Case File
efta-02703896DOJ Data Set 11OtherEFTA02703896
Date
Unknown
Source
DOJ Data Set 11
Reference
efta-02703896
Pages
3
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Richard Kahn
Sent:
Tuesday, February 23, 2016 11:14 PM
To:
jeffrey E.
Subject:
Fwd: Gratitude America, LTD
Attachments:
Gratitude America IPO Cert.pdf; Untitled attachment 00058.htm
gratitude brokerage has been opened at morgan stanley currently we have 9,650,000 at DB in checking =ccount please
advise amount i should send to open =ccount thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington =venue 4th Floor
New York, NY 10022
Begin forwarded message:
From: =/b>"Atlas, Andrew 5"
Subject: =/b>RE: Gratitude =merica, LTD
Date: February 23, 2016 at 4:40:03 PM EST
To: =/b>Richard Kahn
Rich,
Gratitude America, Ltd's Account Number is =22-047480.
Also, =ere's a IPO Certification Doc.
Let =e know if you have any questions.
EFTA_R1_02085997
EFTA02703896
Thanks =gain,
Andrew
Andrew S. Atlas
First Vice President
Equity Sales/Middle Markets =roup
Financial Advisor
Morgan Stanley Wealth Management
1290 Avenue of the Americas, 12th Floor I New York, NY 10104
NMLS ID # 1326736
From: Richard Kahn
Sent: Tuesday, February 23, 2016 1:51 PM
To: Atlas, Andrew S (Wealth Mgmt MS)
Cc: Jeanne Brennan
Subject: Gratitude America, LTD
attached are requested docs
please let me know if anything =as missed
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
2
EFTA_R1_02085998
EFTA02703897
Begin forwarded message:
From:
Subject: Message =rom KMBT_C253
Date: February =3, 2016 at 12:45:50 PM EST
To:
Reply-To: [email protected]
Important Notice to Recipients:
Please do not use e-mail to request, authorize or effect the purchase or sale of any =ecurity or commodity.
Unfortunately, we cannot execute such instructions provided =n e-mail. Thank you.
The sender of this =-mail is an employee of Morgan Stanley Smith Barney LLC ("Morgan Stanley"). If you have
=eceived this communication in error, please destroy all electronic and paper =opies and notify the sender immediately.
Erroneous transmission is not intended to =aive confidentiality or privilege. Morgan Stanley reserves the right, =o the
extent permitted under applicable law, to monitor electronic =ommunications. This message is subject to terms
available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html.&nb=p; If you cannot access
this link, please notify us by reply message and we will send the =contents to you. By messaging with Morgan Stanley
you consent to =he foregoing.
3
EFTA_R1_02085999
EFTA02703898
Technical Artifacts (5)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Email
[email protected]Phone
2703896Phone
2703897Phone
2703898URL
http://www.morganstanley.com/disclaimers/mssbemail.html.&nb=pRelated Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01765224
0p
DOJ Data Set 11OtherUnknown
EFTA02328489
1p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA02125460
0p
DOJ Data Set 9OtherUnknown
From: "Jeffrey E." <[email protected]>
4p
DOJ Data Set 11OtherUnknown
EFTA02489202
1p
DOJ Data Set 10OtherUnknown
EFTA02086739
1p
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