Case File
efta-02709257DOJ Data Set 11OtherEFTA02709257
Date
Unknown
Source
DOJ Data Set 11
Reference
efta-02709257
Pages
3
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Richard Kahn <
Sent:
Thursday, February 5, 2015 5:00 PM
To:
jeffrey E.
Subject:
Fwd: WM Preferred Offering
Attachments:
viewDoc.asp.pdf; Untitled attachment 00116.htm
i have a friend at MS that sent me a preferred offering for =PM pricing today they are attempting to sell 16,000,000
=hares @ 25 yield indicated at 6.125 to =.25%
please =dvise if you may have interest
thank you
Richard Kahn
HBRK Associates Inc.
New York, NY 10022
tel
fax
cel
From: "Atlas, Andrew S" <
To: "Richard Kahn (
I"<
Subject: FW: Preferred =ffering
Date: February 5, 2015 at 10:43:01 AM EST
R-
Demand must be high...they adjusted the price talk to =.125% to 6.25%
-A
Andrew S. Atlas
Financial Advisor
Equity Sales/Middle Markets =roup
Morgan Stanley Wealth Management
Midtown Manhattan Complex
New York, =Y 10104
EFTA_R1_02114889
EFTA02709257
Tel/Direct:
Fax: +
<mailto
Begin forwarded message:
From: =/b>"Atlas, Andrew S" <
To: =/b>"Richard Kahn (
I " <
Subject: =/b>Preferred =ffering
Date: =/b>February 5, 2015 at 9:23:05 AM =ST
Rich,
I hope you are =ell. Just want to give you a heads up.
New issue JPM $25 Par Preferred coming today 6 %%- = 3/8% Fixed For Life.
Any questions give me a ring.
Best,
Andrew
Andrew S. Atlas
Financial =dvisor
Equity Sales/Middle Markets Group
Morgan Stanley Wealth Management
Midtown Manhattan =omplex
2
EFTA_R1_02114890
EFTA02709258
New York, =Y 10104
Tel/Direct:
Fax:
<mailto
Important Notice to Recipients:
Please do not use e-mail to request, authorize or effect the purchase or =ale of any security or commodity.
Unfortunately, we cannot execute such =nstructions provided in e-mail. Thank you.
The sender of this e-mail is an employee of Morgan Stanley Smith Barney =LC ("Morgan Stanley"). If you have
received this communication in =rror, please destroy all electronic and paper copies and notify the =ender immediately.
Erroneous transmission is not intended to waive confidentiality or privilege. Morgan Stanley =eserves the right, to the
extent permitted under applicable law, to =onitor electronic communications. This message is subject to terms =vailable
at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html.&nb=p; If you cannot access this link,
please notify us by reply message and =e will send the contents to you. By messaging with Morgan Stanley =ou consent
to the foregoing.
3
EFTA_R1_02114891
EFTA02709259
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View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
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2114891Phone
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2709259URL
http://www.morganstanley.com/disclaimers/mssbemail.html.&nb=pRelated Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01765224
0p
DOJ Data Set 11OtherUnknown
EFTA02328489
1p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA02125460
0p
DOJ Data Set 9OtherUnknown
From: "Jeffrey E." <[email protected]>
4p
DOJ Data Set 11OtherUnknown
EFTA02489202
1p
DOJ Data Set 10OtherUnknown
EFTA02086739
1p
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