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efta-01788875DOJ Data Set 10Other

EFTA01788875

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DOJ Data Set 10
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efta-01788875
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3
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Vahe Stepanian Sent: Wednesday, September 17, 2014 5:47 PM To: [email protected] Cc: @gmail.com; edb.com Subject: Re: Sell JPM? [C] Classification: Confidential Done as follows: S 1,450 JPM @ $60.035 Thank you, Vahe Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154.0004 Tel. +1 Fax +1 Mobile +1 Email All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. From: "jeffrey E." <[email protected]> To: Date: 09/17/2014 10:41 AM Subject: Re: Sell JPM? [C] EFTA_R1_00113891 EFTA01788875 Yes On Wednesday, September 17, 2014, Vahe Stepanian wrote: Classification: Confidential Jeffrey - still working on liquidating your JPM position (current position = 2,903). Okay to sell this week's 1,450 shares? Stock is currently -560/sh. Thank you, Vahe Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154-0OO4 Fa Fax Mobile +1 Email All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. please note 2 EFTA_R1_001 13892 EFTA01788876 The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected] <mailto:[email protected]> , and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. 3 EFTA_R1_00113893 EFTA01788877

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