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efta-02533313DOJ Data Set 11Other

EFTA02533313

Date
Unknown
Source
DOJ Data Set 11
Reference
efta-02533313
Pages
3
Persons
0
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Mark L. Epstein < Sent: Friday, February 2, 2018 6:26 PM To: jeffrey E. Subject: RE: ? From: <=b> =effrey E. (mailto:[email protected]] Sent: Friday, =ebruary 02, 2018 1:23 PM To: Mark Epstein =lt Subject: Re: = if your hunch is stock specific k you can also =uy slightly out of the money puts. for ex =tock at 48 you can buy april 45 puts. if you think =uickly or july if longer On Fri, =eb 2, 2018 at 1:21 PM, Mark L Epstein < > =rote: From: <=b> =effrey E. [mailto:[email protected] <mailto:[email protected]> ] Sent: Friday, =ebruary 02, 2018 1:16 PM To: Mark Epstein < Subject: Re: = <=o:p> it goes up =hen sector goes down <=o:p> On Fri, Feb =, 2018 at 1:14 PM, Mark L Epstein < > =rote: From: <=b> =effrey E. [mailto:[email protected] <mailto:[email protected]> ] Sent: Friday, =ebruary 02, 2018 1:13 PM To: Mark Epstein < Subject: Re: = EFTA_R1_01677475 EFTA02533313 inverse = etf on energy secotr <=0:p> On Fri, Feb =, 2018 at 1:00 PM, Mark L. Epstein < > =rote: If I wanted =o invest with the anticipation of the energy sector (oil and gas) going =own, what would be some good alternatives? =nbsp; =nbsp; please note The =nformation contained in this communication is confidential, may be =ttorney-client privileged, may constitute inside information, and is =ntended only for the use of the addressee. It is the property =1 JEE Unauthorized use, disclosure or copying of =his communication or any part thereof is strictly prohibited and =ay be unlawful. If you have received this communication in error, =lease notify us immediately by return e-mail or by e-mail to [email protected], and destroy this =ommunication and all copies thereof, including all attachments. =opyright -all rights =eserved <=div> =nbsp; please note The =nformation contained in this communication is confidential, may be =ttorney-client privileged, may constitute inside information, and is =ntended only for the use of the addressee. It is the property =f JEE Unauthorized use, disclosure or copying of =his communication or any part thereof is strictly prohibited and =ay be unlawful. If you have received this communication in error, =lease notify us immediately by return e-mail or by e-mail to [email protected], and destroy this =ommunication and all copies thereof, 2 EFTA_R1_01677476 EFTA02533314 including all attachments. =opyright -all rights =eserved <=div> -- =0:p> please =ote The information contained =n this communication is confidential, may be attorney-client =rivileged, may constitute inside information, and is intended only =or the use of the addressee. It is the property =f JEE Unauthorized use, disclosure or copying of =his communication or any part thereof is strictly prohibited and =ay be unlawful. If you have received this communication in error, =lease notify us immediately by return e-mail or by e-mail to [email protected], and destroy this =ommunication and all copies thereof, including all attachments. =opyright -all rights =eserved 3 EFTA_R1_01677477 EFTA02533315

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From: Sent: To: Subject: Attachments: 1/21/2014 3: Edward Borlan1 Amanda Kirb Re: Case: 011 Reg E Dislcosure 01180757.pdf; pic26851.gif; pic15919.gie pic23576.gif; pic02726.gif Classification: Public Hi Amanda, my sincere apologies. I just reattached the correct disclosure in there. (See attached file: Reg E Dislcosure 01180757.pdf) Is it ok to you use the authorization time you put in dbforce? Thank you, Ted Borland (Embedded image moved to file: pic26851.gif) Ted Borland Assis

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Subject: Re: Fw: Epstein - Assets to transfer [C] From: Vahe Stepanian ‹ > Date: Mon, 02 Dec 2013 10:22:42 -0500 To: Cc: Amanda Kirby Lisa D Hurd Classification: Confidential Janet, Hope you had a great weekend. Thank you in advance for your help with the below. Please see my notes below in red. JPM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/C # — Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: 40

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