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efta-01743503DOJ Data Set 10Other

EFTA01743503

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DOJ Data Set 10
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efta-01743503
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4
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kahn Subject: Fwd: GS 4% Quote Sent: Wednesday, May 18, 2016 4:31:32 PM To: "jeffrey E." <[email protected]> you own 3,000,000 of bond at 74.25 FYI - last quote per Andrew at MS is 75 / 76 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York. NY I0022 Begin forwarded message: From: "Atlas, Andrew S" < Subject: RE: GS 4% Quote Date: May 18, 2016 at 11:51:30 AM EDT To: Richard Kahn < Updated Quote: 75 - 76 Not many bonds on either side. -AA Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12,^ Floor New York, NY 10104 Tel/Direct: I Fax: NMLS ID P > From: Richard Kahn (inailto j Sent: Tuesday, May 17, 2016 4:20 PM To: Atlas, Andrew S (Wealth Mgmt MS) Subject: Re: GS 4% Quote > EFTA_R1_00034925 EFTA01743503 thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On May 17, 2016, at 3:30 PM, Atlas, Andrew S wrote: Hey Rich, Updated quote 74.50 - 75.50 1mm X 1mm Speak soon, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12' Floor New York, NY 10104 Tel/Direct: I Fax: NMLS ID SI From: Richard Kahn [a Sent: Monday, May 16, 2016 9:36 AM To: Atlas, Andrew S (Wealth Mgmt MS) Subject: Re: GS 4% Quote thank you still watching.. i believe wire was sent on friday to fund STC account Richard Kahn EFTA_R1_00034926 EFTA01743504 HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On May 16, 2016, at 9:35 AM, Atlas, Andrew > wrote: Good Morning Rich, Hope you have a nice weekend! Here's an updated GS 4% quote: 73.75 - 74.50 Speak soon, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12' Floor I New York, NY 10104 Tel/Direct: I Fax: NMLS ID if Important Notice to Recipients: Please do not use e-mail to request, authorize or effect the purchase or sale of any security or commodity. Unfortunately, we cannot execute such instructions provided in e-mail. Thank you. The sender of this e-mail is an employee of Morgan Stanley Smith Barney LLC ("Morgan Stanley"). If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Erroneous transmission is not intended to waive confidentiality or privilege. Morgan Stanley EFTA_R1_00034927 EFTA01743505 reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: http://ww.v.morganstanlev.com/disclaimers/mssbemail.html. If you cannot access this link, please notify us by reply message and we will send the contents to you. By messaging with Morgan Stanley you consent to the foregoing. Important Notice to Recipients: Please do not use e-mail to request, authorize or effect the purchase or sale of any security or commodity. Unfortunately, we cannot execute such instructions provided in e-mail. Thank you. The sender of this e-mail is an employee of Morgan Stanley Smith Barney LLC ("Morgan Stanley"). If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Erroneous transmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: http://www.morganstanlev.com/disclaimers/mssbemailhtml. If you cannot access this link, please notify us by reply message and we will send the contents to you. By messaging with Morgan Stanley you consent to the foregoing. Important Notice to Recipients: Please do not use e-mail to request, authorize or effect the purchase or sale of any security or commodity. Unfortunately, we cannot execute such instructions provided in e-mail. Thank you. The sender of this e-mail is an employee of Morgan Stanley Smith Barney LLC ("Morgan Stanley"). If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Erroneous transmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: http://www.moroanstanlev.com/disclaimers/mssbemail.html. If you cannot access this link, please notify us by reply message and we will send the contents to you. By messaging with Morgan Stanley you consent to the foregoing. EFTA_R1_00034928 EFTA01743506

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URLhttp://ww.v.morganstanlev.com/disclaimers/mssbemail.html
URLhttp://www.morganstanlev.com/disclaimers/mssbemailhtml
URLhttp://www.moroanstanlev.com/disclaimers/mssbemail.html

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