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efta-efta00016038DOJ Data Set 8Correspondence

EFTA00016038

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DOJ Data Set 8
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efta-efta00016038
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Signature Page Summary 93830915_0177 otozatrio tuv 98EZ Leto op Ghislaine Maxwell Account Number and Description RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner Signature Requirement Client Relationship Agreement Client Relationship Agreement Client Relationship Agreement Client Relationship Agreement Client Relationship Agreement Client Relationship Agreement Client Relationship Agreement Client Relationship Agreement Client Relationship Agreement Client Relationship Agreement Package ID: 0093830915 1 SDNY_GM_02742191 EFTA00016038 Intentionally Left Blank VIOVZIRO ZLLP 98£Z CM. SDNY_GM_02742192 EFTA00016039 UOIWILLIOlUI wa!ID Client Information Ghislaine Maxwell Personal Information Name Ghislaine Maxwell Citizenship United States Gender Female Date of Birth Marital Status Single Contact Information Residential Address City, State, Zip Code Home Phone E-mail Address Employment Information Employment Status Employed Occupation Other Occupation Industry Other Employer Name The TerraMar Project Business Address City, State, Zip Code New York, NY 10065 - 7007 New York, NY 10065-7007 Net Worth Information Annual Income Liquid Assets (cash and marketable securities) Net Worth (excludin rima residence) Investment Information Years you have held investment accounts Equities Bonds Futures I_ Options-Buy Options-Sell Knowledge of investments Percentage of total investable assets held at UBS Other Own Home or Rent? Own Affiliations U.S Federal law requires us ro obtain, verifyand record informanbn thandentines each penal ar entity that opens an Account work IS When you open an Account we wiR ast for your name, street address, date of bath an d a tax idenboration number, such as a Social Serunry number. We may aSo ask ro seea drivers tcense or other documents that wit aeon us to idea* you. Please review and vent), a of the information that you provided ro us when you opened your Attount you have changes. corrections or adcOrions, notify you r financial AoWar as soon as possill*. If you share assets with another person, the net worth figure here shows your portion only, based upon instructions you prodded. itymegobenunfporthfipo: This section reflects answers you ptowied related ro ;our AveStMent ex,CeneelCe, marker knovat•doe and other assets and is used to ensure Our invest/near tecommenctahons are suitable for your situation. uortewholui way Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. 3 3 SDNY_GM_02742193 EFTA00016040 1.1O,WW1OJUI llIdlip You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. SDNY_GM_02742194 EFTA00016041 r Account Information UOIleallOjUl 1U11O3)V Pease minas, the information about each of you r accounts and nobly your finanoal Adynor immediately if you have any changes or corrections. Fof more Anformatton, Please refer to the LISS Deposit Account Sneep Program Disclosure Statement. Please note. the account TM profile and Avestment objecthe Woware specific only to this account. other accouna may have different account risk profdes and investment objecoies Your Account Rltk Profile for this particular account n defined as: Aggressive Vtldang to accept high nsk to principal and high valaokty to seek high returns over e. Different accounts may have different risk profiles You, Investment Obleedvt Produce a Combination of Income and Capital Appellation knestmenrs seettg both the generarton of own* and growth of principal. A senior parKal °facia f is defined as a President or Wee President, Labeller Member, Supreme Court Justice, membe r of the form Chiefs Staff, Member of Congress of a Parliament, Chatrperson. Head or Semi, Leader of a Inajorrelopous organization, or the Ate. 5 _GM_ 02742195 EFTA00016042 EFTA00016043 EFTA00016044 EFTA00016045 EFTA00016046 EFTA00016047 EFTA00016048 EFTA00016049 EFTA00016050 EFTA00016051 EFTA00016052 EFTA00016053 EFTA00016054 EFTA00016055 EFTA00016056 EFTA00016057 EFTA00016058 EFTA00016059 EFTA00016060 EFTA00016061 EFTA00016062 EFTA00016063 EFTA00016064 EFTA00016065 EFTA00016066 EFTA00016067 EFTA00016068 EFTA00016069 EFTA00016070 EFTA00016071 EFTA00016072 EFTA00016073 EFTA00016074 EFTA00016075 EFTA00016076 EFTA00016077 EFTA00016078 EFTA00016079 EFTA00016080 EFTA00016081 EFTA00016082 EFTA00016083

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