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efta-02387989DOJ Data Set 11Other

EFTA02387989

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DOJ Data Set 11
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efta-02387989
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kahn Sent: Tuesday, May 23, 2017 11:59 AM To: Jeffrey Epstein Subject: Fwd: Rothschild [CJ Richard Kahn HBRK Associa=es Inc. 575 Lexington Avenue, 4th Fl=or New York, NY 10022 Begin forwarded message: From: Delores Rubin <mailto > Date: May 23, 2017 at=7:42:17 AM EDT To: Richard Kahn Tazia Smith ciEn Cc: Stewart Ol=fielc >, Vahe Stepanian >, Matt Glassman <mailto: > Subject: RE: Rothschild (C= Hello Richard, Sorry for the delayed response. I am one of the 0= traders here in the US. I have been communicating with our team over=eas on your inquiry. As Tazia mentioned, Rothschild is a light trading name.=nbsp; Our DB Institutional desk has not had any natural flow in this stock i= the past few months, but a few clients that have expressed some interest in the name so we have calls out to ascertain if we=might be able to put together something. The stock is currently 27.85 EUR x 27.95 EUR with only 4=000 shares that have traded. Average volume for this stock is 17,000 s=ares. EFTA_R1_01410050 EFTA02387989 We will be back to shortly with more insight. Best regards, Delores Rubin Delores Rubin Director [ Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management Rubin < Subject: Re: Rothschild [C] Richard Kahn [mailto: Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith > Cc: Stewart Oldfield >; Vahe Stepanian Matt Glassman •, .; Delores Any update on bid ask f=r 100k Roth ? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor 2 EFTA_R1_01410051 EFTA02387990 On May 22, 2017, at 6:47 PM, Tazia Smith < > wrote: Working with our counterparts in Europe. Size / liqui=ity could be prohibitive for a market on that size but we will be back with=color. Thanks Rich, Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management Original Message From: Richard Kahn Sent: Monday, May 22, 2017 05:26 PM Eastern Standard Time To: Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: Re: Rothschild ICJ thank you please forward quote once received tomorrow amc/=:p> thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 <=p> 3 EFTA_R1_01410052 EFTA02387991 On May 22, 2017, at 2:16 PM, Tazia Smith wrote: Classification: Confidential You saw it closed in France at 27.585 euros, on —16k s=ares today. Call you now to discuss your aftermarket objectives on 100k — I'm concerned b/a is going to be wide.=/span> From: R=chard Kahn Sent: Monday, May 22, 2017 11:09 AM To: Tazia Smith Subject: Re: Rothschild ICI thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On May 22, 2017, at 2:07 PM, Tazia Smith wrote: Classification: Confidential >1 4 EFTA_R1_01410053 EFTA02387992 Hi Rich — Received. Reviewing. Be back</=pan> From: R=chard Kahn imailtc Sent: Monday, May 22, 2017 10:59 AM To: Tazia Smith Cc: Stewart Oldfield Subject: Fwd: Rothschild can you please provide bid ask as per email below thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 Begin forwarded message: :=/span> >=/span> Subj=ct: Rothschild Date= May 22, 2017 at=1:56:17 PM EDT To: <=span> Vahe Stepania <mailto Cc:<=span> Stewart Oldfiel= =gt; 5 EFTA_R1_01410054 EFTA02387993 can you please provide a bid ask on 100,000 shares of: Rothschild & Co SCA EPA: ROTH - May 22= 5:35 PM GMT+2 27.58EUR0.12 (0.42%) thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor This communication may contain confidential and/or privileged information. 1= you are not the intended recipient (or have received this communication in=error) please notify the sender immediately and destroy this communication.=Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden= Please refer to https://db.com/disclo=ures <https://db.com/disclosures> for additional EU corporate and regulatory disclosures. 6 EFTA_R1_01410055 EFTA02387994 Deutsche Bank does not render legal or tax advice, and the information conta=ned in this communication should not be regarded as such.=/p> This communication may contain confidential and/or privileged information. 1= you are not the intended recipient (or have received this communication in=error) please notify the sender immediately and destroy this communication.=Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden= Please refer to https://db.com/disclo=ures <https://db.com/disclosures> for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information conta=ned in this communication should not be regarded as such.=/p> <Rothschild interday 5.22.17.pdf> This communication may contain confidential and/or privileged information. 1= you are not the intended recipient (or have received this communication in=error) please notify the sender immediately and destroy this communication.=Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden= Please refer to https://db.com/disclo=ures <https://db.com/disclosures> for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information conta=ned in this communication should not be regarded as such.=/p> This communication may contain confidential and/or privileged information. 1= you are not the intended recipient (or have received this communication in=error) please notify the sender immediately and destroy this communication.=Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden= Please refer to https://db.com/disclo=ures <https://db.com/disclosures> for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information conta=ned in this communication should not be regarded as such. 7 EFTA_R1_01410056 EFTA02387995 8 EFTA_R1_01410057 EFTA02387996

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Phone2387989
Phone2387990
Phone2387991
Phone2387992
Phone2387993
Phone2387994
Phone2387995
Phone2387996
URLhttps://db.com/disclo=ures
URLhttps://db.com/disclosures

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