EFTA02609941

EFTA Document EFTA01407289

NAME SEARCHED: Harry Beller PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: RDC PCR

S-01300

DOJ EFTA Data Set 10 document EFTA01269763

UNCLASSIFIED

UNCLASSIFIED FD-1023 FEDERAL BUREAU OF INVESTIGATION CHS REPORTING DOCUMENT HEADER Source ID: Date: Case Agent Name: S-00099701 10/19/2020 Field Office/Division: Los Angeles Squad: 101 SOURCE REPORTING Date of Contact: 10/16/2020 List all resent including yourself (do not include the CHS): Si Type of Contact: Other Other Contact Type: Encrypted Messaging App Date of Report: 10/19/2020 Substantive Case File Number 804I-LA-3315657-INTELPRODS Substantive Case File Number 50D-NY-3027571 Check here if additional reporting is in Echo No Source Reporting: (U) Captioned Confidential Human Source (CHS) was asked by the handling agent about information he/she may be aware of related to improper domestic or foreign influence over the electoral process in the U.S. CHS already provided some of this information documented in previous reports, but he/she expanded on several matters, as described below: (U Harvard Law Professor Alan Dershowitz (Dershowitz). CHS lear

EFTA Document EFTA01399163

From: To: Sylvia Escobar Robert-B Chen Subject: Date: Attachments: FW: SII Closure [I] Thursday, April 11, 2019 11:55:35 AM image003.png Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas I South Street. Baltimore, MD21202-3298 Tel: Mobile: Email: From: Karen Cohen Sent: Thursday, April 11 2019 11:42 AM To: Sylvia Escobar Subject: SII Closure [I] Classification: For internal use only Hi Sylvia, I approve closure of SII GFMS 90-017/2019

EFTA00028660

EFTA Document EFTA01356383

HR Client Remediation Progress s ;A; MtoreE straimed to Ac t,ld SucrnstW w f, on.r.`ece00; Regards, Rodrigo Rodrigo Quintero Vice President 202 4.22 102 Pi Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 502 uite 400, 32256 Jacksonville, USA Tel. Ernai From: Rodrigo Quintero Sent: Monday, August 21, 2017 9:09 AM To: Patrick Harris < Cc: Emily Crai: < Mehta < >; Armen 1.>73 >; Daphne Cales Brash < >; Felipe Godard < Janet Morales < Gallivan < >; Karen