Text extracted via OCR from the original document. May contain errors from the scanning process.
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost
(if not on Appraisal)
GIFT?
OWNERSHIP
IF PARTIAL.
NAME OF
OTHER
OWNER
IDENTIFIER
Oiseau dans l'espace (Bird in space)
Circa 1922-23
Signed with monogram CB on the underside of the
cylinder base
Marble and stone
BRANCUSI, CONSTANTIN Height overall: 48 inches
35.000.000
35.000.000
100%
4B6GS
BRAQUE. GEORGES
The Table (Still Life with Fan)
1910
Oil on canvas
15 x 21 % inches
24.000.000
24,000,000
10r
KIRCHNER. ERNST
Berliner Strassenszene and Baume: a double-sided
painting it
interest ,
1913-14
Signed
Oil on canvas
LUDWIG
47 1/4 x 35 V. inches
45.000,000
22,500,000
Y
N
50%
Neue Galena
4GPS5
BUONARROTI.
MICHELANGELO
The Risen Christ
Watermark indistinct on 33-mm vertical chainline, the
upper corners made up.
Red and black chalk, pen and brown ink
9 Z x 8 V. inches
22,500.000
22,500,000
100%
3XJDH
Jardin de flours
1888
Quill and reed pen with black ink over pencil on paper
22.500.000
22.500.000
100%
3Z3DJ
Selbstbiklnis mit Horn (Self Portrait with Horn) It
r5:1%
1938
Signed and dated A.38
Oil on canvas
BECKMANN. MAX
43 1/4 x 39'% inches
42.500,000
21.250,000
Y
N
50%
Neue Galeria
3XJCW
MATISSE. HENRI
Marocaine en jaune
1912
Oil on canvas
32 x 25 inches
20,000,000
20,000,000
100%
323DP
PICASSO, PABLO
Buste de femme
1907
Oil on canvas
28'% x 23'/. inches
18,000,000
18.000.000
100%
3XJHN
MANET. EDOUARD
Portrait de Berthe Morisot
1874
Oil on canvas
24 x 19'% inches
15.000,000
15.000.000
100%
4GWYN
Page 1 of 54
EFTA_R1_02138423
EFTA02713989
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
OWNERSHIP
IF PARTIAL.
NAME OF
OTHER
OWNER
IDENTIFIER
Homage to J.S. Bacht
1911.12
Oil on canvas
BRAQUE, GEORGES
21 1/4 x 28 3/4 inches
13.005.000
48%
MoMA
99N1B2
'Au bal de l'opera
1893
Signed and dated HT Lautrec. 93 lower left, signed
with monogram upper left
DE TOULOUSE-
Oil, charcoal and gouache on pined paper laid down
on panel
LAUTREC, HENRI
30 % x 9 % inches
10.125.000
10,125,000
100%
4GX7Y
Cylinder with Two Figures
1891
Signed PG at either side of the crouching figure
Wood
GAUGUIN. PAUL
Height: 14 inches
10.000.000
10.000,000
100%
4GPS2
The Drunkard Pushed into the Pigsty
Oil on panel, circular
Diameter: 7 V. inches
9.000,000
9,000.000
100%
3Z3D7
Group of six prints including the Six Portrait. 100
Guilder. Jupiter with
Antiope, St. Jerome and the Francken portrait
8,500,000
8,500.000
100%
73XPK
The Surprise
1913
Oil on canvas
51 V. x 16 V. inches
8,000,000
8.000.000
100%
3XJDR
A Seated Old Man Facing Left
1631
Signed with initials and dated lower center RhL 1631
Red and black chalk on pale yellow prepared paper
9 x 6 V. inches
7.000.000
7.000.000
100%
3XJJK
Tete d'homme
1909
Gouache and watercolor on paper
PICASSO. PABLO
24 x 18 % inches
7.000,000
7.000.000
100%
4GWYP
Tete moustachue
Signed and dated Picasso 1911 on the reverse
Charcoal on paper
PICASSO. PABLO
24'V. x 18 '/. Inches (sight)
7.000.000
7,000,000
100%
6D7PX
Page 2 of 54
EFTA_R1_02138424
EFTA02713990
UN-PLEDGED
Artist
Item Description
Christ blessing with an angel holdinging a flute, and a
flying putto surrounded with seraphs
Black and white chalk and charcoal on 12 blue-grey
sheets of paper
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost
(if not on Appraisal)
GIFT?
OWNERSHIP
IF PARTIAL.
NAME OF
OTHER
OWNER
IDENTIFIER
1510x 1120 mm
6.400.000
100%
99N1B1
Sentinel
1961
Stainless steel
SMITH. DAVID
106 x 23 x 16 % inches
8.000,000
5,333.333
67%
MoMA
3YKC7
Portrait of a Man Holding a Book
(Portrait d'homme tenant un livre)
Signed with the initials FH lower right
Oil on canvas
HALS, FRANS
26 x 19 % inches
5,000,000
5,000,000
100%
4GWZ3
Self-Portrait
Circa 1893
Charcoal and watercolor on paper
GAUGUIN. PAUL
.11
x 7 'A inches
4.650,000
4,650.000
100%
6XSYL
Untitled
2012
Stainless steel and aluminum, painted finish
22 feet 6 inches x 20 inches x 10 feet 9 inches
4.000.000
4.000.000
100%
6XTGJ
SCHONGAUER
Group of Prints. Including the large Crucifixion
4.000.000
4,000,000
100%
73XNX
'Black, White, Blue
Circa 1963
Acrylic on paper laid down on panel
MARK ROTHKO
29 'A x 21 % inches
3.500.000
3,500.000
100%
4GX88
DUVET. JEAN
Group of Prints including the Apocalypse
3.500.000
3.500,000
100%
73XPF
The Angel Gabriel for an Annunciation*
Circa 1528
Inscribed with the artist's monogram lower center:
inscribed on the
reverse in graphite L.V. Leyden
Pen and brown ink on paper laid down on paper
8% x 6 % inches
6,800,000
3,006.960
Y
N
44%
Met
4GX8D
Etude de nu pour 'La danseuse
Circa 1919-1921
Number thirteen in an edition of twenty plus two
Bronze with brown patina
DEGAS, EDGAR
Height: 28 'A inches
3,000.000
3,000.000
100%
3Y479
Page 3 of 54
EFTA_R1_02138425
EFTA02713991
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost
(it not on Appraisal)
GIFT?
OWNERSHIP
IF PARTIAL.
NAME OF
OTHER
OWNER
IDENTIFIER
MASTER E. S.
Group of 15th Century Prints, Including the initial "M"
3,000.000
3.000,000
100%
73XNR
La table (Still Life with a Fan)t
nt.:u.7
1910
Signed on reverse Braque
Oil on canvas
BRAQUE, GEORGES
15 x 21 % inches
5,300,000
2.650.000
V
50%
MoMA
4B6HC
Recto: Regata in the Bacino di San Marco with the
Rialto Bridge in the Distance
Verso: The Grand Canal with the Rialto Bridge in the
Distance Toward
the Riva del Carbon
Pen and brown ink with brown wash over black chalk
15 x 24 % inches
2.500.000
2.500.000
100%
3XJG7
Untitled (from the series The Raft of the Medusa) t
1996
Oil on canvas
KIPPENBERGER. MARTIN 78'/. x 94 % inches
2,500.000
2,500.000
N
V
100%
5TCSL
Dessin pour Tescaliet
1913
LEGER. FERNAND
Gouache and India ink on buff paper
2,500,000
2,500,000
100%
3XJGR
Les toils. Arles
1888
Pencil, reed pen and ink on paper
.10 x 13 % inChes
2,500,000
2,500,000
100%
409JN
GERMAN. 16TH
Group of prints including the pair of colored
CENTURY
Burgkmairs
2,500,000
2,500,000
100%
73XP6
'Christ Crucified Between Two Thieves (The Three
Crosses) (Bartsch
78; White/Boon, fourth state of five; Hind 270)
Circa 1653-55
With Strasbourg lily watermark (Ash/Fletcher, variant
1.a; Hinterding.
variant 1.a)
Drypoint with some engraving
15 x 17'% inches
2.200.000
2,200.000
100%
46XJC:
Seated Male Nude (Study for the Martyrdom of Saint
Lawrenoe):15n !Wert's',
Circa 1569
Inscribed lower right in a later hand in graphite with
the artist's name
Black chalk on laid paper laid down on toned brown
paper
BRONZING. GNOLO
13 x 18 3116 inches
4,000.000
2,000,000
Y
N
50%
Met
486GX
Page 4 of 54
EFTA_R1_02138426
EFTA02713992
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Episode de la Guerre Coloniale: Noir sur un cheval
cabre
Black chalk and brown ink. watercolor and bodycolor
on blue paper
GERICAULT, THEODORE 8 % x 10 % inches
2.000.000
2.000.000
100%
4CXV3
Three People Around a Dying Man (Le malade)
From the "Sepia album-F"
1812-1823
Brush and sepia ink
8 % x 5 % inches
2.000.000
2,000,000
100%
3XJG3
La bouillie (Beggars Eating Mash)
Black lead. brush and grey wash
8 V. x 5 % inches
2,000,000
2,000,000
100%
409J0
La chanson a boire
Circa 1857-60
Colored crayons, pen and ink and watercolor on paper
DAUMIER, HONORE
9 V. x 13''4 inches
2,000.000
2,000,000
100E::
3XJDY
Femme au Bain
1879
Signed, dated and inscribed Degas a P. Rossana on
the reverse
Monotype
DEGAS, EDGAR
7 % x 16 % inches
2.000.000
2.000.000
100%
4GPH4
L'Air (premier etat)
1938
Lead
54 % x 100'% x 33 % inches
2.000.000
2,000,000
100%
3ZBBS
Group of Prints: Woodcuts and Engravings Including
DURER. ALBRECHT
St. Jerome
2.000.000
2,000,000
100%
73XP3
Diagonal with Curve XVI
1984
Mahogany
126 x 50 1/4 x 2 1/4 inches
2,000,000
2,000,000
100%
73LRJ
VAN MECKENEM.
ISRAHEL
Group of Prints
2,000,000
2,000,000
100%
73XNV
Oiseau
Edition 6/6
1968
Bronze
MIRO. JOAN
82 % x 63 x 57 '4 inches
1.850.000
1.850.000
100%
3XJCH
REDON. ODILON
Les Flews du Mal
1,769,219
100%
99N1R3
Page 5 of 54
EFTA_R1_02138427
EFTA02713993
UN-PLEDGED
IF PARTIAL.
Fair Value (%
NAME OF
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
OWNERSHIP
OTHER
Artist
Item Description
Value (July 2013)
(if not on Appraisal)
GIFT?
OWNER
IDENTIFIER
Torqued Ellipse IVt i Pi' ir
1998
Weatherproof steel
SERRA, RICHARD
12 feet 3 inches x 26 feet 6 inches x 32 feet 6 inches
3.500.000
1,750.000
Y
Y
50%
MoMA
3XJCN
Maja y Celestine
Circa 1824-25
Carbon black, touched with red wash, heightened
with graffito on ivory
2 V. x 2 V. inches
1,750,000
1,750,000
100%
3Z3DK
Groupe d'arbres
Circa 1877-80
Watercolor on paper
CEZANNE. PAUL
.18 %x 12 % inches
1,750,000
1,750,000
100%
3XJDN
Apres ('audience
1862-65
Charcoal, pen and ink and watercolor on paper laid
down on paper
DAUMIER, HONORE
11 % x 14 Y. inches
1,750,000
1,750,000
100'.
3XJDZ
Contraste de formes
1913
India ink, wash, and gouache on buff paper
LEGER, FERNAND
.16 %x 19 Y. inches
1,750,000
1350.000
100.
4CXVH
Venus lila coquille II
One in an edition of ten
1932
Bronze with brown patina
MATISSE, HENRI
12 Yix 8 x9%inches
1,750,000
1,750,000
100%
3Y4711
Femande Olivier
1906
Bronze
PICASSO, PABLO
Height: 14 inches
1,750.000
1,750,000
100%
3XY2L
Study for 'Head of Nude with Drapery
1907
Gouache and watercolor on paper, mounted on
canvas
PICASSO, PABLO
12 %x 9 'A inches
1,750,000
1,750,000
100%
3YKD3
Page 6 of 54
EFTA_R1_02138428
EFTA02713994
UN-PLEDGED
IF PARTIAL.
Fair Value (%
NAME OF
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
OWNERSHIP
OTHER
Artist
Item Description
Value (July 2013)
(if not on Appraisal)
GIFT?
OWNER
IDENTIFIER
REDON, ODILON
L'araignee en pleurs
1881
Charcoal on paper
19 x 14 % inches
1,750.000
1,750.000
100%
3Y47N
Les Bourgeois de Calais
Jean crAire. height 18 1/2 inches Pierre de Wiessant.
height 18 inches, Jacques de Wiessant, height 18 1/2
inches, Eustache de Saint-Pierre. height 16 3/4
inches. Andrieu d'Andres. height 18 5/8 inches
RODIN. AUGUSTE
Bronze
1/50,000
1,750,000
100%
3Y077
Arbres et bateaux
1890
Oil on panel
SEURAT, GEORGES
6 x 9'/. inches
1,750,000
1,750,000
100%
3XJJO
Tief-Ebene (Lowlands)
1932
Signed Klee lower left titled, dated 1932.9 and
inscribed S.CI X on the artist's mount
Watercolor and wash on paper laid down on the
artist's mount
KLEE. PAUL
.15 % x 22 % inches
1,750,000
1,750,000
100%
69KDR
III (Ningen 3)
1984
Personage
Basalt with granite base
Column: 71 x 14 x 14 inches
NOGUCHI, ISAMU
Base: 9 V.
1,700.000
1,700,000
x 21 x 21 inches
100%
5TCNR
Study of a Lion
Executed circa 1500
Brush and brown wash with white gouache on
blue/green Venetian paper
8 %x 11 V. inches
1.700.000
1.700,000
100%
69KCX
LELY. SIR PETER
REDON. ODILON
IVORY COAST
A standing figure of a gentleman from the Procession
of the Order of the Garter
Circa 1660
Numbered in pencil on the backing : 1499 and 879
Black oiled chalk, heightened with white chalk on buff
paper
18 V. x11 % inches
La Tentation de Saint-Antoine
Baoule Mask Masque-heaume 'gob glin'
Ivory Coast
Wood
Height: 43 inches
1,648.165
1,648,165
1,573,244
1,573,244
100%
6XTFC
100%
99N1R1
100%
77N111
Page 7 of 54
EFTA_R1_02138429
EFTA02713995
UN-PLEDGED
Artist
Item Description
Disegni Rappresentanti it Purgalorio Di Dante
Nighieri and /Mtn Disegni rappresentanti Alcuni Canti
del Paradiso di Dante Alighieri
An album of 12 drawn sheets with the respective
captions, executed in pen and brown ink with white
heightening on reddish and golden-brown prepared
parer respectively, in its original binding
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost
(if not on Appraisal)
1.525.000
GIFT?
OWNERSHIP
100%
IF PARTIAL.
NAME OF
OTHER
OWNER
IDENTIFIER
99N151
Stehendes Madchen. Karyatide tt (50% interest)
1909.10
Signed
KIRCHNER, ERNST
Carved and painted wood
LUDWIG
Height: 17 inches
3.000.000
1.500.000
Y
N
50%
Neue Galerie
4GPS4
Young Woman Surrounded by Witches (Jeune
femme languissante)
From the "Bordeaux album-H"
1824-28
Black chalk
7 %x 6 inches
1,500,000
1,500.000
100%
3XJG5
Baigneuses
Circa 1895-1900
Watercolor on joined paper
CEZANNE, PAUL
6 % x 10' inches
1,500.000
1,500,000
100%
3XJDP
Etude pour racteur and deux profits de Femande
1904-05
Signed and dated Picasso 22 June 09
Pencil on paper
PICASSO. PABLO
19 x 12 4 inches
1,500,000
1,500,000
100%
3Z3DW
Glass-top Table and Eight Side Chairs
The table:
Height: 30 inches
Diameter: 5 feet 9 inches
1,500,000
1,500,000
100%
SRZJC
Femme nue
1910
Pen and ink and wash on paper
PICASSO, PABLO
16 x 11 % inches
1,500.000
1,500,000
100%
3XJHS
Konigsburg
1932
Oil on linen in artist's frame
KLEE. PAUL
10'/. x 10 % inches
1,500,000
1,500,000
100%
3Z3DN
Page 8 of 54
EFTA_R1_02138430
EFTA02713996
UN-PLEDGED
Artist
Item Description
La nounice
Circa 1882
Conte crayon on paper
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
SEURAT, GEORGES
12 % x 9 % inches
1.500.000
1,500.000
100%
3Z88R
Cavalier sur une route
1883
Conte crayon
SEURAT. GEORGES
9 % x 12 % inches
1.500.000
1.500,000
100%
4GPGW
Portrait of Elie Faire
1922
Pencil on paper
PICASSO, PABLO
12'% x 9 % inches
1,500,000
1,500,000
100%
3XJJ6
Gegensatze Abends (Blau and Orange)
1924.25
Signed Klee upper left and indistinctly inscribed top
center; dated 1924 25 and titled Gegensatze abends
on the artist's mount
Watercolor. gouache. pen and ink and pencil on
Ingres paper
mounted on artist's board
KLEE. PAUL
Sheet: 8 % x 13''4 inches
1.500.000
1,500.000
100%
4GX8G
Saint Eustace (Mader 60. b; Bartsch 57;
SchochiMende/Scherbaum 32)
Circa 1501
Engraving
14 % x 10 % inches
1.500,000
1,500,000
100%
5TFDR
Apocalypse, Passion, Life of the Virgin (Mader 127.
259. 316)
Three woodcut sets, complete with title-pages. bound
DORER, ALBRECHT
n a 19th century brown call binding
1,500,000
1,500,000
100%
STFDS
L'uomo nuovo
Watercolor on paper
GROSZ. GEORGE
17'4 x 12 inches
1.325,000
1,325.000
100%
5TCQK
A Grotto in the Gulf of Salerno. Morning and A Grotto
in the Gulf of Salerno, Evening
Chalk on paper
JOSEPH
Each: 11 % x 18 % inches
1.300.000
1.300.000
100%
4GX8C
Page 9 of 54
EFTA_R1_02 138431
EFTA02713997
UN-PLEDGED
Artist
Item Description
Etude de personnages
1906
30 x 23.5 cm
Sotheby's Appraised
Value (July 2013)
Fair Value (°/0
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL,
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
PICASSO, PABLO
Gouache and watercolor
1,291.000
100%
99N1P2
A Boy with a Blind Woman
Circa 1824-25
Watercolor on ivory
2 % x 2 % inches
1,250,000
1,250.000
100%
3XJFZ
A Prisoner
Circa 1824-1825
Watercolor on ivory
2 % x 2 Mt inches
1,250.000
1,250.000
100%
3XJG2
Drapery Study with the Christ Child Standing on the
Madonna's left
Knee
Inscribed on the mount Pietro peruchino maestro de
Rafael/de urbino No 14/100 and no 5792-100
Metalpoint. with pen and brown ink and fine brush
and wash heightened with white on pale cream/pink
prepared paper
10 1/2 x 7 % inches
1.250.000
1.250.000
100%
69KDK
An Extensive Landscape
1645-48
GELLEE. CLAUDE
Point of the brush on brown wash on paper
8 V. x 12 % inches
1,250,000
1,250,000
100%
3XJGS
Nicodemus
1616
Black and white chalk on paper
PAUL
389 x 225 mm
1,250,000
1.250000
100%
69MMF
Study for a Seated Prophet
Black chalk heightened with white, partially pricked
for transfer, unevenly cut to a circle and laid down
11 'A x 8 G inches
1.250.000
1.250.000
100%
3Z304
La coiffure
1893
DE TOULOUSE-
Oil on board
LAUTREC, HENRI
13 % x 10 % inches
1.250.000
1.250.000
100%
3XJJX
Page 10 of 54
EFTA_R1_02138432
EFTA02713998
UN-PLEDGED
Artist
Item Description
Fair Value (%
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
Value (July 2013)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Das grosse gehege
Circa 1824
Oil on canvas
DAVID
7 % x 11 % inches
1,250.000
1,250,000
100%
4GPRX
Chandelier
1,250,000
1,250,000
100%
73LRG
L'autobus
1913
Signed and dated G. Severini 1913 lower right
Charcoal on paper
SEVERINI, GINO
21 %x 18 % inches
1.250.000
1.250.000
100%
4GX7Z
Frauenportrait in Rot (Bertha)
1920
Oil on canvas laid down on board in artist's frame
KLEE. PAUL
9 %x 7 % inches
1,200,000
1,200,000
100%
3YP27
Chinesisch II
Signed lower right; also signed, dated 1923 and
numbered 235 bis on the reverse
Oil and ink on board, in artist's frame
KLEE, PAUL
12 % x 8 % inches
1,200.000
1,200,000
100%
4GXJJ
St. Jerome in his Study (Meder 59. a: Bartsch 60)
1514
DORER, ALBRECHT
Engraving
1,200.000
1.200.000
100%
5TFDQ
Adam and Eve (Bartsch 1; Meder state Ila of Illd)
1504
With bull's-head watermark (Mader 62)
Engraving
DORER. ALBRECHT
9 % x 7'/. inches
1,100.000
1.100,030
100%
4GXJH
JACQUES DE CHAPEAUROUGE (1744 - 1805)
Pastel on parchment
LIOTARD, JEAN ETIENNE 19 •% x 15% Inches
1,000.000
1,000,000
100%
6XV6Y
KIRCHNER. ERNST
Wettertannen (D. H 392)
1919
Signed and inscribed Eigendruk and Wittend 17...18
Woodcut printed in colors
LUDWIG
24 Y. x 13 % inches
1,000.000
1,000,000
100%
4GX7D
Constellation de quatre formes blanches et dune
noire
Constellation (with Four White Forms)
1931
Painted wood, unique
ARP, HANS
27 % x 33 % inches
1.000.000
1.000.000
100%
3XJHT
Page 11 of 54
EFTA_R1_02138433
EFTA02713999
UN-PLEDGED
Artist
Item Description
Autoportrait
Circa 1854.55
Black chalk and pencil with stump on paper
Fair Value (%
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
Value (July 2013)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
DEGAS, EDGAR
15 x 11 % inches
1,000.000
1,000.000
100%
3XJF4
Exotische Flusslandschaft
1922
Signed
Watercolor
KLEE. PAUL
10 'A x 7 % inches
1.000.000
1.000.000
100%
4GX7F
Jeune fille a la mantilla (Etude pour L'espagnole aux
fleurs)
Circa 1919
Charcoal and estompe on paper
MATISSE, HENRI
20 1/2 x 16 % inches
1,000,000
1.000,000
100%
3Z300
Composition
1933
Black chalk with collard postcard and botanical
prints on cream laid paper with watermark
MIRO. JOAN
.24 % x 18 % inches
1,000.000
1,000.000
100%
3XJH9
Arleguin a la guitare
1916
Pencil on paper
PICASSO. PABLO
12 % x 9 % inches
1.000.000
1.000000
100%
3XJJ5
Rayons
Circa 1884
Conte crayon on paper
SEURAT. GEORGES
9 1/2 x 12'A inches
1,000,000
1,000,000
100%
3XJJR
Mariee juive a Tanger
Circa 1833
Watercolor on paper
10 % x 13'% inches
1,000.000
1,000,000
100%
3XJF6
Die Schlange
1929
Oil and mixed media on panel In artist's frame
KLEE, PAUL
11 %x 28 % inches
1,000.000
1,000,000
100%
3XJGL
Los Caprichos
1799
Set of first edition etchings and lithographs
1.000.000
1.000.000
100%
73LR8
Page 12 of 54
EFTA_R1_02138434
EFTA02714000
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Untitled (Leda and the Swan)
Oil on board
GERICAULT, THEODORE 39 x 38 cm
1,000,000
1,000.000
100%
73LRK
Tete de taureau
1935
Dated 4 avril XXXV upper right
Colored crayons
PICASSO. PABLO
9 %x 7'/ inches
1000.000
1.000.000
100%
5TCR2
Le Ragout, Forel de Fontainebleau
Circa 1830-1835
COROT, JEAN-BAPTISTE- Oil on canvas
CAMILLE
20 x 24 inches
850.000
850,000
100%
3XJDV
WATTEAU. JEAN-
Profile of a Man with a Study of a Hand
Circa 1719
Black and red chalks on paper
ANTOINE
6 1/4 x 9 %inches
800,000
800,000
100%
3XJK4
Isis on the Way
1983-92
Oil and emulsion on canvas with lead airplane
KIEFER, ANSELM
74 % x 102'% inches
800,000
800,000
100%
4GX7S
Portrait du fits de rartiste (recto) and Scene illustrant
un recit
romantique (verso): a double-sided drawing
Circa 1875-85
Pencil on paper (recto). and watercolor and pencil on
paper (verso)
CEZANNE, PAUL
19 % x 12% inches
800.000
800000
100%
4GWZ2
Nature mate
Dedicated A Mademoiselle Henriette Mono Gage
d'Affection
Gouache. colored crayon, sand and charcoal on card
GRIS. JUAN
18 % x 12 1/4 inches
800,000
800.000
100%
3VKCP
INGRES. JEAN-
Portrait de Mlle. Jeannette Hayard
1815
Pencil on paper
11 x 8 V. inches
800.000
800.000
100%
3XJG9
Taureau et cheval
Dated 25.03.1921 upper right. inscribed 2715 on the
reverse
Pencil on paper
PICASSO, PABLO
8'/. x 10 % inches
800.000
800.000
100%
STCOT
Page 13 of 54
EFTA_R1_02 138435
EFTA02714001
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL,
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
La glare noyee
1881
Charcoal on paper
REDON, ODILON
18 x 14 % inches
800.000
800.000
100%
4CXV7
Selbstaldnis
(Self Portrait)
1909
Watercolor, colored crayon, pencil and gold paint on
paper
SCHIELE. EGON
15'% x 11 % inches
800.000
800.000
100%
3YKD7
Pastorale
1924
Signed and dated Mino/23 -10-24 lower right
Pastel. black crayon, India ink and pencil on paper
MIRO, JOAN
18 % x 24'/. inches
800,000
800.000
100%
4GX7V
Femme se reposant
1935
Pen and India ink on paper
MATISSE. HENRI
20 %x 15 % inches
800,000
800,000
100cV,
3XJH2
Melancolia I (Bartsch 74; Mader 75 Ila; Scherbaum
71)
1514
With no watermark
Engraving on laid paper
DURER. ALBRECHT
Plate: 9' x 7 7/16 inches
800,000
800,090
100%
4GX83
'An Architectural Fantasy with a Colossal Obelisk
Circa 1747-50
Pen and brown ink, with brown wash and graphite
indications
BATTISTA
8 x 10 % inches
800,000
800,000
100%
4GXJK
The Wise and Foolish Virgins
1859
Pen and ink and gray wash, with scratching out
BURNE-JONES. EDWARD 18 x 23'% inches
775.000
775.000
100%
45SWL
Sheet of Studies of a Turbanned Head. a Foot. and
Hands Holding a Sword and a Stick
Red, black. and white chalk on paper
15 x 11 inches
767.753
767.753
100%
74DTX
Page 14 of 54
EFTA_R1_02138436
EFTA02714002
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost
(if not on Appraisal)
GIFT?
OWNERSHIP
IF PARTIAL.
NAME OF
OTHER
OWNER
IDENTIFIER
View of the Island of Rugen with a Shepard and his
Dogs i
111:.A,
(Easten Coast of Rugen Island with a Shepard)
1805.06
Pen and brown ink with brown wash and white
gouache over pencil
DAVID
24 % x 39 inches
1500.000
750.000
Y
V
50%
Met
4GPH2
Le singe et le masque
1954
Pen and brush and ink on paper
PICASSO. PABLO
9 % x 12 % inches
750,000
750,000
100%
3Z3DY
The Artist's Portfolio, Pont Avon =!.5C
1894
Inside covers: watercolor and gouache over charcoal:
outer cover bound in leather
GAUGUIN, PAUL
3/4 x 10 378 inches
724,000
Y
V
50%
Met
99N1G1
.16
Femme anise dans un fauteuil
Pencil on paper
Picasso. Pablo
.14 1/2 x 10 5/8 inches
721,875
100%
99N1P3
Studies for Hercules Holding a Club Seen in Frontal
View a doublesided drawing
IT lt, 11.:;1,
Recto: charcoal or soft black chalk, pen and dark
brown ink: Verso: charcoal or soft black chalk
1.400.000
700.000
Y
Y
50%
Met
3YKD9
Phedre with Cupid and Pegasus
Inscribed In pencil lower right N. Poussln-
Pen and brown ink and brown wash
7 %x 10 Y. inches
700,000
700,000
100%
45SWW
Hexen-scene
1921
Watercolor and gouache and collage on paper laid
down by the artist on board
KLEE. PAUL
Image: 12 x 9 inches
700,000
700,000
100%
4CXVG
Beatrice
1885
Pastel and pencil on paper mounted on board
REDON, ODILON
13 % x 11 1/4 inches
700.000
700,000
100%
3XJJB
The Reading (La Lecture)
Circa 1780
Bistre wash over black chalk
HONORE
% x 17 % inches
650.000
650.000
100%
3V47C
.13
A Selection of Early German Prints
650,000
650.000
100%
739GY
Page 15 of 54
EFTA_R1_02138437
EFTA02714003
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost
(if not on Appraisal)
GIFT?
OWNERSHIP
IF PARTIAL.
NAME OF
OTHER
OWNER
IDENTIFIER
The Three Trees (Bartsch 212: White/Boon, only
state; Hind 205)
1643
With foolscap watermark with five-pointed collar
(Ash/Fletcher 17 A.a)
Etching, drypoint and burin
8 %x 11 inches
650.000
650.000
100%
4GXJD
The Rabbit Hunt
Executed in 1560
Watermark: Gothic P
Etching laid on paper
8 % x 11 1/2 inches
625.000
625.000
100%
69KCT
A Vagrant Couple with a Dog
Black chalk, pen and brown ink, framing lines. the
upper left corner made up
6 1/2 x 5 % inches
620,000
620,000
100°,".:
4GPGZ
Virgil Reading the Aeneid to Augustus, Livia. and
Octavia Drawing (Virgile Lisant L'Eneide Devant
Auguste. Livia Et Octave) t
Dated in pen and prows ink 1809 and rewritten in
black chalk 1819
Inscribed in the artist's hand in pen and brown ink
INGRES, JEAN-
Pen and black ink, graphite, gray watercolor washes,
white gouache heightening. tont° crayon on blue
paper
16 % x 13 % inches
1.500.000
600,000
Y
V
40%
Mot
69KDN
Recto: Studies of Angels and Children's Heads
Verso: Studies of Legs and Angels
1576.78
Inscribed At Woodbum sale June1854 on verso in
graphite
Black and red chalk on paper
9 % x 13 % inches
600,000
600.000
100%
69K2J
Landscape with a Double Flight of Steps and Eight
.
Figures
Bistro wash over black chalk
HONORE
13 x 18 1/2 inches
600,000
600,000
100%
4D9JY
Early Spring
1944
Oil on canvas
AVERY, MILTON
.28 x 36 inches
600.000
600.000
100%
3XJK5
Te Faruru
Circa 1891-93
Charcoal, pen, India ink and wash on paper
GAUGUIN. PAUL
13 %x 9 %inches
600.000
600.000
100%
4GXK3
Page 16 of 54
EFTA_R1_02138438
EFTA02714004
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Chimneypiece
Molded plaster
41 x 59 x 10 % inches
600,000
600.000
100%
5S32X
PRUD'HON. PIERRE-
Study for an Allegory of the Rhine River
Black and white chalk with extensive stumping. on
blue paper (faded to ochre)
PAUL
% x 16 % inches
600.000
600,000
100%
3XJJ8
.23
Kilgarren Castle, Pembrokeshire
Circa 1828
Watercolor
MALLORD WILLIAM
11 %x 16'/. inches
600.000
600,000
100%
4CXVF
Two Lines Up Excentric - Twelve Feet
Inscribed with the anises signature, dated 1995-96
and numbered 2/3
Stainless steel
Overall height: 232 inches
RICKEY, GEORGE
Length of each blade: 144 Inches
600.000
600.000
100%
5TCL7
Knight, Death and the Devil (Bartsch 98: Meder 74b
(of g); Schoch. Mende and Scherbaum 69)
1513
DORER, ALBRECHT
Engraving
600.000
600,000
100%
4GWYR
Ariadna I
Inscribed with the artist's initials
Bronze and steel wire
VALDES, MANOLO
161''% x 82 % x 90 ' inches
550.000
550.000
100%
5TCL8
Portrait de Schmareck. tanneur 6 Tanger
Stamped ED lower right
Sanguine and black chalk with watercolor
10 ' x 7 inches
550.000
550.000
100%
4GXK5
A Landscape with Two Pine Trees in the Center (8.
70: W. 26: Hell.
88)
Circa 1520
ALTDORFER. ALBRECHT Etching
550,000
550,000
100%
5TCPV
Cloud Study
Oil on board
CONSTABLE, JOHN
10 x 14 Inches
550,000
550.000
100%
69KC2
Christ Giving Saint Peter the Keys (Le Christ donnant
les des a Saint Pierre)
Pen and brown ink and brown wash over black chalk
VASARI, GIORGIO
11 % x 8 % inches
535.000
535.000
100%
STCPR
Page 17 of 54
EFTA_R1_02138439
EFTA02714005
UN-PLEDGED
Artist
Item Description
Landscape with a Farm Building;
Signed and dated lower right (partly cut away) A: van
dyck F. 1632
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost
(if not on Appraisal)
GIFT?
OWNERSHIP
IF PARTIAL,
NAME OF
OTHER
OWNER
IDENTIFIER
VAN DYCK, SIR
Pen and brown ink with brown wash
ANTHONY
11 % x 7 % inches
1,000.000
500.000
Y
Y
50%
Met
45SWT
The Bearer of the Banner of the Canton Glarus:
I tr;rest,
(A Landskenecht With the Banner of Glarus)
Signed with the monogram and dated 1521
Pen and brown ink on paper
GRAF. URS
% x 7 % inches
1,000.000
500.000
Y
Y
50%
Met
45SWX
.11
Bulls of Bordeaux: a group of four (El American.
Bullfight, Bravo Toro, Diversion)
1825
Crayon lithographs
x 16 %Inches
500,000
500,000
100%
3YKCN
.11
Portrait of Mlle. Jeanne Farochon
1863.64
COROT. JEAN-BAPTISTE- Oil on canvas
CAMILLE
12'/, x 8 %inches
500.000
500000
100%
3YKCF
Femme anise tenant une quenouille (Clotho la
Meuse)
PRUD'HON, PIERRE-
Charcoal with white heightening on blue paper
PAUL
17 % x 11 % inches
500.000
500,000
100%
3XJJ7
Black Stallion in a Stable
1822
Watercolor over pencil on woven paper
GERICAULT. THEODORE 9 Y2 x 12'% inches
500.000
500,000
100%
3XJFG
Baronne Chades-Atharase Walckenear, nee Marie-
Jeanne-Antoinette- Josephine Mancotte
1825
Signed and inscribed lower right
INGRES, JEAN-
Pencil on paper
12 % x 9 Yi inches
500.000
500.000
100%
4GPRY
Gelatin
Circa 1880-85
Watercolor and gouache on paper
MOREAU. GUSTAVE
14 % x 9'/. inches
500.000
500.000
100%
3XJHD
Martha sur un divan
Circa 1900
Oil on cardboard
BONNARD. PIERRE
17 % x 16 V. inches
500.000
500.000
100%
323CW
Page 18 of 54
EFTA_R1_02138440
EFTA02714006
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Portrait presume de Gioacchino Rossini
1819
INGRES. JEAN-
Pencil on paper
11 % x 8 V. inches
500.000
500.000
100%
3XJGC
La dense
1911
Pen and ink on tracing paper
MATISSE. HENRI
Image: 4 % x6 % inches
500,000
500.000
100%
3XJGZ
Sujet Allegorique (David et Goliath)
Charcoal on paper
REDON. ODILON
18 x 18 '4 inches
500,000
500.000
100%
3XJJD
La chute de Phaeton
Circa 1891
Charcoal and black chalk on buff paper
REDON, ODILON
20 Y. x 14 % inches
500,000
500,000
100E::
3XJJD
A Landskneeht Turned to the Left Carrying a Halberd
(recto) and Two
Studies of Coats of Arms (verso): a double-sided
drawing
SCHAUFELEIN THE
Pen and black and brown ink, watermark high crown
ELDER, HANS
10 x 6 inches
500.000
500.000
100%
4B6GY
Jeunes Idles cueillant des flours devant la mer
Circa 1894
Oil on board
DENIS. MAURICE
17 % x 14 % inches
500.000
500,000
100%
4CXVL
Liegender Weiblicher Akt
1918
Black crayon on paper
SCHIELE, EGON
11 % x 18 % inches
500,000
500,000
100%
3Z3F2
Rome, La Vasque de la Villa Medici
COROT. JEAN-BAPTISTE-Oil on paper laid down on cradled panel
.
CAMILLE
77. x 11 % inches
500.000
500,000
100%
4GWYZ
Group of prints including examples by Lucas van
16TH CENTURY
Leydens and Brueghel
500,000
500,003
100%
73XPB
SPANISH
Group of prints including The Campagnola
500.000
500,030
100%
73X04
Landscape with Three Gabled Cottages Beside a
Road (B.217)
1650
Etching and drypoint
6 V. x 8 inches
500,000
500.000
100%
69KD3
Page 19 of 54
EFTA_R1_02 138441
EFTA02714007
UN-PLEDGED
Artist
Item Description
Untitled
Executed in 1937
Iron on a steel base
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
%,
OWNER
IDENTIFIER
SMITH, DAVID
17 % x 5' x 2 inches
500,000
500.000
100%
6XTFT
Study of male nude lying on the ground
Black chalk on blue paper
ROBUSTI. CALLED
8 V. x 7 % inches
500000
500,000
100%
6D7PY
WATTEAU, JEAN-
Untitled (Cottage) (Landscape after Campagnola)
Red chalk on paper
ANTOINE
14 % x 15 V. inches
500.000
500,000
100%
69W2V
*The Ghost of Septimus Severus Appearing to
Caracalla. After the Murder of His Brother
Signed and dated j.l. David inv. et fecit in grey ink
lower right
Pen, grey and brown ink and grey wash over black
chalk with touches
of white heightening
DAVID. JACQUES-LOUIS 9 %x 12 inches
480.000
480,000
100%
4GPGY
Paris and Helen
Pen and ink with traces of black crayon and grey
wash annotated by David in the candelabra
Amores Hel/nis Paridis annotated on the mount
DAVID, JACQUES-LOUIS David avid 82
464,230
464,230
100%
5TFDJ
St. John The Evangelist
Inscribed in pencil No 4/ St. Jean par Cigoll 1559 -
1613/ 68. on the backing
Pen and dark brown ink and grey wash heightened
with white over black chalk
39.6 x 22.5 cm.
460,165
460,165
100%
6XTGT
The Firing Squad
Circa 1800
Signed lower center Dom. Tiepolo f.
Pen and brown ink with brown wash over black chalk
DOMENICO
13'% x 18 % inches
450.000
450.000
100%
3XJJT
Satan dominant le monde
1877
Charcoal on paper
REDON. ODILON
14 x 10 % inches
450.000
450,000
100%
3XJJF
Conrad
2009
Paintstick on handmade paper
SERRA. RICHARD
78 % x 78 '4 inches
450,000
450,000
100%
5TCK,,
Page 20 of 54
EFTA_R1_02 138442
EFTA02714008
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Olson
2010
Paintstick on handmade paper
SERRA. RICHARD
78 1/2 x 78 1/2 inches
450,000
450,000
100%
510(4
Reclining Woman to the Right
Circa 1912-13
Signed Gustav/Klimt within an oval, lower right
Pencil, red and blue crayon on paper
KLIMT. GUSTAV
.14 % x 21 % inches
450.000
450,000
100%
FICK9
Los desastres de la guerra
1863
Set of first edition etchings and lithographs
450.000
450,000
100%
73LRC
Self Portrait
1915
Signed Ensor/1915 lower center
Colored wax crayons on paper
ENSOR, JAMES
9 x 6 inches
450.000
450,000
100%
69KDL
GREUZE. JEAN-
Portrait of a Young Gentleman
Black and red chalk and stumping, within brown ink
framing lines
BAPTISTE
.14 x 12 inches
413,056
413,056
100%
74DW7
Cloud Study (recto) and Suffolk Landscape with a
Cloudy Sky (verso): a double-sided drawing
Watercolor over pencil
CONSTABLE. JOHN
4 Yr x6 %inches
400.000
400,000
100%
4GWYM
Triple L Excentric Gyratory Gyratory
1993
Stainless steel
RICKEY. GEORGE
Height: 20 feet
400.000
400,000
100%
4GPH6
Homage to Susan Sontag
1982
Oil on canvas
TANSEY. MARK
22 x 36 inches
400,000
400,000
100%
3XJ8P
Pink Swirl
1988
Oil on panel
THIEBAUD. WAYNE
15 x 12 inches
400,000
400,000
100%
3XJBO
Christ Calling the Fishermen
Circa 1735
Pen and brown ink with brown wash over black chalk
BATTISTA
16 1/2 x 11 1/2 inches
400,000
400,000
100%
4CXVD
Page 21 of 54
EFTA_R1_02138443
EFTA02714009
UN-PLEDGED
Artist
Item Description
Tigre se lechant la patte
Circa 1853-55
Oil on canvas
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
9 % x 12 V. inches
400.000
400.000
100%
3YKCH
Satyre
1877
Charcoal on paper
REDON. ODILON
11 x 9'/. inches
400,000
400,030
100%
3Y47M
Figures in a Landscape
1905
Watercolor on paper
DERAIN, ANDRE
19 x 25 inches
400,000
400,000
100%
5C2WC
Nature morte au cafetiere
1917
Pencil and charcoal on paper
GRIS. JUAN
18'4 x 12 % inches
400.000
400,000
100%
3XJG6
Portrait of a Woman with a Veil
1632-35
Black and red chalk
VOUET. SIMON
10% x8 % inches
400.000
400.000
100%
69MMG
The Four Horsemen (Bartsch 64: Meder 167b)
Circa 1496-97
With large imperial orb watermark (Mader 53)
Woodcut
DORER. ALBRECHT
15 'Axil% inches
360,000
360,000
100%
4GXJN
A mounted soldier, seen from behind
Black, red and white chalk on buff paper
FOSSE. CHARLES DE LA 12 % x 8 % inches
360,000
360,000
100%
6XV7B
Escalier dans les jardins de la villa Fames° a
Caprarola
Signed Robert, lower right
Red chalk on paper
ROBERT, HUBERT
Sight: 13 V. x 17 V. inches
353.943
353.943
100%
6)0/82
SPRANGER,
BARTHOLOMAEUS
The Temptation of Adam
Circa 1570
Signed B Sprangers fecit
Black chalk. pen and brown ink, brown and gray wash
heightened with white on paper
9 % x 7 inches
350.000
350000
4GPRQ
Page 22 of 54
EFTA_R1_02138444
EFTA02714010
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost
(if not on Appraisal)
GIFT?
OWNERSHIP
IF PARTIAL.
NAME OF
OTHER
OWNER
IDENTIFIER
DAVIS, STUART
Mist in Search of a Model
1931
Gouache on paper
11 x 19 inches
350.000
350.000
100%
3Y470
DAUMIER, HONORE
La defense
Pen and ink and wash on paper
7 % x 8 % inches
350.000
350,000
100%
4D9JJ
MONET. CLAUDE
Les Nympheas avec saule
Aquarelle
9 x 5 % inches
350.000
350,000
100%
STCOM
REDON, ODILON
Le cube (L'oeil)
Charcoal on paper
17 x 11 % inches
350,000
350,000
100%
4GX84
Caryatid, Frontal View, with Background, Hands
Behind her Head
1911
Signed and dated Modigliani 2 Juillet 011 lower right
Black crayon
350.000
350,000
100%
45SWP
MASTER L. CZ.
Untitled
Print
350,000
350,000
100%
73XN0
NOLDE, EMIL
Junges Pear (S. L52)
1913
Lithograph printed in colors
Approximately 24 X x 20 inches
350,000
350.000
100%
73LR3
(AMER, ALBRECHT
Coat of Arms with a Skull
Executed in 1503.
Engraving on paper
87, x 6 5(16 inches
338.500
338,500
100%
6XTHZ
DORER. ALBRECHT
Saint Anthony Reading
Engraving, 1519, without watermark, a superb Meder
a impression, with narrow margins, in excellent
condition
Executed in 1519.
Engraving on paper
3% x 5% inches
336,500
336.500
100%
6XTHV
Louis de Lorraine-guise. Prince de Phalsbourg, in
Armour, on Horseback: 5r. - n,tefes•.;
Black chalk, brown wash, the outlines of horse and
rider pricked for transfer and partly indented
CALLOT, JACQUES
9 %x 13 inches
600.000
300,000
Y
Y
50%
Met
45SWV
Page 23 of 54
EFTA_R1_02138445
EFTA02714011
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Return of the Prodigal Son
Pen and brown Ink and brown and gray wash
15
x 10 inches
300,000
300.000
100%
72WP4
AVERY. MILTON
Sentinels
1956
Oil on canvas
34 x 38 inches
300.000
300.000
100%
3XJK6
A Moorish Nobleman
1749
Signed and inscribed on verso I.F.C.M./No 310411069
Red chalk heightened with white on blue paper
BATTISTA
12 V. x 9 % inches
300.000
300,000
N
Y
100%
3YKD8
ENSOR, JAMES
The Entry of Christ into Brussels in 1889 on the Day
of Mardi Gras
Executed in 1898
Etching. hand-colored with gouache and watercolor
9% x 14 1/2 inches
300.000
300.000
100%
6XTFR
Pair of torcheres
Bronze
Height: Approximately 60 inches
300.000
300.000
100%
3XJFJ
MATISSE, HENRI
Autoportrait
1944
Pen and ink on paper
15 V.. x 10 '/. inches
300.000
300,000
100%
3XJH3
REDON. ODILON
Caliban
1880
Charcoal on paper
18'% x 14 % inches
300,000
300,000
100%
4GX85
RODIN, AUGUSTE
The Age of Bronze
Stamped Alexis Rudier
Bronze with brown and green patina
Height: 25 1/2 inches
300.000
300,030
100%
4CXV8
RODIN. AUGUSTE
Le penseur
1880
Bronze with brown and black patina
Height: 14 % inches
300.000
300,000
100%
4CXV9
BECKMANN, MAX
Kleines Rosenstilleben mit blauem Spiegel
1927
Oil on canvas
10 % x 25 1/2 inches
300.000
300000
100%
4CXVO
Page 24 of 54
EFTA_R1_02138446
EFTA02714012
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Study of a Man Seen from Behind
Black, red and white chalk on light brown paper
JORDAENS. JACOB
18 V. x 12 V. inches
300.000
300000
100%
69KDP
Untitled
VASARI. GIORGIO
Work on paper
300.000
300000
100%
73LR6
Superficie bianca
1976
Signed and titled on the stretcher
Tempera on shaped canvas
275.000
275.000
100%
4GWZ4
*Sleeping Nude
Stamped with initials J.F.M. lower left
Charcoal stumping on paper
MILLET. JEAN•FRANCOIS 8 x 11 inches
275.000
275.000
100%
57635
Recto: Deux lilies d'orienlaux (The Heads of Two
Turbaned Men)
Verso: Un mamelouk debout
1822
Watercolor over black crayon
GERICAULT. THEODORE 5 V. x 8 inches
250.000
250,000
N
Y
100%
3XJFH
Landing
1988
Lead. fiberglass and air
GORMLEY. ANTONY
22 x 87 x 22 inches
250,000
250,000
100%
3YKC8
Vampyre (5.34: W.41)
1895-1902
Signed in pencil
Combination lithograph and woodcut printed in five
colors on offwhite
MUNCH, EDVARD
Japan paper
250.000
250.000
100%
3YKCY
Satyr Crowned with Vine Leaves
Pen and brown ink with bistro wash
ROMANO, GIULIO
27.9 x 19.4 cm
250.000
250.000
100%
6/0/77
Falconry Tapestry
Circa 1490
TOURNAI
Approximately 6 feet 9'4 inches x 8 feet 3 % inches
250.000
250,000
100%
4B6FX
Calla Lillies
1928
Oil on board
23 'A X 19 V. inches
250.000
250,000
100%
3XJ03
Autoponrait
1938
Charcoal on paper
10
x 8 % inches
250.000
250,000
100%
3XJFM
Page 25 of 54
EFTA_R1_02138447
EFTA02714013
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Jean-Paul Sartre
1949
Pencil on paper
11 % x 8 % inches
250.000
250.000
100%
3XJFN
INGRES, JEAN-
Portrait de Monseigneur Gabriel Cortois de Pressigny
(1745-1823)
1816
Pencil and watercolor on paper
11 % x 7 % inches
250.000
250.000
100%
3XJGB
Sun Line
2008
Red slate
LONG, RICHARD
26 inches x 37 inches x 71 feet 6 inches
250.000
250,000
100%
5TD02
Comish Slate Cross
2007
LONG, RICHARD
Delabole slate
250,000
250.000
100%
5TDOC
Le jeune homme et la mon (Hommage A Chasseriau)
Circa 1865
Watercolor on paper
MOREAU. GUSTAVE
10 % x 5'4 inches
250.000
250.000
100%
4D9JH
PRUD'HON, PIERRE-
Portrait de Madame Peen de Saint-Gilles
1822
Oil on canvas
PAUL
28
x 23 V. inches
250.000
250,000
100%
3Z6Y5
L'amateur d'estampes
1860-2
Pencil and crayon over charcoal on paper
DAUMIER, HONORE
14 V. x 11 % inches
250,000
250,000
100%
6910D2
Reclining Woman with Bent Arms
Circa 1916-17
Signed GUSTAV/KLIMT lower right
Pencil on chamois simili Japan paper
KLIMT, GUSTAV
14 •% x 22 % inches
250,000
250,000
100%
5TCL3
Mohn and Ritterspoon
Watercolor on paper
NOLDE. EMIL
13 % x 18 inches
250.000
250.000
100%
4CXVV
Poinsettia (La flour rouge)
Pastel on paper
REDON. ODILON
26 %x 19 % inches
250.000
250.000
100%
4CXVW
Page 26 of 54
EFTA_R1_02138448
EFTA02714014
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost
(if not on Appraisal)
GIFT?
OWNERSHIP
IF PARTIAL.
NAME OF
OTHER
OWNER
IDENTIFIER
Nemesis (The Great Fortune) (Bartsch 77: Mader 72
Ila (of I);
Schoch, Mende and Scherbaum 32)
Circa 1501
With high crown watermark (Mader 20)
Engraving
DURER, ALBRECHT
13 ' x 9 inches
250.000
250.000
100%
4GWY0
Standing Male Nude (recto), Seated Male Nude
(verso)
PIAZZETTA.
Red chalk, heightened with white
GIAMBATTISTA
22 'A x 13 'A inches
240.000
240.000
100%
69MLY
Brushstrokes Cut into Thirty-five Squares and
Arranged by Chance
1951
Ink and collage on paper
4 x4 V. inches
225000
225.000
100°.:
69MMS
Kurt Schvritters: Schriftstellar
1921.22
Collage and montage on card
12 V. x 10 inches
225,000
225,000
3XJJN
The Triumph of Pompey*
Watercolor. gouache. pen and black ink. graphite.
black chalk
underdrawing on white laid paper, mounted to an
album page
DE SAINT-AUBIN.
Circa 1760
GABRIEL
8'/. x 15'A inches
400,000
200,000
Y
N
50%
Met
4B6GV
The Confederates Arriving at the Ruth
1778
Brown ink and wash on paper
FUSELI, HENRY
.10 % x 15 % inches
200.000
200.000
100%
3Z3DF
Seeing and Showing
1991/92
Lead, fiberglass. and air
GORMLEY, ANTONY
37'% x 35 x 17'/. inches
200.000
200,000
100%
4CXVP
Etude preparatoire pour "Le jeu d'echecs"
Circa 1815
Black crayon on paper
BOILLY, LOUIS LEOPOLD 8 % x 13'/. inches
200,000
200,000
100%
4GX7L
Page 27 of 54
EFTA_R1_02138449
EFTA02714015
UN-PLEDGED
Artist
Item Description
Portrait of a Revolutionary in Profile Facing Left
Annotated Dessine par Louis David en moins de vingt
minutes et sur le genus, dans les prisons des 4
nations, le 3 messidor au 3 dIR, on the reverse
Pen and ink on paper
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL,
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
DAVID. JACQUES-LOUIS Diamerter: 17.6 cm.
200.000
200.000
100%
6XSXV
Together and Apart
Edition 115
1998
Cast iron
GORMLEY, ANTONY
74 x 18 % x 12 % inches
200.000
200.000
100%
3YKC5
The Angel of Death
Signed Odilon Redon, lower right
Charcoal on paper
REDON, ODILON
49.5 x 28 cm.
200.000
200.000
100%
6XV7Y
Sir Galahad
Circa 1858
Pen and India ink over black lead on joined paper
BURNE-JONES. EDWARD 12 % x 14 % inches
200.000
200.000
100%
3XJDL
Console a plateaux, modOle aux grenouilles
Circa 1984
Bronze with brown-green patina
35 x 47 x 16 inches
200.000
200.000
100%
3XJFP
Console a plateaux, models aux grenouilles
Circa 1984
Bronze
35 x 47 inches
200,000
200,000
100%
3XJFS
Console table with shelf, model with frogs
Circa 1980
Bronze with green patina
35 x 50 x 15 inches
200.000
200,000
100%
3XJFT
Console table with shelf, model with frogs
Circa 1980
Bronze with green patina
35 x 50 %x 15'/. inches
200.000
200,000
100%
3XJFV
The Fish
1932-33
Oil on cardboard
15
x 24''4 inches
200.000
200.000
100%
3XJ04
Page 28 of 54
EFTA_R1_02138450
EFTA02714016
UN-PLEDGED
Artist
.40
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Eve a la pomme
1899
Bronze
Height: 23 inches
200.000
200.000
100%
4CXVN
Awes le bain t
(Leaving the Bath) (Seated Bather)
Circa 1861
Pen and sepia ink with wash, over red chalk with
corrections in black chalk on thin wove paper
MANET. EDOUARD
10 1/4 x 8 inches
200.000
200.000
N
Y
100%
3XJGV
Le Cerf Volant
1890
Charcoal on paper
REDON. ODILON
14 1/4 x 12 % inches
200,000
200,000
100%
3XJJH
Airplanes
2008
Ash on linen
ZHANG HUAN
98 V. x 189 inches
200,000
200,000
100%
4GX7O
Chrysanthemum
Watercolor and gouache on paper
MONDRIAN. PIET
12 x 9 inches
200,000
200,000
100%
3Z3D2
Los Proverbios (or Los Disparates)
1864
Set of first edition etchings and lithographs
200.000
200.000
100%
73LR9
Celebration en l'honneur du dieu Pan
Pen, gouache and red chalk wash, heightened with
white
GILLOT. CLAUDE
8 1/4 x 12 % inches
200.000
200,000
100%
6BT8W
Afar (Memory Door Series)
2007
Silkscreen mounted on carved antique wood door
Zhang Huan
5 feet 1 inch x 9 feet 61/2 inches x 4 inches
195,075
100%
99N I ZI
The Virgin with the Rosary on the Crescent
Ca. 1450
Engraving
MASTER E. S.
7. 7:6.3 an
190,531
100%
99N1M1
Solid No. 3
2007
Paintstick on handmade paper
SERFtA. RICHARD
x 40 inches
180,000
180.000
100%
4GWYS
Page 29 of 54
EFTA_R1_02138451
EFTA02714017
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL,
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Solid No. 11
2008
Paintstick on handmade paper
SERRA. RICHARD
40 x 40 inches
180,000
180,000
100%
4GWYT
*Solid No. 13
2008
Paintstick on handmade paper
SERRA. RICHARD
40 x 40 inches
180.000
180.000
100%
4GXJL
Group of Seven Horses (Bartsch 56: Hollstein 238:
Mende 77;
Shestack 83)
1534
BALDUNG. HANS
Woodcut
180.000
180,000
100%
4GXJM
Handicraftsman (from the Memory Door series)
2007
Silkscreen mounted on carved antique wood door
ZHANG HUAN
58 % x 125 x 6 % inches
180,000
180000
100%
4GX7M
Broomcorn Field (from the Memory Door series)
2008
Silkscreen mounted on carved antique wood door
ZHANG HUAN
55 % x 110 % x 6 inches
180000
180.000
100%
4GX7N
Stairs (from the Memory Door series)
2007
Silkscreen mounted on carved antique wood door
ZHANG HUAN
48 x 116 x4 % inches
180.000
180.000
100%
4GX7P
Transparency #2, 2012
Executed in 2012
Litho crayon on mylar
SERRA. RICHARD
30 x 24 inches
175,750
100%
99N1S2
Junges Paar (S.152)
1913
Signed in pencil and inscribed Vom 8 DR. Dieser
Fassung Nr. 4
From the edition of 121
NOLDE. EMIL
Lithograph printed in black. purple and orange
175,000
175.000
100%
3XJHH
Nude with Floral NI (Large Black)
1988
Signed and dated on the reverse
Enamel on cut-out steel
WESSELMANN. TOM
48 x 83 inches
175.000
175.000
100%
4GPRN
Page 30 of 54
EFTA_R1_02138452
EFTA02714018
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
A Bacchic procession with drunken Silenus
Inscribed in brown ink Polidoro. on the verso, lower
left
Pen, brown ink and brown wash
ZUCCARO. TADDEO
12.3 x 16.4 cm.
175.000
175.000
100%
6XTGY
Calla and Sommerblumen
Circa 1925
Watercolor on rice paper
NOLDE. EMIL
13 % x 18 inches
175.000
175.000
100%
3XJCK
L'Amor the motive il Sole e raft Stelle
Circa 1880-83
Pencil on three sheets
BORNE-JONES. EDWARD 84 x 42 inches
175.000
175.000
100%
4CXVK
Danseuse mettant son bas
Edition 17122
Circa 1919-21
Bronze with black patina
DEGAS, EDGAR
Height: 16 '/. inches
175.000
175,000
100%
3XJC5
Cavalier mamelouk au galop
1849
Pen and brown ink on paper
13 x 8 % inches
175,000
175.000
100%
3XJF7
Table basse aux caryatides
Bronze with brown and green patina
Height: 17 Y. Inches
Width: 28 inches
Depth: 28 inches
175.000
175,000
100%
5C45B
Femme nue
Pencil on paper
KLIMT. GUSTAV
Sight: 21 % x 14 inches
175.000
175,000
100%
3XJGN
Autoportrait
Circa 1900-05
Brown ink and wash on paper
MATISSE, HENRI
10
x 7 % inches
175.000
175,000
100%
3XJGY
La ravaudeuse (Madame Millet)
1853
Conte crayon and gouache on blue-gray paper laid
down on
calendared paper
MILLET, JEAN-FRANCOIS 12 %x 10 % inches
175,000
175.000
100%
5C4R6
Page 31 of 54
EFTA_R1_02138453
EFTA02714019
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Two Standing Women
Black and white chalk on brown paper
LONGHI, PIETRO
8 % x 6 %inches
160,000
160,000
100%
69MM8
Sir Lancelot in Queen Guinivere's Chamber
c. 1857
ROSSETTI, DANTE
Pencil and blue wash
GABRIEL
11 x 14 1/2 inches
150.942
100%
99N1R5
Man, Rocks and Sea
Signed Milton Avery and dated 1948 lower left
Watercolor and pencil on paper
AVERY. MILTON
.22 % x 30 % inches
150,000
150,000
100%
3XJHV
Beach Umbrellas
1944
Gouache on paper
AVERY. MILTON
22 x 30 inches
150,000
150,000
100%
5C2WG
Weib and Tier - Inv. 1 (Komfeld, no.13)
(Woman and Animal)
Signed in pencil, dated and inscribed 13 and PI.
zerstort
Etching
KLEE. PAUL
7 % x8%inches
150,000
150,000
100%
45SWD
Zwei Manner. (financier in hoherer Stellung
vermutend, begegnen sich - Inv. 6 (Komfeld, no. 7)
Circa 1903
Etching
KLEE, PAUL
4
x 8 % inches
150,000
150,000
100%
4B6H6
Komiker - Inv. 4 (Komfeld. no. 9)
1904
Etching
KLEE. PAUL
5 % x6%inches
150.000
150.000
100%
4B6H7
Landscape with Harvesters at Sunset
1826
Watercolor with touches of todycolor and stopping out
PARKES
5'G x 7 % inches
150.000
150,000
100%
3XJD7
Study for Proposed Mural. United Nations
Conference Room 3
1955
Gouache on paper
DAVIS, STUART
7 % x 11 % inches
150.000
150,000
100%
3ZBJR
Page 32 of 54
EFTA_R1_02138454
EFTA02714020
UN-PLEDGED
Artist
GAINSBOROUGH,
THOMAS
Item Description
Wooded Landscape with Figures Outside a Cottage
Circa 1778
Charcoal with grey and black washes. heightened
with white chalk
10 'h x 13 1/2 inches
Sotheby's Appraised
Value (July 2013)
150.000
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
150,000
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
100%
IDENTIFIER
3Y47D
Seated Woman on Bench
Edition of 9
1953
Bronze with green patina
MOORE. HENRY
Height: 8 4 inches
150.000
150.000
100%
5C455
Ash Skull No. 14
2006
Ash on linen
ZHANG HUAN
78 % x 98 % inches
150.000
150,000
100%
4GX7R
Pedestal a roiseau
Bronze with dark brown and green patina
Height: 39 % Inches
Length: 19 1/2 inches
Width: 15'% inches
150,000
150.000
100%
3YKCL
Silver River — Hudson
Executed in 2011
Number 1 of 3 in an edition of 3, plus 2 artist's proofs
Recycled silver
LIN. MAYA
.81 x 45 % inches
150.000
150.000
100%
6XT4D
Untitled
ROMANO. GIULIO
Work on paper
150.000
150.000
100%
73LR7
Nighttime, Enigma and Nostalgia
Circa 1931-34
Ink and ink wash on paper
GORKY. ARSHILE
23 x 29 inches
125.000
125.030
100%
4D9JP
The Sidelong Glance
1912
Watercolor and penal on paper
DAVIS. STUART
15 x 11 inches
125.000
125,000
100%
3XJKJ
Untitled
1912
DAVIS, STUART
Watercolor on paper
125,000
125.000
100%
73W72
Page 33 of 54
EFTA_R1_02138455
EFTA02714021
UN-PLEDGED
Artist
Item Description
The Achieving of the Sangreal
1892
India ink, wash and pencil on paper
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
VINCENT
15 %x 12 % inches
125,000
125,000
100%
3XJKA,
Kasbek
The preparatory study for the drypoint
1923
Signed in pencil, inscribed by an unknown hand
Grossman
Lithographic crayon on joined, buff transfer paper laid
down on board
BECKMANN. MAX
19 % x 8 % inches
125.000
125,000
100%
3XJJ4
CHASSERIALL
Redo: Portrait of a Little Couloughi
1846
Graphite on light brown paper
THEODORE
25 x 18 inches
125,000
125,000
100%
3Z3D8
Pair of Andirons
Iron and patinated bronze with traces of gilding
Height 13 % inches
125,000
125,000
100%
5532Y
A Figure Passing in the Horizon. a Gothic Chapel in
the Foreground (Dusk)
1837
Pen with black and brown ink wash on paper (bistro)
on paper)
HUGO, VICTOR
%x
8
11 inches
125,000
125,000
100%
3Z3DL
INGRES, JEAN-
Mere et enfant (Esquisse de le Martyre de Saint
Symphorien)
Circa 1833
Pencil on joined paper, squared for transfer
18'% x 8 % inches
125.000
125.000
100%
3XJGD
Cooper Tightening Staves on a Barrel
Circa 1848-50
Sanguine crayon on buff paper
MILLET. JEAN-FFtANDOIS 16 % x 11 V. inches
125,000
125,030
100%
3XJH7
Bacchus et jeune femme nue
1954
Pen and India ink on paper
PICASSO. PABLO
V. x 12 % inches
125,000
125,000
100%
4CXV6
La soeur ainee
Circa 1881
Watercolor and gouache on paper
TISSOT, JAMES
18 % x 10 % inches
125.000
125,000
100%
3XJJV
Page 34 of 54
EFTA_R1_02138456
EFTA02714022
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL,
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
La robe rose
Circa 1890
Oil on board
8 % x 10 % inches
125.000
125.000
100%
3XJCS
Greiser Phoenix - Inv. 9 (Komfeld, 17)
1905
Signed in pencil, dated and Inscribed 36
Etching
KLEE. PAUL
10 4 x 7 % inches
120.000
120,000
100%
45SWC
Pair of Lamps Decorated with Owl and Cup
Bronze with brown patina
Height (without shade): 19 % inches
120.000
120,000
100%
3XJFR
'Untitled
2013
Set of five glass lamps
Dimensions variable
PARDO. JORGE
JP 13/004
117.585
100%
99N1P1
Le Combat des pouilleux Desir et Rissole - the Fight
of the Down-andouts Desir et Rissole (Combat of the
Rascals) (7.19)
1888
Etching and drypoint heightened with gouache and
colored pencil on Japan paper
ENSOR, JAMES
9'/. x 11 7/16 inches
114,000
114,000
100%
69KDT
Les Bains d'Ostende - The Baths at Ostend (T.115)
1899
Titled, signed. dated in pencil below; titled and
countersigned on the verso
Hand-colored etching on wove paper
ENSOR. JAMES
8 %x 11 inches
114,000
114,000
100-,
69KDV
Alimentation doctrinaire - Doctrinal Nourishment
(T.80) and (7.79): a double-sided print
1889
Etching on Japan paper printed on both sides of the
sheet
ENSOR. JAMES
7 x 9'% inches
114.000
114,000
100%
69KC8
La Belgique au XIXe siecte — Belgium in the XIXth
Century (also called Le Roi dindon) (T.81)
1889
Titled, signed, numbered Le rot dindon Epreuve no 6
on the verso in pencil
Etching on Japan paper
ENSOR. JAMES
6'V.. x9 %inches
114.000
114.000
100%
69KDS
Page 35 of 54
EFTA_R1_02138457
EFTA02714023
UN-PLEDGED
Artist
Item Description
Canine Construction
2010
Edition 4 of 4. plus 1 artist's proof
Bronze
Sotheby's Appraised
Value (July 2013)
Fair Value (°/0
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
GIMHONGSOK
63 % x 92 1/2 x 34 % inches
100.000
100.000
100%
69K0M
BELLOWS, GEORGE
A Stag at Sharkey's (M.46)
1917
Signed. titled and numbered #27 in pencil
From the edition of 98
Lithograph on heavy wove paper
WESLEY
18'% x 23 % inches
100.000
100.000
100%
5C457
Der Held mit dem Flags! - Invention 2 (K.16)
1905
Signed
Etching
KLEE, PAUL
10 x 6 % inches
100,000
100,000
100%
4GX7H
Dessin
Circa 1898
Pencil and black chalk on paper, in artist's frame
7 x 3 1/2 inches
100,000
100.000
100%
3YKCR
Weib and Tier (Komfeld. no. 3)
1903
Etching
KLEE. PAUL
.8 'x 11 % inches
100.000
100,000
100%
4B6H5
Acrobat (Back Bend)
Edition of five
1950
Bronze with brown patina
BECKMANN. MAX
Height: 9 ' inches
100,000
100,000
100%
3Y47J
Heracles Archer
Circa 1909
Plaster
ANTOINE
Height: 23 % inches
100.000
100.030
100%
3Z3F7
Christmas Eve
Graphite with stumping
8 %x 11 % inches
100,000
100000
100%
3XJH6
'Mary
Executed in 1920
Signed and dated 1920 DIX lower right; inscribed
Mary upper left
Pencil on paper
DIX, OTTO
16 % x 13 inches
100,000
100,000
100%
68183
Page 36 of 54
EFTA_R1_02138458
EFTA02714024
UN-PLEDGED
Artist
Item Description
IF PARTIAL,
Fair Value (%
NAME OF
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
OWNERSHIP
OTHER
Value (July 2013)
(if not on Appraisal)
GIFT?
OWNER
IDENTIFIER
Ensor, James
Mon Pere mort • My dead father
1887
Pencil and black crayon with white heightening on
brown paper
170 x 226 mm
97,988
100%
99N1E1
Tanzerin mit gehobenem Rock (Dube W 141)
1909
Signed in pencil
KIRCHNER. ERNST
Woodcut
LUDWIG
9'4 x 13 inches
90,000
90000
100%
3XJGH
Junges Paar (S.152)
1913
From the edition of 121
Lithograph printed in black and green
NOLDE. EMIL
24 h x 19 % inches
90.000
90.000
100%
3XJHK
Transparency d3. 2012
Executed in 2012
Litho crayon on mylar
SERRA, RICHARD
30 x 24 inches
85.000
85.000
100%
6XTRY
Stalled Cairn
1990
Polished and natural cleft granite
Zimmerman, Elyn
266 x 123 x 81 inches
80,063
100%
99N1Z2
Le Bon Samantain (Neuman 49; Van Gelder 100)
1861
Dated and signed in lower margin Edition Vial with ink
inscription
Lithograph on chine applique (backed)
80.000
80000 .
100%
3VKCC
A Battle Scene
1857
Pen and China ink with brush and grey wash on paper
5 % x 9 % inches
80.000
80,000
100%
3XJDF
A Lion Hunt
1857
Pen and India ink with brush and grey wash on paper
5% x 9% inches
80.000
80,000
100%
3XJDG
A View in Borrowdale
1806
Watercolor and pencil on paper, squared for transfer
CONSTABLE, JOHN
7 x 14''4 inches
80,000
80,000
100%
3XJDS
Page 37 of 54
EFTA_R1_02138459
EFTA02714025
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Nature morte aux fruits
Still Life with Fruits
Circa 1935
Gouache and pencil on cream-colored paper
BONNARD, PIERRE
12 'h x 13 inches
80.000
80.000
100%
4CXVS
Lampadaire a la tete de femme
Circa 1935-37
Bronze with brown patina
Height: 61 inches
80.000
80.000
100'
3Z30G
After Edgar A. Poe (Mellen° 37-43)
1882
The complete set of six lithographs and the paper
folder in bistre.
Lithographs. printed on off-white chine applique on
wove paper
REDON, ODILON
17 3/4 123/8 inches
80.000
80,000
100cz
3Z3DZ
Selbstbildnis mit Steifem Hut (H.180; GL.157; G.153)
1921
Signed in pencil
From the edition of c. 50 on Button paper, printed
circa 1922
Drypoint. fourth (final) state
BECKMANN. MAX
12 % x 9 V. inches
75.000
75.000
100%
3XJHX
Billiardspieler (0. L290)
1915
Second state of three
KIRCHNER, ERNST
Lithograph on yellow paper
LUDWIG
23'% x 19 % inches
70.000
70,000
100%
3XJGK
Vue de Volterra
COROT. JEAN-BAPTISTE- Black crayon on paper
CAMILLE
29.5 x 43.5 cm
70,000
70,000
100%
6)0/7S
Lady Gold's Escort (From The Yellow Book Vol. III)
Circa 1894
Pen, brush and India ink on paper
VINCENT
11 x 7 inches
70,000
70,000
100%
3Z3DX
The Swarm
Executed In 1904/05
Pencil, ink and wash on paper
KUBIN. ALFRED
11% x 15% inches
70.000
70.000
100%
6XTGD
Page 38 of 54
EFTA_R1_02138460
EFTA02714026
UN-PLEDGED
Artist
Item Description
Taubstumme
1921
Pencil on paper laid down on paper
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
BECKMANN, MAX
.10 % x 7 V. inches
70.000
70,000
100%
5C29B
Femme nue debout
Circa 1900
Pen and ink on paper
MATISSE. HENRI
10 x 7 inches
70.000
70.000
100%
3YKCV
Studies of a Man Eating from a Bowl
Circa 1872-74
Black chalk with stumping on paper
9'V.. x 13 inches
70,000
70,000
100%
3YKCW
Liegende akt auf dem Sofa
1904
KIRCHNER, ERNST
Charcoal on paper
LUDWIG
.25 %x 35 inches
70,000
70.000
100%
3Z3CZ
Les eplucheuses de pommes de terre
1872
Pen and black ink with black washes and gum arabic
on beige paper
Ribot. Theodule Augustin
11 1/4 x 14 1/2 inches
65,175
100%
99N1R4
Dempsey and Firpo (M. 181)
1923.4
From the edition of 103
BELLOWS. GEORGE
Lithograph, on cream wove paper
WESLEY
18 x 22 % inches
65.000
65.000
100%
32BBT
The Appearance to Joseph
Circa 1909
Signed N. Gontcharova. lower right
GONCHAROVA. NATALIA Gouache and pencil
62.500
62.500
100%
5TDN8
Table au couvert dresse
May 20. 1944
India ink, ink wash, pastel and scratching on paper
DUBUFFET, JEAN
7 % x 9 %, inches
60,000
60,030
100%
4GWYY
Study for Slue Figure in Chair' (Study after Picasso)
Circa 1931
Charcoal on paper
GORKY. ARSHILE
23 x 17 % inches
60.000
60.000
100%
3YKCM
Page 39 of 54
EFTA_R1_02138461
EFTA02714027
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Study for 'Blue Figure in Chair (Study after Picasso)
Circa 1931
Charcoal on paper
GORKY, ARSHILE
23 x 17 V. inches
60.000
60.000
100%
4GPRM
Channe (Weiblich Anmut) Invention no. 5 (K.12)
(Female Charm)
Bern, Switzerland
Printed by Max Giradet
Signed, dated and inscribed PK Bern Juli!Nov. 04 by
the artist in the plate, upper left: inscribed Inv 5 upper
right: inscribed Chem* (watt. Anmut) lower left
One of four known trial proofs, before the edition of 30
Etching on Velin paper
KLEE. PAUL
5 %x 3 %inches
60.000
60,000
100t.
5TCRW
The Blind Still Leading the Blind
1996
Glass and silver, in eleven parts
QUINN. MARC
290 x 65 x 30 inches
60.000
moo
5C453
De animalite
Circa 1886
Pencil. colored chalks and watercolor on paper laid
down on paper, in artist's matte
4 %x 4 inches
60.000
60,030
100%
3XJGG
Hand of a Woman Holding a Cane
1883
Carpenter pencil and stumping on paper
7 %x 4 % inches
60,000
60.000
100%
323DR
Sacre Coeur
1949
Conte crayon with white heightening on blue paper
BECKMANN, MAX
23 V. x 17 V. inches
60,000
60,000
100%
3XJBX
Paysan au pied d'un arbre
Circa 1850
Pen and China ink on paper
4 '1. x 3 inches
60.000
60.000
100%
3XJOD
La puce
1888
Pencil and charcoal on paper
ENSOR. JAMES
8% x 6% inches
60.000
60.000
100%
4D9JW
Page 40 of 54
EFTA_R1_02138462
EFTA02714028
UN-PLEDGED
IF PARTIAL.
Fair Value (%
NAME OF
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
OWNERSHIP
OTHER
Artist
Item Description
Value (July 2013)
(if not on Appraisal)
GIFT?
1/2
OWNER
IDENTIFIER
Vuillard. Edouard
Matisse. Henn
Le Mannequin
Charcoal
9 x 11 inches
La mannequin
drawn drca 1896-1898,
Charcoal on buff paper
9'/. x11 in.
Etude d'odalisque
Pencil on paper
10 3/4 x 14 3/4 inches
Untitled (Jamaican Watercolor)
1992
CLEMENTE. FRANCESCO Watercolor on paper
59,538
100%
99N1V1
55.000
100%
3XJCV
54,125
100%
99N1M2
50.000
50.000
100%
3XJKH
Marius a Mintumes
Circa 1785
Black chalk, pen and brown ink, and grey wash on
DROUAIS. JEAN-
paper
GERMAIN
7 'Az 9
inches
50.000
50,000
100%
3XJF9
Arlistenkind-Marcella (Dube L. 136, I of II)
1909
Signed in pencil
KIRCHNER, ERNST
Lithograph
LUDWIG
.15 1/4 x 12 % inches
50,000
50.000
100%
3XJGJ
Invention 8 - Perseus (Der Witz hat uber das Leid
gesiegt)
Executed in 1904.
Zinc etching on heavy wove paper
KLEE. PAUL
5 x 5'/ inches (sheet: 16 1/2 x 12 '4 inches)
50.000
50,000
100%
6XTFP
From Crotch Isle, Maine
1922
Watercolor on paper
MARIN. JOHN
16'% x 19 1/2 inches
50.000
50.000
100%
3XJBL
Nu a la baignoire
Brown crayon on paper
BONNARD. PIERRE
10 x 8 % inches
50.000
50,000
100%
3XJC2
Lampe-trepied a etoile
Designed by Alberto Giacometti for Jean-Michel
Frank in 1935-37
and cast by Diego Giacometti at a later date.
Bronze with dark brown patina
Height: 16 inches
50,000
50,000
100%
3XJFK
Page 41 of 54
EFTA_R1_02138463
EFTA02714029
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Lampe-trepied a etoile
Designed by Alberto Giacometti for Jean-Michel
Frank in 1935-37
and cast by Diego Giacomett, at a later date.
Bronze with dark brown patina
Height: 16 inches
50.000
50.000
100%
3YKCK
Signac, Paul
La Rochelle
42,900
100%
99N1S10
Kopf Ludwig Schemes (D.H 330)
1918
Signed in pencil and inscribed Eigen ruck
KIRCHNER, ERNST
Woodcut on beige strong Japan paper with full
margins
LUDWIG
Sheet: 23 7. x 16 % inches
40.000
40,000
100%
4D9JX
• Eifursucht (grosse Fassung) (S. 58; W.69)
1896
Unsigned
Printed by Clot
Lithograph with tusche, crayon and needle on wove
paper
MUNCH. EDVARD
18 V4 x 22 % inches
40.000
40,000
100.
3XJHG
Dans le rave (Mellen° 27-36): a set of ten
1879
Printed by Lemercier et Cie., Paris. in an edition of 25
Lithographs on off-white chine applique on heavy
wove paper
Varying sizes, the smallest: 22%x 15% inches
REDON, ODILON
The largest: 22 % x 15'% inches
40.000
40.000
100%
3XJJC
The Towpath
1986
Oil on canvas
KAHN. WOLF
60 x 52 inches
35,000
35.000
100%
3XJCC
El guitarrista
1979
Charcoal, graphite and white chalk on calendered
paper
16% x 14 % inches
35.000
35.000
100%
3YKC4
A Threatening Head
1770-78
Pen, black ink, and black wash on paper
FUSELI, HENRY
6'%. x 7 % inches
35.000
35.000
100%
4D9JZ
Page 42 of 54
EFTA_R1_02138464
EFTA02714030
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OWNERSHIP
OTHER
OWNER
IDENTIFIER
Cabeza de una Tehuana (Retrato de Juchiteca)
1935
Sanguine, charcoal and pastel on paper
RIVERA, DIEGO
13% x11 inches
35.000
35.000
100%
3YKO6
Untitled V (Centerport)
Circa 1940
DOVE, ARTHUR
Watercolor and pen and Ink on paper
GARFIELD
6 x 9 inches
35.000
35.000
100%
3XJCX
The Sun May Shine and We Be Cold
Circa 1860
ROSSETTI, DANTE
Pen and brown ink on paper
GABRIEL
x 6 % inches
35.000
35.000
100%
3XJJL
.8
Lampe en lone bougeoir
Circa 1960
Bronze with brown and green patina
Height: 8 1/4 inches
35.000
35.000
100%
3XJFQ
Lampe en forme bougeoir
Circa 1960
Bronze with brown and green patina
Height: 8 V.. inches
35,000
35,000
100%
3Z3DH
Costume Design For A Young Hindu Prince In Le
Dieu Bleu
Signed in Latin and dated 1911 lower right.; faintly
inscribed in Latin top right
Gouache and gold paint over pencil on paper laid on
board
BAKST, LEON
Sheet size: 11 x 8 inches
30.442
30.442
100%
5TCRY
Costume Design For The Priest Soma From Le Dieu
Bleu
Signed in Latin and dated 1911 lower right.; faintly
inscribed in Latin top right
Gouache and gold paint over pencil on paper laid on
board
BAKST, LEON
Sheet size: 11 x 8 1/4 inches
30.442
30.442
100%
5TDOK
Twisted Roots (Tree study)
1927
Black crayon and pencil on paper
25 Y. x 19'% inches
30.000
30,000
3YKC9
Abenteuerlicher Fisch (Komfeld, 1)
1901
Etching
KLEE. PAUL
3 1/4 x 4 %inches
30.000
30.000
100%
4B6H1
Page 43 of 54
EFTA_R1_02138465
EFTA02714031
UN-PLEDGED
Artist
Item Description
Fair Value (%
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
OWNERSHIP
Value (July 2013)
(if not on Appraisal)
GIFT?
IF PARTIAL.
NAME OF
OTHER
OWNER
IDENTIFIER
TWACHTMAN, JOHN
HENRY
Avery, Milton
LIN, MAYA
Sztybel, Pamela
Irises
Circa 1895
Pastel on paper
17 'A x 13 V. inches
Le masseur
Pastel on paper
12 % x 16 '/ inches
Mottled Hills
1962
Oil on Paper
23 x 35 Inches
Wire Landscape
2009
Steel wire
47 x 90 x 7 1/2 inches
A few clouds and a dark pond (near Manchester,
Vermont)
Oil on canvas
37 3/4 x 50 inches
•Guerrier tartare arretant son cheval
Bronze
Height: 13 /1 inches
These() combattant le Centaur Bienor
Bronze
Height: 12 4 inches
Cheval Turn
Bronze with brown and green patina
Height: 11 4 inches
Length: 12 % inches
Three Male Nudes
1861
Brown ink on buff paper
7 1/4 x 9 Yo inches
Nude Seen from Behind
Charcoal on paper
Esquisse pour 'Le Mediterranee'
Circa 1902
Sanguine on paper
9 % x 12 V. inches
30,000
30.000
25.000
25.000
25,000
25,000
25,000
25,000
30,000
30,000
29,227
27,156
27,156
25.000
25.000
25,000
25,000
25,000
25.000
100%
100%
100%
100"/,
100%
100%
100%
100%
100%
100%
100%
3XJCR
3XJCT
99N1A1
99N1S4
3XJBV
3XJBW
3XJKC
3XJF8
3XJCG
3XJGT
Page 44 of 54
EFTA_R1_02138466
EFTA02714032
UN-PLEDGED
Artist
Item Description
Studies for the Head of the Fanner in 'Found'
ROSSETTI. DANTE
Circa 1870
GABRIEL
Pencil, pen and black ink on paper
Woman and Child
Conte crayon and pencil on paper
DENIS. MAURICE
8 % x6 1/4 inches
25.000
Bei der Toilette (At the Toilette) (H. 261 B; GI. 232;
G. 226)
1923
Signed in pencil
Edition 9 of 55
Woodcut
BECKMANN. MAX
23'% x 17 % inches
20.000
Portrait de Talleyrand
Charcoal on paper
ISABEY, JEAN-BAPTISTE 11 1/4 x 8 % inches
20.000
Penelope
Edition of 10
1905
Bronze
ANTOINE
Height: 16% inches
20,000
Femme a sa toilette
1899
Pen and ink and wash on rice paper
17'/. x 10 % inches
20.000
Self•Portrait
1912
lithograph
Schiele. Egon
18 x 24 inches
Late Fall in CT.
1981
Oil on linen
Kahn. Wolf
36 x 52 inches
IF PARTIAL.
Fair Value (%
NAME OF
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
OWNERSHIP
OTHER
Value (July 2013)
(if not on Appraisal)
GIFT?
OWNER
IDENTIFIER
25.000
25.000
100%
3XJJM
25,000
100%
3Y47/3
20.000
100%
3XJJ2
20,000
100%
3XJGE
20,000
100%
3XJC3
20,000 .
20,000
19,017
100%
3Z3CY
100%
99N1S11
100%
99N1K1
Old Billiard Player (M. 84; B. 19)
1921
From the edition of 43
BELLOWS. GEORGE
Lithograph on thin wove paper
WESLEY
9 % x 7 % inches
18.000
18.000
100%
3XJBY
Kasbek (H. 281; G. 245)
1923
Signed in pencil and numbered 9/30
Drypoint
BECKMANN, MAX
19 % x 8 % inches
17.500
17.500
100%
3XJJ3
Page 45 of 54
EFTA_R1_02138487
EFTA02714033
UN-PLEDGED
IF PARTIAL.
Fair Value (%
NAME OF
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
OWNERSHIP
OTHER
Artist
Item Description
Value (July 2013)
(if not on Appraisal)
GIFT?
OWNER
IDENTIFIER
PIERRE
Reclining Female Nude with Drapery
Circa 1879
Black and white chalk on papier calque
8 V. x 16 % inches
Portrait
1907
Pencil on paper
BLAKE
9'/. x8'/.inches
Treasure Chest
1974
Oil on canvas
Brandt, Warren
SO x 56 inches
Love and Other Crimes
2006
Oil on canvas
Miller, Henry
.83 7/8 x 61 inches
16.256
100%
99N1M3
Spur of Piazetta Shaft. Venice
Pen, ink, pencil and brown washes on paper
RUSKIN, JOHN
Image: 4 x 4'/. inches
16.000
16.000
100%
3Z3D3
Mon atelier
1930
Colored pencils on paper
ENSOR. JAMES
11 % x 8 inches
16,000
16,000
100%
3XJC9
17,500
17,500
17.500
17,500
100%
3XJJ9
100%
3YKC3
16.667
100%
99N1B3
Bautzen VI
1915
Charcoal on buff paper
DIX, OTTO
16 % x 13 inches
15,500
15,500
100%
4D9JT
Housatonic II
2008
Oil on paper
Sztybel. Parasite
19 1/2 x 25 3/4 inches
15,173
100%
99N1S3
Salamo and Seine Frauen (S.R 153)
1911
Signed in pencil
Printed by Sabo
Etching and softground
NOLDE. EMIL
11 % x 9 % inches
15,000
15,000
100%
3XJHJ
•Segelboat (S.H.37)
1910
Signed in pencil
Woodcut
NOLDE. EMIL
.13 % x 18'% inches
15,000
15.000
100%
3Z3DT
Page 46 of 54
EFTA_R1_02138468
EFTA02714034
UN-PLEDGED
Artist
Item Description
IF PARTIAL.
Fair Value (%
NAME OF
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
OWNERSHIP
OTHER
Value (July 2013)
(if not on Appraisal)
GIFT?
OWNER
IDENTIFIER
Victory of Tarquin over the Sabines and Etruscans
Pen and ink wash on paper
DE SAINT-AUBIN,
Image: 8'A x 5'/. inches
GABRIEL
Sheet: 11 % x 8 % inches
15,000
La Ciotat
1906
Conte crayon and pastel on paper
10'/. x 14 % inches
15,000
15,000
100%
5C4RB
Two Ponds (Bridgewater, CT)
Oil on linen
Sztybel. Pamela
19 x 24 1/2 inches
13.035
100%
99N1S5
Untitled
1939
Oil on paper
Opper, John
15 x 20 inches
12,990
100%
99N101
Study for 'The Horse Fair
Circa 1851.52
Black chalk on off-white wove paper
BONHEUR, ROSA
.10 '4 xil% inches
12,500
12,500
100%
50454
Jeune femme 4 sa toilette
Circa 1892
Wash and India ink on paper
8 x 6'/. inches
12.500
12,500
100%
5C4R9
15,000
100%
4B6GW
Northern Sky (Everybody's Happy Nowadays)
2002
Oil on canvas
KURTEN. STEFAN
56 x 74 inches
12,000
12,000
100%
3Y476
°elegy
1973
Signed with monogram MC and numbered Iff.XXV
Polished bronze
CHIRINO, MARTIN
11'/. x 7 % inches
12,000
12,000
100%
3YKDD
Dark Soil I (from Sand Painting series)
2012
Mixed media on paper
30 x 22 inches
10,875
100%
99N1D1
Dark Soil II (from Sand Painting series)
2012
Mixed media on paper
30 x 22 inches
10.875
100%
99N1D2
Dark Soil III (from Sand Painting series)
2012
Mixed media on paper
30 x 22 inches
10.875
100%
99N1D3
Page 47 of 54
EFTA_R1_02138469
EFTA02714035
UN-PLEDGED
IF PARTIAL,
Fair Value (%
NAME OF
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
OWNERSHIP
OTHER
Artist
Item Description
Value (July 2013)
(if not on Appraisal)
GIFT?
OWNER
IDENTIFIER
Dark Soil IV (from Sand Painting series)
2012
Mixed media on paper
30 x 22 inches
Dark Soil V (from Sand Painting series)
2012
Mixed media on paper
30 x 22 inches
Pink Roses
1976
Oil on canvas
Brandt, Warren
30 x 36 inches
Sztybel. Pamela
Untitled
GRAHAM. JOHN
Lion-stalking
Bronze
Tigre qui marche
Bronze with brown and green patina
Height: 8 '/1 inches
Length: 16 /2 inches
Lion qui marche
Bronze with brown and green patina
Height: 9 1/2 inches
Length: 16 % inches
Horse and Rider
Black and brown ink and wash on paper
8 'A x 11 1/2 inches
10,875
10,875
100%
100%
99N1D4
99N1D5
10,667
100%
99N1B4
10.331
100%
99N1S6
10.000
10,000
100%
3XJKB
10.000
10,000
100%
3XJKO
10.000
10,000
100%
5C6RG
10,000
10,000
100%
4D9JR
Sense
1993
Watercolor on paper
GORMLEY, ANTONY
7 1/2 x 11 inches
9,000
9,000
100%
3XJD2
Home of the Heart IV
1995
Watercolor on paper
GORMLEY. ANTONY
7'A x 5'/. inches
9.000
9,000
100%
3Y478
Base
1995
Watercolor on paper
GORMLEY. ANTONY
7 1/2 x 11 inches
9.000
9,000
100%
323D5
Page 48 of 54
EFTA_R1_02138470
EFTA02714036
UN-PLEDGED
Artist
Item Description
IF PARTIAL.
Fair Value (%
NAME OF
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
OWNERSHIP
OTHER
Value (July 2013)
(if not on Appraisal)
GIFT?
OWNER
IDENTIFIER
Ernst, Jimmy
Untitled
1950
India ink and gouache on paper signed and dated
lower right
21 x 17 inches
8,100
100%
99N1E2
Schlangendame (H. 200: GI. 175; G. 172)
1921
Signed and titled in pencil
A proof impression dedicated to R.P. (Reinhard Piper)
From the total edition of 200
On pink Japan paper
BECKMANN, MAX
11 'A x 10 G inches
8.000
8.000
100%
3XJHY
BELLOWS, GEORGE
WESLEY
PASCIN, JULES
The Pool-Player (M. 83: B.58)
1921
From the edition of 43
Lithograph on thin wove paper
5 V. x 10 Ye inches
Turkish Dancers
Pencil on paper
17 % x 23 V2 inches
8.000
8.000
100%
4CXVR
8.000
8.000
100%
3XJHL
Steam Power
1884
Signed and dated bottom right Fr Stuck 84
Grey wash with white bodycolor on paper
11 x 8 inches
8.000
8,000
100%
4B6H8
Striped Drape
1947
Blue ink on paper
AVERY. MILTON
14 x 17 inches
7.500
7,500
100%
3XJK9
Sztybel, Pamela
Tree in a Field
7,069
100%
99N1S7
Cabenza
1995
Forged steel
CHIRINO, MARTIN
9''/ x 8% x 7 %inches
7.000
7,000
100%
4GXJZ
Evening Light
1988
Pastel on paper
KAHN. WOLF
30 x 40 inches
7.000
7,000
100%
3XJBJ
Page 49 of 54
EFTA_R1_02 138471
EFTA02714037
UN-PLEDGED
Artist
Item Description
Sotheby's Appraised
Value (July 2013)
Fair Value (%
Ownership) or Cost
(if not on Appraisal)
GIFT?
OWNERSHIP
IF PARTIAL.
NAME OF
OTHER
OWNER
IDENTIFIER
Espiral
1990
Lead collage
CHIRINO, MARTIN
27 A x 39 %inches
7,000
7.000
100%
3Z3CX
Two Women
1886
Ink on paper
BERNARD. SMILE
4 % x6 %inches
7.000
7000
100%
3XJBZ
Drive Shaft
Schwartz. Adam
Sculpture
7,000
100%
99N1S12
Bomb Mill
Schwartz. Adam
Sculpture
6,500
100%
99N1513
In der Trambahn (H. 235; GI. 209; G. 205)
1922
Titled and signed in pencil
From the total edition of 150
Drypoint
BECKMANN, MAX
11 % x 17 % inches
6.000
6.000
100%
3YKO4
Gabriel Corlois de Pressigny (Denali 1 W/iii)
1816
INGRES, JEAN•
Etching
AUGUSTE•DOMINIQUE
12 % x 8 % inches
Deux femmes batifolant sur un matelas de plage. No.
6.000
6,000
100',
3XJG8
285 from 347 Series (B. 1765, Bar 1782)
1968
Signed in pencil. numbered from the edition of 50
Etching
PICASSO, PABLO
7'% x 12 % inches
6.000
6,000
100%
3XJBN
Woman Walking
Grey wash on paper
MARSH, REGINALD
.11 % x 7 % inches
6,000
6,000
100%
3YKBZ
The Afterlife of Things
1994
Oil on incised canvas
Saunders, David
33 x 25 inches
5,400
446
100%
AF498R498Z498Z
99N1514
Untitled
Signed and dated Ilya Bolotowsky/73 lower right; also
signed and dated Ilya Bolotowsky 1973 on the reverse
Oil on canvas, diamond-shaped
13 % x 7 X inches
5,000
5000
100%
4GXK2
Page 50 of 54
EFTA_R1_02138472
EFTA02714038
UN-PLEDGED
Artist
Item Description
Fastnacht (H. 231; GI. 205; G. 201)
1922
Signed in pencil
From the total edition of 150
Drypoint
BECKMANN, MAX
12 % x 9 % inches
IF PARTIAL.
Fair Value (%
NAME OF
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
OWNERSHIP
OTHER
Value (July 2013)
(if not on Appraisal)
GIFT?
OWNER
IDENTIFIER
5.000
5.000
100%
3XJHZ
Seven Palms
1956
Signed and dated in pencil
Colored crayon monotype on paper
AVERY. MILTON
17 % x 22 inches
5.000
5.000
100%
3XJBT
Rencontre de cavaliers Maures (D.23)
1834
Etching, trimmed to the plate
7 %x 9 711 inches
5,000
5,000
100%
4D9JS
Le combat des demons (Diaries rossant anges et
archanges) (T.23)
1888
Signed in pencil and dated 1888
Etching
ENSOR, JAMES
Image: 9 V. x 11 % inches
5,000
5.000
100%
4D9JV
Profil de femme (Profile of a Woman)
no date (1930's • 40's)
Sanguine on paper
DERAIN, ANDRE
12 % x 9'A inches
5.000
5.000
100%
3XJC7
Femme nue
1919
Sanguine on paper
DERAIN. ANDRE
24% x 18 % inches
5.000
5.000
100%
3XJC8
Threshold
1990
Plexiglass
Welz, Rebecca
51 x 80 x 23 1/2 inches
4,896
100%
99K1W1
Ardores clandestinos
1995
Oil on canvas
28 x 44 inches
4,500
4.500
100%
3XJCY
Toward Blue Woods
1994
Oil on canvas
Kahn, Wolf
14 x 22 inches
4,384
100%
99N1K2
Page 51 of 54
EFTA_R1_02138473
EFTA02714039
UN-PLEDGED
Artist
Item Description
IF PARTIAL,
Fair Value (%
NAME OF
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
OWNERSHIP
OTHER
Value (July 2013)
(if not on Appraisal)
GIFT?
OWNER
IDENTIFIER
Sztybel, Pamela
Rue de Courcelles (Mereville)
Oil on paper
11 3/4 x 15 314 inches
Nude Meditating
1948
Flobrush on paper
AVERY. MILTON
17 x 14 inches
Two Nudes
1947
Flobrush on paper
AVERY, MILTON
14 x 17 inches
Barn in Fog
1979
Pastel on paper
KAHN. WOLF
15 x 20 inches
4,005
4.000
4,000
100%
99N1S8
100%
3XJBS
4,000
4,000
100%
3YKCI;)
4.000
4.000
100"a
3VKBY
Vor dem Auftritt (Akrobaten) (H. 289; G. 250)
1923
Number fourteen from the edition of sixty; published
by Paul Cassirer, Berlin, 1924
Lithograph
BECKMANN, MAX
22'A x 14 % inches
4.000
4,000
100%
5C4R8
Untitled
1950
Watercolor on paper
15'A x 23 inches
4.000
4,000
100%
3XJKF
Untitled
1950
Watercolor on paper
15'A x 22 inches
4,000
4,000
100%
3XJKG
Untitled
1951
Watercolor on paper
15''A x 22 %Inches
4,000
4,000
100%
3Y47P
Does Your Nose Clog Up Al
Lithographic crayon on paper
MARSH, REGINALD
Image: 5 % x 4 V. inches
4,000
4,000
100%
3XJBM
Studies of male figures in medieval dress for "The
Arts of Industry as Applied to War"
Black and white chalks on blue paper
Leighton, Frederic Lord
21.6 x 29.2 cm
4,000
100%
99N1L2
Page 52 of 54
EFTA_R1_02138474
EFTA02714040
UN-PLEDGED
IF PARTIAL.
Fair Value (%
NAME OF
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
OWNERSHIP
OTHER
Artist
Item Description
Value (July 2013)
(if not on Appraisal)
GIFT?
OWNER
IDENTIFIER
Head of a Man (L. 8)
1935
Signed in pencil
From the edition of 100
Drypoint
AVERY, MILTON
Sheet: Approximately 18 x 13'% inches
3.500
3.500
Little River in France
Oil on paper
Sztybel. Pamela
11 3/4 x 17 1/2 inches
Big Blue Eclipse
1970
Color etching
Peterdi. Gabor
40 x 30 inches
Half-Note No. 8
1994
Steel
Lee. Jenny
20 1/2 x 4 x S inches
REDON. ODILON
Poemes
Western Union
1964
Mixed media on paper
Brandt. Warren
17 x 24 inches
2.667
100%
99N1B5
Yellow and Black Colonnade: Ellis Island Series
1984-89
Toned silverprint with oil on wood
Thomas, Gwenn
34 x 42 inches
2,632
217
100%
99N1T1
100%
3Z3F6
3,464
100%
99N1S9
3,458
100%
99N1P4
3,410
100%
99N1L1
2,722
100%
99N1R2
Returning to Harbor (in Martha's Vineyard)
1962
Pastel on paper
KAHN, WOLF
.11 x 16 V. inches
2,500
2,500
100%
3XJD6
Birds and Sea (L. 60)
1955
An artist's proof, aside from the edition of 20
Woodcut printed in blue
AVERY, MILTON
.11 h x 27 inches
2.500
2.500
100%
3XJK8
Self-portrait Head (Second State) (W.C. 160)
1972
Signed in pencil
From the edition of 10
Drypoint
DINE. JIM
Image: 12 x 9 inches
1.500
1.500
100%
3288P
Page 53 of 54
EFTA_R1_02138475
EFTA02714041
UN-PLEDGED
Artist
Item Description
IF PARTIAL.
Fair Value (%
NAME OF
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
OWNERSHIP
OTHER
Value (July 2013)
(if not on Appraisal)
GIFT?
OWNER
IDENTIFIER
Crawford. Elizabeth
The Great Game
1990
Oil on Wood
11 3/8 x 9 3/16 inches
The Ocean (S11. A3)
1957
Signed in pencil and numbered XXVIL
Screenprint in colors
10 x 14 '4 inches
920
100%
99N1C1
500
500
100%
3XJCZ
534.459,417
Page 54 of 54
EFTA_R1_02138476
EFTA02714042