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efta-02703896DOJ Data Set 11Other

EFTA02703896

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DOJ Data Set 11
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efta-02703896
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3
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kahn Sent: Tuesday, February 23, 2016 11:14 PM To: jeffrey E. Subject: Fwd: Gratitude America, LTD Attachments: Gratitude America IPO Cert.pdf; Untitled attachment 00058.htm gratitude brokerage has been opened at morgan stanley currently we have 9,650,000 at DB in checking =ccount please advise amount i should send to open =ccount thank you Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 Begin forwarded message: From: =/b>"Atlas, Andrew 5" Subject: =/b>RE: Gratitude =merica, LTD Date: February 23, 2016 at 4:40:03 PM EST To: =/b>Richard Kahn Rich, Gratitude America, Ltd's Account Number is =22-047480. Also, =ere's a IPO Certification Doc. Let =e know if you have any questions. EFTA_R1_02085997 EFTA02703896 Thanks =gain, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets =roup Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 NMLS ID # 1326736 From: Richard Kahn Sent: Tuesday, February 23, 2016 1:51 PM To: Atlas, Andrew S (Wealth Mgmt MS) Cc: Jeanne Brennan Subject: Gratitude America, LTD attached are requested docs please let me know if anything =as missed thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 2 EFTA_R1_02085998 EFTA02703897 Begin forwarded message: From: Subject: Message =rom KMBT_C253 Date: February =3, 2016 at 12:45:50 PM EST To: Reply-To: [email protected] Important Notice to Recipients: Please do not use e-mail to request, authorize or effect the purchase or sale of any =ecurity or commodity. Unfortunately, we cannot execute such instructions provided =n e-mail. Thank you. The sender of this =-mail is an employee of Morgan Stanley Smith Barney LLC ("Morgan Stanley"). If you have =eceived this communication in error, please destroy all electronic and paper =opies and notify the sender immediately. Erroneous transmission is not intended to =aive confidentiality or privilege. Morgan Stanley reserves the right, =o the extent permitted under applicable law, to monitor electronic =ommunications. This message is subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html.&nb=p; If you cannot access this link, please notify us by reply message and we will send the =contents to you. By messaging with Morgan Stanley you consent to =he foregoing. 3 EFTA_R1_02085999 EFTA02703898

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URLhttp://www.morganstanley.com/disclaimers/mssbemail.html.&nb=p

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