From: Chris DiIon° <MIMI

From: Chris DiIon° <MIMI > To: EFTA00071966 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Date: Sun, 29 Aug 2021 16:17:27 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; kcglq2015.pdf; IMDS2012shareincrease.pdf; IMDS2013authshareinc.pdf; IMDS2014offering.pdf; IMDSShareincrease2017.pdf; IMDSshareincJune282018.pdf; IMDSdecauthorizedJuly122018.pdf SDNY,NY Supreme Court, NJ Judges When I say: The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating MULTIPLE,MASSIVE,ONGOING frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME I am not making a flippant statement. I am making an IRREFUTABLY ACCURATE statement. Let's put ANY lingering doubt to rest. Per my correspondence with the SEC: the RECORD "MEMX: Obligation 2.0 Just between us criminals" Let's look at the SEC actions in unleashing this massive, illegal activity on the public it is mandated to protect. In September, 2020 as MEMX was going live with the blessing of the SEC, MEMX wrote to the SEC to get an exemption from compliance with the Securities Laws of our country. MEMX No-Action Letter (sec.gov) General Counsel MEW LLC 111 Town Square Place, Suite 520 September 18, 2020 Anders Franzon General Counsel MEMX LLC 111 Town Square Place, Suite 520 Jersey City, NJ 07310 Dear Mr. Franzon: In your letter dated September 18, 2020,1 you request assurance that the Staff will not recommend enforcement action to the Commission under paragraph (a) of Rule 10b- www.sec g ov AND Order Granting Application of MEMX LLC for a Limited Exemption from Exchange Act Rule 10b-10(a)(2)(i) (A) pursuant to Rule 10b-10(O)(sec.gov) EFTA00071967 SECURITIES AND EXCHANGE COMMISSION Release No. 34-89926 September 18, 2020 - SEC.gov I HOME 2 H. Background. 4. a. The Exchange . MEMX us registered as a national securities exchange under Section 6 of the Exchange Act. 5 The Members of the Exchange consist of those broker-dealers admitted to Membership and entitled to enter orders in, and receive executions through, the www.sec.gov Specifically, the criminal entity MEMX which was created so criminals NITE, CDEL et al could carry on their illegal activity asked the SEC for and was granted an exemption to Rule 10b10 of the 1934 US Securities Act (SEC Commissioners should re aquaint themselves with both the 33 and 34 Acts). 10b10 relates to written/paper confirms to clients after a trade has been executed. This ALSO creates a paper trail. Let me give give your Honors a bit of context before we analyze these exemptions granted by the SEC. The STATED business models of NITE and CDEL: PFOF/Intemalization/Wholesaling The purchase of customer orders so as to trade against/ahead all day long while claiming to provide "best execution" The STATED business model of MEMX: ANNONYMOUS, AGENCY executions where there are ZERO commissions. A blatant, egregious LIE. COMPLETELY at the opposite end of the spectrum from the stated business models of both NITE and CDEL. See, unlike the corrupt SEC lawyers, I HAVE actually worked at an agency only executing BD. I can tell you, it was profitable. The ONLY thing that makes an all agency business profitable is if commissions are NOT zero. Yet, somehow MEMX: NITE,CDEL et al convinced the SEC that it would be executing anonymous, agency only trades for ZERO commissions. How STUPID can you be and still breathe? Of course, the criminals at MEMX "tripple dog promised" the SEC that there would be no proprietary PRINCIPAL transactions exempted. WOW! This is WHY MEMX was created. For proprietary/PRINCIPAL transactions. MEMX "argument": Because ALL trades are anonymous/as agent, clearing and settlement would ALSO be anonymous. AND therefore MEMX would NOT be able to ascertain the identities/addresses of the customers they execute trades for. SO, they can't send any confirms. MORE blatant and egregious LIES. ALL trades are executed BROKER TO BROKER. There is no Judge Swain buys from Judge Nathan ANYWHERE in the execution description. It's NITE sells to Morgan Stanley. Or CDEL sells to Schwab. Then the clearing/settlement process starts. Back offices communicate: do you know this trade: CONFIRMATION. Then settlement: this is where the individual accounts if any are credited/debited. Then WRITTEN confirms go out. A paper trail. It defies the most basic understanding of this process to say: "We can't locate/don't know who is executing trades on MEMX for us to send confirms out". The SEC went along WILLINGLY. In fact, these confirms do NOT need to be mailed. ALL the NITE/CDEL respective back offices have to do is WALK them across the trading floor and HAND them to the executing MM! Let me repeat: "MEMX: OW 2.0 JUST BETWEEN US CRIMINALS" Created and approved by the SEC so that massive criminal activity detailed by me in multiple TCR's can not only continue. BUT can absolutely SKYROCKET to a level in IQ 2021 that NO ONE even thought possible. Summary: MEMX: "anonymous, AGENCY only execution with ZERO commissions created by criminals NITE/CDEL whose STATED business model is PFOF/INTERNALIZATION/WHOLESALING. AND the SEC believed that SHIT over the multiple pleadings of the whistleblower who saw it coming: ME. From the SEC letter granting MASSIVE exemptions of Rule 10b10: written confirms/paper trails to the egregious illegal activity by KNOWN criminals: "Conclusion" "Based on the facts and representations contained in the Application, we find that it is appropriate AND IN THE PUBLIC INTEREST and consistent with the PROTECTION OF INVESTORS to grant the Exchange (MEMX), on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" EFTA00071968 "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to ANY other "Agency only order matching" EXCHANGES? MEMX seems to be the only ONE with the inability to comply with 10b10. SEC Commissioners: were there any dissenting opinions to this exemption for MEMX ONLY? I can't seem to find any. In furtherance of the conspiracy Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio > Sent: Tuesday, August 24, 2021 5:26 AM EFTA00071969 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY, NY Supreme Court, NJ Judges et al In furtherance of the conspiracy The SEC is a grossly corrupt, criminal organization actively facilitating multiple, massive frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who REPEATEDLY catches (present tense) them: ME My claims are IRREFUTABLE. In the Fall of 2020 I urdged the SEC not to approve the Criminal Exchange MEMX As you are aware I referred to MEMX as " Obligation Warehouse 2.0: Just between us criminals" The result of the SEC approving the criminal Enterprise: NITE,CDEL,UBSS et al MEMX: OTCM money laundering shell volumes exploded to 1 trillion shares+ in December 2020. Then hit yet ANOTHER astronomical milestone in 10 2021 with more than 4 + TRILLION shares traded Market Statistics - Equity Trading Data Monthly (finra.org) As the record clearly shows: ALL detailed by me. Per my 2013 NITE/UBSS TCR attached (repeatedly). The core business at NITE (and now CDEL) is and always has been: Illegal naked shorting OTCM and other money laundering shells like GTII,IMDS,CGFIA, and countless others which are kept up and running by the SEC for this very purpose: to facilitate money laundering. This is WHY Cifu stopped reporting market making scats monthly. This is why Cifu doesn't affirmatively acknowledge the undeniable core business and profitability of NITE being tied to OTCM Pink sheet shells. This is why there are no mention of these share volumes in SEC filings or investor presentations OR SELL side research models. Admitting this is your core business would then trigger another question: HOW does NITE (CDEL) generate trading profits in OTCM Pink sheet shells? So, Cifu intentionally misleads the public as to the true nature of the NITE business model. AND, the SEC lets him. Not by coincidence: NITE/VIRT achieved record profitability in 10 2021 Inline XBRL Viewer (sec.gov) EFTA00071970 Inline XBRL Viewer - SEC The Inline XBRL viewer allows a user to quickly and easily review details of the tagged information in an Inline document by automatically placing a top and bottom highlight border around each tagged numeric fact and left and right border for each block tagged fact. www.sec.gov This was vs a very difficult comp: 1Q2020: COVID volatility In order to show eps growth vs a very difficult comp in 10 2020, where NYSE/NASDAQ volumes had a massive spike, Cifu had to come up with a different "mix" of business as NYSE/NASDAQ volumes normalized. The solution: OTCM OTCM volumes were down %50 in 2Q2021 vs 1Q2021 but still elevated vs early 2020 levels AND NYSE/NASDAQ volumes remain normalized. What was the result? An eps miss in 2Q2021 Inline XBRL Viewer (sec.gov) On the 1Q2021 earnings call in May 2021, Cifu got very defensive when pressed by Sell side analysts on his "lack of transparency". As I have detailed, Cifu also blatantly lied about NITE OTCM share volume NITE traded in 1Q2021. The level of activity claimed by Cifu in 1Q2021 did not match the profitability of a similar share volume quarte. In fact, the level of trading revenue in 1Q2021 was multiples of the revenue generated by stand alone KCG/Knight doing "similar or less" volume. The quarter I refer to: 1Q2014. My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade scats in SEC filings to be expunged. Now, we have 2Q2021 OTCM volumes down %S0 vs 1Q2021 But still elevated. The SEC saw my information. The SEC USED my information. AGAIN. Not to bring an action against NITE/CDEL. But, to AGAIN obstruct an investigation of EGREGIOUS and well known to the SEC ILLEGAL activity which took place in 1Q2021. AGAIN: screwing the whistleblower who REPEATEDLY catches them: ME. Did the SEC tell Cifu/NITE and CDEL to "cool it" in phone conversations with the SEC? WHY were 2Q2021 OTCM volumes down %50 vs 1Q2021? Shouldn't the astronomical spike and collapse in OTCM share volumes in 1H 2021 trigger immediate investigations/actions? NOPE Cifu got the call. Griffin likely also Criminal SEC protecting criminals NITE/CDEL AGAIN. Let's put it in terms Mr Gensler claims to motivate him "every day he wakes up at the SEC" NITE/CDEL illegal Core business facilitates illegal activity on a massive scale. This is why the OTCM exists. These are not "penny stock trading fairies". These are FOR PROFIT INSTITUTIONS. Per my attached TCR: pulling a market in a known fraud is simple. But it is NOT profitable. So, criminal firms like NITE/CDEL profit off the misery of the public the SEC is mandated to protect IN WELL KNOWN FRAUDS. Pulling a market in a well known fraud and blow the whistle instead of generating massive trading profits? WHO WOULD DO SUCH A THING? Maybe "penny stock trading fairies" would. But NITE/CDEL are NOT "penny stock trading fairies" EFTA00071971 Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio •ffi Sent: Monday, August 23, 2021 8:42 AM EFTA00071972 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix David Reichman: prolific Bag Man does NOT disapoint. The latest scam under the nose of the SEC NY: "Binding" LOI to merge with an entity called We Supergreen" GLOBAL TECH INDUSTRIES GROUP INC. AND WE SUPERGREEN SIGN (globenewswire.com) GLOBAL TECH INDUSTRIES GROUP INC. AND WE SUPERGREEN SIGN New York NY July 30 2021 (GLOBE NEWSWIRE) -- Global Tech Industries Group Inc. (OTCQB: GTII) ("GTH" or the "Company") www.gtii-us.com a Nevada corporation announced today it has www.globenewswire.com This entity supposedly has a bond in place to the tune of $350,000,000: THREE HUNDRED AND FIFTY MILLION DOLLARS to fund a project where Supergreen will provide power to the tune of $3 MILLION DOLLARS per megawatt WE SUPERGREEN ANNOUNCES AGREEMENT TO SUPPLY THE TRENTO MINE PROJECT WITH ITS PATENTED CLEAN (apnews.com) WE SUPERGREEN ANNOUNCES AGREEMENT TO SUPPLY THE TRENTO MINE PROJECT WITH ITS PATENTED CLEAN ... Costa Mesa, CA, Aug. 03, 2021 (GLOBE NEWSWIRE) -- We Supergreen Energy Corp, ("WSGE") a private company organized under the laws of the state of Nevada, with its principal offices located in Costa Mesa, CA announced today that it has agreed to supply The Inversiones Trento Spa, ("The Trento Project"), which is apnews.com Residential cost/Megawatt in the US is :$150 on average Electric Power Monthly - U.S. Energy Information Administration (EIA) Electric Power Monthly - U.S. Energy Information Administration (EIA) Table 5.6.A. Average Price of Electricity to Ultimate Customers by End-Use Sector, by State, May 2021 and 2020 (Cents per Kilowatthour) www.eia.gov EFTA00071973 IF these numbers were even close to being true, then WHY the hell would they need Reichman and his OTCM Pink Sheet money laundering shell Gill? The We Supergreen CEO is a guy named Calvin Cao Our Team — WE SUPERGREEN Our Team — WE SUPERGREEN For more than 30-years, Mr. Mitchell served in multiple senior leadership capacities leading high- technology medical device companies. In 2008, he was the President and Chief Executive Officer for Nellix Inc. in Palo Alto California, a privately held medical device company specializing in the endovascular treatment of Abdominal Aortic Aneurysms. wesupergreen.com The SEC revoked another Cao money laundering shell Stem Cell Therapy EDGAR Search Results (sec.gov) Cao was CEO of Stem Cell Therapy until 2008 https://www.sec.gov/Archives/edgar/data/1360479/000136086508000043/sciil0ksbmarch312008.txt In 2009/2010, Stem Cell Therapy did a "financing" with Prolific Bag Man Terren Peizer: Socius Form S-1 (sec.gov) Rule 424b3 Filing (sec.gov) The SEC revoked the Stem Cell Therapy registration AFTER this massive fraud was committed in 2012. The SEC is owned by criminals. Cheers! Christopher) Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Sunday, August 22, 2021 2:11 PM EFTA00071974 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Mr Gensler, How are you liking Twitter? Yesterday I tagged you on an exchange I had with a no doubt well compensated pumper in ANOTHER OTCM Pink massive fraud on the public kept up and running for more than 2 decades The latest iterration: Global Tech Industries Group Fully SEC reporting of course EDGAR Search Results (sec.gov) Fka GoHealth MD, Nugget Exploration, Tree Top Industries. With fraud "acquired" entities like Net Thruster,MLN Inc, BioEnergy Applied Technologies, Eye Care Centers International, Nano Pharmaceuticals, American Resource Technologies, etc etc etc Beginning around 2004, This money laundering shell has been controlled by David Reichman. With various NY addresses Including: Kushner owned 666 5th Ave https://www.sec.gov/Archives/edgar/data/356590/000117406404000121/docl.txt Let's fast forward 17 years to 2021 The SEC reviewed 10O for the period ending June 30, 2021 EFTA00071975 Inline XBRL Viewer (sec.gov) Filed on August 16, 2021 Offices: 511 6th Ave Mr Gensler, Mr Polite: I will personally write a check for $1000 to the first corrupt SEC/DoJ attorney who can tell me the LEGAL businesses of all these Reichman controlled entities over the last 17 years. There were ZERO ZILCH ZERO NADA revenue in 2004. There is ZERO ZILCH NADA revenue in 2021 The GTII pumper on Twitter I engaged and tagged you Mr Gensler claims there is a large CURRENT naked short position in GTII. I can say with 100% confidence that there is in fact a large naked short position in GTII. HOW? per my attached TCR and extensive correspondence: the record: illegal naked shorting is a tool used/compensation for the executing BD/MM's who facilitate this illegal activity. It goes hand and hand with no doubt well compensated PUMPING. Tools of the trade if you will. So, 17 years of Reichman massive printing/dumping worthless certs on the public the SEC is mandated to protect and what ELSE happens in August 2021? Yet ANOTHER SEC approved offering from an SEC approved Filing August 19, 2021 to be exact Inline XBRL Viewer (sec.gov) The selling shareholders of this 24 million share offering are most definitely an interesting bunch. Worthy of closer scrutiny for money laundering glaring red flags. IF of course you're into that shit. This Dave Reichman is a special kind of criminal though ANOTHER massive SEC facilitated fraud to run through the SDNY courts. This time Judge Peck was the winning contestant Global Tech Indus. Grp. Inc. v. Go Fun Grp. Holdings Ltd. 17 Civ. 3727 (AJP) I Casetext Search + Citator Global Tech Indus. Grp., Inc. v. Go Fun Grp. Holdings, Ltd., 17 Civ. 3727 (AJP) I Casetext Search + Citator Read Global Tech Indus. Grp., Inc. v. Go Fun Grp. Holdings, Ltd., 17 Civ. 3727 (AJP), see flags on bad law, and search Casetext's comprehensive legal database casetext.com Here, Reichman spells it all out for the SONY Court. YES! He controls a FULLY SEC REPORTING, publicly traded shell on the OTCM Pinks AND he was willing to sell it to the highest bidder. So, Reichman got on a plane to Hong Kong and tried (maybe those Chinese sellers in the August 2021 offering were contacts he made on his trip?) to sell it to Chinese Nationals. HOW would Reichman KNOW there exists such a market? This COULD be the mother lode for actual law enforcement. So, Reichman started this massive fraud on the public in 2004 and it continues in August 2021. ALL during the Tenure of Mr Wadhwa in SEC NY. No revenue in 2004. No revenue in 2021. Just a massive dumping of worthless certs on the puplic by willing/executing BD/MM. NOT the penny stock trading fairies Mr Wadhwa Today, the lates iterration of this massive Reichman fraud boasts a market cap of $500 million. That's FIVE HUNDRED MILLION DOLLARS. No revenue. AND $35k in the bank. Well done Mr Wadhwa et al! EFTA00071976 You were most definitely the right pick for Assistant "Enforcement" Director at the grossly corrupt SEC! Mr Gensler, give me a follow on Twitter: You will NOT be disapointed! Cheers! Christopher.' Dilorio Whistleblower Extraordinaire From: Chris Dilorio e > Sent: Tuesday, August 17, 2021 5:54 AM Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix No doubt Mr Hoecker ANOTHER in depth and thorough "investigation" by your office coming. Say it with me: The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, ongoing, massive frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME: Christopher J Dilorio Whistleblower Extraordinaire! Cheers! Chris From: Chris Dilorio e > Sent: Monday, August 16, 2021 8:55 PM EFTA00071977 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY,NY Supreme Court, NJ Judges et al IRREFUTABLE proof of SEC criminal Obstruction and corruption IMDS Florida SoS page ALL of the links have been expunged Detail by Entity Name (sunbiz.org) Good thing I have electronic versions: see attached 2012 share increase from 4,000,000,000 to 10,000,000,000 2013 share increase from 10,000,000,000 to 20,000,000,000 2014 Series M with Viable 2017 share increase from 20,000,000,000 to 30,000,000,000 June 2018 share increase 30,000,000,000 to 40,000,000,000 weeks later: July 2018 reverse split to 502,000,000 Mr Bustilloe et al at the grossly corrupt SEC: FUCK YOU! You corrupt pieces of SHIT! Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Monday, August 2, 2021 8:41 AM EFTA00071978 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Irrefutable proof of SEC facilitated fraud. My 2013 Knight/UBS TCR filed with Berger Montague in March 2013. Highlighted trading activity in Imaging Diagnostic Systems: IMDS. Despite glaring AML Red Flags involving entities subsequently cited by the SEC as Securities law violators, NITE and UBSS traded billions of shares. The SEC: Boston Director Levenson et al brought a complaint against IMDS, CEO Linda Grable, and CFO Alan Schwartz for among other things: making false and misleading statements. The complaint also calls IMDS a fraud. In an effort to cover up this massive illegal activity by NITE and UBSS, the SEC chose to cover up instead. The SEC was in the process of revoking the IMDS registration when it allowed barred Linda Grable and Alan Schwartz along with Grable II to execute a SPA with a Chinese National entity called Viable International. The 2014 13D filed by Viable shows them owning 37 BILLION shares of IMDS when the SEC was in the process of revoking the registration and with the stock at .0001. Yet, the SPA with Viable was for a Series M preferred and the 6 tranch conversion was nowhere near 37 billion shares. In fact, Viable filed an "amended" 13d in March EFTA00071979 2019 showing owning 87.1 million shares. Adjusted for reverse splits this amt approimates the Series M conversion formula in the SPA and filed with the Florida SoS. The 37 BILLION shares were used to close out open naked short fails. The SEC/Levenson orchestrated ANOTHER "glitch" to AGAIN bail out the criminal entity NITE. The ink wasn't even dry on the August 2012 "glitch". In facilitating this corrupt and criminal scheme the SEC allowed NITE/UBSS and others to close out a massive naked short position at a profit rather than forcing NITE/UBSS to cover/buy in the open market as is required under Rule 204 and incur massive losses. Proving AGAIN that the SEC bailed out a KNOWN criminal entity: NITE in August 2012. Simple fact of the matter: According to the Florida SoS page Detail by Entity Name (sunbiz.org) IMDS did not have 37 billion or more shares authorized under its articles of Incorporation In 2012, IMDS increased authorized to 10 billion from 4 billion shares ConvertTiffToPDF (sunbiz.org) in 2013, IMDS increased authorized shares from 10 billion to 20 billion ConvertTiffToPDF (sunbiz.org) Per my e mail below, IMDS didn't increase share authorization to the 40 billion required to account for the 37 billion share Viable "owned" until 2018. Yet the 13D and the SPA were done in 2014. The 37 billion shares were not authorized in 2014. The crux of illegal naked shorting. My information. This is EXACTLY what Congress intended when it enacted the Whistleblower statutes of Dodd Frank. Egregious illegal activity brought to the attention of the SEC by a whistleblower: ME. My information should have resulted in a very big award. Rather, Levenson/the SEC screwed me by covering up this massive fraud on the investing public. What has been the result of this criminal and corrupt scheme? The SEC OWB has denied my rightful award applications TWICE since. AND, the SEC gave these same criminals and others their own exchange in 2020: MEMX despite my pleading with the SEC not to allow it. The result: in 1Q2021 OTCM share volumes in hundreds of money laundering shells like IMDS hit 4+ TRILLION. Absolutely STAGGERING. The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, ongoing, MASSIVE frauds on the public it is mandated to protect to the benefit of criminals who own them while screwing the whistleblower who caught them: ME. Mr Levenson/the SEC Boston has jurisdiction over AQR: Greenwich. Mr Peavler et al in Ft Worth brought a complaint against the massive fraud Nikola/Trevor Milton just last week for False and misleading statements. NKLA SPAC sponsors: VectolQ: AQR and Steve Girsky: Brookfield. ANOTHER fraud on the SDNY Courts Cheers! Chris From: Chris Dilorio Sent: Saturday, July 31, 2021 1:02 PM EFTA00071980 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SONY, NY Supreme Court, NJ Judges, NY AG/DFS et al, The interconnectedness of my claims on display AGAIN. I don't "hop" from 1 TCR to another by accident. Levenson: IMDS. Levenson:AQR Obstruction in both cases. So, Back to my Knight Capital/UBS et al TCR. IMDS: NITE/UBSS trading activity. Fraud SEC denials of awards. 2014: 2 years after the so called August 1 2012 "trading glitch" The IMDS "glitch". The naked short trading activity in IMDS by NITE and UBSS was massive. See my Knight/UBS TCR I caught them. Here's still MORE irrefutable proof of the veracity of my claims: SEC allowed 2 barred individuals: Schwartz/Linda Grable to execute the SPA with the Chinese National entity Viable which created 37 billion shares at .0001. Viable agreed to purchase these 37 billion shares knowing full well the SEC/Levenson were in the process of revoking the IMDS registration. Of course! Who wouldn't jump at the opportunity to own 37 billion shares of a revoked company? Grable II in SWORN affidavit says he alone EFTA00071981 executed the Viable SPA. LIE. The exhibit linked AGAIN below by me shows BARRED Schwartz/Linda Grable as representatives of IMDS along with Grable II. Again: the August 19 2014 Viable 13D showing ownership of the 37 billion shares EDGAR Filing Documents for 0001213900-14-006130 (sec.gov) EDGAR Filing Documents for 0001213900-14-006130 Viable International Investments, LLC (Filed by) CIK: 0001617230 (see all company filings) IRS No.: 464891086 I State of Incorp.:FL I Fiscal Year End: 1231 Type: SC 13DSC 13D that was 2014: TWO THOUSAND FOURTEEN Just 1 problem: The IMDS articles of incorporation with the Florida SOS show the authorized increased in shares from 30 billion to 40 billion common and 2 million pref took place in June 2018 June 29, 2018 to be exact ConvertTiffToPDF (sunbiz.org) Here's the Grable II amended corp details with The Florida SOS filed in conjunction with the Viable SPA ConvertTiffToPDF (sunbiz.org) 600 shares of Series M conversion rate: 147,282,723.12 shares of common per 1 share of Series M Do the math: IMDS did not have these common shares authorized when the Viable SPA was executed. the 37 billion shares of common were not authorized. According to Florida SOS articled of incorporation On June 28,2018: TWO THOUSAND EIGHTEEN Authorized shares were increased from 30 billion to 40 billion common and 2 million pref ConvertTiffToPDF (sunbiz.org) Then came the SEC reviewed Dec 31 2018 10O filed by IMDS https://www.sec.gov/Archives/edgar/data/790652/000121390019002531/f10q1218 imagingdiagnos.htm Filed on February 14,2019 EDGAR Filing Documents for 0001213900-19-002531 (sec.gov) EDGAR Filing Documents for 0001213900-19-002531 IMAGING DIAGNOSTIC SYSTEMS INC /FL/ (Filer) CIK: 0000790652 (see all company filings) IRS No.: 222671269 I State of Incorp.:FL I Fiscal Year End: 0630 Type: 10-Q I Act: 34 I File No.: 000-26028 I Film No.: 19605508 SIC: 3845 Electromedical & Electrotherapeutic Apparatus Office of Life Sciences w.sec.gov pg 15 EFTA00071982 "On July 12, 2018 the majority shareholder of the company Viable International Investments LLc delivered a written request to effect a 1:1000 reverse stock split in the form of a written consent of the majority shareholder of Imaging Diagnostics Systems Inc. The BoD of the corporation believed it to be in the best interest of the corporation and recommended that the stockholders approve a 1:1000 reverse stock split of the corporations issued and outstanding shares of common stock and a decrease in the amount of shares of common stock authorized to be issued from 40,000,000,000 shares to 500,000,000 shares" full stop. Please help me with this math as I'm not a corrupt SEC attorney. further: " After receiving stockholder approval by majority written consent the company filed amended and restated Articles of Incorporation with the Florida SoS on July 12 2018 to record this action. The reverse split became effective July 27, 2018" Here is the Florida SoS amended articles showing the decrease in Auth Shares to 500,000,000 common and 2 million pref ConvertTiffToPDF (sunbiz.org) NEVER was authorized increased to 50 Billion as the reverse math would suggest Further, IMDS filed amended Articles in 2017 increasing the authorized share count from 20,000,000,00 to 30,000,000,000 common and 2 mil pref ConvertTiffToPDF (sunbiz.org) Meaning: IMDS did not have the 37 billion shares authorized to sell to Viable in 2014. What was going on here? June 29, 2018: increase authorized from 30 billion to 40 billion 2 weeks later: July 12, 2018: 1:1000 reverse split from 40 billion to 500 million (math???) But here's the kicker/smoking gun: Amended 13D filed by Viable on May 3 2019 EDGAR Filing Documents for 0001213900-19-003579 (sec.gov) showing Viable owning 87,104,691 shares of common If you do the math based on the Series M conversion and adjust for 1:1000 that gets you to the 87+ million shares. AGAIN: The Viable SPA with barred Schwartz, Linda Grable and Grable II f8k062714ex10i imagingdiag.htm (sec.gov) f8k062714exl0iimagingdiag.htm - SEC WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(2) of the Securities Act of 1933, as amended (the "Securities Act"), and Rule 506 promulgated thereunder, the Company desires to issue and sell to Purchaser, and Purchaser desires to purchase from the Company, securities of the Company as more fully described in this Agreement. www.sec.gov The SPA was in the form of the Series M pref with conversion schedule above AGAIN: that would translate post reverse to the 13Da: 87,104,691 shares So what happened to the 37 billion shares of common Barred Schwartz, Linda Grable and Grable II sold Viable in the 2014 SPA and did not have the authorized shares to do so and verified in the 2014 Viable 13D???? As I have irrefutably alleged: SEC cover up of illegal naked shorting on a truly massive scale. EFTA00071983 Per my TCR and extensive correspondence with the grossly corrupt SEC: The crux of illegal naked shorting: shares created but not authorized by the issuer and its shareholders. This was the case in IMDS: my Knight/UBS TCR. To the tune of 37 BILLION shares. Covered up by the SEC/Levenson et al rather than prosecuting NITE for this illegal activity and paying me a rightful award for bringing these egregious Securities law violations to the SEC attention: EXACTLY what the SEC Whistleblower statues were intended by Congress to do. Rather, the SEC/Levenson et al chose to criminally and corruptly cover up and screw the whistleblower who caught them: ME. THEN, the grossly corrupt SEC followed up with TWO official, corrupt: ILLEGAL award denials. IMDS is just 1 of NITE/UBS top traded OTCM money laundering shells. The level of this illegal activity in 10 2021 through MEMX by these KNOWN criminals is the direct result of this and other SEC corrupt criminal obstruction. Mr Levenson, what is the current itteration of Imaging Diagnostics trading symbol TODAY? There is none. ALL of this share increase/decrease post being revoked by the SEC has taken place in a NON trading BUT FULLY reporting SEC company. The latest SEC reviewed filing came in May 2021. EDGAR Search Results (sec.gov) In furtherance of the conspiracy Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Friday, July 23, 2021 6:45 AM EFTA00071984 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY, NY Supreme Court, NJ Judges et al still MORE examples of SEC criminal obstruction and corruption. Carefully designed "complaints" that tell only part of the story INTENTIONALLY guaranteeing the illegal activity continues. Also designed to cover up SEC corruption while screwing the whistleblower who caught them: ME. Recall: the above referenced Oppenheimer AML preliminary Denial of award by Norberg et al: "SEC Staff never saw Mr Dilorio's information" only AFTER using my information for 5 (FIVE) years. Not just impossible but criminal as well. More Dick Best, Ms Mehtaban: SEC New York bullshit Cemtrex/Govil et al complaint ripped to shreds by yours truly: $7 million in "mis appropriated funds yet just $670k disgorgement: Money laundering acknowledged. Of course: no mention of money laundering in the complaint. No mention of the Cemtrex PUBLIC announcement with SEC filings unsolicited "take over" of contract manufacturer Key Tronic in September 2017. AND, Key Tronic public announcement with SEC filings response. Where Key Tronic details Cemtrex as an out right fraud. Related party transactions with NY based Vicon Industries: buying a position already sold in another SEC reviewed offering. ALSO Money laundering Prolific Bag Man Fife and Bag Man Ayrton: MY INFORMATION "investing" in Cemtrex in 2019: They BOTH knew Cemtrex was a money laundering shell. As did the other sophisticated "investors" like Cerberus and several others I detailed below: money laundering Then there's this SEC filing for Cemtrex filed in August 2018: almost 1 year after the scathing Key Tronic public response: ANOTHER public offering EFTA00071985 https://www.sec.gov/Archivegedgaridata/1435064/000149315218012460/ex99-2.htm SEC Cemtrex Announces Pricing of Public Offering of Common Stock . Farmingdale, NY (August 22, 2018) — Cemtrex, Inc. (NASDAQ: CETX, CETXP, CETXW), a leading technology and manufacturing company, announced today the pricing of its previously announced underwritten public offering of 1,000,000 shares of common stock at a public offering price of $1.65 per share for total gross proceeds of $1,650,000. vAyw sec g ov This offering was the result of a shelf Cemtrex filed and the SEC approved on June 5 2017 EDGAR Filing Documents for 0001493152-17-006182 (sec.gov) This shelf like hundreds others I have detailed should have been pulled by the SEC given the Key Tronic public response to Cemtrex in September 2017. IF the SEC was actually interested in protecting the public as it is mandated to do. NOPE WHO underwrote the August 2018 Cemtrex public offering? Aegis SEC.gov I Broker-Dealer Admits It Failed to File SARs SEC.gov I Broker-Dealer Admits It Failed to File SARs Broker-Dealer Admits It Failed to File SARs. FOR IMMEDIATE RELEASE 2018-50 Washington D.C., March 28, 2018 — vo.vv; sec goy In march 2018, Aegis ADMITTED to facilitating money laundering in publicly traded shells. 5 months later, they do an offering in Cemtrex. 1 year later, Fife, Ayrton, Cerberus et al do more "investing" in Cemtrex. How many AML red flags were ignored by Fife et al when they "invested" in Cemtrex? How many AML red flags did Best,Mehraban et al intentionally omit from their Cemtrex/Govil "complaint"? WHO executed the Aegis and other trades in Cemtrex,Vicon etc ? From the carefully constructed Best,Mehrban, SEC NY complaint the track record clearly points to Mehraban Paul Weiss mentor Dougie Large and Knight/KCG/VIRT: NITE. and NOT the "penny stock trading fairies". A page out of the BBH AML complaint as well as the UBS and Opco corrupt SEC playbook. Because as my irrefutable evidence: the record clearly shows: the core business at Knight/KCG/VIRT:NITE is and always has been: illegal naked shorting OTCM (and other) publicly traded shells to facilitate money laundering and tax evasion. As I have also detailed at great length in my correspondence with the SEC: NITE can NOT rely on third parties like Aegis as a substitution for its own compliance due diligence. What does NITE compliance do exactly except look the other way, also ignore glaring red flags, and NOT file ANY SAR's. SEC NY/Best/Mehrban have been corruptly obstructing investigations into my claims for years. These massive ongoing frauds are a direct result. The corrupt and criminal denials of my award claims with the OWB also play a key role in the SEC ACTIVELY facilitating this illegal activity. It is literally IMPOSSIBLE that the SEC investigators "never saw Mr Dilorio's information". For several reasons: EFTA00071986 The attached stated SEC procedures for handling whistleblower submissions. The stated testimony to Congress that the OWB is the primary point of contact between whistleblowers and the Commission. My extensive correspondence: THE RECORD. SEC IG Hoecker, I am STILL eagerly waiting for your office to interview me based on stated procedures you yourself wrote in conducting thorough investigations. The evidence is irrefutable: The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, massive, ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME. It has been 1 1/2 years since I filed an appeal for the Oppenheimer award denial. While I was waiting, Norberg/Pasquinelli et al issued a fraud denial for the FINRA/SEC/FINCEN UBS AML complaint. As I have shown, MANY within the SEC had my information. Including SEC NY. Which is why the SEC corruptly moved the handling of the complaint to the SEC LA. While never bringing ANY individual complaints against UBS San Diego brokers. The UBS trading activity: My information UBS acknowledged in the complaint by the SEC,FINRA,FINCEN as never shutting down its cross border business per the 2010 DoJ dropping its DPA: also my information. Not just impossible that "SEC staff never saw Mr Dilorio's information" But CRIMINAL as well. Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio e > Sent: Tuesday, July 20, 2021 8:36 AM EFTA00071987 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capiital ICR & Appendix SDNY, NY Supreme Court, NJ judges et al Welcome to my world. Dick "BBH all entities un named FINRA AML Complaint" Best and Paul Weiss alumna Lara Shalov Mehraban et al: SEC NY do NOT disapoint SEC.gov i SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies SEC.gov I SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies. FOR IMMEDIATE RELEASE 2021- 132 Washington D.C., July 19, 2021 — Aron Govil: Cemtrex and Telidyne: "Govil flooded the market with paid for buy recommendations for cemtrex stock and made false claims about Telidyne development of mobile apps that would facilitate crypto currency transactions and help combat the coronavirus" Let that sink in for a minute. Telidyne: fka Americom Networks International, Highland Ridge Inc, TEC Technology Inc EDGAR Search Results (sec.gov) at all times: SEC reporting. with multiple approved offerings Most of the time:New York based Chinese money laundering shell TEC Technology, Inc.: Form 10-K - Filed by newsfilecorp.com (sec.gov) TEC TECHNOLOGY, INC. - sec.gov EFTA00071988 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 . FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF www.sec gov Cemtrex: Brooklyn based Electronics Manufacturing Services (EMS) entity EDGAR Search Results (sec.gov) Did Dick Best et al SEC NY ever actually visit Cemtrex: EMS: HQ where all that contract manufacturing takes place? Bond Collective ] Greenpoint Bond Collective I Greenpoint 276 Greenpoint Ave Brooklyn, NY 11222. Spanning a floor- through of the Leviton factory building, our Greenpoint location is spacious, sun-filled and conveniently situated one block from the G train and NYC Ferry. www.bondcollective.com conspicuously absent from the Dick Best, Mehraban et al SEC NY complaint as usual: Money laundering In September 2017, Govil/Cemtrex announced an "acquisition" of Key Tronics. Key Tronics actually IS in the EMS space SEC reviewed filings and everything https://www.sec.gov/Archives/edgar/data/1435064/000149315217012469/ex99-5.htm EDGAR Filing Documents for 0001493152-17-012469 (sec.gov) https://www.sec.gov/Archives/edgar/data/1435064/000149315217012469/forms4a.htm#a 014 What followed is absolutely astounding. Even for the grossly corrupt SEC: here is the Key Tronic official response to the Cemtrex/Govil "acquisition" announcement Keytronic Comments On Cemtrex Release — Keytronic Contract Manufacturer Keytronic Comments On Cemtrex Release — Keytronic Contract Manufacturer KEY TRONIC CORPORATION COMMENTS ON CEMTREX RELEASE Spokane Valley, WA — September 15, 2017 — On September 13, 2017, Key Tronic Corporation (Nasdaq:KTCC), a provider of electronic manufacturing services, became aware of a press release issued by Cemtrex, Inc. ("Issuer") on September 13, 2017 regarding its purported exchange offer for the outstanding shares of common stock of Key [...] www.keytronic.com EFTA00071989 There is a LOT the SEC had in its possession with this release. But, I would highlight the following point: "Key Tronic has never encountered Issuer (Cemtrex) in the Electronic Manufacturing Services (EMS) market space nor was Key Tronic aware of Issuer (Cemtrex) existence before Issuer (Cemtrex) filed a registration statement (with the SEC) regarding this purported offer" That was September 15, 2017. WHY isn't this little tidbit in the Dick Best/SEC NY complaint? OH, but there is MUCH MUCH MORE. Key Tronic is very much up and running as an independent company today: EDGAR Search Results (sec.gov) Then there's this: "Cemtrex acquires 46% of Vicon Industries" Vicon: Hauppauge NY EDGAR Search Results (sec.gov) This "acquisition" took place on/around March/April 2018 EDGAR Filing Documents for 0001493152-18-004566 (sec.gov) In January 2018 the SEC approved an offering of 9 million shares owned by an entity called NIL Funding Corp (too funny) in Vicon Industries Document (sec.gov) NIL is an affiliate of InterTech Group and controlled by Vicon Chairman Julian Tiederman InterTech Group EDGAR Search Results (sec.gov) NIL Funding/ Vicon Chairman Tiedemann supposedly loaned $5 million+ to Vicon Industries: related party transaction: which of course was converted to worthless certs and dumped on the public in an SEC approved offering. So, HOW did Cemtrex "acquire" %46 of Vicon Industries? by purchasing the NIL Vicon position AFTER it was sold to the public from NIL of course https://www.sec.gov/Archives/edgar/data/310056/000149315218004566/ex99-1.htm Let's pause there to make sure EVERYONE knows what took place here: Fraud related party notes converted and sold to the public in Vicon:NIL Funding: January 2018 Cemtrex claims %46 ownership in Vicon in March/April 2018 after purchasing the SAME NIL Funding position sold in the January 2018 SEC approved Vicon offering Then, Cemtrex selling the same NIL Funding position in Vicon in April 2018 https://www.sec.gov/Archives/edgar/data/1435064/000149315218005560/forms-3.htm#a 006 ANOTHER sham transaction: Cemtrex buys certain assets of bankrupt German company Periscope https://www.sec.gov/Archives/edgar/data/1435064/000149315217013756/ex10-1.htm SEC.gov I HOME EFTA00071990 aa) The entire technical and commercial know-how attributable to the Seller's business operations, all technical and commercial business and business secrets, procedures, products, product solutions and developments, the respective rights thereto and all embodiments of these rights, other technical documentation and certifications - as well as all rights to inventions (collectively referred ... VONW.sec.gov Vicon Industries: a money laundering shell like Cemtrex voluntarily de registered with the SEC in 2019 https://www.sec.gov/Archives/edgar/data/310056/000149315219000779/ex99-1.htm SEC.gov I HOME EXHIBIT 99.1 . Vicon Industries, Inc. Announces Plans to Deregister Common Stock with SEC . Hauppauge, New York, January 15, 2019 — Vicon Industries, Inc. (the "Company"), a publicly-traded producer of video management systems and components (OTCQB: VCON) headquartered in Hauppauge, New York, announced today that it intends to file with the Securities and Exchange Commission ("SEC ... www.sec.gov The SEC KNOWS Cemtrex to be a money laundering shell for years also. The Key Tronic letter SHOULD have shut down Cemtrex/Govil in 2017 WHY didn't it? Look who "invested" in Cemtrex in June 2019: Iliad: Fife: MY TCR. MY INFORMATION AGAIN EDGAR Filing Documents for 0001567619-19-013717 (sec.gov) Fife not the only Bag Men in Cemtrex also: CVI/Susquehana EDGAR Filing Documents for 0001104659-21-023193 (sec.gov) EDGAR Filing Documents for 0001104659-21-023193 CVI Investments, Inc. (Filed by) CIK: 0001649553 (see all company filings) IRS No.: 981253664 I State of Incorp.:E9 I Fiscal Year End: 1231 Type: SC 13G/ASC 13G/A and Ayrton EDGAR Filing Documents for 0001493152-21-003859 (sec.gov) EDGAR Filing Documents for 0001493152-21-003859 Ayrton Capital LLC (Filed by) CIK: 0001698148 (see all company filings) IRS No.: 000000000 I State of Incorp.:DE I Fiscal Year End: 1231 Type: SC 13G/ASC 13G/A EFTA00071991 BOTH CVI/Susquehana in AQR/Trump/1MDB/Astra/Navios/ORIG/DRYS/Ari Glass etc money laundering shell Phunware EDGAR Filing Documents for 0001104659-21-027253 (sec.gov) EDGAR Filing Documents for 0001104659-21-027253 CVI Investments, Inc. (Filed by) CIK: 0001649553 (see all company filings) IRS No.: 981253664 I State of Incorp.:E9 I Fiscal Year End: 1231 Type: SC 13G www.sec.gov EDGAR Filing Documents for 0001493152-21-004485 (sec.gov) EDGAR Filing Documents for 0001493152-21-004485 Phunware, Inc. (Subject) CIK: 0001665300 (see all company filings) IRS No.: 000000000 I State of Incorp.:DE Fiscal Year End: 1231 Type: SC 13G I Act: 34 I File No ... www.sec.gov as well as many other money laundering shells. To sum up: the SEC NY: Best/Mehraban et al Govil/Telidyne/Cemtrex complaint omits more than it SUBMITS. Intentionally. No mention of money laundering: also intentionally. The scope of the "investigation": also INTENTIONALLY limited. This was yet another attempt to cover up a massive SEC failure made possible by criminal obstruction and corruption related to my claims. Like ALL other money laundering shells: Fife, Ayrton etc etc know EXACTLY what these shells are: money laundering vehicles. The executing BD/MM's like NITE,CDEL etc know also. MORE irrefutable evidence that the SEC ACTIVELY facilitates massive, ongoing, multiple frauds on the public it is mandated to protect to the benefit of the criminals who own them at the expense of the public it is mandated to protect while screwing the whistleblower who caught them: ME. BTW Dick Best and Ms Mehraban et al: "Govil misappropriated more than $7 million" yet, disgorgement of $670O77777 AGAIN: money laundering explained and acknowledged. More fraud on the SDNY courts. Quickly settled by SEC in cover up. Cheers! Christopher) Dilorio Whistleblower Extraordinaire EFTA00071992 From: Chris Dilorio Sent: Sunday, July 18, 2021 10:24 AM Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SONY Judges et al, I made a few corrections to typos below. I also linked the actual 2017 10K. Prior I linked the 2017 10Ka. My apologies. As previously stated below: FTE "acquired" US Home Rentals: Alex and Antoni Szkaradek: Vision etc etc in December 2019. The corresponding revenue associated with this "acquisition" must be significant. But, how would the investing public conduct their due diligence when FTE hasn't filed a 2020 SEC reviewed/audited 10K? AND FTE hasn't filed a 100 with the SEC since 3Q2018? SEC cover up coming as is standard MO: revoke the FTE/Benchmark/US Home Rental registration AGAIN. How is it even remotely plausible there wouldn't be ANY mention of money laundering in ANY of these actions? HOW is this related to my information? Simple really https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/form8-k.htm EFTA00071993 SEC.gov I HOME Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). vAyw. sec .g ov from 2018 into 2019 massive money laundering Start with Auctus https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-6.htm SBI Investments https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-4.htm Momingview Financial https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-7.htm One44 Capital https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-8.htm CrossOver Capital https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-9.htm Crown Bridge Capital https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-10.htm www.sec.gov SECURITIES PURCHASE AGREEMENT . This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of October 25, 2018, by and between FTE NETWORKS, INC., a Nevada corporation, with headquarters located at 999 Vanderbilt Beach Rd., Suite 601, Naples, FL 34108 (the "Company"), and CROWN BRIDGE PARTNERS, LLC, a New York limited liability company, with its address at 1173a 2nd Avenue, Suite ... www.sec.gov Eagle Equities https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-11.htm Qarum Holdings https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-14.htm JEM Debt Fund https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-18.htm Labrys Fund https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-5.htm Adar Bays/Adar Alef https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-3.htm EFTA00071994 https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-12.htm Adar: prolific Bag men EDGAR Search Results (sec.gov) LG Capital Funding "L": Joseph Lerman "G": Nochum Greenberg detailed extensively by me in related correspondence with the SEC/IRS/DoJ et al Also prolific Bag Men https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex4-20.htm EDGAR Search Results (sec.gov) LG overlap with NITE top traded shells Also: Baruch Greenberg (Nochum father) and Benny Silberstein: "payment processor" Payrix SAME address as LG: VERY symbiotic relationship 1218 Union Street Brooklyn NY 11225 SEC FORM D SEC FORM D In submitting this notice, each issuer named above is: Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.- www.sec.gov AND: Cited in my claims and why IRS CI Agents flew to Denver from Chicago to meet with me in April 2016: My IRS TCR was based on the SEC TCR also filed with Berger Montague: John Fife: St George Investments, Typanex,Iliad, Tonaquint https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex4-1.htm EDGAR Search Results (sec.gov) EDGAR Search Results (sec.gov) EDGAR Search Results (sec.gov) EDGAR Search Results (sec.gov) EDGAR Search Results (sec.gov) The St George/Fife FTE Note was dated March 2018. FIVE F'N YEARS AFTER SUBMITTING MY SEC TCR WITH Berger Montague The SEC didn't get around to filing a complaint against Fife until 2020 EFTA00071995 John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC (Release No. LR-24886;3sp. 3, 2020) fsec.ggi) John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment LLC (Release No. LR-24886; Sep. 3, 2020) - SEC.gov The Securities and Exchange Commission today filed charges against John M. Fife of Chicago and companies he controls for acquiring and selling more than 21 billion shares of penny stock without registering as a securities dealer with the SEC. www.sec.gov The Corrupt SEC OWB has yet to post this action to its website for award eligibility. WHY? Because it's MY INFORMATION Fife/FTE never should have happened Also laundering in FTE etc: Cerberus https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-15.htm Cerberus: Feinberg: Gruntal with SAC,Sater etc: Milken Cerberus: post NITE "glitch" bid with Virtu for OTCM Money laundering shell trader NITE. Virtu eventually did aquire NITE in SEC facilitated fraud transaction July 2017. Lastly: In the NYAG/NYDFS complaint against Vision in the SDNY: Atalaya Atalaya ALSO prolific money laundering Bag Men as well EDGAR Search Results (s goy) So again: "SEC charges Executives of Network Infrastructure Company with accounting fraud" AND "Former CEO and CFO of Public Telecommunications Company charged in Manhaattan Federal Court with scheme to defraud investors" Doesn't even come close to describing the money laundering shell FTE. Which is why there is no mention of money laundering in ANY of these complaints. Guaranteeing it will continue. Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Saturday, July 17, 2021 1:12 PM EFTA00071996 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix ABSOLUTELY ASTONNISHING! STIPULATED ORDER AND FINAL JUDGMENT: Defendants shall not engage in acts practices or conduct that violates the following laws and regulations: the Consumer Financial Protection Act 12 U.S.C. § 1601 et seq• New York Executive Law § 63(12)• New York General Business Law ("GBL") § 349; New York Banking Law Article 12-D• New York Banking Law §§ 6-1 and 6-m• 3 CRR-NY 4§ 41.3(a) and 41.4(a); 3 CRR-NY § 420.18; New York Financial Services Law § 4 08; Truth in Lending Act, 15 U.S.C. § 1601 et seq and Regulation Z, 12 C.F.R. § 1026 et seq; and New York Real Property Law § 235-b. Defendants are permanently restrained and enjoined from engaging in the following activities in New Yo rk: a. Purchasing, selling, managing or leasing any Residential Real Property except as expressly provided for in this Final Judgment or for their own personal use and enjoyment, and as further set forth in this judgment. By reason of the violations of law alleged in the Complaint judgment for restitution in the amount of $600 000 is hereby entered in favor of the Plaintiffs against Defendants. The NYAG will pay each Consumer who entered into a Residential Property Agreement with Defendant son or after December 12, 2011, who did not receive any compensation under the settlement obtained by the Plaintiffs from Atalaya Capital Management (Assurance No. 19-104 attached as Exhibit A to this Consent Judgment) and who will not receive rest itution pursuant to paragraphs 26-27 below the amount of $22,641.50 each from the Vision Escrow Account. Plaintiffs represent that to the best of their knowledge, based in part on the information provided by Defendants, these Consumers are those listed in Confidential Appendix I. To the extent multiple Consumers listed in Appendix I jointly signed a Residential Property Agreement, the $22 641.50 shall be divided equally between or among them, jointly and severally. By reason of the vio lations of law alleged in the Complaint, judgment for non-monetary restitution in the amount of $3,161,805 is hereby entered in favor of the Plaintiffs against Defendantsjointly and severally, and as further set forth in this judgment. Plaintiffs hereby release Defendants from all civil claims and causes of action brought by Plaintiffs arising from the subject matter of the Complaint, including any civil claims or causes of action that could be raised by Plaintiffs related to any Resident EFTA00071997 ial Property Agreement. For purposes of Federal Rule 54(b) this Final Judgment is as to all parties and all claims in this Action. This Final Judgment becomes effective upon entry by the Court. The Court will retain jurisdiction of this matter solely for the purpose of enforcing this Order and Final Judgment. (Signed by Judge Jed S. Rakoff on 1/10/2020) (jwh) (justia.com) Does Judge Rakoff know about the massive fraud the SEC and SDNY DoJ are CURRENTLY perpetrating on the SDNY and NY AG/DFS? I will re post the FTE 2019 SEC reviewed 10K https://www.sec.gov/Archives/edgar/data/1122063/000149315220020612/form10-k.htm It really is that astonnishing! pg 9 and following The pre meditated fraud transition from "telecom infrastructure" to "commercial rennovation" to "Single family home rentals" explained FTE acquires US Home Rentals: Vision Property Management for total consideration of $350 million: that's $350,000,000 from Alex and Antoni Szkaradek for common stock, promissory notes, and Series I pref in December 2019. Further, an entity called Inmost Partners LLc run by Tiger Cub Eliot Kang Eliot Kang - CEO/Managing Partner - Inmost Partners LLC i Linkedln Eliot Kang - CEO/Managing Partner - Inmost Partners LLC I LinkedIn Eliot Kang Founder & CEO at Inmost Partners LLC New York, New York, United States 500+ connections www.linkedin.com "acquired" through various assignments more than $50 mil in prior issued notes: pass the notes around Per my analysis below: the last 10O filed by FTE was 3Q2018 EDGAR Search Results (sec.gov) AND FTE has yet to file a 10K for 2020 HOW IS THIS REMOTELY PLAUSIBLE? Bustilloe, Hodgman/Strzok,Gibson, Mrs Rusty Wing et al brought these frauds to the SDNY KNOWINGLY These "comlaints" don't accurately portray what the true nature of FTE really is. Not even close. The SEC KNEW FTE was a money laundering shell when it revoked: kinda/sorta: the FTE registration. ALL involved in FTE AFTE 2014 knew it was a money laundering shell. Then, in a very well orchestrated "transformation", FTE was used to launder HUNDREDS OF MILLIONS OF DOLLARS by known to the SDNY Courts, NY AG, and NYDFS felons. The vehicle: fraud note/fraud acquisitions, worthless certs dumped on the public. No doubt the SEC cover up MO will go into action and the SEC will AGAIN revoke the FTE registration. AGAIN: after massive fraud has been committed and massive losses suffered. Beyond egregious. CRIMINAL EFTA00071998 Cheers! Chris From: Chris Dilorio Sent: Saturday, July 17, 2021 8:19 AM Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY Judges et al, You were played for fools by the SEC. Irrefutable. OPINION AND ORDER GRANTING MOTIONS TO DISMISS re: 66 MOTION to Dismiss the Amended Complaint and Partial Joinder in Motion by Defendants Fred Sacramone, James Shiah, Jeanne Kingsley, and Stephen Berini to Dismiss the Amended Complain t filed by Brad Mitchell Christopher Ferguson, Luisa Ingargiola, Patrick O'Hare, 63 MOTION to Dismiss the Amended Complaint filed by Lynn Martin, 99 MOTION to Take Judicial Notice filed by Efraim Bare nbaum, IRA, 59 MOTION to Dismiss Amended Complaint filed by James Shiah, Jeanne Kingsley, Stephen Berini, Fred Sacramone. After a series of revelations of corporate misconduct by executives at FTE Networks, Inc., Plaintiff Ephraim Barenbaum, IRA, brought this action derivatively to recover on behalf of the company for that wrongdoing. In addition to the responsible actors Barenbaum sued certain members of the FTE Board. However, Barenbaum's Amended Complai nt fails to allege that demand on the now-existing FTE Board of Directors would have been futile, as he must, to have standing to bring a derivative case. As a result, the Amended Complaint is dismissed with prejudice. Alternatively, all claims against Defendants Sacramone, Shiah, Ferguson, Ingargiola, Mitchell, O'Hare, Martin, Kingsley, and Berini are dismissed pursuant to Federal Rule of Civil Procedure 12(b)(6) for failure to state a claim. The Court also grants Pla intiff's motion for judicial notice as set forth herein. In summary, the Court grants the motions to dismiss at ECF #59, 63, and 66 with prejudice and grants the motion for judicial notice at ECF #99. The Clerk of Court respectfully is requested to close the case. (Signed by Judge Mary Kay Vyskocil on 9/30/2020) (mro) Transmission to Orders and Judgments Clerk for processing. (justia.com) It ALL continues under new "management". Fraud notes with new management will lead to further dilution and investor losses. An example https://www.sec.gov/Archives/edgar/data/1122063/000149315220008176/ex10-37.htm EFTA00071999 SEC.gov I HOME 4.4 Enforceability.The Note is a valid, legal and binding obligation of Borrower, enforceable against Borrower in accordance with its terms except as enforceability may be limited by applicable bankruptcy, insolvency, reorganization, moratorium or similar laws affecting the enforcement of creditors' rights generally and by general equitable principles (whether enforcement is sought by ... www.sec.gov pg 52 of the 2019 SEC reviewed 10K below Cobblestone Ventures LLc is controlled by current CEO Michael Beys ANOTHER fraud note from convicted NY Felon Alexander Szkaradek also pg 52 of the SEC reviewed 2019 10K New York Sues S.C.-Based Lender Over Predatory Practices (nationalmortgageprofessional.com) New York Sues S.C.-Based Lender Over Predatory Practices New York Attorney General Letitia James and New York Superintendent of Financial Services Linda A. Lacewell have filed a lawsuit in federal court against Columbia, S.C.-headquartered Vision Property Management LLC, its CEO Alex Szkaradek and affiliated companies for allegedly running an illegal and nationalmortgageprofessional.com Then, there's Lateral More to follow Cheers! Chris From: Chris Dilorio Sent: Friday, July 16, 20213:37 PM EFTA00072000 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SONY, NY Supreme Court, NJ Judges et al. It truly takes a corrupt village. Mr Bustilloe/Miami SEC "SEC charges Executives of Network Infrastructure company with Accounting Fraud" SEC.gov i SEC Charges Executives of Network Infrastructure Company With Accounting Fraud SEC.gov I SEC Charges Executives of Network Infrastructure Company With Accounting Fraud The Securities and Exchange Commission today charged the former CEO and CFO of FTE Networks Inc., a network infrastructure company formerly based in Naples, Florida, with conducting a multi-year accounting fraud. EFTA00072001 Mrs John "Rusty" Wing aka piled on to bring yet ANOHER fraud to the SDNY Courts Former CEO And CFO Of Public Telecommunications Company Charged In Manhattan Federal Court With Scheme To Defraud Investors I USAO-SDNY I Department of Justice "Former CEO and CFO of Public Telecommunications Company Charged in Manhattan Federal Court with scheme to defraud investors" let's take a deeper dive into the money laundering shell FTE Networks fka Beacon Enterprise Solutions, Galaxy Specialities Inc, Suncrest Global Energy EDGAR Search Results (sec.gov) The FTE/Beacon 2016 SEC reviewed 10K https://www.sec.gov/Archives/edgar/data/1122063/000149315217005044/form10-k.htm 2015 Revenue 14,388,682 2016 Revenue 12,269,079 BUT largest customer "M" was 52% of total revenue at 6,332,966 in 2016 WHILE customer "M" was 66% of Account receivable at 4,624,600 Revenue recognition???? Businesses included Focus Fiber, Focus Wireless, Jus-Com, and CrossLayer Inc. the 2017 10k https://www.sec.gov/Archives/edgar/data/1122063/000149315218005377/form10-k.htm 2017 Revenue $243,409,000 On April 20, 2017 FTE bought Benchmark Construction with "historical revenue in the $300 mil-$400 mil range. Benchmark's business model focuses on the buildout of Interior commercial space for a client base that consists of the worlds most distinguished companies" "we completed the acquisition of Benchmark, a leading provider of construction management services based in New York for $74,245,000." Quite the deal for an entity generating $300-400 million in annual revenue. The FTE SEC reviewed 2018 10K 2018 revenue $384,755,000 https://www.sec.gov/Archives/edgar/data/1122063/000149315220008176/form10-k.htm The 2019 SEC reviewed 10K https://www.sec.gov/Archives/edgar/data/1122063/000149315220020612/form10-k.htm 2019 revenue 7,518,000 2018 revenue 15,103,000 So, Benchmark Construction purchased in April 2017 for $74 mil with annual revenue of $300-400 mil contributed to the FTE $ 243,409,000 mil in revenue in 2017 and $384,755,000 in 2018 revenue then disappeared??? why does the 2019 10K show 2018 revenue of just 15,103,000??? EFTA00072002 Read my TCR's and correspondence: sham transactions. A vehicle used to create billions of worthless certs. Usually through fraud convertible notes. Often assigned. Converted, dumped on the public by executing BD/MM who profit via illegal naked shorting. EXACTLY what happened here. But, wait there's more! F7 "Description of Business" "FTE Networks Inc (collectively with its subsidiaries, "FTE" or the "company") by and through its wholly owned subsidiary, US Home Rentals LLC is a MAJOR owner and operator of single family rental homes in Tier 3 and Tier 4 markets with 3200 rental home properties across the US...." So, "Telecom infrastructure" to "Commercial renovations" to "Major owner and operator of single family rental homes" in just 3 years. WOW!! What a "tranformation". IF the ownership of 3200 rental homes is legit, HOW did they finance their purchase??? FBI Agent Sweeney, did they stop teaching money laundering at the FBI? It's obviously not taught in the SONY OR SEC either. Here's a little pointer: In 2009, Beacon did an SEC approved D offering for $1 million through Garden State Securities NJ and affiliates SEC FORM D Interesting firm ala NETE/Mullen/AQR et al: Alexander Capital GSS: Red Bank NJ. Bada Bing GARDEN STATE SECURITIES INC. - BrokerCheck (finra.org) BrokerCheck - Find a broker, investment or financial advisor BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors. brokercheck.finra.org According to the GSS/affiliates web page: they sell their orderflow to "wholesalers" like NITE GSS/affiliates clear through Axos Axos Bought COR Clearing Axos Financial Inc. Closes COR Clearing LLC Acquisition (tradersmagazine.com) Axos Financial, Inc. Closes COR Clearing LLC Acquisition Axos Financial, Inc. (NYSE: AX) (Axos or the Company) announced that its subsidiary, Axos Clearing, LLC, has completed the acquisition of the parent company of COR Clearing LLC (COR Clearing) after receiving all required regulatory approvals. www.tradersmagazine.com EFTA00072003 The SEC knows COR (Axos) VERY Well COR Clearing LLC (sec.gov) UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTIONS 15(b) AND 21C 1934, MAKING FINDINGS, AND IMPOSING - SEC.gov I HOME 4 selling the shares and then wiring out the proceeds of the resale:3 COR's AML policies recognized since at least early 2013 that the foregoing DSW activity indicated a red flag. Remember: the SEC revoked the FTE registration in 2014. Kinda/sorta: a shell UNITED STATES OF AMERICA (sec.gov) the fraud Benchmark acquisition "revenue" used to "uplist" to the NYSE you can take the money laundering shell out of the OTCM but you can't take the OTCM out of the money laundering shell. Interim CEO of FTE: House rental company TODAY is a former EDNY "prosecutor": Michael Beys Agent Sweeney, Mrs Rusty Wing, Mr Bustilloe et al $23 million is just the beginning of this fraud. A KNOWN money laundering fraud kept up and running by the SEC for 21 years and counting. AND after being revoked in 2014 kinda/sorta Speaking of money laundering shells kept up and running by the SEC: AQR CIS,Delta,Urban Tea,Bit Brothers money laundering shell. Filed a $200 mil shelf in June 2021. Did a $22.5 mil direct offering last night. Stock down 47% today. Must be a WHOPPER of an "investigation". Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio ‹ > Sent: Saturday, July 10, 20218:08 AM EFTA00072004 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Judge Oetken et al, No wonder why the SEC settled so quickly with Arena and Bradley: Parallax. I left out 1 selling shareholder from the thoroughly reviewed Parallax June 2019 S1 Lincoln I Pace Arizona Dentist Lincoln I Pace DDS - Book Appointment Online, View Reviews, Timings I Dentallnsider.com EFTA00072005 Patients Love Lincoln I Pace, DDS - A Top- Rated Dentist on Dental Insider Each day, thousands of patients rely on our comprehensive dentist profiles and reviews to find dental professionals providing the highest level of care. www.dentalinsider.com Judge Oetken, I have attached my IRS TCR filed with Berger Montague. The IRS TCR was based on the SEC TCR. It was WHY IRS CI agents Vikas Arora and Nate Sarnacki flew to Denver from Chicago in April 2016 to meet with me. Berger submitted my IRS TCR shortly after submitting my SEC TCR in March 2013. As you can clearly see and as the record of extensive correspondence (including IG Hoecker) clearly shows: the SEC/FINRA/FINCEN UBS AML complaint for which Norberg,Pasquinelli,Knowles,Wardlay issued their fraud denial WHILE I was still waiting for my Opco Denial appeal: The Opco trading data ALSO implicates UBS as well as NITE: SEC OWB/IG Hoecker FRAUD: "Enforcement staff never saw Mr Dilorio's information" FinCEN Assesses $14.5 Million Penalty against UBS Financial Services for Anti-Money Laundering Failures FinCEN.gov FinCEN Assesses $14.5 Million Penalty against UBS Financial Services for Anti-Money Laundering Failures I FinCEN.gov WASHINGTON—The Financial Crimes Enforcement Network (FinCEN) today announced an assessment against UBS Financial Services, Inc. (UBSFS) for willful violations of the Bank Secrecy Act (BSA).. FinCEN assessed a $14.5 million civil money penalty, of which $5 million will be paid to the U.S. Department of the Treasury and the remainder will be concurrent with penalties for similar or related ... www.fi ncen.g ov The blatant, and egregious disregard by NITE/UBSS at al in trading billions of shares of sham companies with no products, nothing but losses, reverse merger,repeat explained: illegal naked shorting facilitates ALL of it. Very profitable. Virtually riskless. Further, as I ask in my information: WHEN would NITE,UBSS, CDEL etc file a SAR? BEFORE or AFTER trading billions of shares???? There ARE NO SAR's. This also would fall under the jurisdiction of Kevin Goodman. This is the IRS TCR: money laundering/tax evasion related to this illegal naked shorting. In it, I discuss the Economic Substance Theory. WHY do sophisticated investors like the ones I have detailed extensively bother "investing" in these sham companies?? Take Mr Goodman's et al Parallax "Covid complaint" and the OTHER sham shells I detail below. In fact, take the SEC OWN WORDS in the Parallax complaint: Parallax had no products AND no money in Early 2020 when Arena/Bradly made their bogus claims. What did they have? The same thing I detail in my extensive correspondence: ALL of these money laundering shells have worthless certificates. Usually converted from bogus, fictitious promissory notes. Then dumped on the public by a WILLING executing BD/MM like NITE,UBSS,CDEL etc. AND, converted into real money. The BD/MM are compensated in the form of illegal naked shorting trading profits. This is and always has been the core business at NITE et al. Unfortunately: the effects of which are sitting on the NITE balance sheet as we speak. This is why my claims have been criminally obstructed by the SEC. The SEC has REPEATEDLY bailed out a known criminal enterprise. This is why Goodman produced the bullshit "order handling" complaint almost 6 months EFTA00072006 after I sent him my TCR in July 2015. This is why ALL of the related entities are omitted in his Parallax complaint. The SEC admits also repeatedly admits that shams like Parallax are money laundering shells. WHY? Just ask who trades them. In Parallax Goodman, the SEC et al acknowledge Parallax as a money laundering shell. Yet no AML complaint. NITE top trader? To further prove my point: The SEC approved Parallax 51: June 2019 with sellers I detailed below. Yet, in early 2020, the SEC acknowledges Parallax had no money to support their "new product" claims. HOW CAN THIS BE? As with hundreds of money laundering shells/NITE/UBSS et al top traded: These sophisticated investors are NOT "investing". They are LAUNDERING. And with bullshit "order handling", "front running", stand alone "P&D" (per my TCR: just a tool used to facilitate the laundering/naked shorting), "market access", "Covid disclosures", etc etc complaints, the SEC guarantees the activity will continue. It does in July 2021. Cheers! Chris From: Chris Dilorio < Sent: Friday, July 9, 2021 5:50 AM EFTA00072007 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Oetken, I am EAGERLY awaiting to see which SDNY Judge is the victim of the latest SEC fraud on the Courts and the investing public it is mandated to protect. "SEC charges Company and Two Executives for Misleading COVID-19 Disclosures" Let that sink in for a minute Parallax Health Sciences Inc. Paul Arena and Nathaniel Bradley (sec.gov) UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK S . FACTUAL BACKGROUND 13. At all times relevant to this Complaint Defendant Parallax was a publicly traded company with the ticker symbol PRLX and was required to file periodic reports with the vo.yvy sec g ov Parallax fka Endeavor Power/EndeavorUranium/VB Trade a money laundering shell kept up and running for more than a decade EDGAR Search Results (sec.gov) A June 2019 approved offering is chock full of info. Pre COVID of course Form S-1 Registration (sec.gov) Selling shareholders include: EMA: detailed by me as a prolific Bag Men/women in extensive correspondence with the SEC: the record EMA: 40 Wall Street: Trump EDGAR Search Results (sec.gov) Ionic Ventures EDGAR Search Results (sec.gov) Ionic is Keith Coulston. Formerly Ironridge The SEC knows Ironridge well Ironridge Global Partners, LLC and Ironridge Global IV, Ltd. (sec.gov) EFTA00072008 UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 ADMINISTRATIVE PROCEEDING ORDER INSTITUTING ADMINISTRATIVE AND CEASE -AND - DESIST PROCEEDINGS PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF I. ,URQULGJH*OREDO3 DUWQHUV //& ,URQULGJH " II. - SEC.gov 3 Ironridge Develops a Finance Model Based on the Registration Exemption Contained in Section 3(a)(10) of the Securities Act 7. In relevant part, Section 3(a)(10) of the Securities Act provides an vo.vw sec gov Ironridge: like Ionic: Prolific Bag Men EDGAR Search Results (sec.gov) Ionic also in the AQR money laundering shell CIS/Delta/Urban Tea/Bit Bros EDGAR Filing Documents for 0001753926-20-000178 (sec.gov) EDGAR Filing Documents for 0001753926-20-000178 business address huakun times plaza, room 1118, floor 11 no. 200, erduan, east xiang fu road yuhua district, changsha city f4 410014 86 511-8673-3102 vo.vw.sec gov Central to my AQR TCR: Russian spies and Chinese Nationals. Up and running TODAY Ironridge was involved in ANOTHER AQR money laundering blank check shell in my TCR: Cereplast EDGAR Filing Documents for 0001144204-12-040024 (sec.gov) Cereplast has also been kept up and running and has been reincarnated after bankruptcy as ANOTHER Chinese money laundering shell Ironridge also NITE top traded fraud VelaTel EDGAR Filing Documents for 0001144204-15-009142 (sec.gov) AND ANOTHER SEC fraud on the SONY: NewLead Holdings for which I filed a separate but related TCR EDGAR Filing Documents for 0001144204-14-014312 (sec.gov) Other selling shareholders: Harbor Gates Capital LLc Michael Sobeck and Christina Avila: Puerto Rico Sobeck is a Prolific Bag Men formerly Tangiers Highlighted by me with a few NITE top traded shells like NYXIO EDGAR Search Results (sec.gov) Another seller in the SEC approved Parallax 51: The Cobran LLC Controlled by Richard Rosenblum also Harborview Advisors NJ EFTA00072009 and David Stefansky. Stefansky also in money laundering shell Aquamed Technologies now Nexgel EDGAR Search Results (sec.gov) Stefansky controlled Aquamed/Nexgel with Nachum Stein Stein is CEO/Chairman of American European Insurance About I American European Insurance Group (aeiginsurance.com) Aquamed/Nexgel77777 For his part Rosenblum is involved in OTC bb shell Innovative Payment Solutions: IPSI fka Asiya Pearls Inc, fka QPAGOS EDGAR Search Results (sec.gov) IPSI CTO is formerly CTO at Cyprus based/NASDAQ listed QIWI: related to my NetElement TCR. An "Investor" in IPSI is Robert Klimov/Bellridge Capital Klimov/Bellridge also in the money laundering shell Black Cactus Global Inc FKA Envoy Group Now BLGI Inc EDGAR Search Results (sec.gov) Klimov/Bellridge/Black Cactus involved in some Paid P&D https://www.sec.gov/Archives/edgar/data/1575345/000116169718000269/exhibit 99-1.htm Another seller in Parallax: Digital Power Lending LLc Contact — Digital Power Lending Contact — Digital Power Lending Get in Touch with Us. Fill out the contact form below and one of our courteous professionals will get back to you as soon as possible. digitalpowerlending.com DPL is a subsidiary of DPW Holdings now Ault Group Controlled by Milton Ault EDGAR Search Results (sec.gov) "investor" in DPW: Esousa: Michael Wachs/his ex wife: Net Element: RBL with Crede: Peizer: Wachs partner. Peizer: FreeSeas/TopShips. AND Milken obstruction of justice with David "djdsol" Solomon: current CEO Goldman Sachs EFTA00072010 EDGAR Filing Documents for 0001104659-20-087614 (sec.gov) EDGAR Filing Documents for 0001104659-20-087614 DPW Holdings, Inc. (Subject) CIK: 0000896493 (see all company filings) IRS No.: 941721931 I State of Incorp.:DE Fiscal Year End: 1231 Type: SC 13G I Act: 34 I File ... www.sec.gov Digital Power Lending: Newport Beach CA. Oh, did I forget to mention Parallax CEO Paul Arena is well known to the SEC as well as the New Mexico Securities regulator? augmecorresp041911.htm (sec.gov) OTHER Paul Arena money laundering shells: Augme fka HipCricket,Innerspace,Modavox,Surfnet Now: EPMLive. Kept up and running by the SEC EDGAR Search Results (sec.gov) Geos Communications: fka Digital Data Networks, 12 Telecom International EDGAR Search Results (sec.gov) Revoked by the SEC as a shell and Cerus Technology Partners fka AIM Group Inc EDGAR Search Results (sec.gov) But But But But "COVID Disclosures" ALL of the activity detailed in my claims is very much on going in July 2021 thanks to SEC criminal obstruction/corruption on display once again in the SDNY with this complaint. This complaint is yet ANOTHER fraud on the SDNY Courts and is irrefutable evidence of my serious allegations: The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, massive,ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME Per the PR announcing the Parallax COVID disclosure complaint: "The Commission appreciates the assistance provided by the Financial Industry Regulatory Authority" Kevin Goodman: SEC OCIE BD's was made Chief Overlord of FINRA: Goodman new title: OCIE FINRA and Securities Industry Oversight (FSIO) group Report from FINRA Board of Governors Meeting — September 2019 I FINRA.org Report from FINRA Board of Governors Meeting - September 2019 FINRA.org EFTA00072011 WASHINGTON - FINFtik's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several operational updates from FINRA staff.. The Board continued its engagement with key stakeholders by meeting with two officials from the Securities and Exchange Commission (SEC): Pete Driscoll, Director of the SEC's Office of Compliance ... www.fi nra.org FINRA/Goodman put out this friendly reminder just yesterday for Criminal BD's like NITE/CDEL who own the SEC/FINRA and their PFOF/Best execution "requirements" Regulatory Notice 21-23 I FINRA.org Regulatory Notice 21-23 I FINRA.org Summary FINRA is issuing this Notice to remind member firms of longstanding Securities and Exchange Commission (SEC) and FINRA rules and guidance concerning best execution and payment for order flow, which the SEC has defined very broadly to refer to a wide range of practices including monetary payments and discounts, rebates, or other fee reductions or credits. www.finra.org No doubt a deterrent from the BD SRO FINRA where the salaries of employees are paid by the criminals they "oversee". What an absolute farce of an enforcement deterrent the BD SRO FINRA is. Goodman is the PERFECT fit as the FINRA Overlord at the SEC. This bullshit "COVID 19 disclosure" complaint brought by the SEC/FINRA/Goodman et al is yet another example of SEC obstruction and corruption. Like "front running", "order handling", "market access", "stand alone P&D", etc etc etc. NOT a deterrent. Intentionally. So the criminal activity can continue. Because the criminals OWN the SEC/FINRA. This is why the SEC has outsourced the entire OTCM to FINRA. Including short interest reporting, issuer corporate actions: reverse splits, and compliance with the BSA. Judge Oetken et al: The reason SEC IG Hoecker and his "bosses" at the SEC don't want to meet with me despite my many offers to do so (same goes for Dal/FBI): I would absolutely HUMILIATE them. Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Tuesday, June 22, 2021 5:31 AM EFTA00072012 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix SDNY Judges: which one of you will be the lucky recipient of still MORE SEC fraud on your courts? Complaint - OFER ABARBANEL (sec.gov) As is SOP for the SEC More OMMISSIONS than submissions EDGAR Search Results (sec.gov) per the Welshans et al SEC "complaint" EFTA00072013 "NALR is a shell company...." Full stop. NALR/Alaska/New York/State was at ALL times a FULLY REPORTING SEC company Are we clear? Further: "From March 2019 through November 2020, Abarbanel and the ( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving the $102,000,000 investor Funds? "Note 9. Control and Ownership" Brown Brothers Harriman The penny stock money launderer FINRA/Dick Best all entities un named Guess who controlled (for others) 57% of the State Fund/NARL receiving the $102,000,000 investor funds? Bahamas/Toronto based Old Fort/Mosaic Ltd Mosaic Financial (mosaic-financial.com) Mosaic Financial For more than 50 years, our team has built on expertise in private banking for UHNW individuals and families to serve larger and more complex accounts in financial technology. To serve our clients better, we provide a turnkey asset management platform that simplifies custody, execution, accounting, reporting, research, mosaic-financial.com Yet, somehow/ some way: no mention of COO Abbate, BBH, OR Mosaic/Old Fort AND Of course: absolutely ZERO reference to AML. ANOTHER fraud SEC complaint coming to the SDNY Courts The SEC is a grossly corrupt, criminal organization bought and paid for by criminals ACTIVELY facilitating multiple, massive, ongoing frauds on the public while screwing the whistleblower who caught them: ME Cheers! Chris From: Chris Dilorio Sent: Friday, June 11, 2021 5:59 AM EFTA00072014 u•Jec : w• orma appea or •enia co ere. ac ion I I • • : •ppen.ix SDNY,NY Supreme Court, NJ Judges et al to say the SEC is a grossly corrupt ,criminal enterprise ACTIVELY facilitating multiple, massive, ongoing frauds on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them: me. The real world implications of this irrefutable FACT are staggering. REAL lives changed/ruined. Staggering losses for "main street investors" as Clayton referred to them. Because, for ANYONE spending more than an hour or 2 on a trading desk: Gordon Gekko was right: "It's a zero sum game. Somebody wins, somebody loses". The Grossly corrupt SEC has rigged the game in favor of the criminals over the public it is mandated to protect. Mr Paley, did your Micro Cap Fraud Task Force actually accomplish ANYTHING? How did 4+ TRILLION shares of OTCM money laundering shells trade in 10 2021? Are prolific Bag Men like Kramer and Honig etc etc etc actually "out of business"? HELL NO! Mr Gensler, Chair Waters/Congress made repealing the grossly corrupt Clayton, Peirce, Roisman Rule in the summer of 2020 that exempts 90% of current 13 F filers a priority. Will you execute the stated will of Congress? EFTA00072015 As the Corrupt POS Paley et al know: NONE OF THESE CRIMINALS are out of business in 2021. In Fact, business is BOOMING SEC.gov I SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers: Amend Reporting Threshold to Reflect Today's Equities Markets SEC.gov I SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today's Equities Markets The Securities and Exchange Commission today announced that it has proposed to amend Form 13F to update the reporting threshold for institutional investment managers and make other targeted changes. www.sec.gov Speaking of Prolific Bag Man Honig: As you are all aware, I made the connection between Honig, Russian entities,Signature Bank: SBNY, and the criminal law firm of Sichenzia Ross. Mr Gottschall: Have you been able to locate Castle Rock on a map yet? Here are just a few of the recently filed RIOT Blockchain filings with the SEC Detailing a few "transactions" With the likes of The Bejing China Bitcoin mining company Bitmain where RIOT bought the "mining machines" at the Rockdale Texas Igig-F "HPC" data center. It doesn't look like Bitmain has much of a future in China. But Rockdale Texas is a growth market for sure. https://www.sec.gov/Archives/edgar/data/1167419/000107997321000272/ex99x I .htm SEC.gov I HOME Hash Rate Growth . By Q4 2022, Riot expects a total hash rate capacity of 7.7 EH/s with a fleet of approximately 81,146 Antminers, 95% of which will be the latest generation S19 series model. www.sec.gov Another "transaction" involves the RIOT acquisition of a Data Center in Rockdale Texas owned by a German entity called Northern Data/Northern Bitcoin/Whinstone Northern Data AG successfully closed the sale of its Texas data center to Riot Blockchain, Inc. - Northern Data AG Northern Data AG successfully closed the sale of its Texas data center to Riot Blockchain, Inc. - Northern Data AG EFTA00072016 Frankfurt am Main — May 27, 2021— Northern Data AG (XETRA: NB2, ISIN: DE000A0SMU87) a leading infrastructure supplier for Bitcoin mining and other HPC infrastructure solutions, successfully completed the sale of its U.S. subsidiary Whinstone US, Inc., which operates a high-performance data center facility based in Rockdale, Texas, to Riot Blockchain, Inc. (NASDAQ: "RIOT"). The ... northerndata.de Northern Data is a publicly traded company with ADR's trading OTCM Pinks. US Jurisdiction established Half-Year-Report 2019.pdf (northerndata.de) HALF-YEAR REPORT 2019 - Northern Data PAGE 4 NORTHERN BITCOIN AG I HALF YEAR REPORT 2019 BITCOIN IS CHANGING THE WORLD Bitcoin is a digital finance system that cannot be manipulated. northerndata.de Investor Relations - Northern Data AG Investor Relations - Northern Data AG Northern Data AG develops and operates global infrastructure solutions in the field of High-Performance Computing (HPC). With its customer-specific solutions, the company provides the infrastructure for various HPC applications in areas such as bitcoin mining, blockchain, artificial intelligence, big data analytics, loT or northerndata.de OTC Markets I NDTAF I Company Profile I OTC Markets Northern Data is now a 12% holder of RIOT Inline XBRL Viewer (sec.gov) EDGAR Filing Documents for 0001140361-21-019019 (sec.gov) Northern Data/Bitcoin Frankfurt came into existence in 2015. The founder is a guy named Mathis Schultz. Mr Schultz previously was a Private Banker at Julius Baer, LGT, and Elan Capital Management Mining Like a Viking: How the Fjords of Norway Offer a Greener Alternative - Bitcoin Magazine: Bitcoin News, Articles, Charts, and Guides EFTA00072017 Gr Mining Like a Viking: How the Fjords of Norway Offer a Greener Alternative - Bitcoin Magazine: Bitcoin News, Articles, Charts, and Guides Northern Bitcoin's energy costs are lowered still by the climate control measures Lefdal mine features by design. As if the Norwegian climate wasn't cool enough, the data center is situated some 656 feet below ground, so it maintains a constant temperature of 55 degrees Fahrenheit (-12.5 degrees Celsius). bitcoinmagazine.com Schultz picked a very interesting nobody from New Orleans to build his 1Gig+ "HPC" data center in Rockdale Texas: Chad Everett Harris qualifications? The Year of Chad Everett Harris - Chad Everett Harris The Year of Chad Everett Harris - Chad Everett Harris 2020 will be the Year of Chad Everett Harris. This will be the year that the last 1642 days of work pays off and things get back to my normal chaotic life that I love. This year will be filled with achievement, challenges, and excitement. It will also be a year of living in the 1...] www.chadeverettharris.com Chad Everett Harris I Meet New Orleans Entrepreneur Chad Everett Harris I Meet New Orleans Entrepreneur Chad Everett Harris realized his passion for entrepreneurship very early on in his childhood. Born in Palos Verdes, California in 1969, he spent much of his young life moving between cities across the US.In his early years alone, he spent considerable time in Georgia, Michigan, and Louisiana. www.chadeverettharris.com Chad Everett Harris Archives - Page 2 of 4 - Chad Everett Harris EFTA00072018 Northern Data/ Northern Bitcoin bought Whinstone in 2019. Whinstone was building its Rockdale Texas 1 gig+ "HPC" data center in 2020 supervised by Chad Everett Harris Northern Data/ Northern Bitcoin sells Whinstone Texas "Data center" in April 2021 Northern Data founded in 2015 by former Private Banker Mathis Schultz RIOT has no office at SEC filings address. RIOT is Honig/Russian money laundering shell RIOT does "offering" with SBNY as escrow agent and the criminal law firm Sichenzia Ross. Northern Data trades OTCM Pinks: no info Northern Data now owns 12% of RIOT RIOT is a "customer" of Beijing based Bitmain which has been effectively shut down by the PRC Bitmain filed a "secret ipo" with Clayton/SEC RIOT is a National security risk and ONGOING fraud on the public kept up and running by the grossly corrupt SEC: Gottschall et al Bitmain Mr Gottschall: And to think ALL of this is happening 15 from my home in Castle Rock Colorado. Too fucking funny. Cheers! Christopher J DiIorio From: Chris Dilorio Sent: Tuesday, June 1, 20216:31 AM EFTA00072019 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix SONY, NY Supreme Courts/NJ Courts grossly corrupt SEC et al, Let's break down VIRT CEO Dougie "Mr Transparency" Cifu comments to Sell Side analists on the NITE/VIRT 10 2021 earnings call in May 2021: Per below: "Yes, Dan, obviously you look at the same metrics I do, just to give you a little commentary on them,I mean April volumes were a hair under 10 billion shares per day which is down 32 odd percent from the first quarter " Meaning: 10 2021 equity market making volumes at NITE were roughly 13 billion shares per day. Let's compare the last KCG stand alone quarter: 1Q2017 (below) where total equity market making share volumes were "a hair OVER 10 billion shares per day": 10.082 billion shares per day to be exact. KCG 1Q2017: 154 mil trading revenue 93.589 mil commissions/fees eps .05/ 67 mil shares outstanding Since Dougie "Mr Transparency" Cifu won't actually disclose 1Q2021 metrics, let's do some simple math and solve for "X" shall we? NITE/VIRT COMBINED 1Q2021 Remember: "April volumes were down approximately 32% from 10 2021 volumes " April volumes were a "Hair under 10 billion shares pe day" Therefore: Cifu says to Sell Side analysts on May4 2021 earnings call: 1Q2021 share volumes were roughly 13 billion shares per day The 1q2021 NITE/VIRT combined SEC reviewed 100 Document (sec.gov) trading income: 812.743 mil EFTA00072020 net commissions: 191.64 mil eps 1.91/sh on 123.4 mil shares out Again: 10 2017 OTCM Pink money laundering shell volumes: 90%+ of total equity MM volumes OVERALL OTCM Volumes: 100-300 billion shares/month in 1Q2021 OVERALL OTCM Money laundering share volumes were 4+ TRILLION shares a 10-30x+ INCREASE 2021 vs 2017 in OTCM Money laundering shell volumes YET TOTAL equity market making share volumes were up just 30+% 1Q2021 vs KCG stand alone 1Q2017???? How much market share did NITE/VIRT LOSE since 2017: 90+%???? NITE/VIRT 1Q2021 share volumes were MULTIPLES of 13 billion shares/day. Cifu is KNOWINGLY LYING Further: Recall: ANOTHER example of SEC corruption: the KCG 1Q2014 "astronomical" OTCM share volume metrics expunged by McKessy, Norberg, Pasquinelli, et al from the 1Q2014 10O: The KCG stand alone 1Q2014 10O: the basis of my March 2014 letter to McKessy with Berger Montague : I have attached the KCG 1Q2015 SEC reviewed 10O above Year over year numbers: The corrupt SEC failed to expunge pg 53 1Q2014 KCG STAND ALONE OTCM share volumes 14.045 BILLION shares/day (My Letter to McKessy) NYSE/NASDAQ volumes: 862 MILLION shares/day So according to Dougie "Mr Transparency" Cifu" 1Q2021 average daily share volumes were roughly 13 billion shares per day: This number is LESS than KCG stand alone 1Q2014 share volumes of almost 15 billion shares/day: 7 FUCKING YEARS AGO In 1Q2014 KCG trading revenue was 254.6 million and eps was .30/share This is blatant, egregious Cifu/SEC facilitated fraud on the public the SEC is mandated to protect. WHY is Cifu hiding this from the investing public and as important: WHY is the grossly corrupt SEC letting him? Read my TCR. In furtherance of the conspiracy: the CORE business at Knight/KCG/VIRT: NITE is and always has been Illegal naked shorting OTCM shells to facilitate money laundering. Further: Clayton et all CORRUPTLY gave NITE and CDEL their own exchange: MEMX: in 2020 for this EXACT reason The FINRA OTCM share volume discrepancies explained: NITE/VIRT is NOT reporting the vast amount of illegal naked shorting OTCM share volumes. Recall my correspondence to the grossly corrupt SEC when MEMX was announced: "Just between us criminals" Once again, my allegations are irrefutably accurate. The SEC has AGAIN doubled down and taken the side of the criminal entity NITE. As a result: the SEC ACTIVELY facilitates multiple, ongoing frauds on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME. Cheers! Whistleblower extraordinaire Christopher J Dilorio EFTA00072021 From: Chris Dilorio Sent: Friday, May 28, 2021 8:58 AM > Su•ject: Fw: Forma appea or •enia covere• action 2015-016 Knig t Capita TCR : Appen•ix SDNY/NY Supreme Court/NJ judges: My apologies. I think I typed too fast for many on this email. Let me state plainly what I allege: For that, I turn directly to UBS Sell Side Analyst Alex Kramm who had quite the exchange with Cifu on the 10 2021 earnings call earlier this month. Mr Kramm: based on my analysis below, tell everyone WHY you think Cifu chose to be "Less transparent" with regards to 10 2021 share volumes? EFTA00072022 I'll type slower this time: 10 2021 OTCM total reported share volumes: 4+ TRILLION Cifu on the call(' have electronic version should you prefer) "Yes Dan (Jefferies analyst Fannon), obviously, you look at the same metrics I do, just to give you a little commentary on them (without actually disclosing them), I mean April volumes were a hair under 10 billion shares per day " Mr Kramm: this is a knowingly, blatantly false and misleading statement. Accurately: a bald face lie. This is why Cifu won't disclose the actual share volumes. Per below: in 10 2017: the last stand alone KCG quarter: OTCM share volumes were reported in SEC reviewed 10O at 9+ billion shares/day. Back when OTCM TOTAL SHARE VOLUMES were reported in the 100-300 billion shares per month. Yet, in 10 2021 when total reported OTCM share volumes were more than 1 TRILLION shares per month, hitting almost 2 TRILLION shares in Feb 2021, Cifu would have us believe NITE Equity market making share volumes were a "hair under 10 billion shares per day". A blatant LIE. The SEC knows EXACTLY what the NITE equity share volumes were in 1Q2021. And it was a LOT MORE than "a hair under 10 billion shares/day". Driven of course by OTCM Money laundering shells.Trading profits: illegal naked shorting. Exploding balance sheet. Insolvent still/again. Once again, the SEC facilitating/covering up a MASSIVE ongoing fraud on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME Have a GREAT long weekend! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio e > Sent: Friday, May 28, 2021 7:25 AM EFTA00072023 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Ms Pasqinelli, There have been 3 (THREE) SEC actions CLEARLY based on my information that also CLEARLY qualify for OWB Award eligibility. Sason/Keener/Salviola et al: NewLead Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019) (sec.gov) Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019) SEC Files Charges in Elaborate Microcap Stock Fraud Litigation Release No. 24403 / February 15, 2019 Securities and Exchange Commission v. Joshua Sason, et al. www.sec.gov John Fife John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc. and Typenex Co-Investment LLC (Release No. LR-24886. Sep. 3 2020) (sec.gov)