Case File
efta-02387989DOJ Data Set 11OtherEFTA02387989
Date
Unknown
Source
DOJ Data Set 11
Reference
efta-02387989
Pages
8
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Richard Kahn
Sent:
Tuesday, May 23, 2017 11:59 AM
To:
Jeffrey Epstein
Subject:
Fwd: Rothschild [CJ
Richard Kahn
HBRK Associa=es Inc.
575 Lexington Avenue, 4th Fl=or
New York, NY 10022
Begin forwarded message:
From: Delores Rubin
<mailto
>
Date: May 23, 2017 at=7:42:17 AM EDT
To: Richard Kahn
Tazia Smith ciEn
Cc: Stewart Ol=fielc
>, Vahe Stepanian
>, Matt Glassman
<mailto:
>
Subject: RE: Rothschild (C=
Hello Richard,
Sorry for the delayed response. I am one of the 0= traders here in the US. I have been communicating with our
team over=eas on your inquiry.
As Tazia mentioned, Rothschild is a light trading name.=nbsp; Our DB Institutional desk has not had any natural
flow in this stock i= the past few months, but a few clients that have expressed some interest in the name so we have
calls out to ascertain if we=might be able to put together something.
The stock is currently 27.85 EUR x 27.95 EUR with only 4=000 shares that have traded. Average volume for this
stock is 17,000 s=ares.
EFTA_R1_01410050
EFTA02387989
We will be back to shortly with more insight.
Best regards,
Delores Rubin
Delores Rubin
Director [ Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
Rubin <
Subject: Re: Rothschild [C]
Richard Kahn [mailto:
Sent: Tuesday, May 23, 2017 6:18 AM
To: Tazia Smith
>
Cc: Stewart Oldfield
>; Vahe Stepanian
Matt Glassman •,
.; Delores
Any update on bid ask f=r 100k Roth ?
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue, 4th Floor
2
EFTA_R1_01410051
EFTA02387990
On May 22, 2017, at 6:47 PM, Tazia Smith <
> wrote:
Working with our counterparts in Europe. Size / liqui=ity could be prohibitive for a market on that size
but we will be back with=color.
Thanks Rich,
Tazia
Tazia Smith
Key Client Partners - US
Deutsche Bank Wealth Management
Original Message
From: Richard Kahn
Sent: Monday, May 22, 2017 05:26 PM Eastern Standard Time
To: Tazia Smith
Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman
Subject: Re: Rothschild ICJ
thank you
please forward quote once received tomorrow amc/=:p>
thanks
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
<=p>
3
EFTA_R1_01410052
EFTA02387991
On May 22, 2017, at 2:16 PM, Tazia Smith
wrote:
Classification: Confidential
You saw it closed in France at 27.585 euros, on —16k s=ares today. Call you now to discuss your
aftermarket objectives on 100k — I'm concerned b/a is going to be wide.=/span>
From: R=chard Kahn
Sent: Monday, May 22, 2017 11:09 AM
To: Tazia Smith
Subject: Re: Rothschild ICI
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
On May 22, 2017, at 2:07 PM, Tazia Smith
wrote:
Classification: Confidential
>1
4
EFTA_R1_01410053
EFTA02387992
Hi Rich — Received. Reviewing. Be back</=pan>
From: R=chard Kahn imailtc
Sent: Monday, May 22, 2017 10:59 AM
To: Tazia Smith
Cc: Stewart Oldfield
Subject: Fwd: Rothschild
can you please provide bid ask as per email below
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
Begin forwarded message:
:=/span>
>=/span>
Subj=ct: Rothschild
Date= May 22, 2017 at=1:56:17 PM EDT
To: <=span> Vahe Stepania
<mailto
Cc:<=span> Stewart Oldfiel=
=gt;
5
EFTA_R1_01410054
EFTA02387993
can you please provide a bid ask on 100,000 shares of:
Rothschild & Co SCA
EPA: ROTH - May 22= 5:35 PM GMT+2
27.58EUR0.12 (0.42%)
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
This communication may contain confidential and/or privileged information. 1= you are
not the intended recipient (or have received this communication in=error) please notify the sender immediately and
destroy this communication.=Any unauthorized copying, disclosure or distribution of the material in this communication
is strictly forbidden=
Please refer to https://db.com/disclo=ures <https://db.com/disclosures> for additional
EU corporate and regulatory disclosures.
6
EFTA_R1_01410055
EFTA02387994
Deutsche Bank does not render legal or tax advice, and the information conta=ned in
this communication should not be regarded as such.=/p>
This communication may contain confidential and/or privileged information. 1= you are not the
intended recipient (or have received this communication in=error) please notify the sender immediately and destroy this
communication.=Any unauthorized copying, disclosure or distribution of the material in this communication is strictly
forbidden=
Please refer to https://db.com/disclo=ures <https://db.com/disclosures> for additional EU
corporate and regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information conta=ned in this
communication should not be regarded as such.=/p>
<Rothschild interday 5.22.17.pdf>
This communication may contain confidential and/or privileged information. 1= you are not the intended
recipient (or have received this communication in=error) please notify the sender immediately and destroy this
communication.=Any unauthorized copying, disclosure or distribution of the material in this communication is strictly
forbidden=
Please refer to https://db.com/disclo=ures <https://db.com/disclosures> for additional EU corporate
and regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information conta=ned in this
communication should not be regarded as such.=/p>
This communication may contain confidential and/or privileged information. 1= you are not the intended
recipient (or have received this communication in=error) please notify the sender immediately and destroy this
communication.=Any unauthorized copying, disclosure or distribution of the material in this communication is strictly
forbidden=
Please refer to https://db.com/disclo=ures <https://db.com/disclosures> for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information conta=ned in this communication should
not be regarded as such.
7
EFTA_R1_01410056
EFTA02387995
8
EFTA_R1_01410057
EFTA02387996
Technical Artifacts (10)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Phone
2387989Phone
2387990Phone
2387991Phone
2387992Phone
2387993Phone
2387994Phone
2387995Phone
2387996URL
https://db.com/disclo=uresURL
https://db.com/disclosuresRelated Documents (6)
DOJ Data Set 10OtherUnknown
EFTA01418095
40p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01418095
0p
Dept. of JusticeOtherUnknown
EFTA Document EFTA01418095
Subject: FW: trading meetin [C] [I] From: Vahe Stepanian Date: Thu, 31 Aug 2017 15:14:49 -0400 To: Stewart Oldfield < =.• Classification: For internal use only FYI — may be worth following up on Tues From: Vahe Stepanian Sent: Thursday, August 31, 2017 3:14 PM To: Davide-A Sferrazza Cc: Liam Osullivan Subject: FW: trading meeting [C] [I] Classification: For internal use only Davide — I believe you've previously pulled the six monthly statements for Jeffrey Epstein's CFO, Richard Kah
40p
DOJ Data Set 9OtherUnknown
From: Richard Kahn •
5p
DOJ Data Set 11OtherUnknown
EFTA02359910
21p
DOJ Data Set 10OtherUnknown
EFTA01384513
1p
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