Case File
efta-efta00016038DOJ Data Set 8CorrespondenceEFTA00016038
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Source
DOJ Data Set 8
Reference
efta-efta00016038
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Signature Page Summary
93830915_0177
otozatrio tuv 98EZ Leto op
Ghislaine Maxwell
Account Number and Description
RMA Domestic - Sole Owner
RMA Domestic - Sole Owner
RMA Domestic - Sole Owner
RMA Domestic - Sole Owner
RMA Domestic - Sole Owner
RMA Domestic - Sole Owner
RMA Domestic - Sole Owner
RMA Domestic - Sole Owner
RMA Domestic - Sole Owner
RMA Domestic - Sole Owner
Signature Requirement
Client Relationship Agreement
Client Relationship Agreement
Client Relationship Agreement
Client Relationship Agreement
Client Relationship Agreement
Client Relationship Agreement
Client Relationship Agreement
Client Relationship Agreement
Client Relationship Agreement
Client Relationship Agreement
Package ID: 0093830915
1
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VIOVZIRO ZLLP 98£Z CM.
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Client Information
Ghislaine Maxwell
Personal Information
Name
Ghislaine Maxwell
Citizenship
United States
Gender
Female
Date of Birth
Marital Status
Single
Contact Information
Residential Address
City, State, Zip Code
Home Phone
E-mail Address
Employment Information
Employment Status
Employed
Occupation
Other
Occupation Industry
Other
Employer Name
The TerraMar Project
Business Address
City, State, Zip Code
New York, NY 10065 - 7007
New York, NY 10065-7007
Net Worth Information
Annual Income
Liquid Assets (cash and marketable securities)
Net Worth (excludin
rima residence)
Investment Information
Years you have held investment accounts
Equities
•
Bonds
▪
Futures
I_ Options-Buy
Options-Sell
Knowledge of investments
Percentage of total investable assets held at UBS
Other
Own Home or Rent?
Own
Affiliations
U.S Federal law requires us
ro obtain, verifyand record
informanbn thandentines
each penal ar entity
that opens an Account work
IS When you open an
Account we wiR ast for
your name, street address,
date of bath an d a tax
idenboration number, such
as a Social Serunry number.
We may aSo ask ro seea
drivers tcense or other
documents that wit aeon
us to idea* you.
Please review and vent), a
of the information that you
provided ro us when you
opened your Attount
you have changes.
corrections or adcOrions,
notify you r financial AoWar
as soon as possill*.
If you share assets with
another person, the net
worth figure here shows
your portion only, based
upon instructions you
prodded.
itymegobenunfporthfipo:
This section reflects answers
you ptowied related ro
;our AveStMent ex,CeneelCe,
marker knovat•doe and
other assets and is used to
ensure Our invest/near
tecommenctahons are
suitable for your situation.
uortewholui way
Affiliated with securities firms or broker/dealer?
No
You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates.
You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates.
3
3
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You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly
traded corporation.
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r
Account Information
UOIleallOjUl 1U11O3)V
Pease minas, the information
about each of you r accounts
and nobly your finanoal
Adynor immediately if you
have any changes or
corrections.
Fof more Anformatton, Please
refer to the LISS Deposit
Account Sneep Program
Disclosure Statement.
Please note. the account TM
profile and Avestment
objecthe Woware specific only
to this account. other accouna
may have different account risk
profdes and investment
objecoies
Your Account Rltk Profile for
this particular account n defined
as:
Aggressive Vtldang to accept
high nsk to principal and high
valaokty to seek high returns over
e.
Different accounts may have
different risk profiles
You, Investment Obleedvt
Produce a Combination of
Income and Capital
Appellation knestmenrs
seettg both the generarton of
own* and growth of principal.
A senior parKal °facia f is
defined as a President or Wee
President, Labeller Member,
Supreme Court Justice,
membe r of the form Chiefs
Staff, Member of Congress of
a Parliament, Chatrperson.
Head or Semi, Leader of a
Inajorrelopous organization,
or the Ate.
5
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