Case File
efta-02385365DOJ Data Set 11OtherEFTA02385365
Date
Unknown
Source
DOJ Data Set 11
Reference
efta-02385365
Pages
3
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Richard Kahn
Sent:
Thursday, June 9, 2016 2:19 PM
To:
jeffrey E.
Subject:
Fwd: Pfd ETF Structure Note Questions
Attachments:
Leveraged Performance Brochure 1082874.pdf
Richard Kahn
HBRK Associates Inc.
Begin forwarded message:
From: =/b>"Atlas, Andrew S"
Subject: =/b>Pfd ETF Structure =ote Questions
Date: June 8, 2016 at 2:05:33 PM EDT
To: "Richard Kahn
Hi Rich,
I'm working =ith the Structured Desk to develop a Note tied to a Preferred ETF =hat's levered 2.3x's.
Just a few =uestions:
1.
Maturity/Term?
2.
Coupon rate?
EFTA_R1_01403905
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3.
Call feature?
4.
Downside protection?
5.
Upside Capture?
I've attached =ome PDFs on Structures.
Speak soon,
Andrew
Andrew S. Atlas
First Vice President
Equity Sales/Middle Markets Group
Financial Advisor
Morgan Stanley Wealth Management
Important Notice to Recipients:
Please do not use e-mail to request, authorize or effect the purchase or sale of any =ecurity or commodity.
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The sender of this =-mail is an employee of Morgan Stanley Smith Barney LLC ("Morgan Stanley"). If you have
=eceived this communication in error, please destroy all electronic and paper =opies and notify the sender immediately.
2
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Erroneous transmission is not intended to =aive confidentiality or privilege. Morgan Stanley reserves the right, =o the
extent permitted under applicable law, to monitor electronic =ommunications. This message is subject to terms
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http://www.morganstanley.com/disclaimers/mssbemail.html.&nb=pRelated Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01765224
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DOJ Data Set 11OtherUnknown
EFTA02328489
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DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA02125460
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DOJ Data Set 9OtherUnknown
From: "Jeffrey E." <[email protected]>
4p
DOJ Data Set 11OtherUnknown
EFTA02489202
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DOJ Data Set 10OtherUnknown
EFTA02086739
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