Case File
efta-01794222DOJ Data Set 10OtherEFTA01794222
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01794222
Pages
6
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Richard Kahn
Sent:
Tuesday, Martpm
To:
jeffrey E.
Subject:
Re: Wells Fargo Brokerage
ok so i will not proceed with purchase today thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington =venue 4th Floor
New York, NY 10022
tel
fax
cel
On Mar 1, 2016, at 1:55 PM, jeffrey E. <[email protected]> wrote:
Remind me =omorw
On =uesday, 1 March 2016, Richard Kahn
wrote:
confirming buy of 10,000 =hares in new STC wells fargo account at market which at 1:45pm is =15.00
per share
commission will be .05 cents per =hare
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington =venue 4th Floor
New York, NY 10022
tel
fax
cel
On Mar 1, 2016, at 1:22 PM, jeffrey E. <[email protected]> =rote:
Buy 10000 shares linked in
EFTA_R1_00128242
EFTA01794222
On Tuesday, 1 March 2016, jeffrey E. <[email protected]> wrote:
Yes
On Tuesday, 1 March =016, Richard Kahn
=rote:
account is opened
confirming ok to send 10,000,000 from STC to STC Wells Fargo =rokerage
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington =venue 4th Floor
New York, NY 10022
tel 111
fax
cell
On Feb 11, 2016, at 3:52 PM, jeffrey E. <[email protected]> wrote:
10m
On Thu, =eb 11, 2016 at 4:07 PM, Richard Kahn
wrote:
account docs will be sent =hortly for us to fill out in STC name
please advise =mount you would like to open account with
thank =ou
Richard Kahn
HBRK Associates Inc.
575 Lexington =venue 4th Floor
New York, NY 10022
tel =a href=
lue=
target="_blank"
=lass="">
fax
tel
cell
tel
Begin forwarded message:
2
EFTA_R1_00128243
EFTA01794223
From: =
Subject: =/b>RE: contact =nfo
Date: =/b>February 11, 2016 at 2:57:52 PM =ST
To: =/b>
Cc: =113>4
Rich,
Meet my assistant Kelly-Ann. Kelly is going to provide =ext steps to open your
Corporate account.
Best,
Robert
Robert L Karp, CFP', =RPC®
Managing Director, Wells Fargo Advisors LLC
The Karp Executive Wealth Management & ESOP*Group
1211 Avenue of the Americas, 27th Floor
New =ork, NY 10036
Phone:
=irect Toll Free:
<te
Fax:
http://www.KarpExecGroup.wfadv.com
*Employee Stock Options and Restricted Stock Plans
BUY OR SELL ORDERS, FUNDS-TRANSFER REQUESTS, ADDRESS CHANGES, =R
ANY OTHER INSTRUCTIONS REQUIRING YOUR SIGNATURE CANNOT BE ACCEPTED BY =-MAIL OR VOICE-MAIL. YOU MUST
CONVEY THESE INSTRUCTIONS VERBALLY.
Original Message
From: Richard Kahn
Sent: Wednesday, =ebruary 10, 2016 3:04 PM
To: Karp, Robert
Subject: contact info
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY =0022
tel
tel
fax
<tel
cell
3
EFTA_R1_00128244
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To unsubscribe from marketing e-mails from:
=nbsp; • =nbsp;
An individual Wells Fargo =dvisors financial advisor: Reply
to one of his/her e-mails and type =E2 Unsubscribe" in the subject line.
=nbsp;
• =nbsp;
Wells Fargo and its =ffiliates: Unsubscribe at
https://www.wellsfargoadvisors.com/wellsfargo-unsubscribe
Neither of these actions will affect =elivery of important service messages
regarding your accounts that we =ay need to send you or preferences you may have previously set for =ther e-mail
services.
For additional =nformation regarding our electronic communication policies,
visit http://wellsfargoadvisors.com/disclosures/email-disclosure.html=/a>.
Wells Fargo Advisors, LLC is a =egistered broker-dealer and separate nonbank
affiliate of Wells Fargo =amp; Company, Member FINRA/SIPC. 1 North Jefferson, St. Louis, MO =3103.
This email may be an advertisement =r solicitation for products and services.
please note
The information contained in this =ommunication is
confidential, may be attorney-client =rivileged, may
constitute inside information, and is =ntended only for
the use of the addressee. It is the =roperty of
JEE
Unauthorized use, disclosure =r copying of this
communication or any part thereof is =trictly prohibited
and may be unlawful. If you have =eceived this
communication in error, please notify us =mmediately by
return e-mail or by e-mail to [email protected], and
destroy this =ommunication and all copies thereof,
including all =ttachments. copyright -all rights reserved
4
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EFTA01794225
please note
The information contained in this =ommunication is
confidential, may be attorney-client =rivileged, may
constitute inside information, and is =ntended only for
the use of the addressee. It is the =roperty of
JEE
Unauthorized use, disclosure =r copying of this
communication or any part thereof is =trictly prohibited
and may be unlawful. If you have =eceived this
communication in error, please notify us =mmediately by
return e-mail or by e-mail to [email protected], and
destroy this =ommunication and all copies thereof,
including all =ttachments. copyright -all rights reserved
please =ote
The information contained in this =ommunication is
confidential, may be attorney-client =rivileged, may
constitute inside information, and is =ntended only for
the use of the addressee. It is the =roperty of
JEE
Unauthorized use, disclosure =r copying of this
communication or any part thereof is =trictly prohibited
and may be unlawful. If you have =eceived this
communication in error, please notify us =mmediately by
return e-mail or by e-mail to [email protected], and
destroy this communication and all copies thereof,
including all attachments. copyright -all rights reserved
please note
The information contained in this =ommunication is
confidential, may be attorney-client =rivileged, may
constitute inside information, and is =ntended only for
the use of the addressee. It is the =roperty of
JEE
Unauthorized use, disclosure =r copying of this
communication or any part thereof is =trictly prohibited
5
EFTA_R1_00128246
EFTA01794226
and may be unlawful. If you have =eceived this
communication in error, please notify us =mmediately by
return e-mail or by e-mail to [email protected], and
destroy this =ommunication and all copies thereof,
including all =ttachments. copyright -all rights reserved
6
EFTA_R1_00128247
EFTA01794227
Technical Artifacts (8)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Domain
www.karpexecgroup.wfadv.comEmail
[email protected]SWIFT/BIC
ACCEPTEDSWIFT/BIC
REQUESTSURL
http://wellsfargoadvisors.com/disclosures/email-disclosure.html=/aURL
http://www.KarpExecGroup.wfadv.comURL
https://www.wellsfargoadvisors.com/wellsfargo-unsubscribeWire Ref
TRANSFER REQUESTSRelated Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01765224
0p
DOJ Data Set 11OtherUnknown
EFTA02328489
1p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA02125460
0p
DOJ Data Set 9OtherUnknown
From: "Jeffrey E." <[email protected]>
4p
DOJ Data Set 11OtherUnknown
EFTA02489202
1p
DOJ Data Set 10OtherUnknown
EFTA02086739
1p
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