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efta-02550849DOJ Data Set 11Other

EFTA02550849

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DOJ Data Set 11
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efta-02550849
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3
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kahn Sent: Thursday, December 7, 2017 8:18 PM To: Jeffrey E. Subject: Fwd: Trade Report 12/07/17 -- AAPL [C] appears net cost was 0.25 x 314,000 shares = 78,500 Richard Kahn HBRK Associates Inc. 575 =exington Avenue 4th Floor New York, NY 10022 Begin forwarded message: From: =/b>Davide-A Sferrazza Subject: =/b>RE: Trade Report =2/07/17 -- AAPL [C] Date: =/b>December 7, 2017 at 3:06:32 PM =ST To: =/b>"Paul Barrett tichard Kahn Cc: Joshua Shoshan Martin Zeman Classification: Confidential Paul, You bought 314,000 shares of AAPL @ =69.7941 - 214k shares =or N4Gxxx804 — primary acct 100k shares =or N4Gxxx161 — collateral acct , Liam Osullivan EFTA_R1_01706656 EFTA02550849 Regards, Davide Davide Sferrazza Analyst I Key Client =artners Deutsche Bank Securities, Inc. Deutsche Bank Wealth Management 345 Park =venue, 10154-0004 New York, NY, USA From: Davide-A Sferrazza Sent: Thursday, December 07, 2017 =2:03 PM To: Paul Barrett a IMIMMII IRichard Kahn Cc: Joshua Shoshan • = >; Liam Osullivan <I Subject: Trade Report 12/07/17 =APL ICJ Classification: Confidential Paul, You sold 314,000 shares of AAPL @ =69.54685 - 214k shares =rom N4Gxxx804 — primary acct 100k shares =rom N4Gxxx161 — collateral acct Regards, Davide Davide Sferrazza Analyst I Key Client Partners Deutsche Bank Securities, Inc. Deutsche Bank =ealth Management ork, =Y, USA 2 EFTA_R1_01706657 EFTA02550850 This communication may contain =onfidential and/or privileged information. If you are not the intended =ecipient (or have received this communication in error) please notify =he sender immediately and destroy this communication. Any unauthorized =opying, disclosure or distribution of the material in this =ommunication is strictly forbidden. Please =efer to https://db.com/disclosures for additional EU corporate =nd regulatory disclosures. Deutsche Bank =oes not render legal or tax advice, and the information contained in =his communication should not be regarded as =uch. = 3 EFTA_R1_01706658 EFTA02550851

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Phone2550849
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URLhttps://db.com/disclosures

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