EFTA02678941

Valuations 6/30/13 PROT21 PROT0 JEE and Rotated Entities Pm/mime nt Summary 6/30/13 Cash & Equivilants Southern Financial LLC- (see nc4e below) 14.591.497 J.Epslein 2.233502 HAZE Trine 28,361 FT Real Estee Southern Trust Company 24,746.453 JeePers 28,018,650 J.Epstein VI Foundation 4.623277 Total Cash 8 Equivalents 74241.740 Loss- Cash P Operating Accounts Cash In Foundations (1,675,843) (4,823,277) (6299,120) Total Ave ia blo Cash 8 Equivalents 67.942,620 JP Morgan Trading Account (cash, securities. Derkfitnes). SFLLC JP Morgan Trading Account (cash, securities. Derivatives)- HAZE JP Morgan Trading Account (cash, securities, Derivitives). Sit Marketable Securities -(frrry) Investment American Yacht Harbor (per JEE) Settlements Receivable -DSZ See Note A 68,806,047 22,232,691 5589,671 11,492,405 1,000000 33,481,603 Partnoratop Investments 105,267.510 (see attached schedule) Total • 315 812 544 Value Above Adjustments: Operating Cash Loans Receivable Total per attached valuation schedule 315,812,544 1,675,843 1966,915 319,455,302 • Investment partnerships are subject to various restrictions on wthdranot, and therefore, the timing of availability of funds will be so limited. 319,455,302 NOTE A. The JPM trading spoons was funded MT $75 Million. During July 2011 we withdrew $ $2,473,520. On 2/14/12 the account was reduced by $501,930 for the purchase of 18,535 Ailed Pharmaceuticals & 2095 Began IDEC. on 5/72/12 the account was reduced by $1,330,000 for the purchase of 35.0:43 shams of F soebook. In August 2012 the account received $349,402 from the sales proceeds od 17,500 sh of Fecebaok On 9/12/12 the account was reduced by St Omm for the transfer lo Mod Inc. On 11/9/12 there was a trendier lo JEE of $1,000.000 PROT22 PROT1 J. EPSTEIN a RELATED ENTITIES VALUATIONS GAS H.Ltre BILMES,NVESTMENTS 8/30113 goureern Financial LLC 06/31/13 05/3013 01/01/13 YTD Juno ACCOUNTS VALUATION PERFORMANCE J P MORGAN- Cash 14,581.184 14,591,497 JP Morgan Trading Account 70.392.543 69606,047 J P Morgan- Secunbes 10,267,555 9984.820 INVESTMENTS TUCOR FUTURES 13,394.863 13,238,161 12,578.999 5.24% -1.17% HIGHEIRIDGE CAPITAL 19,126.022 19.227,393 18.624.993 3.57% 0.53% BEAR STEARNSAsser Bacxed Sewn( es (7/31/09 vast 331 882 331.882 Southern Thnt CorreamYt J P MORGAN- Cash 24.544.495 24.572.296 JP Morgan Trading Account 5.970.655 5.589.671 Ogler Bank Accounts 74,65: 174,157 AdIn Sohetions (at cost) 5C0,01:I 500,006 Settlements JEEPERS DB 2VORN SPECIAL OPPURTUNITIES FUND 76.000.000 76,000,000 see t ccrnote less penal wrthdrawal payment received (16,353,230) (42,518,403) J P MORGAN- Cash 4,853,437 28,018,65D JP Morgan TreIng Account 1520006 1.507.585 Jeffrey Epstein INVESTMENT Amerk:an Yacht Harbor 1.003,000 1,000,000 FT Reel Estate - Investment In pulp al cost 1,508.833 1,508,833 CHECKING/SAVINGS ACCOUNTS 1.127,921 1.501,686 LOANS CUE FROM INONCUALS 1,865.415 1666,915 CORE CLUB NOTE 100.1:03 100,033 BROKERAGE ACCOUNTS JPM (Bear Seems) 666,930 666,933 J P MORGAN 56.829 56,839 Mort Inc. Mphcom (at cost bases) 10.COO,CCO 10.000.000 (1,260233 Mame of common, and 695331 shares of Ser 5 Pfd) Butterfly Trust 6.044 8,044 NAZE Twat HIGHBRIDGE CAPITAL 35.445329 35,833,591 34.401,356 357% 0.53% KING STREET 25,103,796 24.827,653 23.276,473 6.66% -110% JP Morgan -Cash 28,359 213361 JP Merman -managed account 23.542993 22.232.691 TOTAL 325.668.945 319.455302 THESE AMOUNTS CO NOT INCLUDE HOUSES. AIRPLANE,FCOURES & OTHER ASSETS PROT23 PROT2 Reconciliation of large items Value 5131/13 325,658,945 Partnerships (143,640) see below JPM Trading account- SFLLC (FTC) (1,586,496) JPM Trading account- HAZE (1,310,307) JPM Trading account- STC (180,984) Securities DividendsAnterest Apollo Distribution (300,881) 8,707 Change in loan account 1,500 cash spent: JEE (2,626,235) STC (75,497) Franchise Tax (1,147) L Black Fee cash received BSABS 11,337 miscellaneous total Value 6/30/13 319,455,302 319,455,302 PartnershIps SFLLC TUDOR FUTURES SFLLC HIGHBRIDGE CAPITAL Haze HIGHBRIDGE CAPITAL Haze KING STREET (156,728) 101,368 187,862 (276,142) (143,640) PROT24 PROT3 JEE and Related Entities Cosh Summary 6/30/13 SFLIC JPM 14.591,497 14,591,497 JEE Bank accounts 1,501,666 1.675.843 JPM (Bear Stearns) 686.933 JPM 56939 Butterfly Trust (Bear Stearns) 8,044 2,233,502 JEE PERS JP Morgan 28,018,650 28,018,650 HAZE Trust JPM 28,361 28,361 Southern Trust Company 'Si 24,572,296 Bank accounts 174 157 24 746,453 Enhanced Education 4.823.277 4,623,277 Total Cosh 74,241,740 74 241,740 This doss not mctudo cash in JP Morgan trading account PROT25 PROT4 JEE and Related Endes Ai/Liable Eddy for InTia nents 6/30/13 Securities Long 15 Fair Market Value PIJ 'Ch pass 630113 5.31113 ➢ein(baa) 70,500 Noma Retail SFLLC 1830.225 1.433.265 1203.040) 20.000 Bombardier SFLLC 86,725 90549 (2 224) 21253 JP Morgan SFLLC 1,1453411 1.187596 (39,155) 258157 Nolo Global Management SFLLC 6,342,0138 6525926 15162 17,50) Fecebook (purchased 5/22/12) SFLLC 435.400 426,125 9275 16,535 Mad Phanneceutcals SFLLC 269,197 305252 (14.055) 2,095 Simon 'DEC Salt 450,644 497,542 (46,696) 151,212 JPM FA Rata 4.24% Jewels 5,726 1.507.565 1,520,006 (18,146) 11 492 405 11 782561 (300 Set) Investments •m 6/30/13 at Farr Market Value SFLLC TUDOR FUTURES 15238,161 SFLLC HIGHBRICCE CAPITAL 19227,390 SFLLC ABS Trust (last volution 7/31/09 FTC wenn ikonlhly CiSIU0/..I10/1) 331,882 HAZE HIGMEINIDGE CAPITAL 15533.591 HAZE IOW STREET 24,427,653 FT Reel Estate 21 East 26th Snit (at cost) 025600 FT Real Estate Columbia KoldIngs(at cost) 568533 STC Actin So Auks (at cos-)0,142857 sh of Set A PId a .4375 per sin) 600.003 Mon Inc Modern (cost tests) (1.260.333 sh common. 695.301 eh Ser 5 rid) 10.02) 00) 105 267 510 D82• segment This is based on the loaning assurnctons the fund wdl recognize a ntictrawal amount payable lo Jeerers tabling $70 malign 70000,000 -eon" received an interest of G Duties cashp interest valued at approx $3.6 million wM • 5.008000 packstp payment horn G Dubin equal to the excess or 15 malice did the aggngata value d all cbstnbubons nand with reaped to this investment as d Sept 30, 2014.Jerocers wif mfund Oulin the amount of any debibutons nand Of elOOMMS after the a until Dubin recent beck any payments made to Jeep** Mar Dubin Is mode note. Ampere will haw no Wynn to recey Dubin. JEE ors pay $1 million for Zvams interest In Corbin. JEE *14 rattan all dstribudins upto 42 million end the remaining dstbitons will be dated 60150 behead JEE end Zan Tin agreement has not boon fine lired ne uo of Jawpan PeftherihreelleflefOre 0 Outin portion S $1,779 044 as of 5.31/13 and $1 796,693 as of 4/30/13) 1.000,003 76,000200 PROT26 PROT5 ENHANCED EDUCATION 130115 TOTAL PARTNERSHIPS & CASH SECURITIES JP Morgan (Formety Sear Steams) 4512,721 4512.721 SANK MOSS. 110,556 TOTAL 4,623,277 4J23277 PROT27 PROT6 Softens FlrionclellIC Anoints al Irrnnimmti ML Hertz 12/15/06 investment FMV 6130/13 unrefined Gain(lou) 5,100,000 ststhburrans 8/11/06 (2.160021) &inflects:0s 12/11/06 (560.006) citstinutions 7/26/07 (1.440.906) dsinoutons 4,20/11 (1,297.352) disohrtons 12.12/12 (1 306 976) (2.667.261) 3 673 We 6 340949 Anal asontrion EIS ABS 11/29106 10,0(0,000 skint's/tons 13031.526) 6 068 474 331062 (5 736 5921 ISOMMODO GPM Coro 25050.000 datrOutons 2/28/06 (25.000.000) 19 227.350 19.227 390 Thee represents the total of HiWbrtige Capita! Corp and He mulgStrategy Honig; Ltd Tudor CO Zinn) 1/30/01 5.000,030 1/14/13 diminution (4 193 300) 806.700 13.238 161 12 431 461 MIR/ 4129402 invested 10.000.000 8/30102 mobil 10.000003 12/2(02 invested 30.003.003 6/2103 invesIscl 10.503.000 1/3/06 invested 20,000000 12/21112 distntrata (6.541.292) 411213 distribution (9011038) 6/25/13 disatolion (26 165 103) 37 481 001 Sabine receivable from Fortress $27,481.600 DMZ• seiretrwet Ths cased on tr um erS the turd we recognize a wtritirevor amount sayable to Jeepen totaling 970 million 70,000000 Jeeps?, ranched an Inlinist rr4 O Rubins Oshp interest valued at approx S3,13 an with a 5.000.000 terkstrin pennant Nom O. Dubin actual to the excess of IS traa Oat the aggregate valve at all distrbutona received with respect to this investment as of Sept 30, 2014...temars will refund Dugs Vie amount of any crebitartkinsmailveil bri Joiners alter PM date until Outin receives beck any payments mode to Jaspers. NW COM is muds Mole, Amens wit have no obliwbon to repay Dubin. iFF we pay $1 man for Zonis intern' In Cords. JEE well retrieve all distribution upon million 1 000050 and the remaining &stations will testa:led 50/50 between JEE and Zwim Ths ogroomont has not been (instead 76 030 COO 'he va'uo of Joe• rtnersh Oros, G Outtn on s 779 044 as or 5/3101 1- c' 1 796693 es 01 193/13 PROT28 PROT7 Haze Trust Analysis of Investments Imestment FAN unrealized 6/30/13 Gain(lass) High&Mee Capital 4/2099 10,041,666 35533.531 25591625 This represents the total of Highbridge Capital Corp. and H8 Mulh6tralegy Holdings Ltd. King Street 11/193 10,000,000 7/28/10 50% redemption (20.090,787) (10,090,787) 24,627,663 34,916440 PROT29 PROT8 Beat Win Asset Owled Stab DistributbTs Inked FTC Teal PermersNp 6 Trust PartnenNp Trust 1/9/01 1.047,29100 1,047,291.00 3/12/08 431,015.00 431,01507 ,V14/0a 147,70710 14730740 5/14/08 147,707.CO 147,707.03 0/16/08 135,377W 135.377.60 7/16/01 110,71300 110,71100 6/23/1 110,61520 110,61500 9/75/09 11037103 110,57102 14.79/C8 92.12710 92127.00 11/75371 /5,933.00 85,953.03 12/27/08 73470W 73,67000 1/23/09 73,67000 73,670.03 2/20/09 73.61430 73,61420 3112/09 67,43410 67,43420 4/30/79 66,443.00 66,443.07 5/79/09 57,996.00 57.996.0 7/24/03 1630 A $6,387.00 $4,357.07 I/26/09 47,911.00 47,911.03 9/21/09 35,711.01 35,711.03 12/2/09 8719310 30,695.02 1/8/10 75.07330 25.073.30 2110 31.073.64 31073.84 3/8/10 33,60583 33,60513 4/31W 22.613.71 Wan 5/10/10 26,315.21 16,315.14 6/8/10 25,243.91 25,24331 7/8/10 /3911.45 19,961.45 9/10,110 22.00.011 22.01211 9/8/10 2438361 7/483.61 10/13/10 4/527.91 20,5V31 11/8/10 23436.35 23.336.55 12/8/10 25,234.17 23,234.17 1/10/11 2442.331 2442331 1)31/11 Note 8 23,79337 25,793.17 7/8/11 26,96492 26,96632 3/8/11 76313.00 26,313.03 4/8/11 71,11225 21,112.75 5A/11 21,55796 21.557.96 6/9/11 111,672.74 16,676.74 7/1/11 16,630.35 16,690.33 1/8/11 15,3/6-19 135%29 9/15/11. 16,24022 14,610.71 10/12/11 15,119.76 13119.76 11/11/11 17.377.32 17,377.32 121341 17,132.49 17132.49 1f3/12 115013.73 Wan 219112 12.611.56 1461156 3/9/12 19,767.40 19,767.40 4/3112 17,622.73 17,62223 5/8/12 1.6a79 LUCCA 6/8/12 17,401.50 17,40130 7/9/12 16,165.50 16,16530 1/9/12 1610194 1610235 9/11/12 14172.40 14472.40 10/9/12 15,64541 1514511 21/8/12 1511104 15.03101 12/10/12 14,20121 14..36.21 1/9//3 14,59400 1.4.514.03 2/11/23 13117.23 13.897.23 3/1/13 13351.21 13,252.25 4/15/13 12.22345 12.223.65 5/8/13 12436.06 12,436.06 6/10/13 n it« 52 11.336.52 7040 3)31.58.62 3.113)95.17 517330.45 FTC invested 510.003/00 IA Bev Seams Asset 5ø41665W0144 on 11/79/06 Distrftwrens ore !sad on maturing man NOTE A: (r8Ø 2 mreth101, 00~ ~ICY) NOTES: (wet WiLsownt M puben 4) PROT30 PROT9 91. l096 l0-1.d-V133 Global Investment Opportunities Group Account Position and MTM Summary (Open Positions) ineptled for Southorn F imno at L1C as of hone 28. 201) P. Morgan SeOirItles Lu Current Ix 3. Commodety raw USDMIW USDARS USDCH, 13.0144 5.3745 0.9453 XAMSD USOKRW USDC.AD 1200.9 1149,76 1 0479 G94115:3 URUSD us 0714 1.5218 1.3037 1 920 USIOPY VIDIRL USONOK 90.420 2.19511 5.0163 1.0 bat Date Symbol ~es • int Pe na IlloWnber Company Industry Dindind Yield Cost lam IS) Makin value (S) [nine Page 1Lotal, run, nt una. PAM 248•813 AMA 9.000 Ailed ehanraceuticalt Inc Non-cyz 000% 11,6..24, 5157,410 1940 1/49 (11910) 1)50 insint4K i 1~ 148eb.12 ARIA 7,535 Adel Pharrnaentlads Inc 000% (5114,660) 1131,717 1511 17.49 $17,1117 1)50 neon«, USO assume, Norneydic 1444012 Me 2.095 Mogen dec Inc 000% 0250.455) 5450444 119.55 215.20 1200.309 12.4410 DAG 50,030 Penh. Ob Apn Double Lena 1)50 Funds 0.00% (138,550) 1446.000 705 MU 193A50 17~11 es 17,500 Facets* Inc-A USO Cornrounkations 000% 0665000 1435.400 3500 24.111 0229,100) 2.5Áp.13 DIE 23.000 Omni Mende Co USO Industrial 321% 0 493390 5533.370 2133 23.19 1.94.1110 211,May.13 101.10 50,030 Sengemo Ilieenenca Inc USD inoweisMon-0454 000% 0420214) 5390,500 0.40 7,111 (121.714) 570.902 %My Palm (52474.409) 52. 45, 1 Mewed IISYe • Manual Mc Inv./ no Bonk as of Of Trade Date Sktro.12 ul.Feb.13 5-Ap.12 24-May.13 Minot tty 22. 2044014 15,Apr-15 29-Aug-I4 leve Amount tong Deutoptine. an Note 1102/13 .nk To Mtn Ds 15511414«44. 5% Alin Con.2.1 9% martm 185 Merker Plus MILK 06.02014 00% IRO Ilerrke • 33% cork Uncapped Iridal Unel .2/ Mentor C1/1 6200% 0140411412011 OW 04/15/2012 14511C own 0051/14 10%Áo bardenelleps-1711C•P Mid 14•00.7754.29 Co« Wok 01 (51:000): (31.030.030) (51,300,060) 02.000.030) Market Value (51 $1,0211.950 51,113,050 11402300 $1,914,200 Interest Received 10 30 549,161* 10 i nit y Pori-11i Current Fire (5) 110000 1102.90 110000 111131 110110 3106.64 110000 395.71 Mite 524950 1113..050 117140 1$115.5011 1430,030 1,000,001 1500,030 ;030.003 U.S. Mod Sown • intr., • P vka IlloOrnbe nisi« one M.,tunty Fata Armor° 1,Sug.1 SIP Manen Nria Call Dale tampon Pn mom) Cost Mai« Volt« Total int Arsrutd v,. IA to Wm a (oily Piece <unroll Poser ADM 22430.12 01.4pr.2019 1,003.000 Heeeketten Inc a. 4/1/2015 7.625% 11 035 000, S I isa 552,104 6.19% 510150 5104.70 564,104 22.0042 13-May.2019 460,003 larttellnk Inc ccc. LIS/2015 UM% (414,0001 1399840 11415* LW% 310330 Inn 510.09* 23-00•12 154~ 2019 600,000 itetNInk Inc 5/15/2015 9175% (9511500) 1599,760 136.240 La% $103.23 599.96 SI 5,500 1434412 01~2019 In Modred Haelthare lnc 4.1/2014 15.250% 0996.00) 31.020,00) 161,1111 745% 199.0 510200 104,9313 01~2019 1,000,000 Kindred Heiden Inc 01/7014 1250% (1970,000 51,020000 152.709 735% DUO 5102,00 innate 24-3-13 13- eó2020 1,500,000 Senricanaster Commas' I. 2/15/2015 4000% (51,595425) 11,500,000 151,333 MO% 110430 1100.00 (544192) 254e13-13 15-Feb-2020 In Sentleensastee Conlin/ 2/15/2015 &C00% 111.070.003) 11,003000 127,333 Oa% WILCO $100.00 (542,667) 3-Aor 13 10-P4u.2023 300,000 lanky, ewe Plc 11411. 4/102018 7.750% (800,560) 1299,150 55,450 741% 110000 399.75 R740 1~11 Perpetual 2.500,000 ipinowart Owe I Co IN aninou 7.900% 01,702425) 12.795,000 1.402.132 5.11% 1106.10 311110 1494707 I5.3una Perpetud 2.503,003 1pmcepan Oune • 03 SN 41)0401$ 7.900% 112.702,423) 11791000 1402.131 5.11% 1100.10 111180 1494,707 10~-11 Pernenal 2.000.000 lank Of Anna. Corp IN 1.45/20113 4125% Malmo 52.2541040 3403,633 3.10% 110806 5112.90 5577,653 30.Mn-12 Prisetijel t000pco Southern. C.) Edison 2/1/2022 6250% 02.999,970) 11197,355 5264,583 529% 110101 3106.55 1461.968 27.~.12 ~dual 2000003 General Elec Cap Cap AA. 6/15/2022 7.125% 02.122910) 12.210.030 1142496 162% 1106.15 1110.50 5229,975 29-1/0y.13 Penaetuel moopoo General EW Cap Cory AA 6/15/2023 5.250% $1,3311.750 15.921 549% 1103.03 19553 (155.329) Plead Stentatleatel Intents Ili•de Date Maturity Fate Ansonnli Intr Priti 9141000Tber W SIP *Ms" Cuirrncy Couilen Peinrrial Cost (5) Merlin Value (SI Total lot MimedDO teu ct10 tfltet, LLnull Cidient Price «moll MOM 104412 02 hen tOt 7 500,300 Porolecn De Venezuela 5 I D50 1500% • 1480 25.01 1455,030 530,575 11.17% 01.03, 9102 145.326 1141042 02414~2017 1,000,000 Pettelects De Veneamla e 4.50 0.500% (Sá7.500) 010,1923 540.1101 11.17% 09.75 91.00 $73.151 10.14y42 16-1344-2011 1,500,000 Lloyds Tsb lank Plc IRS USO 9475% (11427500) 11.724.750 sen,rn 434% 1011.50 11515 1269.125 26.1•412 15-01C-2035 7,500,003 ~MI6 Of Argentina 101 U50 0000% 51,03;750) 5419,775 taw 1345 5.50 (5192,975) 13-0040 15-Deb.2035 10000,010 Regutik Of Anaerttina WA ARS 0800% (1318.003) 11411,9119 1320•5 1236 1.49 1157.234 21.14e/43 Perpetual 1000.060 Lbq Capital No.1 Plc II - WO 5.030% (13247,500) Han 124,667 WI% 101115 102.25 (5155.133) 12-Jun-19 02-14crn2017 1,000003 Petnalent De Venezuela S WA 1500% ($125.0001 1910000 13.7711 11.17% $92.30 591.00 (511222) PROT10 LLLOS6LO-Ld-Vid3 GIO ' uLAel es, 4..1 paw en 4 ,Isrr.irIga.lile• Current FX 6 Commcrallty rams Account Position and MTM Summary (Open Positions) Prillared foe Southern Frnantial SIC as of hone 20. 2013 1.804/XN 130144 Xabg$0 1200 9 6 MOD 13258 ai3E),PY 98420 I.,SDARS 1.1765 USOKAW 1149>6 I Au.150 13017 LISDORL 2.1999 1.41•CPF 0 9453 USOCACI 1.0479 LOOMS' 1.920 uSOSOK 6 0463 p Morgan Securities LLC • • nd Amin lacked trade Oat, M slangy Oragma I f•ca • M I Pr(i N•,FMor n Investment Sank 56P dat/ng Mtn fall Oat. (coupon Principal Coat (5) Marlon Value (S) Total PrInanlat C5/ entry Prate Cunene Pena (Lena) (Soul( MIM 24-fant' 25-Aug 2029 9.551,000 almbl 2004.1 'MI CCC 1/211201 f 1.093% ' 5162.1731 5743.079 %Into: 1625 11.1.4 5213,416 6-feb.13 1004e-2032 5.701,000 kret 1181 CCC 7/20/0)13 1147% 0711.919/ 3771,194 129,641 73.7$ 7444 519316 2.6Aug.12 25-Aup2033 3.32S.CO) CwN 2003.26/1 7#25/2011 5330% 01,211.222) 3614392 1252.462 77.00 57.16 (5164,349) 2134409.12 25-41-2037 6110,003 Chase X07.41 2A4 CCC 9/25/2022 2744% (12,0420091 il.869.512 5947,145 11030 9452 5172.957 lfeApr.13 23-Met-2033 4300060 00/% 2003.181 7/23/2013 3.750% 01.446103) S1,291216 1161,371 9530 94.02 32.716 1040.13 25-Ase-2033 2.726,050 Sae 2003.10 02 CCC 10/25/2013 6000% (51.076.76.3) 5941,412 $93,299 100.00 94.74 ($42,071) Moral ago and An t 14/11M (57,143.610) 14.431,559 $1,999,596 1702.155 listed Profaned( Trade Pate Mattgety Shales Compaety SRP Pat rag Pa, Amount COMFI .043 Ptil nf ("bit II) NI di t V•144. (S) Druldreals Pligotood (5) Ildekl to Bloom &dry 15,". Current Price (Lanal1 IteaaO MTM IS-Noy-10 12/1/2013 6.000 Genteel Morten Co WA 550.00 4,75% 5. ,CO, 1385210 540450 1544% 5000 4$ 16 133,730 9.0e4.10 12/1/2013 63,000 Centel Metal Co WA $50.00 4.75% ($3,185,973) $3,036080 $372.1116 15.44% 5037 4616 $220,923 15449.13 2/1/2016 6.000 Ofh tertUrel Rapines WA 52500 7.00% (3150,000) $106,40 12,392 22.89% 29.00 17.74 041,16m 11049.12 2/15/2040 00,000 Omac farad TRift I CCC. /••• 32500 ell% ($1,882.100) 12.014.000 $218.021 6.23% 23.54 1605 419,221 3.340-12 PerM1041 46600 My Financial Inc CCC. Pe $2500 830% (11,002226) 51,205.076 $117,730 673% 1131 2505 $320,500 s4,412 Peewit* 60,000 My Financial Inc COX* Its $2500 (LSO% (S1,7110.010) 5206680 $199,278 673% 2125 2336 SAMOT8 24.041.11 PMPOMI 40.000 Rapt Ilk Scogrod Grp Plc SO $2300 725% (1951,600) $951,400 142.192 730% 1.5.79 23.96 549,092 744.13 Perpetual 44000 Royal It Sootily( Grp Plc II $15.00 725% (5997,602) $151,400 527,590 730% 2444 2336 SUN p4len-13 Perpetull 40092 Royal Ilk ScotInd Grp Plc MI 525.00 725% ($995,200) 5954400 526,781 730% 246 73.96 (110,619) d Pie I. ...1 1141•1 mutual Mesas end ($11.115,399; 511.759,876 51.04.743 11,4881 Trati Date Symbol Units Company funerary %%boil Colt 451 Mulct Value IS/ Dunclondl Receive, (s) Irby NAY 11.0,•11 Current NAV It 0,61) MIM Avg ..75X 49,504.95 )1913Organ Latin Ana ode( U$0, ,I.004.0n)60, SSII2.179 SO 1712 15117972. Mutual rand. and Mona m k et Mug, (1 1.000,0001 $887,178 SO (5117.822) otward Contreets •Rae4selRdiMo. . from Moorntgo ready Oats value gate Bought 414414on•I Sold Notrara4 l,s Dale Centren Spot Contract forvread Current Spot Pate Current All 6n Forward MOM 6 .Vay.13 8Aug.13 a* 6134000 HA 5.000.603 4-AM-13 12284 12276 1 22921 122900 (57391, 23-May-13 1-Aug -13 !UR 4.904319 Oilr 6198.000 4A.9.13 1.25115 123155 1.22911 12290 (5117.332) 23.444y-I3 2/34..m.13 MY 740,325.000 CAD 7,9:0,600 24-Aup-13 99.0 98 71 9440050 9415058 $333,134 102u4,13 21440.13 CAD 1509,000 An 242.025.000 24-Aug-1) 97.02 96 Al 3440050 94.25053 1164,146) coward Contracts MTM $146626 • Ions • MTM Modelled no 8 porn lmclo Oa te Emanation 0,rentlen CYnerRyl 6Aug 11 00C45.13 igh Type Curroncy 2 Notional St. 4e Currency 2 Type IlarvIra Typo PS Pn 10 000000 4.90 CAD Original Calvet% PnernMS11 Pyerneurn IS/ (5) SI 1? MIM PROT11 C [repeated 3 times] a C o m E .1' E 3: 3 c C N R - Y 2 C C C E F. vi In 0 To 3 8 Zi a 111 I§P 111 as! 3C Si 2233 ag88 tag; PROT31 PROT12 6 1.1.096LO-LWV133 CIO Trade 0444 MAMA Sh es Account Position and NI! NI Summary (2013 Closed Positions) Prepared gm CrA,Own, f 'Amos' TLC Bt of June 2B. 2013 Comma, 1 814n 13 CLMT SLR< 1.403 1403 ca J rt.*: Spe, ,i t, Produll SoMe Capital Ltd 5.1m.13 nil 3.20) Uwe ~Ts 1.4 544013 MAC COO) Use Compreaslon Imrtm Lp 64.4n-13 MAY 2300 MITAamPhinmacm0MInc 644017 MIN UM Intemm• Inc Am. Phimaceudals Inc 7~13 M30 2.400 740413 CVAR 1.400 CM Mining lp 948013 MCP 4.000 Molyorp Inc 34.013 NCU4 1,400 Namglan Cniba Un• Mad% 11441.13 MI 5,240 ~then Tim Imm Lp 4-M013 MIA 9,00 M40 PhonmmAleals Inc 4443.11 OPT 4300 1~4 helms Lp 5.34013 11FAm SOO *tight Nabons F•Mly Sokn MCP 544013 2.500 04~ Inc 294•013 PM' 6300 Meeknor4 Ninval OHM I4m.13 KUM I.501 WM 010139101140014414 1440.1/ WI 3300 Vanguied 11040111mource I-14013 IM 24000 Meek Inc 449-11 ØP 6503 04444461010.49144Trm 4M-13 11141,4 3303 N•4041,101tIm Mrtnes1.4 5441-13 (PO 4.0133 Entom* Product Nrthell 5446-13 KC 1,000 Mho Cascade Co 74M-13 KC 3,502 Oohs Cando Co 1444013 MR 29,000 Mmovellsklentld Mk Inc 1544013 CU 3.000 Offs 11•430 Amur= Mc 15441313 NWT 400) Mille 1101dIrm N4 1544013 MID 1,003 Pions /4404•111•430.04 Co 314•013 KOSS 20303 Mkhml Ken NM:9nm 120 M4401) KMP 3,000 KIM« Wpm Energy IMm. 274•13-13 ACMC 1;000 American MOW 40030 OPP 2744013 WIN 1,250 Medlcal Properam Tmt Inc 214•13.13 00 3303 Ommorp ImernatIonal Inca 54~13 RVPZ 2.790 Mama Pariners Lp 4434413 MI OM APO* Calmed& Mel (Am 11-M4413 MHO 500 PM 1444444 In< 6-Mer-I 3 0 2,040 Malty Income Corp 7-Mw.13 OØ 1340 Obcomy Canrnunlualem.0 7.6441) KAR 1,500 Km Auction 5•Mms Inc 7-Mabl3 MU SOO tenkunleml Inc 1444413 PCYC 2.500 Marmon:110 Inc 124144.1) LICP 2.000 LaMpton Reeky Trust 13-Mr-I) SPINY 1250 4~1 Inc 13-14•413 N1WR 000 HINIVata Internatoml Inc 1113049114100011.34 - AM 14-Mar-I3 VIPS 1303 154.44413 MA IMO Trull* Inc I -Ar-I3 ARCC 3.500 Am Capitol Corp 344413 N2 4.000 Coanir4 Propmeles Inc 10.44413 TMIC 1,503 Toy$46 Manhon HMG COMA 11.44413 not 9,003 Maegy ~Sap Corn t I .4441) 11431 2,500 Infinity PhrmcsAkeN 4% 12-Apr-13 MC 4.030 Nitta /PK 12-494-13 CST( 1300 Common* 5634.Yårn Ltd 14.44413 AK 11000 ATM PMIIT4 rams 10 13.44413 I 3.000 Intslwt Se 14.44413 ROSE 1303 Rosetta Ramon bx ID-Apr.13 TAM 1.000 TmnInce OM" Cwirt,cv Divilfend Yr•M Con Osn f8' M mt. r I V•ba• <SI 44% ($1319441 4137,442 1In 10.33% U107.3443 $105.613 tnem 324% 11024401 1134.909 192% (1100.0013) $106,260 Amme, /14~4 0.00% 15443121 153040 mmmt, Ploormdk 0.00% ($65.3401 141125 Tmarts.710149411c 0.00% (110.403) $17.099 21.02% (41091 541171 Usk ~Is MO% U1143001 $111350 Comm. CMIMI 0.00% ISMAON 139329 FMgy 20.0% (1127.192) 1123,149 ~Ile" Non<ydk 0.00% 111343710 5174.401 Mew 5.99% 0210160) 1204523 011.00141. Nen.22glk 0.00% ($11.0021 513.755 Ink ~MS 0.00% (115.000) 51140) 3.63% ($244030) 1207,410 manna NOMMIIC 0.00% (112.735) 116190 Easy RAM (517.47s) 114.143 Nonayelk 0.15% (5654.0010 IMAM Finns 4.62% 1331.1251 131.539 industrW 12.25% (149325) 3492159 Mew 431% 112112401 $213372 MO% 1121.0001 123.201 viduitsW 0.00% 1549.5101 164.263 SMndr 17.4114 (11%13401 $193,141 IIS1414 339% 11470331 SIMI* Canvmmla0,344 1.90% (1260.400) 1240,654 Mum 0.05% 01211.020) 1110,323 Caren 4301c0 0.00% 61.2340331 11.2011111 Knew 4.09% ($259.0501 $251377 IlmnON ISM% ($474.4501 $473339 11.44141 5.59% (1, 7313) 517387 wrame61043-001c 0.00% ($142.200) $143.357 Maw 4.57% (313513) 1136362 FInenclal 1030% ($411.203) 541230 03444446 cyclical 0.00% (111.710) 112,210 5.20% 11913031 mon Carrenurelcationc 0.00% 1$117.125) $1024311 mums. 1104.041k 3.31% ISZaftn) 121.234 Mandel 323% 1112,625) $12,755 maanm /14~Ik 0.00% (1213003) 1235,330 Nreardel 5.14% (513.4031 123.333 m44/40, 1444-cyclic 030% 1390.000) 5010 114a-cidlc 0.00% 15513170) 152.055 3 raw" ~rani 0.00% 1124.000) $24309 Communkam4 0.00% 1139.7501 131,009 Mend& 1134% ($41.6)5) 41.34 Mond& 1.71% (3414001 $42.359 Canimmr. Cyclic& 300% 1133.000/ 134.754 /Mandel 0.00% (13960000 5401.119 remer,1430.404 000% (5300303) $300,769 3414-. Non-c$04 0.00% (490,09) $15.430 IMR00141 000% (124.570) 135.431 Energy 6.10% (1716000) 1773.644 ConwsunkcrtIons 000% (136.003) 113.919 Mew 030% 1142.503) $42.459 Mt ~Ws 000% 1115,003) 114.000 P Morgan smurtilm L1.0 C1441.39 Mee Entry Price Imem) OcM•m anal/ Pt nia-, 1 152312) 544 n.13 24 40 24,02 411.672) 9434.13 41.70 42.16 SIM, S44011 1100 17.71 (41,740) 4443413 20.13 2045 $1,729 (.494-11 9.90 1002 17» 744013 7.50 746 (1101) 744413 MAO 25.44 1471 11-44013 19M 1134 02,6431 $44013 11,00 2431 14.129 94401) 2444 24.26 ($1,0431 44/4/13 1521 19.34 137.530 4-1.013 52.14 5113 31637) 5434-13 31.00 2732 32.750 2540413 GM 636 52.400 3043013 32.00 3131 »590) 3144013 149 946 11,455 31444-13 27.15 27.71 114931 14•13-13 26.00 31.46 1136,442 144013 20.75 21.04 $434 14•013 14.15 1336 (5644) 544013 14.54 5152 (1144) 64•0111 21.00 2527 an, 74.4b-13 19.4 19.71 (5247) 444013 644 344 115.2191 5440-13 2300 a.rt 12.141 5-3,40-13 32.55 3254 1254 544013 1210) 130.33 11521 1404II 41.30 4004 1123.119/ 744013 8635 9646 1327 744013 31.43 31.59 1161 I) 744013 14.25 1431 57$ 43/4-11 4043 an 51.152 544-13 41.14 ISM 15773) 64~-13 17.05 17.06 13e 644•413 2/.50 24.42 5460 6-Met-13 4530 45.54 0722) 744413 64.75 16.4 11.113 741013 1925 19.49 1359 1,41•413 2525 2531 5130 ~-13 114.00 31.1/ 51.30 1244•413 11.70 1167 ($61) 13440.13 43.01) 3196 ($51) 134%413 0441 0.76 1185 14444413 14.00 24.61 1409 154~13 29.7$ 31.01 11,219 3-444-13 17.41 17.53 329I) 9443413 1045 10.51 1159 101.41pr-13 ELM 23.17 51.754 11444.13 44.00 41.57 $5.119 " 4 4 413 40.00 41.17 $1.744 12.4174-13 20.00 21.36 15.430 124 0 443 2325 23.76 PIA 1134441) 34.00 3446 59344 1114 44-9 1100 1396 02,001) 11140443 4250 42.44 1541/ 19-Apr-13 15.00 14.09 ($9201 PROT13 I 71% 0 0 Ia 0 G O t. c.8 es <2 E • E C N B 2 P - • 2 0. O 1:2 C E .42; 0 a 3 .0 0 o v a O <7 I set,» ;e»2en lant'-ad /11,•d;gme;gd»'• ggsaad Ze .,i"..tgnd acA ze ags adgt - . lilli re R 4St, ,Igg;i4A7ig5rqtgAXpgq411 743;eAtiV 4774g;tgrinip VVR:ttittt ,4*A4.12tPle0-2=7.Xte R:tX Xt.-A t*U0tX0XASA t 2 --,0 s gsr$41t4r,g ,2 4224 48811=Sstlaragar;A="44aggsgig="4 8 $r2grnr48$$$ g:k4II:z.fl..X4mt:ttp.tskfzit#OACiaxhtpvvidtr. nrimg*gliAze414.ttailz..:yytto a ,d1111I1411.0 11 41151il I l Ei gliinil S tri gEr fi glik!g irl gi agggi tg Ita g g g gg g-i-za:;-zaga g-sg gga-ggflagg-ga aggg gi gi e-▪ 6XRtEgVeeig gri g.iceacgidggarziep.ggRlg7g° - ts- - t c s t sUs . gsa2 !!!E!!!!!!!!!!ififff!filf#19:1111141411.4iff!PAITIBEfff!li ti 3911111111 111 11/1 I t YY I- gel fizilitioillei idfil 11-1 1 ig 8- §l0§§§0§§gl§@0§0§§g@g§g§§§§@§§§§Y§§@§grill@§§?§§000§§§§§§§l§ ttf ti, ill 11 l Lois .131111111isigill q ii o pi iiii[Liiamli i 3zi I ilifill If a 1, ffimmitilittitiMMIMMOMIAMMDMILWIIM PROT32 PROT14 lZl096t0-1.d-V133 (1) Glvt, si isammerm Oman beelli Account Position and MTM Summary (2013 Closed Positions) Prepare d lor Soothem belust./ LLC al of ivne 25. 7013 1P. Morgan tocuritlos LLC 2149.-13 ULR 500 Luxen Holding In< USO TimhooklY 000% /18.500 19.255 16 An 13 '7 00 UI 51 5755 24-M9-13 NSTG 6.00) Nanottfing TechnoMpot lrx USO name. Non-cyrh 000% 1100 000, 556.764 2610n 13 to 00 9 46 (53.236) 7.5.45-13 WO 2.500 Thenno liiiwr klontfl< In< USO indoOrlal 0.71% (1211)90 1213196 27 /u, '3 85 5.3. 85.56 5145 274on.13 1105 14.003 lid SupplylroldIrgi Inc USO Colon. COR& 000% ($ 2' .2 00C, 1251,416 2/ 1un-13 '50 1].96 (5564) 274/o9.13 COW 3,003 CO.' Corp/Da USO CominunkatIont 0.00% ,St yYr. 552./99 2/ Jun 11 1100 17 60 51)99 (putto Pl tquity Syndkate 5194.546 $181.179 5tructured Netmi 944 9 13 24~4 1~430 Hsbc Ron Inbak To Cnn Vs UstISWo SOOMAtonrn 01104/13 InillalStrOw11995 U.S. Rood Manna Trado Oalic Malus ny lave nnuroni hun" SAP Paung Ne•t DM* Co' ..,. Ploncipal Coot Morimt1ralue. 101J1 int Cimimo Dun (nov. Pre". (lobo Piore 114. Acuut,' 240n-11 151eb-20/6 '300.030 Inc 911A R50% 51.650'000 S'1}4.1 2 u-.13 $102.00 511000 11 • 2.417 11-Mel-11 0144ar-2017 2,500,00/1 AmMan AW 4 Mig In< a MA 389% ($2.615,621: 52515000 5259.544 144x.13 5104.63 510100 1249.219 1740013 %roetend 3,000003 lpirorgion Chau I, Co see wan 5.150% (5500.000) (1015.000 5289044 17-Ape.13 $100.00 510050 5304.54( 13~13 204/45002.3 500.000 tebObNlGbbd Rnano 44. rUA 37S% ($)94.24) 579).603 $2289144 17-.4m 13 $9.113 191.70 1214320 224•89-12 15-1m-2011 1,003000 Nog ani Ine 11- 14/A 3.625% (11.001500) 51.150.030 $102.935 16.May 13 510.15 $ 11100 $251.435 17444y-13 Porpettol 1.500.003 Mom Ilanwporation M 415/2023 5.80% (5 1.500 000) 11,513,125 59.505 23 Vim 13 1 t CO 00 SI 00M 523033 I Incame PA S 1.367.770 International Raad Imam Trad. bate Maqu"ty tart Mootsiil isloo Couiew/ Ponripai Cees 05) Mark*. Va!~ MI Total int Mcnrod 11/ Clutsny Ome fnoy Poer Clo4nyPote 11 °rail ;tocai! 5.1 13M+13 1750«.2022 12.050000 1$444•53 22May-2023 200.000 22.74ey-13 1010n-2025 11.550000 1510 13 m52013 25.003 muon /MUI %b CS 0/ INS* Rad Ceneterm Nortere Enorgy Cao- . A- 5011 DIM 11)04 IUD Wei 52500 ^4%N 950% 900% 5011 15194,9,Ci 1425,000. 5197.500 1150.611,4, 6 5544.500 11201 52.260 10 513.802 19Apt.13 16-May-13 29-May 13 3 lui, 13 105 94.50 10000 2-5 CO 06 125 91.75 100.50 22.54 592,599 52.716 54,525 1144.607. 11X 00 5.00.00 Mort and eend lekled Tricd• Dat• Matten), Ormanzil face nam PM Mirt N•99 Com Coupon ~(s irg 'wenst vak., IS/ 10141 hnt. Ac d 0/ Cioong Ciate Enuy Pricie (Leun Ckning Ark* ti.oral) PA 11.5m-12 25845o2035 6.126.96 MMM0521M1 III. 5/25/2015 0513% fl 5 2 5, 040 ) 2/202013 /0 00 7900 5-Nov.12 25-Nov.1032 1.750.000 God 2004-A te CCC NIA 5250% (158 /.0,r. 5555.7•3 553.650 5/142013 6.50 650 55$62, 14.Nov-12 25.Apn2035 10,00006 bom 2605.2 WI CCC 7/75/2013 0496% 01.1t5 £1901 51,1154,11.4 544.345 5/23/2013 )0.0 25.13 5154.619 Dates 9Mterredo bode Date Matterly Mams (ompany SAP Ral 999. 0a. nvnount ouror. rr.ncepal Ce51 154.1111011 Vake (SI Dtuandt Almelo«) (SI Oom" 0a1c entry ikke (Locall Charme PrIce (Loco» 9.14n-I3 1/15/2073 15.200 DOM laait 07•17 IMA 125.00 5.13% U320000) 5 IF55.192 90 11.1a.7.13 250 21 2' 5 '92 14.14n..13 V1512013 10.500 Duloa Eneegyforp 52160 115% (12)0.0001 1275,282 50 22.1s1-13 250 2586 59,292 22-M1-13 1/2512053 Perpetual 32.500 Genard Wc Cap Corp AA. 125.0 la" (5412,500) 51111,432 50 29.54.o.13 2500 24 96 /1655) 29)40.13 47.212 lp/nomen Oom A Co 611 52103 SAS% (51.113.390) 51,173.444 50 2503 2416 (56.696) ~tul 9448.13 25,000 Internst' Poos i Ugh1 525.00 5.10% ($625,000 5624.446 50 154Mi.13 2500 24.91 15514) 294in-13 Perpetual 12,744 Jprnorgan CM» • Co 855 5210:1 5.45% U319.700) 1314.237 10 22Mar-13 2503 24.59 (51.063) 7440.13 Piopetual 4.570 Annoor Retidentier Ren WA 1250 7" ($215.250) 5213.553 10 1244mA) 2503 24 92 116117) 1440-13 Perpetval 7.000 CAM Gruwel Properro, NA 12505 91 350001 1173.456 50 22Mar-13 250 24 9 (51.5441 PROT15 en096LOLd-Vid3 Otranat zoneottno• • coopensando• 140-1) Perpetual 11.430 2344n-13 Peopetuel 20.000 54441.13 Perpetual 15.000 1-401-13 ParperuN 33.000 2..4pr.t11 Per la' 35.000 116Apt-13 Perpetual 12.020 l7rlarn 13 Perpetual 24100 10-May-11 50612053 20.030 13.361..13 Popetual 100 IS.larat) 1n50073 AMC Led ocl Pre lerrird4 Pit Listed Preferred. Syndicate PE Forward Contorets trader Date Value Date Ille51910 4-0•4.11 Men-1) 1400.12 2244013 17410413 224to-13 241.3402 64•1.13 2-Nov.12 6.60.13 4..latall 844%13 74•6-13 12.1.terr13 'Marrl I Sari) 21440.13 1-May.1 1.fetail fraley.13 Daps 13 28-13.60, 11 144442,13 163.4413 /.40( Orr/all, Pt §/2111/22M Account Position and MTM Summary (2013 Closed Positions) Prepared for Southern f inancial ttC as of lune 28 2013 Armour Residential 1St WA 1.25.03 1.11% 0214750 $24132 $0 2544aat 3 25.03 24.92 OM) 01.429) Ira Trust 3 9111. MOO 5.10% ($5040001 5414571 SA 3.4p..1 3 2SCO 2493 Pubic Stange 88El• S25.03 520% 45375.000 5375.142 SO Sap.1 3 25.00 25.01 $142 Pas Finan.0•I IM VA $25.03 7.50% 6$03.000) 1101.902 SO 17.404.13 2500 2S.06 11,102 131081 Realty Trust Int II. 525-03 5.11% (5075.0060 5173,500 10 744w) 25.00 24.96 01A20) First Republic lanle/Sf 019 125493 5.30% (5300.0010 5299,273 50 flaw-13 25.00 2404 0727) Vernado Rutty Trutt 889- 52500 54096 (K52.500) 5652,527 $12,332 91040, 13 25.00 25.00 512160 General Ilfrt Cap (Ora AA. $2500 4.70% (5504000) $500,119 SO 10.704511 25.00 25.01 Site Veered° Noah/ Trutt 890- $2500 5.40% 322500) 522.491 SO 10-May-13 25.00 2491 010) Nears104w Cant I 383 525.03 500% 0624000 5591076 $1x102 34un-13 2S00 2225 011.522) 04.450: 154,4501 1. Memo. Secarlitleat out, onsi Sold No bona) I,. Dale Contract Spol Contract Forward le taw Deco Closing 6.41• PA 33340.000 CAD 10,004000 82411 52.25 44anr13 39.17 IS/Si.5 78) 12.90400 USD 1,011,323 2244.5.13 12.7324 12.7492 174401-13 12.53 $32.175 12.904000 USO 1022.418 22440-13 125329 12.6169 23401-13 1361 04.9/6) 4024500 CUR 5.020.020 4.1•1.1 1.207 1.2051 301e ,13 1.23760 011x044 442x500 CUR 5.000.030 444413 1.207 12051 144611 1.23910 0357.107) 194400.000 CAD 10,000,000 444413 1907 119.04 744643 93.5012 0474045) 1111019.003 CAD 10,000,000 93.43 93.319 141161.13 91.0271 $294503 303,220,000 CAD 10,000,000 . 144e.13 4 A11 -i3 91.031 90.93 21-16•613 92.612/0 1511.M3 924220000 CAD 10.000,000 27-Apn13 92.43 92.522 23-4 0'13 9635000 0435.710) 6.194500 turn 5.033.020 246811 1.2311 123111 21A6613 .22640 151.771 067.400.000 CAD 10.004000 24408.13 96.74 ".74 23.1.146413 99.02000 (4225.007) $.000.000 KRIM 5,90,750,000 144un-131 lt1435 016.35 14-Jun-13 1021.20000 552517 IS. 10.1..12 08 etr, 1 Sold CCH3 Put 10.000 70 7.901000 Cell CA lies.') 5127.000 SO 5122,0000 101v1.12 0154eb-I3 Bought C010 Call 104000 1115 11050,000 M C150613 '0:00/0/ $0 ($32),C00.00) Cornrttedrly Options PS SO Total Ratan Trade Dal, 3114010• Date Maturny Date Vectlerlyrnv SIPM•a Pate %MINS WM) Mal/Ciaall Accrued Inlonnt Pold Catty Pm. Clasen" Pate Dertdrarls Gaon° Pine earned (local! PA ilden.12 3 fob 12 S leo 0 Apple 1% 1,860 InA 1.00% 54,044,412 10 54564$ 3143n-13 546 958 4553100 :(1.40.1) 31danr13 3443-13 540-14 Apple Inc 4,430 )set 100% S2.017.023.10 ($4162) $455.31 12-F9-13 $14495 469.5147 577370 31-lan.13 33•013 54e14-14 Apple FP 4430 lot 1.0011. SL017,03230 ($44.111.2) $455.31 1.8fery-13 511495 431.1513 (592059) IC/ 200 Plana. Cho, a Co PROT16 Abfl Trvit 55i 5 ark*. seaR OFF PROT33 PROT17 Global Investment. Opportunities Group Account Position and MTM Summary (2013 Closed Positions) PI eRar ea tot Mesa ttutt N et June It 2011 fetal Int Fah, Pe •CO Pra ISO F nt.n.9 Hon C4: Dm* Coup, . o p•I Cool (Si %AW 'Anna) mowed Es• Clew., Dago (total Vann) PROT18 5vcsti,="0 Tr•iTt O)+7 o S 0 0. 0.O t• g E IO- C in 2 I aci C • ocn 2 I o %.0 99 72,S Ica 111 -a aas a I 3 a a 3 a a 3 3 I a a 8 1/ gg 33 :4 S. fl Sit fr. el es cc at fi ss a a 88 i = a I o Fl rt !I 8 I 3 i PROT34 PROT19 dJ 10 Global Investment Opportunities Grotip Account Position and NUM Summary (2013 Closed Positions) Prepared leer S05017em fetal a7 01 Sin 20 2013 P. Wwl Searles* la 7200 Data Syrrhel mae Can7p797 tv. rimy 'neli.tter, 05212ral 1.00 Cent 000 IS) Malt. Vah 11; Oft 527) HIP 208 -0 MOD" 2091$21) 4 700 1.30 XOCO Holly( n27,79 Pennon Lp NNW NYK ildissiisot Doak limb U SD SD torgy Tidu.01002 Os RMf 41011 14μM14: 61330:0 0107.000 60,101 111.234 Si,,.". 117fat MANI) 20MN1) Ma 21.13 re Di NIS an 54.2 on NAM 2108.11 011A 400 (wee Plemmuticals MD mon NOSyclit aD.M02 KW 21001211) MN 1511 0.0011 21".03 ;020 07sWD Polar, Melding Co MO (51.001 121.210 224.1N-1) 7.00 707 5210 OM% 7.4191 261.2-13 CHAT ;00) c_i $090200.3500207 USO Ogler 1511;$099 111IMM) 37.10 YEN 2•4022•13 HAM 2A00 THIS 14940.P WH VSO ms.iner.ilen-crdk 0.2011 ($47.2041 541.99 2840.4) 21.10 all 1/44100 1.700•11 MKT 3.520 Ara CAPS Gm) In0 tend.' 11.114% (141.01) $21.214 n 17 49 3431) gully It SA 71 l syn0007 Sail 17.10•Hvis 4.1h Dalr Senn", ry Sihintsi 14$ 00700 P.. nn 2272 Cnupon vs ,..0.• 571) IS) )1901,4* V•S•715. 0.97110501 1102279•0 IS) Closing On. inn, him. City., 2902 NetaII Ileca0 IAL 11 Pau I) Toes., 45.000 WOK 1•rso R (0.707Hy IN. $25 0) s (SI 'IS Gin) nr, is X My 13 Perortual COW Gavot, Mt N 01.00000:0 Myra 179:2•11 2503 3092 (5;I211 047390) rat, t Mg. s, •• • t- r•'. CS401111) Ce 93 2H Ora. 9ZLOS6L0-Ld-Vid3 PROT20