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efta-02012667DOJ Data Set 10Other

EFTA02012667

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DOJ Data Set 10
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efta-02012667
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2
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
To: jeevacationepgmail.com[[email protected]]; Jeevacationueevacation@gmaii corn] From: roger schank Sent Wed 1/13/2010 12:31:02 PM Subject: Re: Genco Shipping guess you are in air roger schank http://www.rogerschank.com/ On Jan 13, 2010, at 7:06 AM, Jeevacation wrote: Pm awake Sent from my iPhone On Jan 12, 2010, at 5:17 PM, roger schank .<i > wrote: seems he screwed it up (of course) roger schank http://www.rogerschank.com/ Begin forwarded message: From: "Nebija, Bekim " Date: January 12, 2010 5:02:41 PM EST (CA) To: "roger schank" Cc: "Rosalie, Anthony " Subject: Genco Shipping Hi Roger, As I mentioned, you were assigned on 25 of the Genco Jan10 20 calls. This means that you will have to buy 2,500 shares of GNK to cover. Today you covered (purchased) the 40 short contracts EFTA_R1_00514822 EFTA02012667 you had in the account, but we should have only covered 15 due to the 25 that were exercised. Your trade will be adjusted so that you only cover 15, not 40 contracts. Please contact me if you have any questions. Best regards, Bekim Nebija Morgan Stanley Smith Barney LLC Registered Associate - Wealth Management One Penn Plaza, 47th Floor New York, NY 10119 Tel. Fa. AOL ne qaci i It is important that you do not use e-mail to request, authorize or effect the purchase or sale of any security or commodity, to send fund transfer instructions, or to effect any other transactions. My such request, orders, or instructions that you send will not be accepted and will not be processed by Morgan Stanley Smith Barney. Recently, the Global Wealth Management Group of Morgan Stanley & Co. Incorporated and the Smith Barney division of Citigroup Global Markets Inc. combined into Morgan Stanley Smith Barney LLC, a new investment advisor and broker/dealer registered with the Securities and Exchange Commission. The URL on this e-mail is not indicative of the sender's employer. EFTA_R1_00514823 EFTA02012668

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Domainjeevacationepgmail.com
URLhttp://www.rogerschank.com
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