balances 5.10 I CO 00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0 00% E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Account name: GHISLAINE MAXWELL Friendly account name:Ind CashrSayng Account number- Value of your account $5.10 100.00% S5.10 Your current asset allocation A Eye on the markets Index Percentage change January 2020 Year to date S&P 500 -0.04% -0.04% Russell 3000 -0.11% -0.11% MSC I - Europe, Australia & Far East -2.08% -2.08% Barclays Capital U.S. Aggregate Bond Index 1.92% 1.92% Your financial Advisor: SCOTT STACK MAINILYLE CASRIEL Cash and money balances may include available cash balances, LIBS Bank USA deposit account, VBS FDIC Insured Deposit Program Bank accounts, MS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement for details about those balances. Interest rates on January 31, 2020 3-month Treasury bills: 1 50% One-month LIBOR: 1 66% M4170004005608914 NV4300195975 00002 0120 030575004 Y123575550 CCIOW_GM_000097,199. 2 of 6 CONFIDENTIAL EFTA01597448 4tUBS Resource Management Account January 2020 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name:Ind CashISaving Account number: January 2020 (1) Year to date (1) Opening account value SS.10 $5.10 Closing account value SS.10 $5.10 UBS Bank USA Deposit Account APY Interest period Dec 6 - Jan 7 Opening UBS Bank USA Deposit balance Dec 6 SS.10 Closing UBS Bank USA Deposit balance Jan 7 E5.10 Number of days in interest period 33 Average daily balance 85.10 Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor a Branch Manager. You can find a full description of the alternative investment objectives in Importam informal-Ian about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration - None se4etted Your account instructions • You account cost basis default closing method is FIFO, First In, first Out. Your N namdel Advisor: SCOTT STACKMANLYLE CASRIEL 111111.111101101100 SDNY GM 00009782 ANP7C004005608915 NPV00195975 00002 0120 030575004 YI 23575550 C000110 Page 3 of 6 CONFIDENTIAL EFTA01597449 *UBS Your notes ...,..05.9 ,6..0 ,959, 5C00.0.0.30MON , 235)5S50,,,,,.. G. oo009i,,P• 4 of 6 CONFIDENTIAL EFTA01597450 *UBS Resource Management Account January 2020 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Ind:CasNSaving Account number: Some prices, income and current velues shown may be appionmate. As a result. gains and losses may not be accurately reflected. See important information about your statement a the end of this Oxument for more information. Cash Cash and money balances Cash and money balances may mducle availatie cash balances, UBS Bank USA &posit account balances, UBS FDIC Insured Phnom Bank. Eldances. U85 AG Stamford Branch deposit account Mattes and money market mutual fund sweep balances. See the important urtormation about put statement at the end of this document for onus about hose balances mud ng UBS BANK USA DEP ACCT 5.10 Your N flooded Advisor: SCOTT STACKMAMLYLE CASRJEL 1060.111110111111101111610 UBS Bank USA and al UBS FDIC Insured Progan Bank deposit account Glances are insured by the FDIC within applicable lints, but are not protected by 9PC. U8S AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by 51K Money market sweep balances are protected by 51K but are not Insured by the FDIC ()peeing baalCe CI0SIng WO:nee Pace per share Average on fan 1 (1) on van 31 (1) on )an 31 (S) rale DnidenCIIIIIerest period Dais in penod Cap amount (5) Your total assets 5.10 250,000.00 WI Lit on tan 31 (S) Percentage of Cost )Our &count basis (1) Estimated annual income (Si UnreeliZed on or loss (S) Cash Cash and money balances 5.10 100.00% 5.10 Total $5.10 100.00% $5.10 SDNY GM 00009784 AhP7000400560891 7 NP7000195975 00002 0120 030575004 VI 23575550 COMM Page S of 6 CONFIDENTIAL EFTA01597451 *UBS Your notes CONFIDENTIAL EFTA01597452 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale USA are ifdirect stbskloies d LBS AG and affiliates of LBS Smuts LLC. The Firm's fru/nal statement is available upon request. The Firm's execute* Offices are at: UBS Financial Services ex. 1200 Harbor Boulevard Weehawken. N107086 This statement represents the ony official record of you' Les Financial Services accoura Other records, except °thetal tax drulternS, cantering callting data should rot be reed upon. If you beige, there ban error or motion, pleas* report it immediately in wring ea the Branch Manager of the office serving your account. Although all hams shown are intended to be accurate, sttement data shook' not be used for tar imposes. Rey sold, on yes-end lax totem go., loan 1099, 5498, 10425, etc.) when preparing your tax return. The Fern 6 moored by law to report to tie IRS all taxable dnidenok, reportable nal-taxable dividends and taxable interest earned on seas-nes held in your mask net proceeds on sale transactions, ad cost basis an omen cowed securities COmmUtliCatiOna with the Firm • Please re-confer., any Oral (Orrirrunicatictis n veiling to further protect your reps, including your rights under the Secuities Mesta Protection Act OSA). • I the Brune itl inttution on the top left of the front of this statement isnot Les Financial Services, LBS Financial Services caries you account a clearing broker by arrangement with the indicated intedion We Wormedyou of this relationshb when you opened this Accent In this raw, your finds and secuties are located at UBS Financial Sweets and rot the Mak" rg broker, ad you crust make a report of ay tar te meson to both ferns. • As *sorbed n the accost ag-eements, you must notify us of any errors or fraud involving checks reflected on your statement beta) 30 days after it was mailed a made mettle. • Please direct arstonw carotenes or nouries to the Film's Client Relations Department at 201.352-1699 or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday, or in witio to WS Financial Services ls. , Client Relations Department, P.O. Box 766UnionC ity,11 07087. • All itatellentS shall be cleaned complete and accuse not objected to ri writing whit 60 days. • For TTY services: Cal 844-612-0986 a from outside the US Call201-332.1495 • h case of errors or cunt:xis about an electronic funds transfer (U1), bill parent or LIES Vise debt cad transactions, cal 800-262-1000, or carte to UBS F etanoial Services lx., 1000 Harbor Bed, 61h floor, Weehawken.. Ni 07086, Attn: b.INSSA Services. Call a write as soon as saran, 1 you think as statement a receipt is wag a e you need more information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must hear from youno later than 60 clays after the Fern sent you the fist statement on which the error or pobtem *awed. — Provide you name ad accurst number Of any). — Desube the error or the transfer you re inure about. ad eiplat as clearly as you can why you beano it is an error a why you and MOM — Provide the dolt, amore of the suspected error. The Firm Or Cad Issuer will investigate you complaint and willcorrect dry error promptly For ahged errs nhgNng LOS Visa•debe cad transactions, 4 we take more than 10 business days tO do this, we will credit you accant fa the imam you thank is in mum, so that you will have the use of the money &rig the tine it takes us to complete as nestgatein. Please male all checks payable to the Firm or the financial ristituten indicated on the front of this statement. In addition to regular account fees, accounts may be .Meet to mantenarce lees charges for late payment for securities purchases and charges fa unpaid amounts n cash accents. Accounts that are transferred to other nstilutiten may be subject to a trader fee. UtS Sweep Options UBS offers options for sweepeg cash balances to bait deposit accanes at nanaffiated banks and abated banks and money make) mutuality:Is (Money funds). Deposit accounts at LBS Bark USA and non-affiated banks panicipaing tit a LBS FDICansured Deposit Program are FDIC-insured n accordance with FDIC rules. For more iltamaiian please visit veterfik.9:n. Deposit accounts at WSAG Stamford Branch and shares of Money Funds are not in-redby the FDIC. Bak deposits are not protected by SIPC. Money Fond dunes :re protected by SIPC See -1.)85 lnancie Services Account Protection' below. Upon your regain balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advisor or by eating KO-7621000. US$ Financial Services account protection the Firms a inerrber of the Secretes bosh". Protection Corporation (Sip, witch protects securities custonwn o1 is rearben up to 1%0,000 (adding 5250.000 for clams for ratal0 bplanatory broth.", available upon request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular capacity- The Firm, together with carton athletes, has also Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under tie protection is 5500 million as of Detester 10, 2016. Weed to the pale y conditions and inlet:as, cash a the Finn i hither protected fa up to 11.9 million in the aggregate for al you accounts held in a wieder capacity. A ful copy of the polio; sordeg is available Loon request. Neither the SIPC protection nor the supplemental protection apply to: • Certain financial assets antrolkd by (and ext.:led in you account value) but held away from UBS Financial Services. For burn* certain (0 insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contacts), nclaing fumes contracts and Calvvirry option Central% ad • Depose accounts (except certificates of deposit) at (BS Bak USA, LBS AG U.S. branches and barks in the FDIC erred Deposit Program. The 51K protection and the supplemental protection do not appy to these assets awn d they otherwise appear CC yds statements. The 51K protectionand the stoplemental protection do not protect against charges in the market value of you revetments (whether as a result of market movement. muer banknotcy otherwise) Dividend Reinvestment Program (DRIP) The pace reflected is an average prce. You may obtain the actual price km yam Financial Advisor. Only whole shires are purchased under DRIP; partial shares will be sold and the cash will be deposited in your account. We chodend reinvestment price :belied by to issur may deter from the market price a which the partial shares a-e sold Calvin-Feta Orly whole units maybe held in yam secondly:0 are meted to a partial unit as a result of a dividend payment • otherwise, the Firm will either sell grid tries at market vice a accept an anoint deterinned by a registered dea-rg agency, and freer yore account. Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing investrnme objectives: • Prorkce Current f name: Investments seeking the generation Of income Caly. • Achill,* °pea/Appreciation: Mestments seeking growth of or:ideal rather than the generation of ncome. • Produce Combination of income and Capital appreciation Investments seeking both the generation of income and growth of principal. Overall risk profiles • Connotive- Seeks to martin initial prix0al, with km risk and minify to the accost overall, even 0 that means the account does not generate income or rears and mayn't keep pace yeah inflation • Moderate: Waling to accept sane risk to pampa' and tolerate sane volatlity to seek hider returns • asgressne: Willing to matt hip risk to principal and high volatility to seek high teR over time. • mostowntiagibrity Consicloratan: d selected, a portion of the portfolio for that atom may include complex 'trawl:es, limited liguidty and greater sobriety. Statement "householdirer We may COnSOkiate A tetrad account statements with the same address in the same envelope. e g. because they have owners who also mantas ;ore account relationships wth other clients at the sane add-ess. If you peter to receive ndividual statements (tweed n separate /metopes, you may decline householdng by (tang your Fruncial Advisor Friendly moue name The Friendly account None 6 a customizable • 'withal** chosen by you to assist you with ye's' recordkeepio. It, no legal effect on your account, is not Mended to reflect any strategy, predict rearnmerdation, inestment objective a risk polite associated wth you- accunts. and is not a prance a gJaraxee that wealth, or any 1 inarxiA results. can et willbe achieved. All investments invoke to risk of loss, ex kdro the ritk of loss of the trait investment. You can change your Fria* accost names through Onine Services a by contacting your Finarcial Minor. Account overview • Value of tors wountIportfofio Net of assets and liabilities • Assets Includes available cash balances. vakes for restricted security (est), and Global Tine Deposits. unrealized marks to market and certain assets ibt held to. the Finn. Does not nckxle unpiced securities: assets at the end of the prior and oat statement prods. or private investments, invested nod options and ~deal, stock options. • Liable's. Voldes debit balances, *sundry margin bats, credit re, short account balances • Cashatoney balances Total of uninvested avalable cash balances, plus deposit balances at affiliated and nahallikated banks, and money market mortal had sweep balances. at the close of the statement period. Non•Corrrtirley bee credit balances in you account are not segregated from other balances and the Fern may use any these fords in the ordinay cane of its banns These finds are payable upon your Orland. 11-es total is ircbded in the anent period closing value. tending information Fa detailed information on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009786 CONFIDENTIAL EFTA01597453 Important information about your statement (continued) Yaw assets Your statement amen seasities and other assets held in the *cant a the end of the st*ement period. You may ask for deliveY of fulY paid seonties at am tine. You may receive socuiries used as ban cannel alter pion° any balance dais on them. Any seoskies iransf erred to de Fins dreg the statement period are listed at market value as of the end of the statement period. • Cost basb. In deterimning the cost basis of the searares included in this statement, where in6c with the nuerber • I,• UBS Financial Unites has relied on information °Nailed Iron sources other than U3S Financial Strike% iglu:ling itormation from another lens or that you may haw meal to Kw Fnancial Advisor. The Filth does rot lidded verify a gerreee the awry or validity of thy internee:an proeded by sourcesother than LES Financial Services. brag\ although U3S Financial Streets genera* updates this nformatith as it is receied, the Fern does not provide any assurances that the information under -Cost basis- and 'Unrealeed gallon' is aurae as of the date of this statemert. As such Please do err rely on this information to make prchase a sale decisions. for tar purposes a ell ...we. Accounts transferred to the fins may ref tat gannoss ma only for the peeled of tine they are held at the Firn. More historical information can be added by your Financial Advisor. • Uwealnd pint/losses. When data is available, est Mad wreaked gaSlosses are calculated for radial security lots. The transaction data for ndnicbal lots may or may not reflect canminixo, &urges arida gravity woman:at:on rents. Dividend and other thrive:anent lots and systematic PSChOW MIS re each combined to dithfaY aw averaged lot. The 'Trade date' totem presents the °gnat transaction trade date. • Callable tecurbles Bonds and petered stock that the issuer calls for easy redemption wit be selected impart:sly by lot from among as tootles of that issue held hour name or in nominee name for Oa clients. Call feature information is obtained from third parties and es accuracy is not permitted. Other call features may exist which could affect yield; complete information will be ponied upon request • Prialvalue. Prkes6splayed f or securities and other croons maybe higher or lower than the price that you would actually receive in the market Prices are obtained from various this) party sources vkibh we believe to be reliable, but we do not gannet* thee accuracy. — We genera, use the tang price Men available cc the mend the bid and ask prices For listed securities and options a any bid prices for OTC securie ies. — Less activeytrackd securities maybe priced using a vakation model a the most recent price we &eared nit may not reflect an actual market price or vale. — <erten positions may appear ethos a price and will show as 'peke was not matt,' if a are unable to obtain a trice for a security. — Deposits a securities denominated in currencies other than U.S. dollars re reflected at the excharge rate as of tee statement date. — FCC certain searbes trading in non-conformeg denominations, pine and quantity (face value) may have been adjusted to facilitate proper valuation. To obtain careen <poem ions, when available, contact you. Front al Advisor. not necesssibt resteeSere the vi upon liquidation. — Thrd party nineties of vale re as of date and are supplied to UBS financial Services on a repair bays by an independent valuation lien. — issuer, general partner of sponsor estimated values, any, are LOPES to the Finn by the MOP; general partner or sponsor and may be calculated based on afferent information from tat used by third parties to derive thee esemaled valor,. — You can attain additional information regarding tee melba/20pr used to determine the intimate of wee and the date of the information that is the basis for the estimate by contactigyour Financial Adetor. — Thini party estimated values may be reflected as 'Not priced' in sewnl iituaters: when an erjepenaant valuation Imam has not supplied or is unable to assign a vat*. when we become aware that a material event has posted Out may Call a prinany reported vale eito question, or when a yak,. woad be highly theculatine due to the nature of the security. — When neither an issuer, general partner or sponsor estimated value nor a thethparty *smiled value is provided, the vale of the security MI be Offerers from its purchase price — tabula% to date' may rdtade rekrn of cape*, income or both — unit size' represents the intial offering price per unit ad may not reflect yak cost bass — DPP and unlisted RER salsifies are rot listed on a national securities exchange, and are generaly illiquid and even l they care be sold. the price reeved may be less tan the per share estimated value provided in the accourn statement. • Reguicted securities. Restricted securities generally are not currently elgbk for pubac sale. CBS FS-uncial Services uses the market price of the wrestncted stock of the same issuer as an imputed van fa the restricted stock for purports of Ms sterinerton/y. To • Private inveetrneras and .trusteed products. Private easement securities (ix Wing dad oartkipatith program and real estate investment bat seturees) and smattered predate are goner* hider aiquid Crain structuredpecans haw not teen registered wan the Securities and Exchange Commaskinor under arty state securities laws. We provide estimated values for private in vestment securities arid structured products for ciormnion* crily. Accuracy is not gsranteed — "we vales my ditto ithstritially from prices, any, at which a private nvestment securtyor structured product maybe bouts or sold and do you may receive tie extern that restricted sawilles are eligble for site, the sake received may be lament ially kiss than the mowed vala. shown. • Est (estimated) income, current yields and rates. An irstchsate of actual income is baked ore current dividend and nteren rates assuming the scarifies will be held for one year from statement ate or until matuncy. This tuna a ce4 a guider* accuracy and continued income are not guaranteed. — Estimated anal ran* and current yield fa certain types of martin cold include a return of Principal or capital gains in which case the est. income (and Currant y would be oversuted. — Estimated a-rual income and current yield and tee /Cull income end yield mint be lower a higher than the estimated amounts. — An estimate of animated income (avidend ardor interest) aided by the current mated valeaverage balance is based on the last dividend or interest payment made by the issuer and assumes the nosh es/deposes will be hell for ore year from the Stalenkent date or unti maturity. Accuracy aid continued yield are not geranteed. • Assets not held by UBS Financial Services. Certain assets are not held by the Firn and not within the Penis possession or control. These assets are displayed on your statement fee aorrnational purposes only. Positions and vales presented are mead by tie issung fem. UBS f nancial Services is not rethamble for this iikernation and does not guarantee is accuracy. There assets are not protected by SIP( or tie flaws supplemental 51PC coverage. • Ravera sharing and additional compensation. - h arkktion to arrenissions on sales and 12b.1 fees received 'n connection with the distbution al trawl funds to our clients we indror cur aflame receive reverie sewing pleMentS from distrtutors anchor adviscn of the natal funds that we set these marts are based on two different moments: the amount of sales by UM of tub el find family*, our clients. and 00 the asset value of a particular mutual find family, shares held * the fem. - We and our affiliate also receive network ng and amnesiac prixesseg lees in confidential for Vans* agent services that we provide to the 'visual funds. Thou fees generals are paid km hector assets in the mutual find and are a tied dollar amour based on the number of accounts at the broker-dealer holdng mewl finds of that fund lardy. - h adfdion to <cermissixes received incarnation with the sale or diarbuta of may convent and unit mestment trust tees to our clients, we rola at a rise receive reverts Sharing (cciptniation from many of the insurance companies underwriting the annuity contracts, *Mates of the insurance companies or sponsors a the unit investment hunt we diarbute. - h adition to COMMiSPant received from the purchase and sale of NuaSI in es hinds, we odor ow affiliate receive an asset-based reverue sharing payment from Nearthares diastase ors. as era as funding for uchnclogy development, training and education. — Ow *reales also receive wading commissions and other compensation from mutual funds and imexame companies whose produce we derbute. - We WM.. compensation from Les Bark USA U3S AG Stanford Branch ani -ail dialed barks through our cash sweep progams. The compensation may be aman* per account fee cr may be a percentage of average daiy depose balances. Activity tdonmation regarding commissaa and other chines touted n connection with the execution of trades, including option transactions has been irduded on confirmations previously furnished to yos and will be provided to you prOnetht on Munk Short selling if you use engaged n short sellig a security, pa may isms a charge due to wean borrowing costs fa that preiculvsecisiy. Open orders Regarding open a • gocd.eicancelkd • orders that were not executed by the statement date, open buy and sea stop ceders are reduced thermos-it of chidereis or rides an an ex-addends or ox-rinds date uc*ss ablated otherwise by you. You are response?* for orders that are executed die to yea lake. to cancel eating ern odors. Privacy To obtain a copy of as current Client Privacy Notice, please contact tow internal Advisor or visit as websee at %yowls, meabeacacwootcy — 1.85 Financial Services is riot a bark. The BMA. Business Services Account BSA and *MA are brokerage accosts wheel provide access to banking whites and prockxts trough riangemenis with affiliated banks and other ihidany banks, and penal access to 1190 a-CI and arms* products issued by unaffiliated Ihid.party mane companies throat insurance agency sebsdaries of UBSFirencial Services Inc. — moment, Munroe, ad amity smarts: — Not FCC insured • No bark guarantee. May lose vale — IMA. Resource Management Anoint, Business Sankt. Account BSA. IRMA and ntenotiorul Resource Management Account are registered service marks of LBS Financial Services tic — %ASA is a registered trademark owned by Visa Memoirist Service Association and used war keno, The LBS Visa neat cards and the LBS Visa debit cads re issued by L65 Bat LISA with penning° from Visa U.S.A. hcorporated. All other trademalcs, registered trademarks, since maks and registered service mats are of their respect.* companies. Les Firuncial Servioit Int Rev. 201010 SDNY_GM_00009787 CONFIDENTIAL EFTA01597454 41) UBS U85 Finacial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 ANP70055116030220 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: Ind:CashlSaving Account number. Resource Management Account February 2020 GHISLAINE MAXWELL 139A CHARLES ST. APT N233 BOSTON MA 02114-3252 Your Nnancial Advisor. SCOTT sTACKMAWLYLE CASRIEL Value of your account Questions about your statement? Call you Financial Advisor or the RMA ResourceLine at 800-RMA- 1000, account 029023575. on January 31(1) on February 28 (S) Your assets 5.10 5.10 Visit our website: Your liabilities 0.00 0.00 WWW ubs corn/ financialservices Value of your account $5.10 $5.10 Items for your attention r kelp protect yourself from fraud and renew bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Tracking the value of your account S Thousands 6,1447 4,2CO3.9 Dec 2011 Dec 2015 991.4 817.6 700.0 • 0.0 00 • • Dec 2016 Dec 2017 Dec 2018 Dec 2019 lam 2020 Feb XQO Sources of your account growth during l020 Value of your account at year end 2019 Ycur investment return. Change in market vague value of your account on Feb 28, 2020 3510 50.00 SDNY GM 00009788 Member SIPC AtP7C003005511603 NP7000187373 000CQ 0220 030575004 Y123575550000000 Page 1 of 6 CONFIDENTIAL EFTA01597455 *UBS Resource Management Account February 2020 Your account balance sheet Summary of your assets Value on February 28 (S) A cash and money balances 5.10 B Cash alternatives 0.00 C Equities 0.00 D Foxed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets Value of your account $5.10 S5.10 Account name: Friendly account name: Ir n C3T1 ..3‘ Account number. Percentage of your account LL I C0.00% 0.00% 0.00% 0.00% 0 00% 0 00% 0 00% 100.00% Your current asset allocation A Eye on the markets Index Yourlina.dd Advisor: SCOTT STACKMAFILYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account, UBS FIX Inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement for detais about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S Aggregate Bond Index Interest rates on February 28, 2020 3-month Treasury bills: 1.23% One-month LIBOR: 1.52% Percentage change February 2020 Year to date 423% 427% 419% 429% -9.03% -10.92% 1.80% 3.76% A/4,70000005511 604 NP7000167373 00002 0220 030575004 VI 23575550 00.03tiy_Ght000097.MIS 2 of 6 CONFIDENTIAL EFTA01597456 UBS Resource Management Account February 2020 Change in the value of your account February 2020 IP Year to date (S) Opening account value $5.10 $5.10 Closing account value $5.10 UBS Bank USA Deposit Account APY Interest period Jan 8 - Feb 6 Opening UBS Bank USA Deposit balance Ian 8 $5.10 $5.10 Closing UBS Bank USA Deposit balance Feb 6 $5.10 Number of days in interest period 30 Average daily balance $5. to Interest earned 80.00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL Friendly account name: Ind:CashlSaving Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Importam information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your financial Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00009790 414,70303005511605 NP70001137373 00002 0220 030575004 Y123575550 000000 Page 3 of 6 CONFIDENTIAL EFTA01597457 *UBS Your notes ...ff.:600.'1W ,Of.0,0,3,3 COMO OM 0305, 500, 14.5,56.50 V.,,,,,,, G. x000971..4 of 6 CONFIDENTIAL EFTA01597458 4tUBS Resource Management Account February 2020 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Ind Ca5N5awng Account number: taliaatiiiFlfifi Some prices, income and current values sham may be apt:4,3)(O)81e As a result. gains and losses may not be accurately reflected. See important information about your statement a the end cif INs Occurnent for more Informaton. Cash Cash and money balances Cash and money balances may tnd nth availaNe cash balances, UBS Bank USA &posit account balances, UBS FDIC Insured Dv:gunBank &dances. UBS AG Stamford Branch deposit account Waxes and money market mut ud fund sweep balances. See the important information about your statement at the end or des document for deans abotn those telances ticking UBS BANK USA DEP ACCT 5.10 Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL U85 Bank USA and all UBS FDIC Insured Progarn Bank deposit aCCOlilt ['Saxes are insured by the FDIC within ;pliable limits, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by 51K but are nor Insured by the FDIC. Doering bdarge CI0SIng balenCe Pnce per snare Average on Feb 1 (s) on Feb 28 (1) on Feb 28 ($) rate Ontdend Interest period Dais in penod Cep amount (S) Your total assets Cash 5.10 250,000.00 wive on Feb 28 (1) Percentage of Cost sour &count oast (3) Estimated annual income (3) Unrealized on or losS (1) Cash and money balances 5.10 100.00% 5.10 Total $5.10 100.00% $5.10 SDNY GM 00009792 At4,201X000551 1607 NPAC0182373 COM 0220 03057500n x1 23575550 C00000 Page S of 6 CONFIDENTIAL EFTA01597459 *ilF1S Your notes °""6"6170====7,7grs6°"'"—"°'''` 6 6' CONFIDENTIAL EFTA01597460 Important information about your statement UE6 Financial Services ht. (the Firm or L€S Financial e a mutter of all prixipal snaky, convey* andoptions exchanges UBS Financial Services and UBS Bank USA are indirect absklaies of 1185 AG and affiliates of LEG Stones U.C. 71* f inn's financial statement is available eon request. the Fire's execute* Offices are at: UBS Finarxial Services Sex. 1200 Harbor Boulevard Weehawken NJ 07086 This statement represents the onbr officialrecord of you. Les Financial Services account. Critter records, /wept official lac documents, contanng confiding data should roe be relied upon. Ilyou be4eve there ban error a ornesion, please report it immediately in twin; to the Branch Manager of the office serving your account. Altough all lives shown re intended to be accurate, statement data shouldnot be used for to purposes. Rey sold/ on yearend lax kerns 6.4., form 1099, 5498, 10425, etc) when preparing your tat return. The Fern 6 redired by law to report to the IRS all taxable dnidords, reportable ma-taxable dividends and laxable interest end on secants hey rerun recant net proceeds on sale tunsactons, and cost basis on erten covered seasities Cconmunications with the Firm • Rene re-corium any oral communkations n writing to further primed your rights, including your rights under the Securities investor Protection Act OSA). • I the fmanc 41 intaution on the icy lett of the Had of this statement isnot Les Financial Services. tEl Financial Services carries your account as clearing baker by aerangement with the indicated Praeution We Wormed you of this relationshb when you opened this accost. In the cases your funds aid seasities are located at UBS Financial Services and rot the nvolaceg broker, rd you mist nuke a report of an/ error a mown to both fns. • As desorbed n the accornt evieents, you must realityus of any *nal or fraud involving checks reflected on put statement with:" 30 days after it was mailed or made mutable. • Please direct custom& carotenes or inzuries to the Finis Client Relations Department at 201.352-1699 a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M. ET Monday through Friday. or in writing to 1.85 f inancul Service IN.. Client Relations Department P.O. Bar 766 Union City, ha 07067. • All statements shall be deemed comp** and accuse 4 not objected to itwaiirng within 60 days • For TFY services: Cal 844412-0986 or from outside the US Call201-352-1495 • In case of errors a cueslions about an electronic lords transfer (UM bill payment or UBS Vide debit cad transactions, cal 800-762-1000. or write to UBS F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. Weehawken, id 07086, Attn: RIMISSA Services. Call or write as Won as you can, 4 you think ma, statement a receipt is wag or e you need more information Seoul a transfer on the sinners a we've The Fern a Card bluer (as appkable) must hear from ycuno later than 60 days after the Firm tent you the fret statement on which the east or pobtem appeared. — Provide you- name ad account number (4 any). — Dew be Ow Of RN or IS trend., you se insure about, and avian as clearly as you can why you believe it is an error a why you MOO more information. — Provide the dolt. amount of the suspected error. The Firma Cad Issuer will investigate yam complaint and will correct ay error premptly for akged errors Solving UBS Visandebi cad transactions 4 we take more than 10 busiest days to do this, we will anti you accord la lho renoun you think is in error. so that you will have the use of the money during the tine it takes us to complete 02 inniligaton. Please make all checks payable lo the Firm or the financial rindul6n indicated on the front of this statement In addition to regular account fees, accounts may be selaret to mantenarce fees charges for late payment for securities purchases and charges fa tread amounts n cash accounts. Accounts that are transferred to other nStiluICOS my be subject to a transfer fee. MS Sweep Options UBS often options for sweepreg cash balances to bark deposit accants at nasal hated banks and affiliated banks and money market mutual funds (Money funds). Deposit accounts at IBS Bat USA and non-affiated banks panicipaing en the UBS FDIC-mused Deposit Program are FDIC-insured it accordance with FDIC rules. For mat Hamel km, plena visit nwm.fde.gay. Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not nand by the FDIC. Bak deposits ate not protected by WC. Money Find slums ate protected by SIPC See 'MS Filmed Seek*. Accord Protector below. t an you rapist, tames in the bark deposes may be wridrann. ad shares of a Money Fund may be liaidated• end the proceeds retuned to you or you- sectritin account. Father Samson about available sweep options, roludng current interest rates and yields. is avaeable* www.uas comrsweepyields, from yam P nand* Advisor a. by calIng 8C0-762-1000. UN Financial Services account protection The Finn is of the Securein investor Protection Corporation (sro, which protects sea:rein customen of is frherberS up to 1%4000 tindading 5250,000 for clams for cas0 explanatory brochure amiable upon request a at wwwstescorg. The SiC asset protection fires appli to al accounts that you hold in a partkular capathy. The Firm, together with certain athletes, has also purchased supplemental name. The marivsm eanassll payabk to at eligbk dins collective& under this protection is SSOO million as of December 10, 2019. Wane to the policy condiions and lititaicen, cash at the Finn es aster protected fa up to 11.9 minim in tie for at your account held in a particular capacity. A fug copy of the polio; wadng is availitile soon reams. Nether fie SIPC protection nor the supplemental protection appear to: • Certain financial assets controlled by (and ixbded in your account value) but held away from UBS TillterCig Services. For Nam* certain (0 insurance prodals. inducing variable ama(n. and 6i) shares of mie* funds registered in the name of the axon holder on the books of the issuer or transfer egad; • hvestment 0:Orates or mestment interests W.g., Imbed partnerships and private placements) that are not matured under the Securities Act of 1933; • Cannodities convects (e.g., foreign exchange and precious metal contracts). includig 'utast contracts and cornualty opal contracts, • Societies on loan to U85 Ft-uncial Services; and • Depose accounts (except owl if juges of &Pail) at 1.85 Bank USA, UM AG U.S. branches and barks in the FDIC Insured Deposit Progran. The SIPC protection and the suppler/mut protection do not apply to these assets even if they otherwise appear on you statements. The SiC WOLKtion and the supplemental protection do not protect against changes in the maket value of you investments (whether as a result of market movement issuer bankruptcy a otherwise). Dividend Reinvestment Programs (DRIP) Thi price reflected is an average prof You may °blew, the smut price from you Financial Adviser. Only whole shares are purchased under DRIP: Pantie' thaw will be std and the cash wit be deposited in you accost The dmidendreenestment price supplied by the issuer may differ from the mark* price at which Ow partial sham are sold. Cash•intieu Only whole unks maybe held in yaw account. F you are entitled a aomi* inil m a result of a dividend paymenl or otherwise, the Firm will ether sea panel Waif at market p-ice a accept an mart deterrrelvd by a registered <burg agency, and credit you account. Investanent objective, The i'westrnent objeclires and risk profile are specific to each account and may vary between you- accanh. Please arise the frill (WWI* in renting of ay significant change in your financial situation or investment objectives. For each account helot you choose one of the following invntment objectives: • Produce Current Income- Investments *Sig the generation of income only. • Achieve Capital Appreciation: Investments seeking growth of one Pal (Awe than the generation of income. • Procter* Combination of Income and Capital Appreciation Investments seeking both the generation of income and growth of principal. Overall risk prof ilea • Consenweve. Seeks to mantas nelal prin.* with Sc bw and wink to the account overall, even if that mum the secant does not generate signifiers income or reams and may not keep pace web inflation • Moderate: Waling to accept sane risk to principal and tolerate some volality to seek higher returns • Aggresske: Willing to except hit risk to primeval and bit, nob, to seek highMUTH Over time. • franostawnt Welly Conaeleration: If selected a portion of the portfolio for That acorn may include COrnplex strategies, limited liquidly and greater wish*. Statement "bouseltoldiror We may consoMiate d1 related account statements wFh the same address in the same eriveksw• e g. because they have owners who also mantas joie accent relarionships mth other clients at the same acidness. tf you prefer to receive ndividual statements mailed n separate envelopes, yo., May decline househokkg by Clang your Financial Advisor. Friendly account name The Friendly account fume is a customizable 'tn.:knave' chosen by you to assist you with your recordkeming. his no legal effect on your account, is not intended to felled ay strte9Y. Product recceemendanon. imatment objective a risk prof de associated virki you- rau -its. and is not a promise a garnet leat we*, or any I inancia results. can or MI6. achieved. All investment. extant the risk of Ion, nicking the risk of loss of the retie investment. You can change your Bendy account names through Online Services a by contacting your Financial Advisor. Apeman overview • Value of yeas wountIportiofica Net of assets and liabilities • Assets Includes available cash balances, values for restricted security test X and Global Time DIPOSPS, trstalinsi mats 10 market and certain assets rot held by the Fim. Does not nciacie °flatted securitieseassets at the end of the pea and turn stateerent periods. or private ilVOSITOMS, invested gock options and ...tut* stock options. • Saul Nelda debit balances, cutsundrg margin bas. credit lie, short *cant balances • Cashmoney balances Total of uninvested available cash balances, plus deposit balances at affiliated and napallikatecl banks, ad money market naval fund sweep balances, at the close of the statement period. NoniCorrrnOdey free credit balances in yaw *cart ate not segegated from other balances and the Fen may use any rid these funds in the ordinay passe of its tans Mow find, re payable upon your Bernard We total s irpiaded in the anent period closing value. Una* information For *take, information on the Finis lading practices tad disc Mutes refer to your Client Rolatromhp Agreement or Account Agreement and the General Terms and Condition; Les Statement of Credit Practices available in Apeements and Discbsures at www rib conslankarrstranchurros SDNY_GM_00009794 CONFIDENTIAL EFTA01597461 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9795 CONFIDENTIAL EFTA01597462 411 UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Ar.70065936650320x14 'pit 0 Account name: GI-Hai:UNE MAXWELL Friendly account name: Ind CashiSaving Account number: INSINIM Your Nnandal Advisor, SCOTT STACK MANLYLE CASRIEL Questions about your statement? Ca Advr,c,r of the RMA Resourceline at 800-RMA-1000, account 029023575. 1fisitoer website: www.Lias.correlinancialservices Items for your attention r kelp protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from vinvw.annualcreditreportcom. Value of your account Resource Management Account March 2020 GHISLAINE MAXWELL 139A CHARLES ST. APT N233 BOSTON MA 02114-3252 on February 28 (5) on Much 31 (4) Your assets 5.10 5.10 Your liabilities 0.0O O.O0 Value of your account $5.10 Tracking the value of your account TheInds 6,1447 4,2Cc3.9 991.4 817.6 700.0 Dec 2011 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Dec 2019 0.0 $5.10 DO • • Feb 2020 mar 2020 Sources of your account growth during l020 Value of your acount at yea end 2019 Your investment return: Change in market value value of your account on Mar 31, 2020 5510 $0.00 SDNY GM 00009796 $5.10 Member SIPC A1F7C005006580665NPV00297442 00002 0320030575004 Y12357555010000 Page 1 of 6 CONFIDENTIAL EFTA01597463 SUBS Resource Management Account March 2020 Your account balance sheet Summary of your assets Value on March 31 (3) Percentage of your account A Cash and money balances 5.10 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Noretradnional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account $5.10 $5.10 100.00% Account name: A --'IL 1.'A•• U. Friendly account n ame: inn ,a‘ -1 Account number. Your current asset allocation A Eye on the markets Index Your Fi modal Advisor: SCOTT STACKMAN/LYLE CASRIEL • Cash and money balances may include available cash balances, LIDS Bank USA deposit account, VBS FDIC insured Deposit Program Bank accounts, 095 AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement tot details about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0 99% Percentage change March 2020 Year to date -12.35% -19.60% -13.7s% -2a90% -13.25% -22.72% -O.59% 3.15% .41.700C1500658064,6NP-4300297442 00002 0320030575004 Y123575550 101tftyGp,,L000097§1Kle 2 of 6 CONFIDENTIAL EFTA01597464 sUBS Resource Management Account March 2020 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name: Ind:CasIVSaving Account number: March 2020 (S) Year to date ($) Opening account value $5.10 S5.10 Closing account value $5.10 $5.10 UBS Bank USA Deposit Account APY Interest perad Feb 7 - Mar 5 Opening UBS Bank USA Deposit balance Feb 7 $5.10 Closing UBS Bank USA Deposit balance Mar 5 $5.10 Number of days in interest period 28 Average daily balance $5.10 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment etigibikty consideration - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. Your Mnandal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00009798 AN>70X4006580667 NPM00297442 03002 0320 030575004 Y1 nsissso low co Page 3 of 6 CONFIDENTIAL EFTA01597465 *UBS Your notes Awl® 006560668 N07003097441 CCM 0310 Deosnao. VI 23575550 lOtaf10,m000,9Alge 4 of 6 CONFIDENTIAL EFTA01597466 ft?) UBS Resource Management Account March 2020 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Ind CasNSaving Account number: Some prices, Income and current vdues sham may be approkirnale As a result. gains and losses may not be Wuralely reflected. See Important information about your statement a the end of this document for more intonnaton. Cash Cash and money balances Cash and money balances may loan& available cash balances, UBS Bank USA &posit account balances, UBSFDK Insured ProgramBank &dances. UBS AG Stamford Branch deposit account blames and money market mut ud fund sweep balances. See the important information about your statement at the end of ten document for details abotn those balances Held ng UBS BANK USA DEP ACCT 5.10 Your Nnandal Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA and all UBS FDIC Insured Program Bank deport account Waxes are Insured by the FDIC nAltsin aeplicAle limits, but are not protected by 9PC. U8$ AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by 51K but are not Insured by the FDIC. °raring balaxe Closing Wince nice per share Average on mar I (s) on Mar 31 (1) on M8131 (S) rate Chudeno Interest period Days penal Cas amount (1) Your total assets Cash 5.10 250,000.00 Value on Mar 31 al Percentage ci Cost 'our account basis (S) Estimated annul income (S) Unrealized Gam or loss (k) Cash and money balances 5.10 100.00% 5.10 Total $5.10 100.00% $5.10 SDNY GM 00009800 AhP70005006580669 NP70C02974212 00002 0320 030575004 VI 23575550 100100 Page S of 6 CONFIDENTIAL EFTA01597467 *0F3s Your notes .n.65006,6000 .. ,00J29.2 C00:6 O306, 600., 235)5SSO G. °p.c., 6 of 6 Fid of kr...tn....1123575 SS CONFIDENTIAL EFTA01597468 Important information about your statement U26 Financial kmices Inc. (the Firma UBS Financial Services), is a member of all prixipal storey, carirmay andoptions exchanges. UBS Financial Services ad UBS Bark USA are i-direct absklaies of UB5 AG and affiliates of LOS Startles U.C. The Firm's financial stemma* s available Won request. The Firm's execulin Offices are at: UBS Finarxial Services ax. 1200 Hata Boulevard Weehawken. NI 07086 This statement represents the one, official record of your Les Financial Services account Other records, eicept official is doeunents, cantering caillkag data 'hated not be reed upon. II you be4eve there is an era or °motion, please repot it immediately in raking to the Branch Manager of the office seining your accont. Alteugh all figres shown are mended to be accurate, statement data *cub' not be used for tax purposes. Rey sokey on yes-end lax torten, 6.o., lam 1099, 5498, 10125, no) whim preparing your tar return. the Fern 6 rewired by law to report to the IRS all taxable dnidends, reportable nontaxable dividends and taxable interest earned on searities held in your octant net proceeds on sale transkicres, and cost basis an cenan covered securities. Communications with the Firm • Please re.torrfirrn nary oral corm-tank:Mons in writing to further protect your nthts, inducing your Nth under the Securities Mesta Protection Act GSA). • I thefrwcis initiation on the top lettolthe inn of this statement isnot Les Financial Services, UBS Frontlet Services caries yar account as clearing broker by analgernent wen the indicated insmAion We Wormed you of this relationshb when you opened this account. In ten cash your finds and securities are located at UBS Financial Services and rot the Moak rg broker, ad you mast nuke a report of any error a anieson to both ferns. • As *sorbed n the accost agreements. you must notifyid of any errors or fraud involving checks reflected on put statement within 30days after it was mailed or made amiable. • Please direct customer complaints or rotaries to the Finis Client Relations Omani-nem at 201-32-1699 a toll-free at 0)0.354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday. or in nriti-g to U35 Financial Services tic.. Client Relations Department P.O. Box 766 Union City, ha 07087. • All anemones tall be deemed complete and accurate 4 not objected to n suiting within 60 days. • For TTY services: Cal 844-612-0986 or from outside the U S Cap 201.352.1495 • In case of eras or gentian about an electrak firth transfer (U1).. bill Deponent a UM Visedebit card transactions, cal 800-262-1000, or write to UBS F'nancial Semites tic., 1000 Harbor Blvd, 6111 flea Weehawken, ea 07086, Attn: IthlaiSSA Servces. Call or write as soon as you can, 4 you think you, statement Cr recept is wag a f you need more information about a transfer on the statement or recent. The Fern or Card Ismer (as appkable) must hear from yOun, later than 60 days after the Fim ant you the fist statement on which the error or crobtem mowed. — Provide you. nare ad accurst number Of rya — Dow be the error or the transfer you re insure about, and Evian as clearly as you cal whey you believe It is an *me or why you need more information. — Provide the dolls- arnoutt of the suspected error. The Firm or Cad Issuer will investigate you. complaint and will correct any error promptly For ateged errors I-oohing 118$ Visa•deba cad transactions. 4 we take more than 10 barons daystO do this. we will coda you account for the amount you think is in error, so that you will have the use of the moneyduring the tine it takes us to complete as rinnIgaton. Please mate all checks payable to the Firm or the financial nsinuen heated on the front of this statement. In addition to regular account fees, accounts may be sebect to maintenance leek charges for late parent for securities purchases and charges fa unpaid arro.nts n cash actants. Accounts that re transferred to other nstilutOnS may be subject to a pander fee. UK Sweep Options LBS offers options for sweeping cash balances to bale deposit secants at nonallaated banks and afbiated barks and money make) mutual tack (Money funds) Deposit accou-as at LBS Bat USA and non-aff eked banks panicipang in the UM FDIC-Insued Deposit Program are FCC-insured in accordance with FDIC rules. Fa more Hamm km, please visit wwwfdc.gor Deposit accounts at UPSAG Stanford Branch and shares of Money Funds we not no-red by the FDIC. Bat deposits ere not protected by 51K. Money Fuld dunes ire protected by SIPC See -U85 fitment Servkes Account Protection' below. UAW your (boast, balances in the bark deports may be wahckann, and shares of a Money Fuld may be liar:dated. and the proceeds moaned to you or you sew-airs accou-n. Fiat err Mammon about available sweep options, ncludig current interest rates and yields, is evadable at www.ubs comrsweepyields, from you intend.' Advisor a. by calling KO-762-1000. UN Financial Services account protection the Firm is a member of the Securities Inwstor Protect:xi Corporation (Sig, aid, protects securities cu stonon of its marten up to 5500,000 (adding 1250.000 for claims for eagg. Ng/nab:ay brochure avalable upon request a at maw Niro% The SIK asset protection lints apply to al accounts that you hold n a particular capacity. the Firm together with certain algae', has also pirehawd sups:termini instrancer. The maxima, nun payable to al eligble dente colectiveyr under this protection is SSOO million as of December 10, 2019. Subsea to the policy candler-is and linkman. cash the Fern 0 fisher protected fa up to 9 million in the aggregate for as your acorns held newjou'. capacity. A fug copy of the polio; satIng is available soon mount: Nether the 51K protection nor the a.pplemental pot/khan apply to: • Certain financial assets controlled by (and ext.:led in your arcane value) but held away from UBS Financial Services. For ample certain (0 insurance prodals, ixludrg vaiable amui(es. and 6i) shares of maw, funds registered nthe name of the wan holder on the books of the issuer or transfer anew.); • nvestmmt contacts or investment Merits fe.g., Imbed partneslips and private placements) that are not registered under the Securities Act of 1933; • Carmodities contracts (e.g., foreign exchange and prank metal contracts), includig finres contracts and canmocaty °pica cameos, • Sectrities an loan to LOS Fieuncial Services; and • Depose accounts fount serl &Sate, of de00•40 et WS Bark USA, UM AG U.S. branches and banks in the FDIC hosed Deposit Program. The 51K protection and the supplemental protection do not apply to these assets even if they otherwise appear on you nalernenn. The PK protection and the stpplemental protection do not protect against changes n the market vale d you investments (whether as a result of market movement issuer bankruptcy a othenvise). Dividend Reinvestment Program (DRIP) The price reflected is an average pee. You may obtan the actual Oct. from your Fnarx lel Advisor. Only v.hole shires are purchased under DRIP; patial shares will be sold ad the cash will be deposited in you account. The dirdend reinvestment price supplied by the issuer may differ from the market price at which the partial thane are sold. Cashiimieu Only whole urks maybe held in your accord. if you are Mead 10 4 partial unit as a result et a dividend payment a otherwise, the Finn will ether sell partial irks at market price a accept an avant detached by a registered clean; agency, and credit you arcane 'rarer/none objectives The inestrnent objectives and risk profile are speak to each account and may vary between you- accords. Pease aohde the Finn prom* it faxing of any siva:cart change in jos financial situation or investment objectives Foe each account held. rat choose the of the following investment objectives: • hooka Current Interne- Investments seeking the generation of income Only. • Achieve Capital Appreciation: Investments seeing growth of cent Pal falba than the generation of income. • Produce Comonahon of Income and Capital Appreciation Investments seeking both the generation of none and growth of principal. Overall risk profile. • Consmazive. Seeks to Mullah mitial ptisepg, with low sit. and volt ilay to the account overall, even that non the secant does not generate siendicare income or (earns and Myna teep pace nth inflation • Moderate: Willing to accept sane risk to ptincpal and tolerate some volatiity 10 seek hither returns • Aggressive: Willing to accept high risk to primeval and high to seek hith MOWS Over tiny? • Monotone Welly Conaderatian: R selected a portion of the portfolio for that kaiak may include complex strategies, limited anode), and greater volstrky. Statement "householdinge We may consokSate al relaxed account statements sake. the same address in the same envelope. e 9. because they have owners who also mantan jolt account relatiOnShN wan other clients at the same addans. ef you prefer to receive individual statement marled n separate envelopes, you Maydecline householdrg by citng your Financial Advisor Friendly =cowl name The Friendly account Arne 6 a custanizabk 'manatee' chosen by you to assist you with your recordkeming. Kr no legal Owl on your account, is not mended to reflect am strategy, product recarenerdation inestment objective a risk prof4t associated with yaw accounts, and is not a promise a awaetee that wealth, or any financial results, can or willbe achieved. All investments involve the risk of loss. ex Ling the risk of loss of the entire investment. You can change your Frenly account names though Online Services or by contacting your Financial Advisor. Account overview • Value draw woonttportfaficx Net of assets and liabilities • Assets Includes available cash balances, values for restricted wanly (est X andGlobal Time Deposes. unrealized marts to market and certain assets Mt held by the Finn. Does riot NV* unpiced securibesrassets at the end of the peke and Oat Statement Moods. Cr private investments, untested stod options and "vortical, stock options. • Liabloes. Includes debit balances, oustandng margin been, credit line, short account balances • Caslattoney balances. Total of uninvested sealable cash balances, plus deposit balances at affiliated and newallikated banks, and mcney market nuuaf fund sweep balances, at the close of the statement period. Non-commodity free aedit balances in your account are rot segregated from other balances and the Fern May use any of these firth in the ordinary course of its bins thew finds are payable upon your de tad lit total is Pc Wed in the anent period closing value. landing information For Waded inlormation an the Finis =practices ad disc Mures, refer to your Client Ro Agreement or Account Agreement and the General Terms and Conditions LOS Statement of Credit Practices available n Agreements and Disclosures at yew cab. comtaceonitelitckwarot SDNY_GM_00009802 CONFIDENTIAL EFTA01597469 Important information about your statement (continued) Yam assets Vow statement ermines securities and other assets held in the accant a the end of the sinners period. You may ask for delivery of fully pad seonties at any the. You may receive weenies used as loan cobtoal alter pining any balance due on them. Ary securities transferred to the fern during the statement period are listed at market value as of the end of the statement perfid. • Cost best. lu detennning the cost basis of the securities included in this statement where indicated wit the nurrbo UBS F narcial Sorkin has rebid on information obtained Irons sources oter than LES financial Strokes, eckxling blonnalion from another Ism or that you may have «aided to you Fnancial Advisor. The Finn does not indeperdoey nerdy a garnet the wry a validity of ay *lamalim provided by sofas other than LES Fisuoxial Services. ackliion, although LESS Financial Strikes genera* gmlates this reformation as it is received, the fem does rot provide ay assurarces tat the idormation under -Cost bases rd 'Unrealced gad loss' is accurate as of the date of this stammers. As such, please do not rely on this information to make purchase a sale decisions, for tar purposes « Mlles wir. Accounts transferred to the finn may ref tot gardloss information only for the period of tine they se held x the Fim. More historical information can be added by your Financial Advisor. • Uesealited gainsileases. When data is available, Sinned sneaked gandlosses re calculated for rdividal security lots. The transaction data for individual bh may or mynt reflect canmisstres. mages aria security norganintion ewers. Dividend and other ?investment lots and systematic purchase lois re each combined to display one averaged lot. The 'Trade date' coknin presents the original transaction trade date. • Callable markless Bonds and peel erred stock that the issuer calls for eery redemption wilt selected impanialy by lot from among al ware« of that ass* held in our none a in nominee name for ar clients. Call feature information is obtaned from third parties and es accuracy is not guaranteed. Odon all features may east which could affect yield; complete information will be provided upon request • Priem/value. Prkesdeplayed la securities and other prod ects maybe higher or lower than** price that you would actually receive in the market. Prims re obtained from various third party sources whit we believe to be reliable, an we do not guarantee thee accuracy. — We genera/ use he eking price when anibbk a he mean of the bd and ask prices fa listed securities td options «coy bid prices for OTC securities. — Less activeytrackd securities maybe priced using a what«. model a the most recent peke we obtaned and may not reflect an actual market price ale. — Certan potions may appear *Mae a price and will tow aspeke was not available if we are unable to obtain a price for a security. — Deposits a securities cknomiuted n currencies other than U.S. dollars re reflected at the excharge rate as of the statement date. — For certain sectsiies trading in non-conforming densamnehons, price and quantity (lace rake) may have been adjusted to facilitate proper valuation. To obtain current quotations, when 4,412>k. contact your hunch Advil«. n°1 necessary normers the va upon liquidation, — Thrd party estimbes of value are as of a certain date and are supplied to UBSFnaxial Sentes ona rears basis by an independent valuation firm — Bluer, general partner as spot« estimated vetoes, if sib are ~lied to fie Firnber the issuer, general partner or sponsor arid may be tabulated based on different information from tat used by third panes to derive *air etiolated yaks,. — You can etuin additional information regarding the melhodobigy used to determine the estimate of value and the date of tie information that is the basis for the estimate by contactigyour Financial Adios. — Third party estimated values may bereflected as 'Not priced' in several situations: when an • dent valuation lam has not supplied a is unable to assign a value when we become aware that a material cant has occvrod that may call a peennusy reported val.* into question, a when a value, would be highly spoulatme the to the nature of the security. — When nester an issuer, general partner or sponsor estertatod value nor a Owl-party estimated value is ponied, the vale of the searity wal be Mere« from as purchase Prins — tiarbutons to date' May «ludo rerun of capital, income or both — • Orgnal unit site represent the ntial offering Vice per unit ad may not ref ten your cot basis — DPP and unlisted RUT securities are rot listed on a national securities ndunge and are generally illiquid and even i they can be sold. the price tamed may be less tun the per spire estmaled value prodded in the scours statement. • Restricted securities. Restricted secuties generate)/ are not ansently elgbk fas pubk sale LOS Financial Services uses the market price of the urresOcted stod of the same issuer as an imputed value fa the restricted stock for purposes of this statement only. To he extent that restricted securities are ebgbk for sate the vats received may be substantially less than the maned value shorn. • Private inverrnenu end ~awed products. Private rivesVnerd securites (ixbdeng drect POTtiCkarias Program and real estate investment tat securers) and steamed products are genera/ay hgtry &cud Certain structuredproducts have not been registered wah the Securities and Exchange Commission or under ary state securities laws. We provide estimated values for prince imminent monies and structured products for attinaliceral = ordy. Acaracy is not guaranteed. vibes mgdiffer substantially from prices, any, at which a private nvestment secudyor structured product maybe bouisl or sold and do you may receive • Est (estimated) income, anent yields and rates. An a:Smarr of snot exam is bawd on staren drsidrid and nterest rates, assuming the securities will be held for cre yea from statement date or until matvy. This *agnate is only a guidekne; accuracy and continued income are not guaranteed. — Estimated taut *come wed care« yield for certain types of stashes could include a rename of Principal a capital gains in which case the est. income (aid can yieto would be overstated. — Estimated a-nual income and current yield and the actual inctme and yield milts be lower a higher than the estimated amounts. — An *sterns of a-nualized *come (dividend arda interest) derided by the current mate valoaraverage balance is based on the last dividend or merest payment made by the issuer and ormmes e deposes will be held for ore year from the statement date or unto maturity. Accuracy and corned yield are not guaranteed. • Assets not held by UN Finredd Services. Cenan assets are nor held by the Fin, and not within the lams possession or control. Then assets are displayed on you statement foe reformational purposes only. Positions and vales presented se provided by te isung UBS f nancial Services is not respatiale for this iretarnaton aid does not guarantee ils accuracy. Thew assets are not protected by SIPC or the fists sablernemal 51K coverage. • Ravarara sharing and additional compensation. - h ~ice to a:amiss:3ns on sales and 12b.l fees roared n connect on rah the destitution of mutual funds co as clients we ardor or atfiLate receive revere. tang ~ern frees disobuton sidor advisors of the maul funds that we sell These amounts se based on two drferem correpoents: CO the amen of sales by LES of a partoular enamel fund f amity X. our clients; and G0 the and vabe of a particular mutual fund family, shares held at the fern. - We and our affiliate also receive networking and cmnbus pransrg fees n consideration la transfer eager* services that we provide to the mutual furds. Rion fees antra* am paid from investor asset in the mutualfad and ere a feud dollar amount based on the number of amounts at the broker-dealer holding ~seal funds of tat Ind Insy. - h acKtion to commissions received inc.:motion with the sale or distrbuton of airway tontratt and unit rnestrnent trust snes to our diet, we ancla at affiliate receive untrue sharing compensation from nay of the monoe companies underwriting the a-nuity contracts, af illates o: the Maxim companies or spontan of he unit enestmers trusts we dimbute. - h eclInka to commissions received from the purchase and sale of NextShares lundk we ardor our affiliate receive an asset-based revenue sharing payment from ~Shares databulors, as wed as funding for technology development trainig ad education. — Our affiliates also receive trading CiaTtniSSiOrKand other compensation from mutual funds and Murano* companies whose products we &If bute. - We receive oxrcemai ion from vas Berk USA UM AO Stan( *id Branch and twirl dieted bras through our cash sweeP1207~. This angensatim may he per accoune fee a may be a percentage of average daily deposit balsas. Activity Irritation regarding cornmeal:re and Mhos Marrs (loured in «resection with the execution of trades, includng col ion transactions has been included on confirmations previously furnished lo you, and will be provided to you ~lb' on ~ I s Short setting If you ae engaged en short ailing a security. you may bout a charge due to anan barowng costs fa that palicula sienrity. Open orders Regarding open or socodlitcancellee ceders that were not execaed by the summers dar open buy and sea stop ceders se reduced by the mount of driedends or right on an ex.dnAlerit or ex-rights date unless instructed otherwise by you. You ae responsble for orders that ate executed cis to yaw lekte to cancel sating q:en atlas. Privacy To obtain a copy of ox anent Client Privacy Notice, please taxan sir Francis/ Advisor a mest as Mini% at "wive obs COAVDeiViCV004CV. — U3S Financial Stryker is rot a bark. The RMA, Business Services Account BSA and IRMA are brokerage scans which provide access to barking senates aid pedals IMaxjt arrangements with affiliated banks and other Ihrdparty barks, and provides access to insurance and annety goduns issued by unaffiliated thirdparty insurance companies trout instance seem subsidiaries of UM Financial Services tt. — hvesvnent, ruin*, ad arnuey predicts: — Not FDIC insured • No bark guarantee. May lose vale — IMA. Resat« Management Account Dulness Services Account BSA, IRMA and international Resource Management Account re registered service mats of LBS tumid Services INC — YTS/Size registered tedemalc owned by Vila htematianal Service Association and used under keno. The LES Via Creistl cads and the LES Visa debit cads se issued by LBS Bark USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, serrke mats ad registered service marks se of their respective ~pines. UN financial Services Inc Rev. 202002 SDNY_GM_00009803 CONFIDENTIAL EFTA01597470 UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 ANP7005619433 0420 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: Ind.CastiSaving Account number: Your Ignandal Advisor: SCOTT STACK MANLYLE CASRIEL Questions about your statement? Ca Advi-Ar c, the RMA Resourcelme at 800-RMA- I000, account 029023575. Visit our website: WWW ubs corn, fmancialsernces Items for your attention kelp protect yourself from fraud and renew bank, aedrt card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com- Value of your account Your assets Resource Management Account April 2020 GHISLAINE MAXWELL 139A CHARLES ST. APT N233 BOSTON MA 02114-3252 on March 31 (1) on April 30 (3) 5.10 5.10 Your liabilities 0.00 O.O0 Value of your account $5.10 Tracking the value of your account S Thousands $5.10 6,144.7 4,208.9 Dec 2014 Der 2015 991.4 817.6 - 700.0 • o rnainiam4 Dec 2016 Dec 2017 Dec 2018 Dec 2019 0.0 • me 2020 00 Apt 20 ▪ 20 Sources of your account growth during l020 Value of your account at year end 2019 Your investment return: Chance in market Moe Vale of your account on Apr 30, 2020 55 10 3000 SDNY GM 00009804 $5.10 member SIPC AtrOX0005619433 NV4)00189514 00002 0420 030575004 YI 23575550 000000 Page 1 of 6 CONFIDENTIAL EFTA01597471 *UBS Resource Management Account April 2020 Your account balance sheet Summary of your assets Value on April 30 ($) Percentage of your account A Cash and money balances 5.10 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Faed income 0.00 0.00% E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account $5.10 55.10 100.00% Account name: V. • V.tLL Friendly account name:Ind Ca≥h S.av -1 Account number. Your current asset allocation A Eye on the markets Index Your Fi modal Advisor: SCOTT STACKMANLYLE CASRIEL 1.11111111.1.1a • Cash and money balances may include available cash balances, UBS Bank USA deposit account, UBS FDIC Inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important ;Memnon about yeur statement on the last two pages of this statement for detais about those balances. SW 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S Aggregate Bond Index Interest rates on April 30, 2020 3-month Treasury bills: 0.10% One-month LIBOR: 0.33% Percentage change April 2020 Year to date 12.82% -9.29% 13.24% -10.42% 6.54% -17.66% 1 78% 4.98% at•70003005619a3a Nei:100189Si 400002 0420 03095004 y123575550 CONfilibY_GM_000098tge 2 of 6 CONFIDENTIAL EFTA01597472 *UBS Resource Management Account April 2020 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name: ind Cash!Saving Account number: rea1 April 2020 (1) Year to date 04 Opening account value $5.10 $5.10 Closing account value $5.10 $5.10 UBS Bank USA Deposit Account APY Interest period Mar 6 - Apr 6 Opening UBS Bank USA Deposit balance Mar 6 $5.10 Closing UBS Bank USA Deposit balance Apr 6 $5.10 Number of days in interest period 32 Average daily balance 85 10 Interest earned $0 .00 Annual percentage yieki earned 0.00% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objecoves, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document. Your return objective: Current income 8 capital appreciaton Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your l6 flooded Advisor: SCOTT STACKMANLYLE CASRJEL SDNY GM 00009806 AhP70303005619435 NP70C01695I 4 00002 0420 030575004 YI 23575550 COCO® Page 3 of 6 CONFIDENTIAL EFTA01597473 *UBS Your notes aro,00.00.9.....1.95 ,.000.000030,,,X.v.35,5,50,,,,, G. oom.ge 4 of 6 CONFIDENTIAL EFTA01597474 (*DUBS Resource Management Account April 2020 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Ind:CasNSaving Account number: Sane prices, income and Potent mites shorn may be appiommate As a esuk. gains and losses may no be accurately reflected. See important information about your statement a the ender this dxument for more Information. Cash Cash and money balances Cash and money balances may inductcte available cash balances, UBS Bank USA deposit account balances, UBS FDIC Insured Pro7an Bank &lances. UBS AG Stamford Branch deposit account Maces and money market mut ud fund sweep balances. See the Important mtotmetton about put statement at use end of tins document for details about those balances reddng UBS BANK USA DEP ACCT Your total assets Your Nnandal Advisor: SCOTT STACK MANLYLE CASRIEL U85 Bank USA and all U85 FDIC Insured Progan Bank deposit accwnt Glances are insured by the FDIC within applicable lints, but are not protected by 9PC. UBS AG Stanford Branch deposit account Odense, are not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by 51K but are roe Insured by the FO C. anngbaame Closing bOdiCe Pnce per share Average DifidenClnterest DasrS on Apr 1 (5) on Apt 30 (1) on Apr 30 (3) rate period penal Cps amount (3) 5.10 5 10 250,000.00 Pe«entage of Cost Estimated unrealized Value on Apr 30 (5) ysur account basis (5) annual income (3) on or toss (S) Cash Cash and money balances 5.10 100.00% 5.10 Total $5.10 100.00% $5.10 SDNY GM 00009808 ANP70003005619437 NPAC01835I a 00002 0420 03057500A VI 2357555000000D Page 5 of 6 CONFIDENTIAL EFTA01597475 *I IBS Your notes •n6, 00.611:66, O.666."0.1.661.600.01,0030.5.r1236,5650,,,,, 0000s.go 6 of 6 ErA 01.6.ent for 6aant ...b. Y1 23575 S5 CONFIDENTIAL EFTA01597476 Important information about your statement UE6 Feancial Services ht. (the Firma ISS Financial Services), is a member of all principal security, corirmay andopt:an excha-ges UBS Financial Services and UBS Bark USA are indirect sibs:Joie, of LBS AG and affiliates of USG Stoves U.C. The Finn's firential stamen 6 available Won request. The Firm's mean Ofhtes are at: UBS Financial Services Ix. 1200 Hato( Boulevard Weehawken NI 07086 This statement represents the on& off icial read of you Les Financial Services account Other records, except official tag docummts, contanng collating data should not be rebid µkn. R you belie, there is an error or omission, please report it immediately in mite; to the Branch Manager of the office semen; you account. Although all flutes shown are intended to be accurate, stanment data should not be used for tax ptrpows Rey solk on yearend Ix lams,* 0., kern 1099, 5498, 10425, etc.) whim preparing your tar return. The Fern 6 rewired by law to report to to IRS all taxable dniderds, reportable non-taxable dividends rd mob* interest end on secaties held nyotr acccent net proceeds on sale Innsacticed. and cost basis on @Ian covered secstities Communications with the Firm • nease re-cordirrn ay oral communications in venting to further protect your rktits, including your rents seder the Securities Meta Protection Act (SSA). • I the fwanc 41 intaution on th• icp kat oflbhas of this statement is not Les Finial Savices, I.SS Financial Service caries yos account a dewing broker by ma-gement with the indicated insiesitin We informed you of this relationsheo when you opened this accost. h the caw, your finds and securities are located at lkS Financial Services and rot the :works Leg broker, and you must make a report of any error a Mission to both firms. • As *sorbed n the acootre exie re...cents you must notify is of any efrors or fraud involving checks reflected on your statement with:" 30days after it was mailed a made amiable. • Please direct °stoner complains or hairies to the Finis Clem Relations Department at 201.352-1699 a tollaree at 6)0.354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday. or in writi-g to 1.85 Cereal Services ex., Client Betatron Department P.O. Box 766 Union City, ha 07087. • All anemones shall be deemed compare and amen 4 not objected to it writing within 60 days • For TTY services: Cal 844412-0986 or from outside the US C all 201-352.1495 • h case of errors a cueslins about an tient.* fun* transfer (UM bill pare em or UM Visedebit cad transactions, cal 800-262-1000, or mite to UBS 'rank-finery-ices Ix., 1000 Harbor WW1, 6th 000r. weehawkon. W 07086, Ann: ReANSSA Services. Call a write as soon as you can, 1 you thins you statement a recta 6 swag gripe need more information :both a transfer on the seam-rtem a recept. The Fern of Card Muer (as appkable muse hear from your* later than 60 days after the Fim sent you the fist statement on which the error or problem appeand. — Provkle you- name aid accost number (d any). — Dew be the war or IN Vander you se unsure about. and replan as dearly as you car why you behove h is en error or why you need more information. — Provide the dollar amount of tie suspected nor. The Firm a Cad Issuer will investigate you complan and will correct aro, error promptly For ale* men roofing LISS Visardebit cad transactions, if we take out than 10 bushes days to do this. we will credit you accost for the amount you thnk is n erra so that pa will have the use of the moneyduring the tine it takes us to <inlet os inwstimitcen. Please make all checks payable to the Firm or the fen nstituca indicated on the front of this statement. In addition to regular account fees, accosts may be sebect to mantenarce fees, charges for late payment for securities purchases and charges fa urged amounts n cash accounts. Accossas that re transferred to other on-tarns my be subject to a !nosier fee. Use Sweep Options LBS otters options for sweep•-g cash balances to ban deposit secants at renaff toted banes and attained bans and money make rnaual finds (Money funds). Deposit accounts at LISS Ban USA and non-affiated banks panicipang hale UPS FDICansured Deposit Program are FCK-insured is accordance with FDIC rules, Fa more Hamm ken please vet wwwfdc.gow. Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not eased by the FDK. Bak deposits au not protected by SIPC. Money Fund shines en peofected by SIPC See -1/1)5 fetid Servke Account Protector below. Opal year (boast, balances in thebank deposal may be Itiandrarm. and shares of a MoneyFund may be liaidated, and the proceeds returned to yr* or your sectritin account. Father nkernaton about available sweep options, rcludeg current interest rates and yields, 6 avadab* at www.ubs comrsweepyields, from yeti Gerona.' Advisor Cr by Callog 800-762-1000. UBS Pinandal Services account protection The Finn is a member of the Securen Mesta Protection CaPoniton (see, ...tack protects seines custonwn of es numbers up to 1S00,000 Including 1250.000 for dams for cased esplanatory brochure available upon request a at wrowstocorg The SIC asset protection liras apply to al secants that you hold in a particuler capacity- The Firm, together with certaM athletes, has also purchased supplemental imam. The mar-nun an payable to at eligt* dins collective& under the protedion is S500 million as of December 10, 2019. Sawed to the poky corneas and linitalions, cash a the Fern es hater protected for up 1011.9 milli:ft in gat aggregate for at your &Coxes held in a particular capacity. A fug copy of the polio; taring is available Wen nillUelt. Neither the SIPC protection nor the akplemental potection apply to: • Certain financial assets controlled by (and ext.:led in your account value) but held away from UBS Financial Service For earn* cenain (0 insurance prods's includrg ratable rude, and 60 skins d midual funds registered h the name of the account holder on the books of the issuer a ranter agere); • Investment contracts or rwestment kneels (eg., tented partnerships and peivale placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and pre kik metal contracts). includig futures contracts and commodity opera contracts, • SectrItiel on lean to 1,85 Fnancial Services; ad • Depost accounts (except ceel if antes of deposit) at LBS Bak USA, IRS AG U.S. batches and bans n the FDIC hsured Deposit Program The 5IK protection and the Supplant/Mal protection do not apply to these assets even if they otherwise appear on you attentive The SiPC protection end the staptemental protection do not protect against changes in the makel rake of your evestments (whether as a result of market movement issuer bankruptcy a otherwise). Dividend Reivrestment Program 0)(6P) The pricereflected is an average pens. You may obtain the actual price from your Fnarx IS Advisor. Of* v.hde shires are purchased under DRIP; pnial shares will be sold NW the cash will be deposited in you account. The dirdendreiwestment price supplied by the issuer may differ from the market price at which the partial shares are sold. Cadyin4eu Orky whole urks maybe held in your accost. if you are entitled to a panel unit as a result of a candied payment or °theorise, the Firm will ether sell panel inits at market vice or accept an amen deter lined by a registered clung agency, and credit you account. Innentent objective The evesMient objectives a-4 risk profile are specific to each account and may vary between yotr accents. Pease advise the Firmpomp& n mning of any significant change in your financial situation or investment objectives For each want held you choose one of de following investment objectives: • hods.. Covent Income- Investments seeking the generation et -mane only • Achieve Capital Appreciation: hteStrnentS seeing growth of print ipal rates than the generation of norm. • Procter* Combination of Income and Capital Appreci Investments seeking both the generation of nom, and growth of principal. Overall risk profiles • Consenadve. SeekS to manure metal Oncost, wit low risk and volatiby to the account overall even if that metro the account don not generate significant income or reams and may not keep pace wt. inflation • Moderate; Wiling to accept sane risk to princpal and tolerate some volatlity 10 seek hkher returns • Aggressive: Willing to accept high risk to ptimeval and hill rola, to seek high MUMS Over time. mve • seetent Egiblay Conaderatan: II selected, a portion of the portfolio for that scout may include complex straieges limited liquidity and greater voted*. Statement "hounholdnif We may cons:I:fate d1 reLred account statements wkh the same address in the same envelope. e g. because they have owners who also maintain join accost rebeionshens with other clients at the sane ackkess. you peeler to receive individual mahout/smarted n separate envelopes, you Maydecline househokkg by (afro your Financial Advisor Friendly mown name The Friendly account name it a customizable • nckname• chosen by you to assist you with your recordkeepim. fi e no legal effect on your account. is not intended to reflect any strategy, product reCaerneridatno, investment objective a risk polite associated with you mounts. and is not a promise a gaarartee that wealth or any @axial reflultS, cis ce willbe achieved. All inseam:neat imobe the risk of loss ending the risk of loss of the entie investment. You can change your Friend& arcane names through Online Servicesor by coracle; you Financial AcInsor. Accost overview • Value dries account/portfolio. Net of assets rd liabilities • Assets Includes avatkle cash balances, vales for restricted was* (est X and Global Time Deposes, trrealized mats to market and certain assets ran held by the Fen. Does riot nclude @priced securitiestassets at the end of the price and anent testament period& or private ilveSIMMIS, invested stock options and enrcireable stock options. • Liablitiei racks debit balances, cumandng margin loans, Credit Info Sheet account balances • Cathitnoney balances Total 01 uninvested available cash balances, plus deposit balances at affiliated and nco•alliated banks, and money matte mutual end sweep balances, at the close of the statement period. Non.corimodity free a-edit balances in year scout not segregated from other balances and the Fern may uSe any of these furls in the ordimay cone of its tutees thew funds are payable upon your demand. 11-4 total is retitled in the anent period closing value. tending information For dead information on the Finis lerdig practices and diubsutes refer to your Client Reletionthp Agreement a Account Agreement and the General Terms and Ca -cations MS Statement ot Credit Practice available n Agreements and Disclosures at yenw sofa <O161.kel0IntelitthWIM SDNY_GM_00009810 CONFIDENTIAL EFTA01597477 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9811 CONFIDENTIAL EFTA01597478 411 UBS Finacial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Resource Management Account May 2020 n070054353650520 Y1 0 GHISLAINE MAXWELL 139A CHARLES ST. APT N233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Ind CashiSaving Account number: eilifacik Your IR nancial Advisor. SCOTT 5TACKMAWLYLE CASRIEL Questions a bout your statement? Call you Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-1000, account 029023575. on April 30(S) on May 29 (5) Your assets 5.10 5.10 Visit our website: www ubs corn/ financialservices Your liabilities 0.00 0.00 Value of your account $5.10 $5.10 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepon.com. Tracking the value of your account S Thousands 6,144.7 Dec 2015 Dec 2011 991.4 817.6 700.0 Dec 2016 Dec kW? s ima 0;) 0.0 00 Dec 2018 0ec 2019 Aar 2020 May 2020 Sources of your account growth during l020 Value of your x<ount at yea end 2019 Your investment return: Change in market 'aloe Value of your account on May 29, 2020 SDNY GM 00009812 SS10 $0.00 $5.10 Member SIPC AtP7C0C8005435365 NP9)00182019 00002 0520 030575004 Y123575550000000 Page 1 of 6 CONFIDENTIAL EFTA01597479 sUBS Resource Management Account May Your account balance sheet Summary of your assets value on May 29 ($) Percentage of your account A casli end money balances 5.10 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Faed income 0.00 0 00% E Non-traditional 0.00 0.00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account $5.10 S5.10 100.00% Account name: Friendly account name: Account number Your current asset allocation A Eye on the markets Your Pineeded Advisor: SCOTT STACKBAANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account, UBS FDIC Insured Deposit Program Bank accounts, U85 AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important irdormabon about your statement on the last two pages of this statement for detais about those balances. Index Percentage change May 2020 Year to date SW 500 4.76% -4.97% Russell 3000 5.35% -5.63% MSC I - Europe, Australia & Far East 4.42% -14.03% Barclays Capital U.S Aggregate Bond Index Interest rates on May 29, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.18% 0.47% 5.47% At•70003005O 5366 NP70001820I 9 00002 0520 030575004 YI 23575550 coNfliliyGp,tothxyaelafte 2 of 6 CONFIDENTIAL EFTA01597480 *DUBS Resource Management Account May 2020 Change in the value of your account may 2020 (S) Year to date(1) Opening account value $5.10 $5.10 Closing account value $5.10 UBS Bank USA Deposit Account APY Interest period Apr 7 - May 6 Opening UBS Bank USA Deposit balance Apr 7 $5.10 85.10 Closing UBS Bank USA Deposit balance May 6 $5.10 Number of days in interest period 30 Average daily balance 85.10 Interest earned 80 00 Annual percentage yield earned 0O0% Account name: GHSLANE MAXWELL Friendly account name: ind CashiSaving Account number: Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objecoves, disagree with them, or wish to change them, please contact your Financial Achisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income &capital appreciaton Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your Financial Advisor. SCOTT STACKMANLYLE CAMEL SDNY GM 00009814 ANP70003005435367 MIN:0182019000M 0520 030525004 YI 23575550 BOOBOO Page 3 of 6 CONFIDENTIAL EFTA01597481 *UBS Your notes at/7%0300W Mee WACO Ifiri0, 00002 0510 0305/°500', 135)5$50 cogymy Gm000, 80.se 0 of 6 CONFIDENTIAL EFTA01597482 taUBS Resource Management Account May 2020 Your assets Account name: GEISLAINE MAXWELL Friendly account name: Ind CashiSaving Account number: ao•mlaroliSi Sane prices, income and current values shown may be approximate As a result. gains and losses in,/ no be accurately reflected. See Important information about your statement a the end d this document for mote inlormaton Cash Cash and money balances Cash and money batances may inducle avalable cash balances, UBS Bank USA deposit account balances, UBS FDIC Insured Procam Bank Bdances. UBS AG Stamford 6,anch deposit account blokes and money market mut ud fund sweep balances. See the important information about put statement at the end of Ms document for details about those balances iaddng UBS BANK USA DEP ACCT Your total assets Your leneadel Advisor: SCOTT STACKMANLYLE CASRIEL U8S Balk USA and all UBS FDIC Insured Prog,yn Bank deposit aCCOunt bdences are insured by the FDIC MIS' applicable limits, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by 51K but are rot inured by the FoC. Opering bdalCe aosing Patna, Peae per share Average Deaden(' Interest Oafs in on may 1 (1) on May 29 (1) on May 29(0 rate defied penod Cap amount (1) 5.10 5.10 250,000.00 Percentage of Cost Estimated UnrealiZed Value on letdy 29 (1) your account basis (S) annUa income (1) on or loss (1) Cash Cash and money balances 5.10 100.00% 5.10 Total $5.10 100.00% $5.10 SDNY GM 00009816 M410303005435369 NP70001820I9C0002 0520 03052500a VI 23575550 C00000 Page 5 of 6 CONFIDENTIAL EFTA01597483 *UFIS Your notes AW7000300S435370 NP7000182019 00002 0520 03057500+, 23575M 004MY_GM_00009Age 6 of 6 End of statement for account number YI 23575 S5 CONFIDENTIAL EFTA01597484 Important information about your statement UESFinancial Services In. (the Firma LIES Financial Services), e a minter of all principal sena*, comwfty andpaean excha-ges. UBS Financial Services and UBS Bark USA are i-direct subsidiaries (SUBS AG and affiliates of 1185 Stosees U.C. Thefinas financial stamen s available won request. The firm's executhe 011Cot as al: UBS Cranial Sakes lx. 1200 Harbor Boulevard Weehawken. NJ 07086 This statement represents the on& off icial record of you Les Financial Services accours Other records, except official la. docunmts, contanng cceakting data should nor be retied upon. II you belie, there is an ma or omosion, please report it immediately in writing to the Branch Manager of the office serving you account. Although all figures show are intended to be accurate, statement data should not be used for tar ptrpows Rey sole& on yearend Is lams, 1 4., kern 1099, 5498, 10425, etc.) whim preparing your tar return. The Fern 6 required by law to ripen to the IRS all taxable dniderds, reportable ronurabe dividends and mob* interest earned an secants held n yotr aCONSR, net proceeds on sale transactions, ad cost basis on tenon covered securities Communications with the Firm • Please re.torturrn any oral corm-arnica:cm in writing to further protect you r41s, including your ripts under the Securities hvesta Protection Act (SSA). • N the financier institution on the sop left of the front of this statement is not Les f naxial Services, LSS Financial Services caries you account as ckgring broker by aumgement with the indicated institution. We informed you of this relationshb Wen you opened this account h this cases you funds and secuthes are located at UBS Financial Services and rot the iwoix Leg broker, ad you must male a typal 01 any sea or an6S0n 10 both fens. • As *sorbed a the account ny %wont,, you must noddyset of any errors or fraud involvivg checks reflected on your stater:tont within 30days after it was mailed a made amiable. • Please direct custom& carolers or intones to the Finis C lent Relations Department at 201.352-1699 or tollaree at PC0.314-9103, 8:00 A.M. to 600 P.M. ET Monday through Friday. or in writing to 1.85 Chancel Services era., Client Relations Department P.O. Box 766Union City, hi 07087. • All statements shall be deemed compare and amen 4 not objected to it nailing within 60 days • For TTY services: Cal 844412-0986 or from outside the US Ca11201.332.1495 • h case of errors or questions about an electronic ends transfer On bill payment or UM Yeav debit cad transactions, cal 800-262-1000, or write to UBS Financial Services It, 1000 Harbor Blvd, 6th HOOr. Weehawken. Ns 07086, Ann: RIAPISSA Swan. Call a. write as soon at you can, 1 you fink you statement a retell 6 Wing Cfiyal need more information about a transfer on the slate met or retell. The arm a Card Issuer (as appkable) must hear from yOuna later than 60 days alter the Finn tent you the fist statement on With the error or problem appearod. — Provide you name ad accurst number Of ay). — Doubt the erne or the transfer you re insure about and oaten as clearly as you can why you believe h is an mai:rely you need more inIcanalkn. — Provide the doll...amount of the suspected error. The Firm or Cad Issuer will investigate your complaint and will correct ay error promptly for armed tams emoting 1)85 Vmsa•debil cad transactions, 4 we take more than 10 barren days tO do this, we will credit you actors fa the tallOunl you thnk it in puce. so LAM you will have the use of the money during the tine it takes us to complete as ithintgamin. Please male all checks payable to the Fim or the financial nstitucn indicated on the front of this statement In addition to regular account fees, accounts may be sulact to mantenance fees, charges for late payment for securities purchases and charges fa taped antl.ras n cash accords. ActOtrill that to transferred to other nstautcns may be subject to a transfer fee. UN Sweep Options UBS offers options for sweepeg cash balances to bark deposit secants at ranklAated banks and affiliated banks and money marker mutual funds (Money Funds). Deposit accounts at UBS Bark USA and non-affiated banks panicipang en the UM FDIC-inured Deposit Program are FCC-insured in accordance with FDIC rules. Fa more nfoimal km, please visit www.fdx.gor Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not rovedby the FDIC. Bak deposits re not protected by SIPC. Money Fund Own re poiected by SIPC See -1.11)S financial Servket Account Protects:re below. UpOn you moan balances n the bank deposal may be withdrawn ad shares of a Money Fund may be liaidated, and the proceeds retuned to you or you sal-rain account. futher nkrynaton stout available sweep options, rcludng turners interest rates and yields, O avadab* at www.ubs comm./ear/ids, from you Prima.' Advisor Cr by caling 800-7624000. UBS Pinanial Services account protection The Finn is a member of the Secursies Inwstor Protection CaPoraton (SIC), oath protects securities custonwn of as members up to 1500,000 (lading 1250.000 for dam for tat* etplana101y brochure available upon request a at mew stworg. The SIC asset protection lines apply to a1 accounts that you hold a a particular capacity. The Firm, together with certain affaates,has also purchased supplemental insurance The mailman amass payable to all that)* clients, collective& under this protection is SSOO million as of Dearrber 10, 2019. Subject to the policy conditions and linitaons, cash a the fan is further protected for oP 1011.9 million in to aggregate for all your acorns hell in a particular capacity. A fug copy of the polio; ntradrg is available won eroPent. Neither the SIPC protection nee the acclimate' potection apply to, • Certain financial assets controlled by (and ext.:led in you account value) but held away from UBS Financial Services. For pun* certain (0 institutee prods's, ixludrg variable amuities, and 0i) shares of mtdual funds registered nthe name of the want holder on the books of the issuer a transfer agen); • Investment contracts a rwennient newts fe.g., imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contracts), includig litres contracts and canned* open contracts, • Sectrities in loan to MG FikInCtal Smites; and • Depots accounts (north cal jokes of deposit) at LOS Bak USA, IRS AG U.S. branches and Owls n the FDIC Insured Deposit Program. The 5IK protection and the supplemental protection do not apply to these assets even if they othuwise appear on you metonyms. the SWC protection and the stpplemental protection do not protect against changes ei the mikei make of yin avestments (whether as a result of market movement issuer bankruptcy or otherwise). Dividend Reinvestment Program (MP) The price reflected it an average force. You may obtain the actual price from you Fnarx lel Advisor. Only Wide Owes are purchased under DRIP; patial shares will be sold axItho cash will be deposited in you Mount The dirdend reinvestment price supplied by tie issuer may differ from the market price at which the partial Mares are sold. Caelyin4eu Cake whole urks maybe held in your account. Rya, are Milled 10 a panial tout as a result of a divided payment or otherwise, the firm will ether sell patial units at market price or accept an an detemaNed by a registered clean; agency, and credit you. accord. Innertment objective, The inesament objectives and risk profile are spank to each account and may vary between you accounts. Please advise the Firmprompt& in raving of ay significant change in your financial situation or investment objectives Foe each secant held, rta choose one of de following investment objectives: • Produt Current Income- Investments *tang the generation a income only. • Achieve Capital Appreciation: hrestrnents sealing growth of principal radwe than the generation of income. • hocks* Combination of Wpm* and Capital Appreciation- investments seeking both the generation of 'mome and growth of principal. Overall risk profiles • Consananye. Seekt to msnurh initial Oncost, with low risk and volatiby to the account overall even that means the scant does not generate significant income or roars and maims keep pace wain inflation • Moderate; Wang to accept sane risk to princpal and tolerate some volatlity to seek hiper returns. • Aggressive: Willing to accept high risk to primeval and he n volatility to seek hipratan Over time. • mwestownt lisratity Comeoteration: II selected, a portion of the portfolio for that auxin may include complex strategies, limited liquidity and greaser volatray. Statement "hounheldinge We may consoktate at rend account statements wife the same address in the same envelope. e g. because they have owners who also maintain jolt account relationships wth other clients at the same acidness. if you prefer to receive individual statement mailed n separate envelopes, you maydecline householdrg by (Ong your Financial Advisor Friendly accord name The Friendly account nine 6 a Custrallitabk 're:knave' chosen by you to assist you with your recordkeepig. hie no legal Owl on your account, it not intended to reflect any strategy, product recarrnerdation, irreament objective a risk boll. associated vid-i you mounts and is not a prance or garnet that %wealth, or any financial results. can ce willbe achieved. All investments lively the risk of loss. exl.dng the risk of loss of the anti* investment. You can change your Freno* =WA names tIvough Online Servicesor by contacting you-Financial AcInsor. Account overview • Value of sow account/portfolio. Net of assets and liabilities • Assets Secludes available cash balances, vales for restricted security (est X and Global Time POWS, realized mats to market and certain assets rot held by the fan. Does not nag* unpiced securitietassets at the end of the prior and OJT•M statement periods. or private investments, invested stod options and retreir.able stock options. • Liablities. Incledes debit balances, outuandng margin loans, Ueda fine, shat scant balances • Cashenoney balances Total of uninvested available cash balances, plus deposit balances al affiliated and novall Abated banks, and money market naval And sweep balances, at the close of the statement period. Notheormodity free credit balances in year account re not segregated from other balances and the Fern may use any of these fords in the ordinay cone of its burins Thew funds re melt upon your demand. 11-es total is ixlided in the curent period closing value. tending information For dotaied ntormation an the Fin's lerding practices and disc Mures, refer to your Client Relationshp Agreement or Account Agreement and the General Ten's and Conditions Les Statement of Credit Practices availablei Agreements and Disclosures yaw, ubl tOrnAtet0 u -Pfrfar kw/1M SDNY_GM_00009818 CONFIDENTIAL EFTA01597485 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9819 CONFIDENTIAL EFTA01597486 UBS IRS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 ANP70062858650620X123 VI 0 Account name: GHISLANE MAXWELL Friendly account name: Ind:CashiSaving Account number: Your Finandal Advisor. SCOTT STACKMAN/MICASRIEL Questions about your statement? Call you. Financial Advisor or the RMA Resourceline at 800-RMA-1000, account 029023575. Value of your account Resource Management Account June 2020 GHISLAINE MAXWELL 139A CHARLES ST. APT #233 BOSTON MA 02114-3252 on May 29 31 on June 30 (S) Your assets 5.10 5.10 Visit oar website: Your liabilities www.ubs.convfinancialservices Items for your attention Help protect yourself from fraud and review bank. credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepon.com. 0.0O O.O0 Value of your account $5.10 Tracking the value of your account S Thousands 6,144.7 4,208.9 Dec 2014 Dec 015 991.4 817.6 700.0 • Dec 016 Dec 2017 o rnmagni4 0.0 • Dec 2018 Dec 2019 May 2020 tun 2020 $5.10 00 Sources of your account growth during 2020 VSue of your account at yea end 2019 Your investment return: Change in market value Value of your account on Jun 30, 2020 SDNY GM 00009820 3510 WOO 59.10 Member SIPC A/4.70305006285865 NP7000298083 03002 0620 030575004 Y123575550 111000 Page 1 of 6 CONFIDENTIAL EFTA01597487 UBS Resource Management Account e 202c Your account balance sheet Summary of your assets Value on lune 30 (k) Percentage of your account A Cash and money balances 5.10 100 .00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Foxed income 0.00 0 00% E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account $5.10 S5.10 100.00% Account name: GHISLAMIE MAXWELL Friendly account name:Ind CashlSaving Account number. Your current asset allocation A Eye on the markets Index Your Fi modal Advisor: SCOTT STACKMANLYLE CASRIEL RPFLEOPPPIIINRINIMPPIIIIID Cash and money balances may include available cash balances, UBS Bank USA deposit account, UBS FDIC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement tor detais about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.16% Percentage change June 2020 Year to date 1.99% -108% 2.29% -3.48% 3.44% -11.07% 0.63% 6.14% Ake700C600628S966 NP2000293083 00002 C620 030525004 Vt 2357SS5011 MitiyGht0000gEegge 2 of 6 CONFIDENTIAL EFTA01597488 4t UBS Resource Management Account lune 2020 Change in the value of your account line 2020 1$) Year to date (t) Opening account value $5.10 $5.10 Closing account value $5.10 UBS Bank USA Deposit Account APY Interest period May 7 - Jun 4 Opening UBS Bank USA Deposit balance May 7 $5.10 $5.10 Closing UBS Bank USA Deposit balance lun 4 $5.10 Number of days in interest period 29 Average daily balance $5.10 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHSLANE MAXWELL Friendly account name:Ind:CateSaw Account number: Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Adirsor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. Your Nnandal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00009822 M.9705[60052135867 Nr00O293083 C00O2 C620 030575004 7123575550 111000 Page 3 of 6 CONFIDENTIAL EFTA01597489 *UBS Your notes A w70005306185.8 NPAC0198083 COMP 0.0 O30575004,23575.0 II yjNyGm000,8ftge 4 of 6 CONFIDENTIAL EFTA01597490 *UBS Resource Management Account June 2020 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Ind:CasN Sawng Account number: Sane prices, income and current vdues shown may be appicnomsle As a result. gains and losses may not be accurately reflected. See important Information about your statement a the ends this document fa more inform:ton Cash Cash and money balances Cash and money balances may inducte ay./tale cash balances, UBS Bank USA &pant account balances, LIE6 FDIC Insured Dragon" Bank &lances. U85 AG Stamford Branch deposit account Mance; and money market mut ud fund sweep balances. See the important mfommvon about your statement at the end of tNs document for details about those teeances skidno UBS BANK USA DEP ACCT Your Nnandal Advisor: SCOTT STACK MANLYLE CASRIEL U85 Bank USA and all U85 FDIC Insured Pro run Bank deport scant bdences are insured by the FDIC within applicable lints, but are not protected by 9K. U85 AG Stanford Branch deposit account balances are not insured by MK and are nos protected by 51K Money market sweep balances are protected by 51K but are roe Insured by the FIX. Opening bdwice Closing balakte Pea. per Share Average on Jun 1 (1) on Jun 30 (I) on Jun 30(S) rate Dadencl Interest period Days el penod Your total assets Ca►h 510 5.10 value on Jun 30 (t) Percentage of Cost )Olif /count basis (S) Estimated annul income fa/ Unrealized gam or loss (S) Cash and money balances 5.10 100.00% 5.10 Total $5.10 100.00% $5.10 SDNY GM 00009824 Atar70006006285859 hIP70CO293083 C0002 0620 03057600A YI 23575550 111000 Page 5 of 6 CONFIDENTIAL EFTA01597491 i1-3s Your notes .70006006165.0 o.70,72293.72 03057570.,723575550 f, Wflyy GM opoogat,po 6 of 6 Erd of for account number YI 23575 55 CONFIDENTIAL EFTA01597492 Important information about your statement LIESFinancial Services Inc. (the Firma LOBS Financial Services), is a member of all cantina srourity, cownodity andWins excha-ges UBS Financial Services and UBS Bath USA are irdirect absitharies OM AG and affiliates of LEG Skulls U.C. The Firms financial statement is available upon rawest. The Fern's nectar. OftineS are at: UBS Fanjet Services ix 1200 Harbor Boulevard Weehawken. NI 07086 This statement represents the ony off icial record of you Les Financial Services accoura Other records, erupt official tax documents, contenting conflicting data should •oe be retied taxa. Ilyou befieve there is an error or °motion, pleat report it immediately in roiling to the Branch Manager of the office senirg yaw account. Although all figures shown are Mended to be accurate, sttement data shouldnot be used kr tax purposes. Rey coley on pranend Ix lams, 6 e., Form 1099, 5498, 10425, etc) when preparing your tar reborn. Refine' is mound by law to report to th IRS all taxable dnidends, reportable non-tbable dividends wed unable merest earned on sautes held Pewter octant net proceeds on sale umiak:fa and con basis on oaten covered securities. Communisations with the Firm • Please re-confan any oral cornrrunications in writing to further protect your r4ii, including your rights sunder the Sense*. Investor Protection Act OSA). • II the fitanc 41 inithikin on the icy lett of Ihe front of this statement is not Les Financial Services. LOBS Financial Services carries yes account as clearing broker by arrangement win the indicated institution We informed you of this relationshb when you opened this accost. In the cave your finds and searnes are located at UBS Financial Services and rot the introdacrg broker, and you must nuke a report of any error a arusson to both fns. • As *sorbed n the accost agreements, you must n:44y us of any errors or fraud involving checks reflected on your statement within 30days after it was mailed a made amiable. • Please direct °stoner carotenes or hairies to the Finis Client Relations Department at 201.3521699 a toll-free at 6)0.354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday. or in writing to U35 Chantal Services ex., Client Relations Department, P.O. Bar 766 Union City, M 07087. • All statements shall be deemed complete and acetate 4 not objected to it suiting within 60 days. • For TIY services: Cal 844412-0986 or from outside theUS Call20l-352-1495 • h case of errors or cuestire about an electronic firth transfer (EFT), bill paranerit or MS Visa* debit cad transactions, cal 800-7621000, or wide to UBS F runcial Services hc., 1000 Harbor Bld, 61h floor, weehawkon. Ni 07086, Attn: RMNSSA Seryces. Call a write as soon as you can, 1 you think yaw statement a receipt is iwo-g or need more information about a transfer on the statement or recent. The ten of Card bluer (as appkable) must hear from yOuna later than 60 days after the Firm sent you the fist statement on which the error or problem appeared. — Provkle yaw nave ad accost number (4 any). — Dew be toe the *MX or the Panda you se insure about and replan as clearly as you can why you bolero il is an error or why you needmom Marnalion — Provide the dollar amount of the suspected error. The Firma Cad Issuer will investigate yaw cormilaint and will correct any error promptly For eloped taws imaing Vesa•debit cad transactions, 4 we take more than 10 tushess days TO do this, we will credit you ware for the amount you thnk is in errs, so that you will have the use of the money dung the trap it takes us to carplete os investgaton. Please make all checks payable to the Firm or the financial nstauten ridcated on the from of this statement In addition to regular account feet accounts may be abject to mantenace fees, charges for late payment for securities purchases and charges la unpaid >mints n cash accounts. Accosts that at transferred to other nstilutOra my be subject to a trander fee. UN Sweep Options UBS offers options for myopic cash balances to bait deposit accounts at nonalauted banks and 'Misted banks and money maker mutual finds (Money Funds) Deposit accounts at UBS Bait USA and minafflated banks panicipaing the UBS FDIC-hand Deposit Program are FPC-insured in accordance with FDIC rules. For more Hamm please visit once Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not i-o-red by the FDIC. Bat deposits ate not protected by SIPC. Money Find dunes in protected by SIPC See 'MS fnancia Servkes Account Protection' below. Upon your request banes in the ban deposal may be wihdrawn and shares of a Money Fund may be liaadated, end the proceeds tetanal to you or you secisitin account. Futter nkanstitie about swath* sweep options, nixing current interest rates and yields, is available at www.ubs comrsiwepyields, from your Fiuncal Advisor ex by <Ong KO-7621000. UN Financial Services account protection the Finn is a matter of the Securain hwstor Protection Corporation (sec), which protects securbes custonwn of is meerbers up to 1500,000 (nading 1250.000 for curns for rastt esplanatOey brochure available moon request a a wawstecorg. the SWC asset protection lints apply to at accents that you hold in a particular capacity. The Firm, together with certain affiates, has also Fathered supplemental inflamer. The rnanyins amen payable to at eligteh awls, collectively under the protection is 1500 million as of Deciliter 10, 2019. Weed to the policy cerealens and linitalions, cash a the Firn es tither protected fa up 1011.9 milks in the aggregate for at your accounts hell in a particular capacity. A ful copy of the poky waxing is available Won request. Nether the SIPC protection nor the applemental potection apply to: • Certain financial assets controlled by (and Misled in your account value) but held away from UBS Financial Services. For burn* certain (0 insurance prodsts includng etnable amities. and 0i) shares of maks, funds registered nth name of the account holder on the books of the issuer a transfer awe); • hvestmmt contracts or nvestment Mewls fe.g tented partnerships and private placements) that me not registered under the Securities Act of 1933; • Comnodities contracts (e.g., foreign exchange and precious metal contracts), incluckg roues contracts ad commolty open contracts; • Sectrities on loan to U85 Financial SerkeS; and • Depose accounts (excel owl if antes of deposit) at UBS Bak USA, UBS AG U.S. branches and bans n the FDIC hsured Deposit PrOGIM. The SIPC protection and the supplemental protection do neat apply to these assets ewn if they ottenvise appear on you statements. The SIPC protection and the siaplemental protection do not protect against changes the market rake of your nvestrrants (whether as a result of market movement issuer bankruptcy a otherwise). Dividend Reinvestment Program (DRIP) Rat pry, reflected is en average pee. You mar obtain the actual price Pampa Fnarx lel Advisor. Only whole shies are purchased under DRIP: Pilial shares will be sold and the cash woe be deposited in your Mount. The dividend reinvestment price applied by tie issuer may defer from the market price at which the partial shares are sold. Cadvirefieu Only whale units maybe held in yaw account. It you are reeled to a petal unit as a result casein:den:I payment or otherwise, the Firm will ether sell petits units at market price or accept an amartl detemined by a registered clean; agency, and credit you accont. Inmenntent objectives The investment objectives and risk profile are specd k to each account and mar vary between you accords. Pkae advise the Firm wreak. in wining of are significant change in par financial situation or investment objectives Foe each actor had, rca choose one of he following investment objectives: • produce Current Income- Investments wet kg the generation of income only. • Attie.* Capital Appreciation: hrestmenes seeking growth of ant pal rather than the generation of income. • Prodece Combination of Income and Capital Appreciation- Investments seeking both the generation of income and growth of principal. Overall risk profiles • Conservative. Seeks to ennui, initial princoil, with low risk and mlatiby to We account overall even if that means the secant does not generate sirditant income or reams arid may not keep pace wth Matra • Moderate: Waling to accept sane risk to principal and tolerate some wlauity 10 seek higher returns • Aggressive: Willing to accept Ingti risk ki primeval and high volatility to seek highrehire over time. • mvestemnt /EON& Comideratien: II selected, a portion of the portfolio for that acorn may include complex strategin, united liquidly and greater ras*. Statement ahouseholdirer We may consoktate al telexed account statements with the same address in the sane envelope. e g. because they have owners who also maintain jon account redatiOnShem wth other clients at the same acidness, ef you prefer to receive individual statement mailed n separate envelopes, you Maydecline househokkg by °aro your Financial Advisor Friendly =cowl name The Friendly account fume is a custaniubk 'nickname' chosen by you to asset you with yaw recordkerong lt has ra legal effect on your account, is not Mended to reflect any Wat914 product recommendation. investment Objective a risk prolie associated with you accounts. and o not a promee or garnet that weal, or any financial results. caner willbe achieved. All investments. involve the risk of lost riLdng the rid( of loss of the entie investment. You can change your Primly =aft names through Online Services or by contacting your Financial AcInsor. Account overview • Value of you account/portfolio. Net of assets and liabiGis • Assets include, available cash balances, wakes for restricted security (est 1, and Global Time POWs La-realized mats to market and certain assets mat held by the Fin Does not ncktek °naked securities( assets at the end of the peke arid °anent Statairont Sarno& a private investments, invested nod option and merciuble stock options. • Liable's. Vrelides debit balances, cutsundng margin loans, credit link Shan Xrafit balances • Cashratoney balances Total of uninvested avalabk cash balances, plus deposit balances at affiliated and non( fluted banks, and gravy market matual fund sweep balances, at the close of the statement period. Nomf orwriOday free credit balances in yaw accord re not segregted from other balances and the Fenn may use any d these finds in the ordinary cone of its bushes thour finds are Mel. upon your demand This total is Pclided in the cm-rent period closing value. Lending infannatien For detailed information <nth, Finis lending practices and disclosures, refer to your Client Relationshp Agreement or Account Agreement and the General Ten's and Conditions UBS Statement of Credit Practices available i Agnem ens and Disc bsures at row sob- romlarroirvtedirck)wrov SDNY_GM_00009826 CONFIDENTIAL EFTA01597493 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9827 CONFIDENTIAL EFTA01597494