EFTA00024450

SUBS Montpelier Trust UBS Financial Services Inc. 26th Flout New York NY 10171.0002 Tel ubs.conVfs ATTN: Nutter McClennen & Fish LLP Boston, MA 02210-2698 January 3, 2019 Request: Please review the enclosed information and retain for your records Thank you for opening additional accounts with us. As the final step in the account opening process, please review the Client Information and Account Information sections of this package and confirm that they are accurate; if changes are required, please call us at the number displayed above. The Client Relationship Agreement and other account documents we provided when you opened a previous account apply to your new accounts. Please refer to that information. Electronic versions are also available at www.ubs.com/accountdisclosures. Once again, thank you for the opportunity to serve you. At UBS, we value your relationship with us, and we understand that we succeed only if you succeed. Sincerely, Scott Stackman I Lyle Casriel UBS Financial Services Inc. is a subsidiary of UBS AG Package ID. 0268296267 - 1 1 EFTA00024450 Intentionally Left Blank Package ID. 0268296267 - 1 EFTA00024451 0 Client Information Montpelier Trust Trust Information Trust Type Name Jurisdiction Date Established Name of All Trustees Christine Yvonne Malina-Maxwell Jeffrey W. Roberts Scott Borgerson Name of All Grantors Ghislaine Maxwell Client Contact Information Irrevocable Trust Montpelier Trust US Trust 07/31/2018 Residential Address City, State, Zip Code Home Phone E-mail Address Net Worth Information ATTN: Nutter McClennen & Fish LLP Boston, MA 02210-2698 Annual Income Liquid Assets (cash and marketable securities) Net Worth (excluding primary residence) Federal Marginal Tax Rate You have indicated that you do not derive a substantial country outside of the United States. Investment Information Range from $200,000 - $499,999 Range from $10,000,000 AND ABOVE Range from $10,000,000 AND ABOVE 37% and above amount of your income / wealth (over 50%) from a Years you have held investment accounts Individual Stocks Equities Bonds Futures Options-Buy Options-Sell Knowledge of investments Percentage of total investable assets held at UBS Affiliations None None None None None None None None More than 80% Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. U.S. Federal law requires us ro obtain, yen* and record information that identifies each person or entity that opens an Account with us. When you open an Account, we w0I ask for your name, street address. dare of birth and a tax identification number such as a soda/ Security number. We may also ask to se a drivers cerise or other documents that whY allow us to identify you. Please review and verify al of the information that you provided ro us when you opened your Account. If you bare changes. corrections or adthrions, notify your Financial Advisor as soon as possible. if you share assets with another person, the net north figure here shows your portion o* based upon instructions you provided. InvestinentInformatirvi: This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. U09eWICIJUI ILIOD Package ID. 0268296267 - 2 3 EFTA00024452 O 0 Christine Yvonne Malina-Maxwell Personal Information Name Citizenship Gender Date of Birth Marital Status Client Contact Information Christine Yvonne Malina-Maxwell United States Female Married a- Residential Address City, State, Zip Code Home Phone E-mail Address Net Worth Information Dallas, TX 75206-4307 You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts Individual Stocks Equities Bonds Futures Options-Buy Options-Sell Knowledge of investments Percentage of total investable assets held at UBS Affiliations 8 None None None None None IN None You have indicated you have a good understanding of financial markets and market investments. None Affiliated with securities firms or bro You have indicated that you are not You have indicated that you are not You have indicated that you are not traded corporation. ker/dealer? No an employee of UBS AG, its subsidiary or affiliates. related to an employee of UBS AG, its subsidiary or affiliates. a control person (Policy-maker, director or 10% shareholder) of a publicly U.S. Federal law requires us fa obtain, venly and record information that identifies each person or entity rhar opens an Account with us. When you open an Account, we w0I ask for your name, street address. dare of birth and a tax identification number such as a Soda/ Security number. We may also ask to se a drivers &cerise w other documents that whY allow us to identify you. Please review and verify al of the information that you provided ro us when you opened your Account. If you bare changes corrections or adthrions notify your Financial Advisor as soon as possible. if you share assets with another person, the net north figure here shows your portion o* based upon instructions you provided. InvestinentInformatirvi: This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. U09eWICIJUI ILIOD Package ID. 0268296267 - 2 4 EFTA00024453 U09eWICIJUI ILIOD Jeffrey W. Roberts Personal Information Name Citizenship Gender Date of Birth Marital Status Client Contact Information Jeffrey W. Roberts United States Male Married Residential Address City, State, Zip Code Home Phone E-mail Address Net Worth Information Wenham, MA 01984-1464 You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts Individual Stocks Equities Bonds Futures Options-Buy Options-Sell Knowledge of investments 13 None None None None None None You have indicated you are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. U.S. Federal law requires us fa obtain, vent' and record information that identifies each person or entity rhar opens an Account with us. When you open an Account, we w0I ask for your name, street address. dare of birth and a tax identification number such as a Soda/ Security number. We may also ask to sea drivers cerise w other documents that whY allow us to identify you. Please review and verify al of the information that you provided ro us when you opened your Account. If you bare changes corrections or adthrions, notify your Financial Advisor as soon as possible. if you share assets with another person, the net north figure here shows your portion o* based upon instructions you provided. investinentInformatirvi: This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. Package ID. 0268296267 - 3 5 EFTA00024454 3 O Scott Borgerson Personal Information Name Citizenship Gender Date of Birth Marital Status Client Contact Information Scott Borgerson United States Male Single Residential Address City, State, Zip Code Home Phone E-mail Address Net Worth Information Boston, MA 02108-1433 You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts Individual Stocks Equities Bonds Futures Options-Buy Options-Sell Knowledge of investments 23 None None None None None None You have indicated you are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. U.S. Federal law requires us ro obtain, vent' and record information that identifies each person or entity rhar opens an Account with us. When you open an Account, we w0I ask for your name, street address. dare of birth and a tax identification number such as a Soda/ Security number. We may also ask to sea drivers &cense w other documents that whY allow us to identify you. Please review and verify al of the information that you provided ro us when you opened your Account. If you bare changes corrections or adthrions, notify your Financial Advisor as soon as possible. if you share assets with another person, the net north figure here shows your portion o* based upon instructions you provided. investinentInformatirvi: This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. U09eWICIJUI ILIOD Package ID. 0268296267 - 3 6 EFTA00024455 U09eWICIJUI ILIOD Ghislaine Maxwell Personal Information Name Citizenship Gender Date of Birth Marital Status Client Contact Information Ghislaine Maxwell United States Female Single Residential Address City, State, Zip Code Mobile E-mail Address Employment Information Employment Status Occupation Occupation Industry Employer Name Business Address City, State, Zip Code Net Worth Information Boston, MA 02114-3252 Employed Other Other The TerraMar Project New York, NY 10065 - 7007 S Annual Income Liquid Assets (cash and marketable securities) Net Worth (excluding primary residence) Federal Marginal Tax Rate You have indicated that you do not derive a substantial country outside of the United States. Investment Information Range from $200,000 - $499,999 Range from $10,000,000 AND ABOVE Range from $10,000,000 AND ABOVE 37% and above amount of your income / wealth (over 50%) from a Years you have held investment accounts Individual Stocks Equities Bonds Futures Options-Buy Options-Sell Knowledge of investments Percentage of total investable assets held at UBS Other 24 None 23 23 7 12 12 You have indicated you are an experienced investor in financial markets and market investments. Less than 20% Own Home or Rent? Affiliations Own Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. U.S. Federal law requires us ro obtain, vent' and record information that identifies each person or entity rhar opens an Account with us. When you open an Account, we w0I ask for your name, street address. dare of birth and a tax identification number such as a Soda/ Security number. We may also ask to sea drivers cerise or other documents that whY allow us to identify you. Please review and verify al of the information that you provided ro us when you opened your Account. If you bare changes. corrections or adthrions, notify your Financial Advisor as soon as possible. if you share assets with another person, the net north figure here shows your portion o* based upon instructions you provided. investinentInformatirvi: This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. Package ID, 0268296267 - 4 7 EFTA00024456 ti011eV.HOWIil) You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. tiogetumjui wag) Package ID: 0268296267 -4 8 EFTA00024457 I Account Information O 0 RMA Domestic TRUST Your Account Account Number Account Title Account Address City, State zip Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership Margin If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. Cost Basis Method First In,First Out Montpelier Trust ATTN: Nutter McClennen & Fish LLP Boston, MA 02210-2698 ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust UBS will not disclose your name, address and security position to issuers of any securities held in your Account. a No Features and Services a Premier- RMA / BSA Account Objectives and Risk Profile Account Risk Profile Your answers to our profiling questions: Risk Tolerance Investment Objective Risk/Return Objectives Investment Time Horizon Short-Term Liquidity Needs Sweep Account Election Primary Sweep Fund Sweep Cap Election Aggressive/Speculative High Risk Achieve capital appreciation (emphasis on growth of capital, not on income) Higher Fluctuations, Higher Returns Longer than 10 years (through several market cycles). No UBS FDIC INSURED DEPOSIT PGM No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. • U Please review the information about each of your accoun and notify your Financial Advisor irnmethately if you have any changes or corrections. For more inforrnatiort, please refer to the UBS Deposit Account Sweep Program DisclosureStatement. Please note. the account risk profile aercr 'prevalent &Kant below are specific only to this account other accouna may have c0fferent account risk profiles and investment alert/yes. Your Account Risk NO file for this particular account is defined as. Aggressive. Wilting to accept high risk to principal and high vaktifin, to seek high returns over time. Different account may have different risk profiles Your Investment Objective Achieve Capital Appreciation. Investments seeking growth of principal rather than the generation of income. A senior polibcal official is defined as a President or Vice President Cabinet Member, Supreme Court A,stice, member of the Joint Chiefs Staff, Member of Congress or a Parliament Chairperson, Head or Senior Leader of a major religious organisation, or the like. Package ID: 0268296267 - S 9 EFTA00024458 Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No uolievnolui tuno,,y Package ID: 0268296267 - S 10 EFTA00024459 RMA Domestic TRUST Your Account Account Number Account Title Account Address City, State zip Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership Margin Montpelier Trust ATTN: Nutter McClennen & Fish LLP Boston, MA 02210-2698 ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust UBS will not disclose your name, address and security position to issuers of any securities held in your Account. a No If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. Cost Basis Method First Cu: Features and Services Premier- RMA/ BSA Account Objectives and Risk Profile Account Risk Profile Your answers to our profiling questions. Risk Tolerance Investment Objective Risk/Return Objectives Investment Time Horizon Short-Term Liquidity Needs Sweep Account Election Primary Sweep Fund Sweep Cap Election Aggressive/Speculative a High Risk Achieve capital appreciation (emphasis on growth of capital, not on income) Higher Fluctuations, Higher Returns Longer than 10 years (through several market cycles). No UBS FDIC INSURED DEPOSIT PGM No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. U Please review the information about each of your accounts and notify your Financial Advisor immediatey if jou have any changes or corrections. For more information, Pt'ase refer to the LIDS Deposit Account Sweep Program Disclosure Statement. Please note. the account risk profile and investment Sew below are specific only to this account other accounts may have &fermi account risk profiles and invesnnent Objectives. Your Account* Risk Profile for this particular account is defined as Aggressive' IV/kg to accept high risk to principal and high volatility to seek high returns over time. Different accounts may have different risk profiles Your Investment Objective Achieve Carnal Appreciation. investments seeking growth of pnno'pal rather than the generation of income. A senior political official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the loin! Chiefs Staff, Member of Congress or a Parliament Chairperson. Head or Senior Leader of a major religious organization, or the like. Package ID. 0266296267 - 6 11 EFTA00024460 Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No uolievnolui tuno,,y Package ID: 0268296267 -6 12 EFTA00024461 RMA Domestic TRUST Your Account Account Number Account Title Account Address City, State zip Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership Margin Montpelier Trust ATTN: Nutter McClennen & Fish LLP Boston, MA 02210-2698 ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust UBS will not disclose your name, address and security position to issuers of any securities held in your Account. a No If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. Cost Basis Method Features and Services First Premier- RMA/ BSA Account Objectives and Risk Profile Account Risk Profile Your answers to our profiling questions: Risk Tolerance Investment Objective Risk/Return Objectives Investment Time Horizon Short-Term Liquidity Needs Sweep Account Election Primary Sweep Fund Sweep Cap Election a Aggressive/Speculative High Risk Achieve capital appreciation (emphasis on growth of capital, not on income) Higher Fluctuations, Higher Returns 7 - 10 years No UBS FDIC INSURED DEPOSIT PGM No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. ease review the information about each of your accoun and notify your Financial Advisor irnmecrately if you have any changes or corrections. For more information, please refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note. the account risk profile an-armrest/nem otst.crive below are specific only to this account other accouna may have Mem, account risk profiles and investment atrroves. Your Account Risk Profile for this particular account is defined as. Aggressive. Wilting to accept high risk to principal and high volatility to seek high returns over time. Different account may have different risk profiles Your Investment Objective Achieve Capital Appreciation. Investments seeking growth of principal rather than the generation of income. A senior political official is defined as a President or Vice President Cabinet Member, Supreme Court AlSliCe, member of the Joint Chiefs Staff, Member of Congress or a Parliament Chairperson, ?Ikeda Senior Leader of a major relig:bus organisation, or the like. Package ID: 0268296267 -7 13 EFTA00024462 Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No uolievnolui tuno,,y Package ID: 0268296267 -7 14 EFTA00024463 RMA Domestic TRUST Your Account Account Number Account Title Account Address City, State zip Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership Margin Montpelier Trust ATTN: Nutter McClennen & Fish LLP Boston, MA 02210-2698 ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust UBS will not disclose your name, address and security position to issuers of any securities held in your Account. a No If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. Cost Basis Method First 1-,' Cu: Features and Services Premier- RMA/ BSA Account Objectives and Risk Profile Account Risk Profile Your answers to our profiling questions. Risk Tolerance Investment Objective Risk/Return Objectives Investment Time Horizon Short-Term Liquidity Needs Sweep Account Election Primary Sweep Fund Sweep Cap Election Aggressive/Speculative a High Risk Achieve capital appreciation (emphasis on growth of capital, not on income) Higher Fluctuations, Higher Returns 7 - 10 years No UBS FDIC INSURED DEPOSIT PGM No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. ease review the information about each of your accoun and notify your Financial Advisor irnmecrately if you have any changes or corrections. For more information, please refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note. the account risk profile aercr ',vestment otstictive below are specific only to this account other accouna may have Mem, account risk profiles and investment atrroves. Your Account Risk Profile for this particular account is defined as. Aggressive. Wilting to accept high risk to principal and high volatility to seek high returns over time. Different account may have different risk profiles Your Investment Objective Achieve Capital Appreciation. Investments seeking growth of principal rather than the generation of income. A senior political official is defined as a President or Vice President Cabinet Member, Supreme Court AlSliCe, member of the Joint Chiefs Staff, Member of Congress or a Parliament Chairperson, ?Ikeda Senior Leader of a major relig:bus organisation, or the like. Package ID: 0268296267 -8 15 EFTA00024464 Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source Transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No uolievnolui tuno,,y Package ID: 0268296267 -8 16 EFTA00024465 RMA Domestic TRUST Your Account Account Number Account Title Account Address City, State zip Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership Margin Montpelier Trust ATTN: Nutter McClennen & Fish LLP Boston, MA 02210-2698 ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust UBS will not disclose your name, address and security position to issuers of any securities held in your Account. a Yes a a You have agreed that the Margin Agreement in the Completing Your Account Opening Process package governs your use of margin in this account and all other accounts you have now or any accounts that you may open in the future. As described in the Margin Agreement, certain securities in your Account may be loaned to UBS or to other persons or entities. Cost Basis Method First In,First Out Features and Services Premier- RMA/ BSA Account Objectives and Risk Profile Account Risk Profile Your answers to our polling questions: Risk Tolerance Investment Objective Risk/Return Objectives Investment Time Horizon Short-Term Liquidity Needs Sweep Account Election Primary Sweep Fund Sweep Cap Election Moderate JIM Moderate Risk Produce a combination of income and capital -min appreciation Moderate Fluctuations, Moderate Returns 7 - 10 years No UBS FDIC INSURED DEPOSIT PGM No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND a • I U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Please review the information about each of your accounts and notify your Financial Advisor immediately if you have any changes or corrections. For more information, please refer to the UBS Deposit Account Sweep Program DisclosureStatement. Please note the account risk profile aed //vestment &sem" below are specific only to this account other accouna may have c0fferent account risk profiles and investment o4octives. Your Account Risk Profile for this particular account is defined as: Moderate. Wiling to accept some risk to principal and tolerate some volatility to seek higher returns. Different accounts may have different risk profiles Your Investment Objective. Produce a Combination of Income and Capital Appreciation. Mvestmems seeking both the generation of income and growth of principal in accounts with consene rive or moderate risk profiles, Investment eligibility considerations help us identify vshether you maybe eligible to invest in certain higher risk securibes as a portion of your ponfofio. These investments offer additional oWersificarion. A senior political official is defined as a President or Vice President Cabinet Member, Supreme Court Justice, member of the Joint Chiefs Staff, Member of Congress or a Parliament Chairperson, Head or Senior Leader of a major religious organization, or the like. Package ID: 0268296267 -9 17 EFTA00024466 Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No uolievnolui tuno,,y Package ID: 0268296267 -9 18 EFTA00024467 RMA Domestic TRUST Your Account Account Number Account Title Account Address City, State zip Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership Margin Montpelier Trust ATTN: Nutter McClennen & Fish LLP Boston, MA 02210-2698 ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust UBS will not disclose your name, address and security position to issuers of any securities held in your Account. a No If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. Cost Basis Method First Cu: Features and Services Premier- RMA/ BSA Account Objectives and Risk Profile Account Risk Profile Your answers to our profiling questions. Risk Tolerance Investment Objective Risk/Return Objectives Investment Time Horizon Short-Term Liquidity Needs Sweep Account Election Primary Sweep Fund Sweep Cap Election Aggressive/Speculative a High Risk Achieve capital appreciation (emphasis on growth of capital, not on income) Higher Fluctuations, Higher Returns 7 - 10 years No UBS FDIC INSURED DEPOSIT PGM No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. a U Please review the information about each of your accounts and notify your Financial Advisor immediatey if jou have any changes or corrections. For more information, Pt'ase refer to the LIDS Deposit Account Sweep Program Disclosure Statement. Please note. the account risk profile and investment Sew below are specific only to this account other accounts may have &fermi account risk profiles and invesnnent Objectives. Your Account* Risk Profile for this particular account is defined as Aggressive' IV/kg to accept high risk to principal and high volatility to seek high returns over time. Different accounts may have different risk profiles Your Investment Objective Achieve Carnal Appreciation. investments seeking growth of pnno'pal rather than the generation of income. A senior political official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the loin! Chiefs Staff, Member of Congress or a Parliament Chairperson. Head or Senior Leader of a major religious organization, or the like. Package ID. 0268296267 - 10 19 EFTA00024468 UOileWl0JUI1UnO)>N1 Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source Transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No uolieunolui iuno»y Package ID. 0268296267 - 10E 20 EFTA00024469