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Killing the Straw Man: Does BICEP Prove Inflation?
James B. Dent
Department of Physics, University of Louisiana at Lafayette, Lafayette, LA 70504, USA,
Lawrence M. Krauss
Department of Physics and School of Earth and Space Exploration,
Arizona State University, Tempe, AZ 85287, USA,
and Mount Stromlo Observatory, Research School of Astronomy and Astrophysics,
Australian National University, Weston, ACT, Australia, 2611
Harsh Mathur
Department of Physics, Case Western Reserve University. Cleveland. Ohio 44106-7079
The surprisingly large value of r, the ratio of power in tensor to scalar density perturbations
in the CMB reported by the BICEP2 Collaboration provides strong evidence for Inflation at the
CUT scale. In order to provide compelling evidence, other possible sources of the signal need
to be ruled out. While the Inflationary signal remains the best motivated source, the current
measurement unfortunately still allows for the poodbility that a comparable gravitational wave
background might result from a self ordering scalar field transition that takes place later at somewhat
lower energy. However even marginally improved limits on the possible isocurvature contribution
to CRIB anistropies could rule out this possibility, and essentially all other sources of the observed
signal other than Inflation.
The recent claimed observation of primordial gravita-
tional waves [1] provides a dramatic new empirical win-
dow on the early universe. In particular, it provides the
opportunity, in principle, to definitively test the inflation-
ary paradigm[2, 3], and to explore the specific physics of
inflationary models. However, while there is little doubt
that inflation at the Grand Unified Scale is the best mo-
tivated source of such primordial waves (e.g. [4-7], it
is important to demonstrate that other possible sources
cannot account for the current BICEP2 data before def-
initely claiming Inflation has been proved.
A surprisingly large value of r, the ratio of power in
tensor modes to scalar density perturbations provides a
challenge for other possible primordial sources, as such
sources would have to generate gravitational waves effi-
ciently without altering the observed adiabatic density
fluctuations that are so consistent with inflationary pre-
dictions. Here we explore to what extent that challenge
might rule out other possibilities.
We have previously explored a relatively generic pos-
sible competing source of a scale invariant spectrum of
tensor modes [8 10], a simple self ordering scalar field
(SOSF) in the early universe, and frankly had hoped that
the BICEP2 observation would rule out this possibility,
thus allowing a cleaner interpretation of the the existing
data in terms of inflation. As we describe here unfortu-
nately the measured value of r falls just short of ruling
out this other source as the dominant contribution of the
observed effect. Nevertheless, as we also show, reducing
the bound on any possible isocurvature component of the
scalar power spectrum can rule out this possibility, and
therefore any likely candidate source after inflation that
produces gravitational waves. This would then imply
the BICEP2 result definitely reflects gravitational waves
from inflation, with all of the exciting concomitant int-
plications (i.e. quantization of gravity (11]).
In the following we assume inflation occurs, and pro-
vides the measured adiabatic scalar density fluctua-
tions inferred from CMB measurements (because that
is strongly suggested by the data), but that a SOSF
phase transition occurs after inflation, producing a grav-
itational wave signature that might overwhelm the infla-
tionary signal.
Let S, and Ti denote the scalar and tensor power gen-
erated by inflation and Sc, and Tv, the same quanti-
ties for the self-ordered scalar field. Out of these four
quantities one can form several ratios of interest: (i)
Teff = (71 +TO1(51+4) is the tensor to scalar ratio in-
corporating both sources that has just been observed to
have a central value of 0.2. (ii) The self-ordering scalar
field produces isocurvature scalar fluctuations whereas
inflation produces adiabatic ones. Measurements of the
temperature anisotropies constrain the isocurvature frac-
tion x = Sv,/(S, + Sy) to lie in the range 0 < x < 0.09
(12]. (iii) rn =T.1Sp, the tensor-to-scalar ratio for the
SOSF case, can be calculated within the self-ordering
scalar field model using the scalar power spectrum de-
scribed in (13] along with the tensor power given in [9, 10],
and is found to be 2.34 (iv) f =TST„ the ratio of the
tensor contributions from the SOSF mechanism to that
produced by inflation, is given by (140/N)(VSV) [9, 10]
where N denotes the number of components of the self-
ordering scalar field (presumed to be large and definitely
greater than three), V„, is the symmetry breaking scale for
the self-ordering field and V, is the scale of inflation. We
need V, < Vi to ensure that symmetry breaking occurs
after inflation (otherwise evidence of it would be oblit-
erated by inflation). This inequality constrains the ratio
J. (v) The tensor to scalar ratio for inflation n = Ti/Si
is the quantity of interest for inflationary models. In the
EFTA_R1_02123537
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absence of the self-ordering scalar fields, r, is equal to
the measured quantity reff, but the present measurement
currently allows r, to have a considerably lower value if
self-ordering scalar fields dominate the observed signal.
A priori, this need not have been the case. Since only
three of these ratios are independent, but there are now
constraints on four of them, in principle, the data is capa-
ble of ruling out the existence of self-ordering scalar fields
as a source. To explicitly determine the constraints we
express f in terms of reff, x and ry
xr„
- r ag — rr y,
(1)
Fig.1 shows a plot off as a function of x reveals that f
grows monotonically with x, diverging at x„,, = refry, Pt.
0.085. This cm I esponds to a situation where the SOSF
contribution essentially accounts for all of the observed
BICEP2 polarization, and therefore contributes a frac-
tion 0.2/2.34 of the (isocurvature) power in scalar density
perturbations.
Since zoo is less than the maximum iso-curvature ra-
tio compatible with the temperature anisotropy data we
arrive at the disappointing conclusion that the new mea-
surement of ref does not additionally constraint self-
ordering scalar fields. Had ref been larger, the isocurva-
Lure contribution of SOSF to scalar density perturbations
would have to have been larger to account for the entire
tensor signal, and existing constraints on this contribu-
tion would have therefore constrained f, and thereby the
symmetry breaking scale, Vim.
While this is disappointing, it is cause for hope. A
small improvement on the iso-curvature fraction in CMB
temperature fluctuations would imply that SOSF cannot
give the full measured contribution to rot and therefore
the signal from inflation is observable in the data. Alter-
natively a non-zero measured isocurvature fraction might
be suggestive that an SOSF has occurred and contributes
to the BICEP2 signal.
30
20
10
0.02
0.04
x
0.06
0.08
FIG. 1: Plot of f, the ratio of tensor contributions from SOSF
to those of inflation as a function of the isocurvature fraction,
x.
Note f must lie below a tnaxinnun value, f aax, so x
is actually constrained to lie in the range 0 < x < x,„„„
0.2
0
0 0
0.04
X
0.06
0.08
FIG. 2: The inflationary tensor-to-scalar ratio, r, as a func-
tion of the isocurvature fraction, x.
rather than 0 < x < xec. Here
/max
Xinsix
) ro c ,
(2)
+
obtained by inverting eq (1) and setting f -> f,„.„. We
estimate /num •SI 35 by taking N = 4, and setting lc = V1
leading to X max PS 0.083.
Finally for completeness we display the inflationary
tensor to scalar ratio r1 that may be inferred from the
data as a function of the isocurvature fraction of scalar
density perturbations induced by SOSF. This allows a
quantitative estimate of how future constraints on this
fraction can then allow one to infer the fraction of the
BICEP2 signal that must result from Inflation.
Fig.2 shows a plot of r, as a function of x over its al-
lowed range. As can be seen, if the current upper limit of
0.09 is reduced by a factor about 2, then the inflationary
contribution must dominate. However, even a reduction
by only 20% or so would imply a clear non-zero inflation-
ary component to the observed BICEP2 signal
NVItile it is perhaps frustrating that the current ob-
servation cannot unambiguously rule out this toy model
straw man as a source of gravitational waves that could
polarize the CMB signal as observed by BICEP2. How-
ever, as we have described, we are at the threshold of
being able to argue that Inflation unambiguously pro-
vides at the very least a non-zero component of the sig-
nal. Note that because the scale of inflation varies as the
fourth root of r, the scale of inflation will remain essen-
tially identical to the Grand Unified Scale independent
of whether it contributes all, or only a fraction of the
observed polarization signal.
We also note that the current analysis has not in-
cluded the possible contribution from vector modes due
to SOSF. However since such modes are known to con-
tribute roughly equally to scalar and tensor modes in the
CMB it should not significantly affect ratios, although
it would need to be calculated and included in a more
complete future quantitative analysis.
Finally we note that while current data cannot defini-
tively rule out a SOSF transition as the source of gravita-
EFTA_R1_02123538
EFTA02710830
3
tional waves, it nevertheless does imply that the source
for such waves is at, or near the Grand Unified Scale.
Thus, it allows an exploration of physics at a scale far
larger than we can currently constrain at terrestrial ex-
periments. This will be very important for constraining
physics beyond the standard model, whether or not in-
flation is responsible for the entire BICEP2 signal, even
though existing data from cosmology is strongly sugges-
tive that it does.
We acknowledge discussions with Kate Jones-Smith
and Paul J. Steinhardt at an early stage of this work.
111 BICEP2
Collaboration
(P.A.R.
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al.),
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A.H. Guth, Phys.Rev. D23 (1981) 347-356.
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448.
(6] L.F. Abbott and M.B. Wise, Nucl.Phys. B244 (1984)
541-548.
[T] L.M. Krauss and M.J. White, Phys.Rev.Lett. 89 (1992)
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[9] K. Jones-Smith,
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Phys.11ev.Lett. 100 (2008) 131302, arXiv:0712.0778
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