EFTA01656409

FinCEN I Financial Crimes Enforcement Network United Saws ()Tatman of& Ttmury BSAR Transcript BSA: 31000110544793 and DCN: Filing Information Type of Report Continuing Activity Report Filing Date 08/17/2017 Received Date 08/17/2017 Entry Date 08/18/2017 Amended Prior BSA ID: 31000106384765 Submission Method Electronic discrete filing Subject Information Subject 1 of 1 Indyke Role Subject Subject Type Other Individual/Organization Individual Last(or Entity) Name Indyke First Name Darren Middle Name K Alternate Name(s) Alternate Name Darren K. Indyke PLLC Gender Type Male Date of Birth SSN/ITIN Form(s) of Identification Identification 1 of 2 Identification Type Driver's license/State ID Identification Number Issuing State Code NJ Issuing State New Jersey Issuing Country Code US Identification 2 of 2 Identification Type Other Identification Number 300503849 Other Text The Lawfirm's TIN Issuing Country Code US Address(es) Address 1 of 2 Address Type Subject permanent/mailin • address Street Address City Page 1 The enclosed mformation was corrected and disseminated under provision: of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with acr.nnal. tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluctIg analysis, to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Netwakor his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :webs:. ULM/9011000 LE AISEI EFTA01656409 FinCEN I Financial Crimes Enforcement Network United Stain pepsnum dtc Ticasuty BSAR Transcript BSA: 31000110544793 and DCN: Subject Information State ZIP Code Country US US - Enhanced Address 2 of 2 Address Type Subject permanent/mailing address Street Address City State ZIP Code Country US US - Enhanced Occupation/Type of Business Attorney Corroborative Statement to Filer No Relationship to Reporting Institution(s) Institution TIN 134941247 Relationship of Subject Customer. Yes Affected Account(s) Account Numb Financial Institution TIN 134941247 Suspicious Activity Information Amount Involved $15,000 Cumulative Amount $38,000 Date or Date Range of Activity 06/21/2017 - 06/23/2017 Structuring Other. Ongoing structuring concern Financial instrument or payment mechanism Personal/Business check Activity Location Financial Institution Location 1 of 1 No Branch Activity Involved Yes Type of Financial Institution Depository institution Page 2 The enclosed mformation was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury reguLations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive n nature and is to be treats accordingly. The information may be used only for a purpose con ustent with a crrnmat. tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclueng analysis, to protect against ntemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminsi or civil :webs:. £6L4450LL000L£ VS9 EFTA01656410 FinCEN I Financial Crimes Enforcement Network Wuxi Sues Deptantau due Tiegouty BSAR Transcript BSA: 31000110544793 and DCN: Activity Location Primary Regulator Federal Reserve RSSD Number 214807 Legal Name Deutsche Bank Trust Co. Americas EIN 134941247 Address Address Type Address where transaction occurred Street Address 60 Wall Street 60 WALL ST - Enhanced City New York NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10005-2858 10005-2858 - Enhanced Country US US - Enhanced Internal Control File Number SP 2641 Loss To Financial Institution $0 Filer Information Primary Regulator Federal Reserve Filer Name Deutsche Bank Trust Co. Americas EIN 134941247 Address Address Type Reporting party address Street Address 60 Wall Street 60 WALL ST - Enhanced City New York NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10005-2858 10005-2858 - Enhanced Country US US - Enhanced Type of Financial Institution Depository institution RSSD Number 214807 Internal controVfile number SP 2641 Contact for Assistance Full Name AMLCentral Page 3 The enclosed eformaticn was colected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The eformation is sensitive .1 nature and is to be treated accordingly. The information may be used only for a purpose con ustent with a criweal, tax. or regulatory evestigation or proceeding. or in the conduct of etelligence or counteretelligence activities. inclueng analysis. to protect against eternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. dixIo--ed. or transmitted without pro; approval of the Director of Feancial Crates Enforcement Network or his authorized delegate_ Suspicious activity reports feed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of par...sable criminal activity. akin to cceklenbal informant tips_ Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. £6L4450LL000LE VS9 EFTA01656411 FinCEN I Financial Crimes Enforcement Network United Sates Depairmaic ti the To:gouty \tre. , BSAR Transcript BSA: 31000110544793 and DCN: Filer Information Phone Number Phone Type Work Law Enforcement Information No Law Enforcement Information Available Narrative Internal File Reference Number. SP 2641, Analyst - WJH Deutsche Bank Trust Company Americas (-DBTCA1 is filing this SAR to report ongoing check cashing activities of a Deutsche Bank Wealth Management ("WM") client which appear to have been structured in order to circumvent Currency Transaction Reporting ("CTR") reporting requirements. This SAR supplements previous SARs filed on 09/07/2016 and 06/02/2017 concerning Darren K. Indyke (*Indyke"), who is the same party involved in the transactions described below. This current SAR contains transactions which were not reported in the previously-filed SAR. Indyke is an attorney practicing law in the State of New York. Indyke maintains a WM business checking account as follows: Account Number: Open Date: 11/1/2013, registered as Darren K. Indyke PLLC Indyke is the sole member and owner of the law firm. Indyke's personal residence is on record as WM account records indicate that Jeffrey Epstein ("Epstein") of 6100 Red Hook Quarter B3, St. Thomas, US VI 00802, has appointed Indyke to act as agent for him. Epstein maintains a WM checking account as follows: Account Number: 35269691, Open Date: 03/08/2016, registered as Jeffrey Epstein, 6100 Red Hook Qtr, B3, Saint Thomas, United States Virgin Islands 00802-1348. On a monthly basis, Indyke has routinely cashed a S7,500 check drawn on Epstein's WM account at the WM private bank branch Page 4 The enclosed alormation was selected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The alternation is sensitive n nature and is to be treated accordingly. The information may be used only for a purpose con ustent with a crime* tax. or regulatory evestigation or proceeding. Of in the conduct of ntelligence Of counterntelligence activities. indudwg analysis. to protect against ntemational terrorism. See 31 U.S.C. 5311. The information cannel be further released. disseminated. disclosed. Of transmitted without pro; approval of the Director of Fnancial Cranes Enforcement Network or his authorized delegate- Suspicious activity reports fled under the BSA must be treated with particular care given that they contain unsubstantiated allegations of passible criminal activity. akin to confklenbal informant tips Unauthorized release of information collected ruder the BSA may result in criminal or civil sanctions. £6Lbb901100016:VSB EFTA01656412 FinCEN I Financial Crimes Enforcement Network United Sates Depatheatt ti the Ttertuty „ BSAR Transcript BSA: 31000110544793 and DCN: Narrative located at 345 Park Avenue, New York, NY. Occasionally, Indyke also withdraws funds from his own accounts at the same time. DBTCA has previously filed CTRs on the cash withdrawal activities of Indyke exceeding $10,000 on 05/28/2014 02/16/2016, and 12/21/2016. Suspicious Activity: According to a WM bank teller from 345 Park Avenue the following events transpired: 1) On 06/21/2017, Indyke cashed Check number 1055, dated 06/20/2017, made payable to cash and drawn on Indyke's WM attorney business checking account in the amount of $7,500. 2) On 06/22/2017, Indyke, in his capacity as agent for Epstein, arranged to withdraw 6,600 Euros in a foreign currency exchange transaction that was completed using Epstein's WM checking account. Indyke explained the reason for this transaction was to have cash on hand for his client's vacation in the upcoming week. 3) On 06/23/2017, Indyke cashed Check number 1125, dated 04/25/2017, made payable to cash and drawn on Epstein's WM checking account in the amount of S7,500.00. Inconnection with the activities detailed in the previous SARs filed, Indyke made inquiry with branch personnel on more than one occasion regarding the regulatory reporting requirements associated with his intended check withdrawal activities. When advised that a CTR would be required, Indyke altered his transaction pattern, presumably to avoid CTR filing requirements. The current activity appears to be a continuation of Indyke structuring of his cash withdrawal activities in order to avoid the CTR requirement. On 07/25/2017, members of the WM AFC Team and the Relationship Manager of Indyke's accounts had a telephone conference Page 5 The enclosed eformaticn was colected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The eformation is sensitive it nature and is to be treated 'secede*. The information may be used only for a purpose con ustent with a crime* tax. or regulatory evestigation or proceeding. or in the conduct of etelligence or counteretelligence activities. inclueng analysis. to protect against eternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. dixIo--ed. or transmitted without vim approval of the Director of Feancial Crates Enforcement Network or his authorized delegate Suspicious activity reports fled under the BSA must be treated with particular care given that they contain unsubstantiated allegations of pass.ible criminal activity. akin to ccerklenbal informant tips- Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. C6a1901100016:VSEI EFTA01656413 FinCEN Financial Crimes Enforcement Network icti Sows peps onalt al the forbuty BSAR Transcript BSA: 31000110544793 and DCN: Narrative call with Indyke to discuss the their concerns with the activity described above and in the prior SARs. Indyke was informed that his pattern of cashing checks gives the appearance of structuring to avoid CTRReporting. WM AFC explained the concept of structuring to the client. WM AFC made it clear that they were not mandating that he change the manner in which he chooses to conduct his business or how he should cash his checks, but the pattern of check cashing activity was problematic for both him and DBTCA. Indyke stated that he frequently requires cash for his business as well as for Mr. Epstein's household expenses, and did not realize that he was cashing checks in any particular concerning pattern. Moreover, Indyke stated that it was not his intention to structure any of the activity described above. Page 6 The enclosed nformatico was cSected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Depatment of the Treasury regttations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ri nature and is to be treats accadingly. The information may be used only for a purpose consistent with acratiS, tax. or regulatory investigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclueng analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crates Enforcement Network or h's authorized delegate. Suspicious activity reports feed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of psystle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :webs:. £6LflSOLL0001£:\SB EFTA01656414