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efta-efta00128806DOJ Data Set 9Other

Classification: For internal use only

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00128806
Pages
3
Persons
1
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Summary

Classification: For internal use only AML Compliance has reviewed the RDC and PCR alerts dated 5/28/2013 pertaining to our prospective client, Jeffrey Epstein. The RDC Alerts are positive matches for our prospect as it pertains to negative information based on reputation. However, AML Compliance clears these alerts based on the attached email approval from Chip Packard with the support of senior management on an AML reputational and legal perspective to onboard the prospective client, Jeffrey Epstein. The two PCR alerts involve a Jeffrey S Epstein that lives in Massachusetts. Our prospective client has a different middle name, Edward, and resides in New York and Florida. Accordingly, AML Compliance CLEARS these PCR alerts as false positives. Best regards, Andrew J. Kisz Andrew J. Kisz Associate AML Compliance Officer DB Services New Jersey, Inc Asset S Wealth Management Pusift.* Pespopm From' To: PWMUS Cc. Date 08/12/2013 05:42 PM Subject Fw: Jeffrey Epstein _RDC

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Classification: For internal use only AML Compliance has reviewed the RDC and PCR alerts dated 5/28/2013 pertaining to our prospective client, Jeffrey Epstein. The RDC Alerts are positive matches for our prospect as it pertains to negative information based on reputation. However, AML Compliance clears these alerts based on the attached email approval from Chip Packard with the support of senior management on an AML reputational and legal perspective to onboard the prospective client, Jeffrey Epstein. The two PCR alerts involve a Jeffrey S Epstein that lives in Massachusetts. Our prospective client has a different middle name, Edward, and resides in New York and Florida. Accordingly, AML Compliance CLEARS these PCR alerts as false positives. Best regards, Andrew J. Kisz Andrew J. Kisz Associate AML Compliance Officer DB Services New Jersey, Inc Asset S Wealth Management Pusift.* Pespopm From' To: PWMUS Cc. Date 08/12/2013 05:42 PM Subject Fw: Jeffrey Epstein _RDC Alert,Jeffrey Epstein_PCR Alert Ill Classification: For internal use only Hi, I realized I never heard back for the below clearance approval. Please let me know as soon as possible as we are now moving ahead with this client and would like to open accounts ASAP. Thank you, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050206 DB-SDNY-0050206 EFTA00128806 — Forwarded b n 08/12/2013 05 38 PM -- Front db/dbcom To: PWMUS Date: 06/12/2013 10:54 AM Subject: Fw: Jeffrey Epstein _RDC Alert.Jeffrey Epstein PCR Alert [I] Classification: For internal use only Hi, Please see RDC Alerts below: RDC Alert #1: - This is our client. The accounts which we will be opening will not be in Jeffrey Epstein's name. They will be in the name of 2 companies he controls and should not pose a reputational risk - Also attached is an email from Chip Packard saying that he does not believe that there is any reputational risk in taking this client on. PCR Alert #1 and #2: - Not our client. Our client is Jeffrey E Epstein and these alerts pertain to Jeffrey S Epstein. Please approve clearance Kind re ards. sociate Deutsche Asset & Wealth Manaoernent Securities offered through Deutsche Bank Securities Inc — Forwarded by Kirby, on 06/12/2013 10 52 AM From. PW To. Cc: PWMUS Date: 0529201311:43 AM Subject. Jeffrey Epstein RDC Alert,Jeffrey Epstein PCR Alert [I] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DS-SDNY-0050207 DB-SDNY-0050206 EFTA00128807 Classification: For internal use only Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. Jeffrey Epstein _RDC Alert a Jeffrey Epstein _RDC Alert.pdf Epstein _RDC Alert. 1.pdf Chip approval.pdf Jeffrey Epstein_PCR Alert Eat _PCR Alert 2.pdf Thanks Jeffrey Epstein_PCR Alert pdf 411; Jeffrey Epstein_PCR Alert.l.pdf Jeffrey Jeffrey Epstein CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050208 DB-SDNY-0050206 EFTA00128808

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Case 9:08-cv-80736-KAM Document 435 Entered on FLSD Docket 02/21/2019 Page 1 of 33

Case 9:08-cv-80736-KAM Document 435 Entered on FLSD Docket 02/21/2019 Page 1 of 33 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA CASE NO. 08-80736-CIV-MARRA JANE DOE 1 AND JANE DOE 2, Petitioners, vs. UNITED STATES, Respondent. OPINION AND ORDER This cause is before the Court upon Jane Doe 1 and Jane Doe 2's Motion for Partial Summary Judgment (DE 361); the United States's Cross-Motion for Summary Judgment (DE 408); Jane Doe 1 and Jane Doe 2's Motion to Compel Answers (DE 348) and Jane Doe 1 and Jane Doe 2's Motion for Finding Waiver of Work Product and Similar Protections by Government and for Production of Documents (DE 414). The Motions are fully briefed and ripe for review. The Court has carefully considered the Motions and is otherwise fully advised in the premises. I. Background The facts, as culled from affidavits, exhibits, depositions, answers to interrogatories and reasonably inferred, for the purpose of these motions, are as follows: From betw

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