EFTA01597647

SUBS UBS Financial Services Inc. 299 Park Avenue 26th Floor New York NY 10171.0002 Tel ubs.conVfs Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Boston, MA 02210-2698 January 3, 2019 Request: Please review the enclosed information and retain for your records Thank you for opening additional accounts with us. As the final step in the account opening process, please review the Client Information and Account Information sections of this package and confirm that they are accurate; if changes are required, please call us at the number displayed above. The Client Relationship Agreement and other account documents we provided when you opened a previous account apply to your new accounts. Please refer to that information. Electronic versions are also available at www.ubs.com/accountdisclosures. Once again, thank you for the opportunity to serve you. At UBS, we value your relationship with us, and we understand that we succeed only if you succeed. Sincerely, Scott Stackman I Lyle Casriel UBS Financial Services Inc. is a subsidiary of UBS AG Package ID. 0268296267 • 1 CONFIDENTIAL SDNY_GM_00009984 EFTA01597647 Intentionally Left Blank Package ID. 0268296267 • 1 CONFIDENTIAL SDNY_GM_00009985 EFTA01597648 Client Information Montpelier Trust Trust Information Trust Type Name Irrevocable Trust Montpelier Trust US Trust Jurisdiction Date Established 07/31/2018 Name of All Trustees Christine Yvonne Malina-Maxwell Jeffrey W. Roberts Scott Borgerson Name of All Grantors Ghislaine Maxwell Client Contact Information Residential Address 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP City, State, Zip Code Home Phone E-mail Address Net Worth Information Boston, MA 02210-2698 Annual Income Range from $200,000 - $499,999 Range from $10,000,000 AND ABOVE Range from $10,000,000 AND ABOVE 37% and above Liquid Assets (cash and marketable securities) Net Worth (excluding primary residence) Federal Marginal Tax Rate You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts None Individual Stocks None Equities Bonds None None Futures None Options-Buy Options-Sell None None Knowledge of investments Percentage of total investable assets held at UBS None More than 80% Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. U.S. Feder,'flaw requires us ro obtain, verify and record information that identifies each person or entity char opens an Amount with us. When you open an Account, we wll ask for your name, street address dare of birth and a tax idenrification number, such as a Social Security number. We may also ask to see a drivers license or other documents that whira/lbw us to identify you. Please review and verify al of the information that you provided ro us when you opened your Account. If you bare changes, corrections or adthdons. notify your Financial Advisor as soon as possible. if you share assets with another person, the net worth figure here shows your portion only, based upon instructions you provided. Inverement In format/4n: This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. UORCWIOJUI Alan) Package ID. 0268296267 - 2 CONFIDENTIAL SDNY_GM_00009486 3 EFTA01597649 O Christine Yvonne Malina-Maxwell Personal Information Name Christine Yvonne Malina-Maxwell a Citizenship Gender United States Female Date of Birth Marital Status Married Client Contact Information Residential Address 5201 Amesbury Drive Apt 200 Dallas. TX 75206-4307 City, State, Zip Code Home Phone E-mail Address Net Worth Information You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts 8 Individual Stocks None Equities Bonds None None Futures None Options-Buy Options-Sell None IN None Knowledge of investments You have indicated you have a good understanding of financial markets and market investments. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. U.S. Federal law requires us ro obtain, yen* and record information that identifies each person or entity char opens an Amount with us. When you open an Account, we w0I ask for your name, street address. dare of birth and a tax identification number such as a Soda/ Security number. We may also ask to see a driver's &cerise w other documents that walr a/lbw us to identify you. Please review and verify al of the information that you provided ro us when you opened your Account. If you bare changes corrections or additions, notify your Financial Advisor as soon as possible. if you share assets with another person, the net north figure here shows your portion o* based upon instructions you provided. Invesbnent In frematinn: This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. UORCWIOJUI Alan) Package ID. 0268296267 - 2 CONFIDENTIAL SDNY_GM_00009487 4 EFTA01597650 U011etWOWI Wag) Jeffrey W. Roberts Personal Information Name Jeffrey W. Roberts United States Citizenship Gender Male Date of Birth Marital Status Married Client Contact Information Residential Address 5 Settlers Lane City, State, Zip Code Home Phone E-mail Address Wenham, MA 01984-1464 Net Worth Information You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts 13 Individual Stocks None Equities Bonds None None Futures None Options-Buy Options-Sell None None Knowledge of investments You have indicated you are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. U.S. Federal law requires us ro obtain, verify and record information that identifies each person or entity char opens an Amount with us. When you open an Account, we w0I ask for your name, street address dare of birth and a tax idenrification number such as a Social Security number. We may also ask to see a drivers &cerise or other documents that waY alhow us to identify you. Please review and verify al of the information that you provided ro us when you opened your Account. If you bare changes corrections or additions, notify your Financial Advisor as soon as possible. If you share assets with another person, the net north figure here shows your portico on'y, based upon instructions you provided. Invesbnent In format/4n: This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. ucliewmjui wail) Package ID. 0268296267 - 3 CONFIDENTIAL SDNY_GM_00009488 5 EFTA01597651 0 Scott Borgerson Personal Information Name Scott Borgerson United States Citizenship Gender Male Date of Birth Marital Status Single Client Contact Information Residential Address 36 Beacon Street City, State, Zip Code Home Phone Boston, MA 02108-1433 E-mail Address Net Worth Information --moM You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts 23 Individual Stocks None Equities Bonds None None Futures None Options-Buy Options-Sell None None Knowledge of investments You have indicated you are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. U.S. Federal law requires us ro obtain, verify and record information that identifies each person or entity char opens an Amount with us. When you open an Account, we w0I ask for your name, street address date of birth and a tax identification number such as a Soda/ Security number. We may also ask to see a drivers kcense or other documents that II/Ma/lbw us to identify you. Please review and verify al of the information that you provided ro us when you opened your Account. If you bare changes• corrections or adckdons, notify your Financial Advisor as soon as possible. if you share assets with another person, the net north figure here shows your portion only, based upon instructions you provided. FnvesbnentInformatinn• This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. UORCWIOJUI Alan) Package ID. 0268296267 • 3 CONFIDENTIAL SDNY_GM_00009489 6 EFTA01597652 O 0 Ghislaine Maxwell Personal Information Name Ghislaine Maxwell Citizenship Gender United States Female Date of Birth Marital Status Single Client Contact Information Residential Address 139A Charles St Apt 233 Boston, MA 02114-32S City, State, Zip Code Mobile E-mail Address Employment Information Employment Status Occupation Occupation Industry Employer Name Business Address Employed Other Other The TerraMar Project 116 E 65th Street City, State, Zip Code New York, NY 10065 - 7007 Net Worth Information Annual Income Range from $200,000 - $499,999 Range from $10,000,000 AND ABOVE Range from $10,000,000 AND ABOVE 37% and above Liquid Assets (cash and marketable securities) Net Worth (excluding primary residence) Federal Marginal Tax Rate You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts 24 Individual Stocks None Equities Bonds 23 23 MEM Futures 7 Options-Buy Options-Sell 12 12 Knowledge of investments You have indicated you are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No U.S. Federal law requires us ro obtain, verify and record information friar identifies each person or entity rhar opens an Amount with us. When you open an Account, we wll ask for your name, street address• date of birth and a tax identification number such as a Social Security number. We may also ask to see a drivers cerise or other documents that waYalkwy us to identify you. Please renew and verify al of the information that you provided ro us when you opened your Account. If you hare changes• corrections or adthdon; notify your Financial Advisor as soon as possible. if you share assets with another person, the net north figure here shows your portion only, based upon instructions you provided. Invesbnent In formatinn• This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. UORE'W.I0JUI Alan) You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. Package ID, 0268296267 - 4 CONFIDENTIAL SDNY_GM_00009990 7 EFTA01597653 U011ecUMNUI luau') You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. 1.109eLIJI0jUi Wall) Package ID. 0268296267 •4 CONFIDENTIAL SDNY_GM_00009991 8 EFTA01597654 A ri ccount Information RMA Domestic TRUST Your Account Account Number Account Title Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Account Address City, State zip Boston, MA 02210-2698 155 Seaport Boulevard ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust a Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership UBS will not disclose your name, address and security position to issuers of any securities held in your Account. Margin If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. No Cost Basis Method First In,First Out Features and Services Premier- RMA / BSA Account Objectives and Risk Profile Account Risk Profile Your answers to our profiling questions: Risk Tolerance Aggressive/Speculative High Risk Achieve capital appreciation (emphasis on growth of capital, not on income) Higher Fluctuations, Higher Returns Longer than 10 years (through several market cycles). No Investment Objective Risk/Return Objectives Investment Time Horizon a Short-Term Liquidity Needs Sweep Account Election • • Primary Sweep Fund Sweep Cap Election UBS FDIC INSURED DEPOSIT PGM No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Please review the information about each of your accounts and nobly your Financial Advisor immediatey if sou haw any changes or corrections. Fo✓ more information, please refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note: the account risk profik and investment Sol -e betosv are specific only to this account: other accounts nay have &fermi account risk profiles and investment otrouves. Your Account Risk Profile for this particular account is defined as: Aggressive.* WiNing to accept high risk to principal and high volatility to seek high returns over time. Different accounts may have different risk profiles Your Investment Objective Achieve Capital Appreciation investments seeking growth of pnnapal rather than the generation of income. A senior political official is defined as a President or Vice President, Cabinet Member, Supreme Cowl Justice, member of the Joint Chiefs Staff, Member of Congress or a Parliament Chairperson, Head or Senior Leader of a major religious organization, or the Ate. Package ID: 0268296267 - 5 CONFIDENTIAL S0NY_GM_00009992 9 EFTA01597655 UOilewiqUi lUnO,W Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address sborgersoneme.com Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No uoilewiqui iono),y Package ID. 0268296267 - 5 CONFIDENTIAL SDNY_GM_00009993 10 EFTA01597656 k•Olew-Olvi IunO)N RMA Domestic TRUST Your Account Account Number Account Title Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Account Address • City, State zip Boston, MA 02210-2698 155 Seaport Boulevard ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust a Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership UBS will not disclose your name, address and security position to issuers of any securities held in your Account. Margin If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. No Cost Basis Method First In,First Out Features and Services Premier- RMA / BSA Account Objectives and Risk Profile Account Risk Profile Your answers to our miffing questions: Risk Tolerance Aggressive/Speculative High Risk Achieve capital appreciation (emphasis on growth of capital, not on income) Higher Fluctuations, Higher Returns Longer than 10 years (through several market cycles). No Investment Objective Risk/Return Objectives Investment Time Horizon a Short-Term Liquidity Needs Sweep Account Election a Primary Sweep Fund Sweep Cap Election UBS FDIC INSURED DEPOSIT PGM No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Please review the information about each of your accounts and nobly your Financial Advisor immethatey if jou have any changes or corrections. Fo✓ more information, ilMfe refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note the account Ask profik and investment Sem below are specific only to this account other accounts may have thfferent account risk profiles and investment °tremens. Your Account Risk Profile for this particular account is defined as: Aggressive. Wilkngto accept high risk to principal and high voLitibty to seek high returns over time. Different accounts may have different risk profiles Your Investment Objective Achieve Carnal Appreciation. Investments seeking growth of principal rather than the generation of income. A senior political official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the loin! Chiefs Staff, Member of Congress or a Parliament. Chairperson, Header Senior Leader of a major religious organb•ation, or the kke. Package ID. 0268296267 - 6 CONFIDENTIAL SDNY_GM_00009994 11 EFTA01597657 UOilewiqUi lUnO,W Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address sborgersonOme.com Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account Anticipate withdrawing from account to pay/ transfer to third parties No No uoilewiqui iono),y Package ID. 0268296267 - 6 CONFIDENTIAL SDNY_GM_00009995 12 EFTA01597658 k•Olew-Olvi IunO)N RMA Domestic TRUST Your Account Account Number Account Title Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Account Address City, State zip Boston, MA 02210-2698 155 Seaport Boulevard ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust a Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership UBS will not disclose your name, address and security position to issuers of any securities held in your Account. Margin If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. No Cost Basis Method First In,First Out Features and Services Premier- RMA / BSA Account Objectives and Risk Profile Account Risk Profile Aggressive/Speculative Your answers to our profiling questions: Risk Tolerance High Risk Investment Objective Achieve capital appreciation (emphasis on growth of capital, not on income) Risk/Return Objectives Higher Fluctuations, Higher Returns Investment Time Horizon 7 - 10 years a Short-Term Liquidity Needs No Sweep Account Election -1M Primary Sweep Fund UBS FDIC INSURED DEPOSIT PGM Sweep Cap Election No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Please review the information about each of your accounts and nobly your Financial Advisor immediatey if Lou have any changes or corrections. For more information, pkase refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note. the account Ask pro fik and investment Sove below are speolic only to this account other accounts may have &fermi, account risk profiles and invesenent otKcmes. Your Account Risk Profile for this panicular account is defined ac Aggressive.. Wilkngto accept high risk to principal and high voLitibty to seek high returns over time. Different accounts may have different risk profiles Your Investment Objective Achieve Capital Appreciation. Imestments seeking growth of principal rather than the generation of income. A senor polincal official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the loin! Chiefs Staff, Member of [engross or a Parliament. Chairperson. Head or Senior Leader of a major religious organization, or the kke. Package ID. 0268296267 - 7 CONFIDENTIAL SDNY_GM_00009996 13 EFTA01597659 UOilewiqUi lUnO,W Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address sborgersonOme.com Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account Anticipate withdrawing from account to pay/ transfer to third parties No No uoilewiqui luno),y Package ID. 0268296267 - CONFIDENTIAL SDNY_GM_00009997 14 EFTA01597660 RMA Domestic TRUST Your Account Account Number Account Title Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Account Address • City, State zip Boston, MA 02210-2698 155 Seaport Boulevard ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust a Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership UBS will not disclose your name, address and security position to issuers of any securities held in your Account. Margin If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. No Cost Basis Method First In,First Out Features and Services Premier- RMA / BSA Account Objectives and Risk Profile Account Risk Profile Aggressive/Speculative Your answers to our profiling questions: Risk Tolerance High Risk Investment Objective Achieve capital appreciation (emphasis on growth of capital, not on income) Risk/Return Objectives Higher Fluctuations, Higher Returns Investment Time Horizon a 7 - 10 years Short-Term Liquidity Needs No Sweep Account Election Primary Sweep Fund UBS FDIC INSURED DEPOSIT PGM Sweep Cap Election No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Meese review the information about each of your accounts and nobly your Financial Adn'sor immeckatey if Lou have any changes or corrections. Fo✓ more information. please refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note. the account Ask profik and investment Solt below are specific only to this account other accounts may have different account risk profiles and ;mermen! otKcfnes. Your Account Risk Profile for this particular account is defined as: Aggressive.. WiNing to accept high risk to principal and high volatility to seek high returns over time. Different accounts may have different risk profiles Your Investment Objective Achieve Capita/ Appreciation: Investments seeking growth of principal rather than the generation of income. A senior political official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the loin! Chiefs Staff, Member of Congress or a Parliament, Chairperson. Head or Senior Leader of a major religious erganiation, or the like. Package ID. 0268296267 - 8 CONFIDENTIAL S0NY_GM_00009998 15 EFTA01597661 UOilewiqUi lUnO,W Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source Transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account Anticipate withdrawing from account to pay/ transfer to third parties No No uoilewiqui iono),y Package ID. 0268296267 - 8 CONFIDENTIAL SDNY_GM_00009999 16 EFTA01597662 RMA Domestic TRUST Your Account Account Number Account Title Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Account Address City, State zip Boston, MA 02210-2698 155 Seaport Boulevard ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust a Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership UBS will not disclose your name, address and security position to issuers of any securities held in your Account. a Margin Yes a You have agreed that the Margin Agreement in the Completing Your Account Opening Process package governs your use of margin in this account and all other accounts you have now or any accounts that you may open in the future. As described in the Margin Agreement, certain securities in your Account may be loaned to UBS or to other persons or entities. Cost Basis Method First In,First Out Features and Services Premier- RMA/ BSA Account Objectives and Risk Profile Account Risk Profile Moderate Your answers to our profiling questions: Risk Tolerance Moderate Risk a Investment Objective Produce a combination of income and capital appreciation Risk/Return Objectives Moderate Fluctuations, Moderate Returns Investment Time Horizon 7 - 10 years Short-Term Liquidity Needs No Sweep Account Election Primary Sweep Fund UBS FDIC INSURED DEPOSIT PGM Sweep Cap Election No U U You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. (lease review the information about each of your accounts and nobly your Financial Advisor immethatey if wou haw any changes or corrections. For more information, please refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note: the account risk profik and investment Sole below are specific only to this account other accounts may have &fermi account risk profiles and investment aweores. Your Account Risk Profile for this particular account is defined as Moderate: Willing to accept some risk to principal and tolerate some volatility to seek higher returns. Different accounts may have different risk profiles Your Investment Objective Produce a Combination of Income and Capital Appreciation investments seeking both the generation of income and growth of principal In accounts with conservative or moderate risk profiles, investment eligibility considerations help us identify vdether you maybe ell'gibk to invest in certain higher risk securities as a portion of your portfolio. These investments offer additional (fivers', ficabbn. A senior political official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the Joint Chiefs Staff, Member of Congress or a Parliament, Chairperson. Head or Senior Leader of a major religious organization, or the kke. Package ID. 0268296267 - 9 CONFIDENTIAL SDNY_GM_00010000 17 EFTA01597663 UoilewiqUi lUnO,W Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No uolievnolui iuno),y Package ID. 0268296267 - 9 CONFIDENTIAL SDNY_GM_00010001 18 EFTA01597664 RMA Domestic TRUST Your Account Account Number Account Title Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Account Address • City, State zip Boston, MA 02210-2698 155 Seaport Boulevard ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust a Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership UBS will not disclose your name, address and security position to issuers of any securities held in your Account. Margin If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. No Cost Basis Method First In,First Out Features and Services Premier- RMA / BSA Account Objectives and Risk Profile Account Risk Profile Aggressive/Speculative Your answers to our profiling questions: Risk Tolerance High Risk Investment Objective Achieve capital appreciation (emphasis on growth of capital, not on income) Risk/Return Objectives Higher Fluctuations, Higher Returns Investment Time Horizon a 7 - 10 years Short-Term Liquidity Needs No Sweep Account Election Primary Sweep Fund UBS FDIC INSURED DEPOSIT PGM Sweep Cap Election No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Please review the information about each of your accounts and nobly your Financial Advisor immedatey if jou have any changes or corrections. For more information, Pk"ase refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note the account risk profik and investment Sove below are specific only to this account other accounts nay have thfferent account risk profiles and investment otsectives. Your Account Risk Pro file for this particular account is defined as Aggressive' WiNing to accept high risk to principal and high voLitibry to seek high returns over time. Different accounts may have different risk profiles Your Investment Objective Achieve Capita/ Appreciation Investments seeking growth of prino'pal rather than the generation of income. A senior potincal official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the loin! Chiefs Staff, Member of Congress or a Parliament Chairperson, Head or Senior Leader of a major religious organization, or the kke. Package ID. 0268296267 • 10 CONFIDENTIAL SDNY_GM_00010002 19 EFTA01597665 UOilewiqUi lUnO,W Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source Transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account Anticipate withdrawing from account to pay/ transfer to third parties No No uoilewiqui iono),y Package ID. 0268296267 - 10E CONFIDENTIAL SDNY_GM_00010003 20 EFTA01597666