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Journal of
Virology
Oral inoculation with herpes simplex virus type
1 infects enteric neuron and mucosal nerve
fibers within the gastrointestinal tract in mice.
R M Gesser and S C Koo
J. Virol. 1996, 70(6):4097.
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JOURNAL Of VIROLOGY, June 1996, p. 40974102
0022-538XN6/$04.00+0
Copyright C 1996, American Society for Microbiology
Vol. 70, No. 6
Oral Inoculation with Herpes Simplex Virus Type 1 Infects
Enteric Neurons and Mucosal Nerve Fibers within the
Gastrointestinal Tract in Mice
R. M. OESSER,12* AND S. C. KOOI
Division of Allergy, Itnnuutology. and Infectious Diseases, The Children's Hospital of Philadelphia,'
and The Wistar Institute,' Philadelphia, Pennsylvania 19104
Received 27 December 1995/Accepted 28 February 1996
Herpes simplex virus type I (HSV-I) is commonly encountered first during childhood as an oral infection.
After this initial infection resolves, the virus remains in a latent form within innervating sensory ganglia for
the life of the host. We have previously shown, using a murine model, that IISV-I placed within the lumen of
the esophagus gains access to nerves within the gut all and establishes a latent infection in sensory ganglia
(nodose ganglia) of the tenth cranial nerve (R. M. Lesser, T. Valyi-Nagy, S. M. Altschuler, and N. W. Fraser,
J. Gen. Virol. 75:2379-2386. 1994). Peripheral processes of neurons in these ganglia travel through the vagus
nerve and function as primary sensory receptors in most of the gastrointestinal tract, relaying information
from the gut wall and mucosal surface to secondary neurons within the brain stem. In the work described here.
we further examined the spread of HSV-I through the enteric nervous system after oral inoculation. By
immunohistochemistry, IISV-I was found to infect myenteric ganglia in Auerbach's plexus between the inner
and outer muscle layers of the gut wall. submucosal ganglia (Meisner's plexus). and periglandular ganglion
plexuses surrounding submucosal glands. Virus-infected nerve fibers were also seen projecting through the
mucosal layer to interact directly with surface epithelial cells. These intramucosal nerve fibers may be a
conduit by which intraluminal virus Is able to gain access to the enteric nervous system from the gastroin-
testinal lumen.
Oral infection with herpes simplex virus type 1 (HSV-I)
during childhood causes either an asymptomatic infection or
an acute infection of the gums, oral mucosa. and tongue
termed gingivostomatitis (7, 12, 37). That a considerable per-
centage of the population is exposed to HSV-1 early in life is
attested to by seroepidemiologic studies which demonstrate
rising levels of seropositivity for HSV during childhood, with
70 to 90% positivity by adulthood (7. II, 25, 37). Like other
alphaherpesviruses (pseudorabies virus, varicella-zoster virus,
and bovine herpcsvirus), HSV-1 exhibits tropism for the pe-
ripheral prortws of nerves which innervate the body surface
(34, 35). Upon entering a nerve ending, the virus is actively
transported to the nerve cell nucleus located in sensory gan-
glia, often a considerable distance away from the initial site of
inoculation (10). Following an acute infection in these ganglia,
the HSV-1 gcnome may remain in a latent form within the
nuclei of sensory neurons for the life of the host or periodically
reactivate to cause recrudescent disease or asymptomatic shed-
ding at the body's surface. While HSV-1 is most commonly
thought to latently infect the trigeminal ganglion of the fifth
cranial nerve innervating the face and oral mucosa (2, 3), latent
HSV-1 has also been found in humans in the nodose ganglia
innervating the gastrointestinal tract (36). Furthermore, the
virus is a frequent cause of recurrent esophageal mucosal dis-
ease in humans• particularly those who are immunocompro-
mised (1, 8, 13, 26. 38). We have recently shown that HSV-1,
orally inoculated into the esophageal lumen of mice, travels to
• Corresponding author. Mailing address: Division of Allergy. Im-
munology and Infectious Diseases. The Children's Hospital of Phila-
delphia. 34th St. and Civic Center Blvd.. Philadelphia. PA 19104.
Phone: (215) 590-4492. Fax: (215) 590-2025. Electronic mail address:
gesser(iremail.chop.edu.
4097
the sensory ganglion (nodose ganglion) of the vagus or tenth
cranial nerve, where it establishes a latent infection (17). This
discovery led us to believe that HSV-1 may also be an enteri-
cally acquired pathogen that is able to breach the mucosal
surface of the gut to encounter nerve fibers of the enteric
nervous system.
The nervous system of the gastrointestinal tract consists of a
complex intrinsic network of interconnected neurons within
the gut wall itself (enteric nervous system) (reviewed in refer-
ence 15). These vast numbers of enteric neurons direct move-
ment, secretions, and blood flow within the alimentary tract
and are regulated by local reflex pathways within the gut as
well as by extrinsic innervation from sympathetic, spinal, and
vagal parasympathetic nerves. Primary sensory neurons in the
nodose ganglia, responding to different sensory modalities,
send afferent fibers via the vagus nerve to most of the gastro-
intestinal wall. Mechanoreceptors (sensitive to stroking)• che-
moreceptors (responsive to acidity, hypertonicity, and intralu-
minal chemical composition), and thermoreceptors have been
localized to the gut mucosa by functional studies; mechanore-
ceptors arc also found in the muscular and serosal layers
throughout the gastrointestinal tract (reviewed in references
19, 28, and 29). Via these receptors, vagal sensory pathways are
able to respond to and modify changes in the gastrointestinal
lumen.
In mice after oral inoculation, HSV-1 infects myenteric and
nodose ganglia and spreads to secondary sensory neurons (to
which the nodose ganglia centrally project) within the nucleus
tractus solitarius of the medulla (17, 18). Because HSV-I de-
livered intraluminally to mice appears to target neurons of the
enteric nervous system and preferentially spread to. infect, and
establish latency in neurons of the vagus nerve sensory path-
ways, we questioned whether terminal vagus nerve fibers were
involved in the spread of HSV-I after oral inoculation. In the
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J. VIROL
D
VAGUS NERVE
FIG. I. Whole-organ indirect immunohistochemistry. The esophagus. stomach, and proximal duodenum were reacted with rabbit polyckmal HSV-I antiserum
(Dako) and then with perosidase substrate 3.3.-diaminobauidine tetrahydrochloride as described in reference IS. FISV-l-infected areas are identified by dark staining.
(A to CI Tissue from a BAUM mouse 6 days after oral inoculation with I ISV-1 strain 17 4. (A) Dorsal sieve of the stomach, with the attached esophagus and duodenum,
showing virus infection in penetrating gastric nerves and the body of the stomach and a concentration of infection in the prepyloric region. (B and Cy Enlarged views
of the pstroluodenal junction. The arrows point to infected mycnteric ganglia and internodal fibers within the gastric antrum. In panel C (a New along the greater
curvature ante stomach), infected penetrating nerves are apparent in the mesenteric attachment of the ShIlitath and proximal duodenum. (0) At 8 days p.i. with IISV.1
strain 17 r. the esophagus of a SOD mouse has widespread viral infection in mycnteric ganglia and interconnecting fibers. Also shown are infected fibers of the vagus
nerve.
present study, using immunohistochemistry, we further char-
acterize the spread of HSV-1 within neurons of the gut wall.
We show that after the placement of HSV-1 into the esopha-
geal lumen of mice, the virus spreads via intemodal strands of
the enteric nervous system, infecting neurons of the myenteric,
submucosal, and periglandular plexuses of the esophagus,
stomach, and duodenum, without significant spread to sur-
rounding tissues. HSV-I-labeled terminal nerve fibers were
also seen penetrating into the lamina propria of the gastric and
duodenal mucosa to interact directly with surface epithelial
cells. These new findings in immunocompetent hosts indicate
that HSV-1, previously not considered an cntcric pathogen,
spreads considerably within all levels of the enteric nervous
system, including nerve fibers directly in contact with the mu-
cosal epithelium. This discovery raises questions regarding a
possible role for HSVs in inflammatory mucosal and functional
disorders of the human gastrointestinal tract.
HSV-1 Infects enteric ganglia after oral inoculation. In a
previously published study of immunocompetent BALB/c mice
orally inoculated with neurovirulent HSV-1 strain 17+. in-
fected myenteric ganglia were seen in the esophagus and stom-
ach 4 days postinoculation (p.i.). By immunohistochemistry
with thin tissue sections (5 to 6 pm), these infected ganglia
were found to represent a small percentage of the total ganglia
examined; no infected epithelial cells were apparent (17). Fur-
ther work with a severely attenuated HSV-I strain (in 1814)
in immunocompromised severe combined immunodeficiency
(SCID) mice again showed a limited propensity for the virus to
infect mucosal epithelial cells, despite widespread persistent
infection of neurons and support cells in the enteric nervous
system. These hosts were unable to clear the primary acute
infection, and yet even in the absence of specific host immu-
nity, viral spread in these animals was limited primarily to cells
of the enteric and vagal parasympathetic nervous system (18).
In the present study, in order to better visualize viral spread
in the gut, we used a high-titer inoculum of wild-type strains F
or 17+ and applied the technique of whole-organ immunohis-
tochemistry to further analyze the entire esophagus, stomach,
and proximal duodenum after intracsophageal inoculation. As
described elsewhere (18), this technique allows gross detection
of viral protein expression sites in intact tissues with the aid of
a dissecting microscope. Immunostained sites can then be se-
lected for further histological examination. Controls, consist-
ing of uninfected tissues, and acutely HSV-I-infected tissues
processed without primary HSV-1 antiserum were consistently
negative.
BALB/c mice received either 1 x 10°
= 13), 3 x 10° (n
= 15). or 5 x 10° (n = 3) PFU of wild-type IISV-1 strain 17+
or F in 200 µI of serum-free medium delivered by intraesoph-
ageal cannulation as previously described (18). HSV-1 immu-
nostaining was first apparent in fibers of the cervical, thoracic.
and abdominal portion of the vagus nerve beginning 4 days p.i.
With polyclonal HSV-I antiserum (Dako, Carpinteria, Calif.)
being used, virus-infected nerve fibers were visible along the
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VOL. 70, 1996
NOTES
4099
mesenteric border and in nerves penetrating the serosal sur-
face of the gut. Infected enteric ganglia were also first noted at
4 days p.i. Initially, HSV-1 antigen-stained ganglia were most
prominent along the lesser curvature of the gastric antrum,
extending caudally to include the gastroduodenal junction
(Fig. IA to C). Over the following days. up until 9 days p.i.,
HSV-1 infection in the enteric nervous system continued to
progress, involving additional ganglia and intcmodal strands
throughout the stomach and proximal duodenum. In immuno-
competent BALB/c mice, symptoms of this acute infection
resolved by 9 days p.i. or the animals died of encephalitis
within 2 weeks of the inoculation. Animals that died 12 to 14
days after the inoculation had no evidence of HSV-I in the
gastrointestinal tract (presumably cleared by the immune sys-
tem), whereas those that died within the first week p.i. had
widespread HSV-1 infection in the enteric nervous system of
the esophagus. stomach, and proximal small intestine, as de-
tected by immunohistochemistry. When SCID mice (it = 22)
were orally infected with HSV-1 strain 17 or F, enteric nervous
system infection was once again first apparent 4 days p.i. This
infection subsequently spread to involve enteric ganglia in
most of the stomach, proximal duodenum, and esophagus (Fig.
ID). All SCID animals that succumbed to this infection had
widely disseminated enteric HSV-1 infection at the time of
death (usually within 10 days p.i.). Some mice, both normal
and immunocompromised, remained well after oral inocula-
tion, however, without any evidence of enteric infection. We
take this to indicate that intraluminal inoculation is a relatively
inefficient route of infection for HSV-I, with a considerable
portion of the inoculum being inactivated by such nonspecific
host defenses as luminal pH. digestive enzymes, and mucosal
barriers to infection (18).
The myenteric (Auerbach's) plexus is an interconnected net-
work of nerve strands and small ganglia (each containing an
average of 40 neurons) located between the external longitu-
dinal and circular muscle coats of the gastrointestinal tract.
Meissner's submucous plexus is found just below the gut mu-
cosa. Compared with those of the myenteric plexus, the ganglia
of the submucous plexus are smaller and contain fewer nerve
cells; their interconnecting (intemodal) strands also have
fewer nerve fibers. Both plexuses are continuous around the
circumference and along the length of the alimentary tract,
essentially forming sheets of intercommunicating neuronal
networks running parallel to the gut lumen (reviewed in ref-
erence 15). After intraesophageal inoculation, the myenteric
and submucosal plexuses of the stomach and duodenum were
infected with HSV-1. In whole-mount preparations. infected
neurons and supporting glial cells were clearly apparent. In-
fected nerve fibers were seen within myenteric ganglia, travel-
ing through internodal strands to communicate with additional
ganglia. and in groups of nerve bundles within the muscle coats
(Fig. 2). Both uninfected and heavily infected neurons were
seen simultaneously within the same enteric ganglion. indicat-
ing to us that spread within the ganglia proceeds most likely by
specific transneuronal spread rather than by adjacent cell-to-
cell spread. This mode of spread was also made apparent by
the lack of infectious spread from cells of the nervous system
to other tissues of the gastrointestinal wall (17, 18) and was
further underscored by the work of others demonstrating the
effectiveness of herpesviruses as specific transsynaptic tracing
agents (6, 9, 20, 21, 30, 31, 33).
Thick tissue sections also revealed diffuse HSV-I infection
of the submucosal plexus in the gastric wall, particularly in
neurons and nerve fibers enveloping the gastric glands and in
duodenal glands concentrated around the pylorus (Fig. 2A and
3). Within the duodenum, infected neurons were seen imme-
,p
FIG. 2. HSV-I-infected enteric nerves and ganglia in the duodenum of wally
infected mice. The tissues are sectioned paralkl to the mucosal surface. (A) A
SCID mouse at $ days p.i. with strain 17
Two layer. within the intestinal wall
arc shown. To the right are infected myenteric ganglia and intemodal fibers
(arrowhead) within Auerbach's plexus between the outer muscular walls; to the
left arc virus-infected nom fibers (arrow) extending from the deeper myenteric
plexus to surround duodenal Brunner's glands in the submucosa. Slagnification.
)(100. (B) Whole mount of myenteric ganglia of a BALBle mouse at 6 days pa.
with IISV-I strain F. Within an enteric ganglion are both infected (Mack ;mow)
and uninfected (white arrow) neurons. Infected intemodal nerve fibers (arrow-
heads) are shown extending towards other ganglia. Magnification, x400.
diately adjacent to Brunner's glands in the submucosa: the
processes of these nerves wove in between and just below the
glandular epithelium, often surrounding a cluster of glands. A
cross section of the duodenum demonstrated infected submu-
cosal ganglia with connecting internodal strands spreading cir-
cumferentially around the intestinal wall, linking infected neu-
rons and ganglia (Fig. 3A to I)).
HSV-I labels intramucosal nerve fibers and associated cells.
HSV-1-labeled terminal nerve fibers penetrated into the lam-
ina propria of the gastric and duodenal mucosa and into the
mucosa of the esophagus. In the stomach and duodenum, the
bulk of this activity was centered about the gastroduodenal
junction as demarcated by the pyloric sphincter (Fig. 3A and
B). In the distal antrum and pyloric region of the stomach,
immunostained fibers extended to reach the basal surface of
luminal epithelial cells. In thick tissue sections or whole
mounts, these mucosal fibers appeared to connect to submu-
cosal ganglia directly below and with adjacent infected submu-
cosal ganglia via internodal fibers. As was seen in the gastric
mucosa, infected nerve fibers in the duodenum also extended
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NOTES
J. VIROI-
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MG. 3. HSV.1 immunostaining of the ganroduodenal jund ion. (A and II) Whole mount,. of the pyloric region from a BAlikc mouse at 7 day, pr. with strain I7-.
In panel A, the stomach is to the right of the pylorus and the duodenum is to the left. HSV-l-infected myenteric and submucosal ganglia and fibers (staining black)
art shown. Also shown arc infected penetrating nerves (while arrow) cartied along the mesentery and infected nerves penetrating the pyloric sphincter of the stomach.
In panel %which is the area enclosed in the box in panel A enlarged, infected submuetsal ganglia (arrowheads) and infected nerve fibers penetrating into the duodenal
mucosa (mums) are shown. Magnification. x40 (A) and x2CO (R). (C) A section (25 om thick) of proximal duodenum from a BALER mouse at 5 days p.i. with strain
F showing IISV-I•infected ganglia and nerve fibers in the area of duodenal Brunner'sglands. Magnification, x2fXl. (O) A section (7 pm thick) showing IISV.I.infected
myenteric and iubmucosal ganglia in the duodenum. Magnification. x MA (E) A section (25 Am thick) showing an infected neuron adjacent to Brumes glands in the
submucosa. Magnification. x IOW.
towards the lumina! epithelial layer. In the proximal duode-
num, single and occasionally multiple infected nerve fibers
were seen spreading towards the tip of an individual duodenal
villus (Fig. 4). Often these fibers terminated on a single in-
fected mucosal epithelial cell; less often, clusters of infected
epithelial cells were seen around terminal nerve fibers. Within
the villus lamina propria, labeled nerve fibers were found in
contact with virus-infected spindle-shaped cells. These spindle
cells, characterized by an oval nucleus and several slender
dendritic-like processes, were identical to cells that Berthoud
et al. (4) described as being associated with vagus nerve sen-
sory receptors originating from neurons in the nodose ganglia.
Thus, it is likely that the infected nerve terminals we arc de-
scribing are sensory and also have their origins in the nodose
ganglia.
Vagal sensory receptors are known to respond to intralumi-
nal changes, transmitting information throughout the enteric
and parasympathetic nervous system; they may also be in-
volved in the uptake and dissemination of orally acquired neu-
rotropic herpesviruses. We describe here how after intraesoph-
agcal inoculation, HSV-I spreads to infect multiple layers of
the intrinsic enteric nervous system and to infect mucosal
nerve fibers believed to be vagal sensory receptors. Peripheral
sensory receptors in the gut consist of free nerve endings rather
than specialized receptors, as found elsewhere in the body (5,
16, 22. 23, 27). It has long been questioned whether these
mucosal afferent fibers interact directly with lumina! epithelial
cells and whether sensory nerve endings can directly sample
the intraluminal contents. Recently, Berthoud et al. have
shown vagus nerve sensory endings in the rat duodenal mucosa
by injecting the neurotracer Dil directly into the nodose gan-
glia (4). These vagal afferent terminal fibers, originating from
sensory neurons in the nodose ganglia, were found to connect
with enteric ganglia in both the myenteric and submucous
plexuses and to arborize terminally within the villus lamina
propria in close contact with surface epithelial cells. It has been
suggested that these terminal nerve endings, positioned as they
are, may be able to directly sample the lumen or relay infor-
mation from surface epithelial cells and essentially function
like taste cells of the luminal contents. Similarly, peripheral
vagal afferent receptors have also been identified in the gastric
mucosa. concentrated around the prepyloric region (22, 27).
We previously showed in immunodeficient (SOD) animals
that HSV-I spread in the nervous system is determined by the
innervation of the initial inoculation site and that the virus
dots not spread indiscriminately, for example. by the circula-
tion (18). It is highly likely that virus inoculated in the esoph-
ageal lumen also reaches the mucosa of the stomach and small
intestine, where it can apparently access the enteric nerve
network; in immunocompetent mice, we have seen significant
viral infection in the pyloric region without any apparent in-
fection of the esophageal enteric nerves. The finding of Bud-
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Vol.. 70, 1996
NOTES
4101
A B
pithelial
Layer
•
tj
.
mina.
D
F1G. 4. Individual duodenal villi dissected out and immunonained for either PGP 93 or HSV. I antigens. (A) Uninfected duodenum reacted with a neuron-specific
antibody aping PGP 9-5 (Dako) H4.32). which stains myenteric andant/muck/sal ganglia and interconnecting neuronal fibers. including an elaborate web of nerve fibers
in the lamina propria just below the epithelial mface. (Bto Et) Duodenal vith from virus.infected mice immummained with pobrIonal
antiserum. Infected
submucosal ganglia and neuronal fibers extending into the lamina propria of intestinal villi (arrows) arc shown. Magnification ((or all panels). /400.
dingh et al. that infectious virus is shed rectally for weeks after
symptomatic gingivostomatitis in children (7) lends further
support to this observation. Virus may breach the mucosal
surface in a number of places in the gut. Once inside, however,
it seems apparent that at least regional transsynaptic viral
spread occurs throughout all layers of the intrinsic enteric
nervous system. Using a neurotropic reovirus strain, Morrison
et al. described the spread, after oral inoculation, to vagal
efferent areas of the brain stem (dorsal motor nucleus) (24).
HSV-1 also spreads centripetally to vagal areas of the brain
stem, including the dorsal motor nucleus after oral inoculation
(17,18). However, during early HSV-I infection, we clearly see
a preference for sensory, fibers which originate in the nodose
ganglia and terminate centrally in the nucleus tractus solitarius
of the brain stem. Furthermore, in the gut. Morrison et al.
found reovirus-infected neurons only within myenteric ganglia
immediately adjacent to infected lymphoid follicles (Peyer's
patches) in the ileum, whereas we find HSV-1-infected enteric
neurons predominantly in the proximal duodenum (where Pey-
er's patches are absent) and throughout all levels of the gut
wall, including the surface mucosa. This finding suggests to us
that in the gastrointestinal tract. neurotropic viruses may uti-
lize both efferent and afferent fibers which terminate in the
viscera.
We were surprised to discover that relative to enteric neu-
rons, the gastrointestinal epithelium was much less likely to be
acutely infected with HSV-I (17,18). This result may reflect an
inherently lower susceptibility of these cells to acute infection
or a limited ability of HSV-1 to spread cell to cell within the
surface epithelium. Either of these explanations, coupled with
the rapid turnover of infected gut epithelial cells, probably
accounts for the paucity of HSV-1 immunoreactive surface
cells in both normal and immunocompromised mice. Recently,
we described the development of erosive gastric and esopha-
geal mucosal ulcers in SCID mice following intracsophageal
inoculation with an attenuated HSV-I strain (18). Despite a
persistent and widespread viral enteric nervous system infec-
tion, the ulcers in these animals were not directly infected;
rather, they were found to overlay virus-infected enteric gan-
glia. This result suggests that chronic enteric nerve dysfunction
or inflammation may alter the natural mucosal barrier of the
gut, ultimately resulting in epithelial disintegration and ulcer-
ation. In less dramatic ways, acute, latent, or reactivated
HSV-I enteric nervous system infection may also be involved
in the pathogenesis of chronic, recurrent functional human
gastrointestinal disorders. The infected neuronal networks
which we describe here arc likely to contribute to such physi-
ologic disorders.
This work was supported by NMI grant A101106.
We thank Elsa Aglow of the Wistar Institute Histotechnology
CORE laboratory and Michael Sidelsky of the Wistar Institute Animal
Facility for technical assistance.
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Kristen M. Simkins From: Sent: To: Cc: Subject: Irons, Janet < Tuesday, July 12, 2016 10:47 AM Richard C. Smith Hello Warden Smith, mother is anxious to hear the results of your inquiry into her daughter's health. I'd be grateful if you could email or call me at your earliest convenience. I'm free today after 2 p.m. Alternatively, we could meet after the Prison Board of Inspectors Meeting this coming Thursday. Best wishes, Janet Irons 1 Kristen M. Simkins From: Sent:
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