Case File
efta-02550849DOJ Data Set 11OtherEFTA02550849
Date
Unknown
Source
DOJ Data Set 11
Reference
efta-02550849
Pages
3
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Richard Kahn
Sent:
Thursday, December 7, 2017 8:18 PM
To:
Jeffrey E.
Subject:
Fwd: Trade Report 12/07/17 -- AAPL [C]
appears net cost was 0.25 x 314,000 shares = 78,500
Richard Kahn
HBRK Associates Inc.
575 =exington Avenue 4th Floor
New York, NY 10022
Begin forwarded message:
From: =/b>Davide-A Sferrazza
Subject: =/b>RE: Trade Report =2/07/17 -- AAPL [C]
Date: =/b>December 7, 2017 at 3:06:32 PM =ST
To: =/b>"Paul Barrett
tichard Kahn
Cc: Joshua Shoshan
Martin Zeman
Classification: Confidential
Paul,
You bought 314,000 shares of AAPL @ =69.7941
-
214k shares =or N4Gxxx804 — primary acct
100k shares =or N4Gxxx161 — collateral acct
, Liam Osullivan
EFTA_R1_01706656
EFTA02550849
Regards,
Davide
Davide Sferrazza
Analyst I Key Client =artners
Deutsche Bank Securities, Inc.
Deutsche Bank Wealth Management
345 Park =venue, 10154-0004 New York, NY, USA
From: Davide-A Sferrazza
Sent: Thursday, December 07, 2017 =2:03 PM
To: Paul Barrett a
IMIMMII
IRichard Kahn
Cc: Joshua Shoshan
• =
>; Liam Osullivan <I
Subject: Trade Report 12/07/17
=APL ICJ
Classification: Confidential
Paul,
You sold 314,000 shares of AAPL @ =69.54685
-
214k shares =rom N4Gxxx804 — primary acct
100k shares =rom N4Gxxx161 — collateral acct
Regards,
Davide
Davide Sferrazza
Analyst I Key Client Partners
Deutsche Bank Securities, Inc.
Deutsche Bank =ealth Management
ork, =Y, USA
2
EFTA_R1_01706657
EFTA02550850
This communication may contain =onfidential and/or privileged information. If you are not the intended
=ecipient (or have received this communication in error) please notify =he sender immediately and destroy this
communication. Any unauthorized =opying, disclosure or distribution of the material in this =ommunication is strictly
forbidden.
Please =efer to https://db.com/disclosures for additional EU corporate =nd regulatory disclosures.
Deutsche Bank =oes not render legal or tax advice, and the information contained in =his communication should
not be regarded as =uch.
=
3
EFTA_R1_01706658
EFTA02550851
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View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
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2550849Phone
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https://db.com/disclosuresRelated Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01765224
0p
DOJ Data Set 11OtherUnknown
EFTA02328489
1p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA02125460
0p
DOJ Data Set 9OtherUnknown
From: "Jeffrey E." <[email protected]>
4p
DOJ Data Set 11OtherUnknown
EFTA02489202
1p
DOJ Data Set 10OtherUnknown
EFTA02086739
1p
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