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efta-02709257DOJ Data Set 11Other

EFTA02709257

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DOJ Data Set 11
Reference
efta-02709257
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3
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0
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kahn < Sent: Thursday, February 5, 2015 5:00 PM To: jeffrey E. Subject: Fwd: WM Preferred Offering Attachments: viewDoc.asp.pdf; Untitled attachment 00116.htm i have a friend at MS that sent me a preferred offering for =PM pricing today they are attempting to sell 16,000,000 =hares @ 25 yield indicated at 6.125 to =.25% please =dvise if you may have interest thank you Richard Kahn HBRK Associates Inc. New York, NY 10022 tel fax cel From: "Atlas, Andrew S" < To: "Richard Kahn ( I"< Subject: FW: Preferred =ffering Date: February 5, 2015 at 10:43:01 AM EST R- Demand must be high...they adjusted the price talk to =.125% to 6.25% -A Andrew S. Atlas Financial Advisor Equity Sales/Middle Markets =roup Morgan Stanley Wealth Management Midtown Manhattan Complex New York, =Y 10104 EFTA_R1_02114889 EFTA02709257 Tel/Direct: Fax: + <mailto Begin forwarded message: From: =/b>"Atlas, Andrew S" < To: =/b>"Richard Kahn ( I " < Subject: =/b>Preferred =ffering Date: =/b>February 5, 2015 at 9:23:05 AM =ST Rich, I hope you are =ell. Just want to give you a heads up. New issue JPM $25 Par Preferred coming today 6 %%- = 3/8% Fixed For Life. Any questions give me a ring. Best, Andrew Andrew S. Atlas Financial =dvisor Equity Sales/Middle Markets Group Morgan Stanley Wealth Management Midtown Manhattan =omplex 2 EFTA_R1_02114890 EFTA02709258 New York, =Y 10104 Tel/Direct: Fax: <mailto Important Notice to Recipients: Please do not use e-mail to request, authorize or effect the purchase or =ale of any security or commodity. Unfortunately, we cannot execute such =nstructions provided in e-mail. Thank you. The sender of this e-mail is an employee of Morgan Stanley Smith Barney =LC ("Morgan Stanley"). If you have received this communication in =rror, please destroy all electronic and paper copies and notify the =ender immediately. Erroneous transmission is not intended to waive confidentiality or privilege. Morgan Stanley =eserves the right, to the extent permitted under applicable law, to =onitor electronic communications. This message is subject to terms =vailable at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html.&nb=p; If you cannot access this link, please notify us by reply message and =e will send the contents to you. By messaging with Morgan Stanley =ou consent to the foregoing. 3 EFTA_R1_02114891 EFTA02709259

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Phone2114889
Phone2114890
Phone2114891
Phone2709257
Phone2709258
Phone2709259
URLhttp://www.morganstanley.com/disclaimers/mssbemail.html.&nb=p

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