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efta-02385365DOJ Data Set 11Other

EFTA02385365

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DOJ Data Set 11
Reference
efta-02385365
Pages
3
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kahn Sent: Thursday, June 9, 2016 2:19 PM To: jeffrey E. Subject: Fwd: Pfd ETF Structure Note Questions Attachments: Leveraged Performance Brochure 1082874.pdf Richard Kahn HBRK Associates Inc. Begin forwarded message: From: =/b>"Atlas, Andrew S" Subject: =/b>Pfd ETF Structure =ote Questions Date: June 8, 2016 at 2:05:33 PM EDT To: "Richard Kahn Hi Rich, I'm working =ith the Structured Desk to develop a Note tied to a Preferred ETF =hat's levered 2.3x's. Just a few =uestions: 1. Maturity/Term? 2. Coupon rate? EFTA_R1_01403905 EFTA02385365 3. Call feature? 4. Downside protection? 5. Upside Capture? I've attached =ome PDFs on Structures. Speak soon, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management Important Notice to Recipients: Please do not use e-mail to request, authorize or effect the purchase or sale of any =ecurity or commodity. Unfortunately, we cannot execute such instructions provided =n e-mail. Thank you. The sender of this =-mail is an employee of Morgan Stanley Smith Barney LLC ("Morgan Stanley"). If you have =eceived this communication in error, please destroy all electronic and paper =opies and notify the sender immediately. 2 EFTA_R1_01403906 EFTA02385366 Erroneous transmission is not intended to =aive confidentiality or privilege. Morgan Stanley reserves the right, =o the extent permitted under applicable law, to monitor electronic =ommunications. This message is subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html.&nb=p; If you cannot access this link, please notify us by reply message and we will send the =contents to you. By messaging with Morgan Stanley you consent to =he foregoing. 3 EFTA_R1_01403907 EFTA02385367

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Phone2385365
Phone2385366
Phone2385367
URLhttp://www.morganstanley.com/disclaimers/mssbemail.html.&nb=p

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