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Deutsche Asset
& Wealth Management
Per-i
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DBTCA Deposit Account Opening Application
Private Wealth Premium!'"
Elite Personal Accounts
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UAW:A.0101
NAOS0000015602400104611
013959 0326l3
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001331
EFTA_000 14805
EFTA00165589
Account Tgle and Joint Air
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'
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Name of Ace
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past name, first
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Business Telephone Number
Date of Binh
bate of Binh
Name of Employer
Name or Employer
Address
Address
Not applicable
City, Suite and Zip Code
Cny. State and Zip Code
Notice of Customer Identification Policy
Important Information
To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial
institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or
other business relationship with a financial institution. This means that we will ask for your name, address, and other
information that will allow us to identity you. We may also ask to see identifying documents such as a certifinate of
formation or good standing pegal entities) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For
new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities.
addresses, source of funds end, if necessary. legal representatives. authorized signatories. beneficial owners or control
structures and to collect requisite documentation to substantiate the information. Also, enhanced anti money laundering
requirements require that should any of the above personal or institutional information change, our clients would be
obliged to immediately notify us of the changels) and provide us with relevant documentation to verify these changes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from time to time you may give instructions by telephone. facsimile or email regarding
the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal
Instructions being givdo by person et persons pwpocied to be you is your own. Absent the gross negligence nr willful
misconduct of Deusche Bank Trust Company Americas (DBTCA). you agree to indemnify and hold harmless DBTCA for
any claims. losses. expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and
unauthorized Verbal Instructions. You underktand that DBTCA dray. but shell not be required to. seek verification of your
verbal, facsimile or email instructions by call back. In case of doubt. DBTCA may in its sole discretion refuse to execute
your Verbal Instructions or any pan thereof, without incurring any liability. DBTCA is under no obligation to execute your
Verbal Instructions to yonder funos or securities to anyiecceunt(s) without written ittsthictions bearing your oriranal
signature.
Joint Account Disclosure
You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and arty
additions to the account shag become the properly of each owner as joint tenants, and DBTCA may release the entire
account to any owner during the klelinle of all owners. DBTCA may honor checks, orders or withdrawal requests from
any owner during the lifetime of all owners The Bank may be required by service of legal process to remit funds held in
the joint account to satisfy a judgment entered against, or other valid debt incurred by. any owner of the account. DBTCA
may honor checks, orders or withdrawal :egotists from the survivor(s) atter the death of any owner(s) end may treat the
account as the sole property of the suntivorls) after the death of any owner(s). Unless DBTCA receives written notice
signed by any owner not to pay or deriver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner
for continuing to honor checks, orders or witndrawal requests from ary owner. After the receipt of the notice referred to
in the previous sedlence. DBTCA may require the written authorization of any or all joint owners for any tunnel payments
or deliveries
2
laaws40101
0133590326i3
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001332
EFTA_000 14806
EFTA00165590
ATM/Debit Service
You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
11 you have selected to receive Internet Banking Services, you understand that you will be required to enter into a
separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service.
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounts)
and your business relationship with DBTCA.
Non-US Organizations: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory repnrting duties applicable
to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and
your business relationship with OBTCA. Furthermore, you confirm that the necessary information Ito the best of your
knowledge and capabilities) is made available no less than annually to the relevant benelicial owner(s). settlor(s).
benelioary(ies), partner(s), etc. to enable him/her/them to fulfill any respective tax obligations that may arise for him/her/
them in connection with your business relationship with DBTCA.
Please complete and attach separate W-8 or W-9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this
Application and agree to be bound by them. In addition, you agree to notity us immediately of any material change to
the information provided by you on this Application.
You represent and warrant that all of the information provided by you on this Application is accurate.
The Terms and Conditions for Deposit Accounts are subje
Acceptance
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001333
EFTA_000 14807
EFTA00165591
IN WITNESS VVHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be
executed on the date fisted below.
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WM134667
21
01019110005,3
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001334
EFTA_000 14808
EFTA00165592
Deutsche Asset
& Wealth Management
DBTCA Deposit Account Opening Application
Private Wealth Premium"
Elite Personal Accounts
0
Checking Acct. X
O
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Checking Acct. #
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O Trust
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Private Wealth Premium TM
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13AWmeloi
NAOSOD00015602-000104611
013959 03203
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001335
EFTA_000 14809
EFTA00165593
Account itle and Joint Application Information
OCce... .V4,4
Name 0
mount tar
Pas name. fi.
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Social Security Number or taxpayer ID Number
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City, State end Zip Code
Home Telephone Number
Business Telephone Number
Name of Employer
Address
City. State and 2p Code
Notice of Customer Identification Policy
Important Information
To help the government light the funding of terrorism and money laundering activities. Federal law requires all financial
institutions to obtain. verify, and record information that identifies each person who establishes an account, Investment or
other business relationship with a financial institution. This means that we will ask for your name, address, and other
information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of
formation or good standing (legal entities) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing: these rules call for an active involvement of both asset management firms and theft clients. For
new and existing clients wo currently have a legal obligation to ask our customers questions regarding their identities,
addresses, source or hinds and. if necessary, legal representatives. authorized signatories. beneficial owners or control
structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering
requirements require that should any of the above personal or institutional information change, our clients would be
obliged to immediately notify us of the change(S) and provide us with relevant documentation to verify these changes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding
the above captioned account(s) (defined herein as "Verbal Instructions'). It is understood that tho risk of Verbal
Instructions being given by person or persons purported to be you is youc own. Absent the gross negligence nr willful
misconduct of Deusche Bank Trust Company Americas (OBTCA), you agree to indemnify and hold harmless 08TCA for
any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and
unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be xeqnired to, seek verification of your
verbat, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute
your Verbal Instructions or any pan thereof, without incurring any liability. DBTCA is under no obligation to execute your
Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your onginal
signature.
Joint Account Disclosure
You have opened a joint account with 08TCA and acknowledge receipt of the following information, This deposit and any
additions to the account shall become the property-or each owner as joint tenants. and DBTCA may release the entire
account to any owner during the lifetime of all owners. DBTCA may honor checks. orders or withdrawal requests from
any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in
the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA
may honor checks, orders or withdrawal requests from the survivor(s) attar the death of any owiierls) and may treat the
account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written notice
signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner
for continuing to honor checks, orders or witndrawal requests from any owner. Atter the receipt of the notice referred to
in the previous sentence. DBTCA may require the written authorization ol any or all joint owners for any further payments
or deliveries.
2
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013059032513
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001336
EFTA_00014810
EFTA00165594
ATM/Debit Service
You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
If you have selected to receive Internet Banking Services. you understand that you will be required to enter into s
separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service.
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that ins your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s)
and your business relationship with OBTCA.
Non-US Organizations: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and
your business relationship with DBTCA. Furthermore. you confirm that the necessary information Ito the best of your
knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s),
beneficiary(ies). pennergd, etc. to enable hiraher/ them to fulfill any respective tax obligations that may arise for tingher/
them in connection with your business relationship with DBTCA.
Please complete and attach separate W-9 or W9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this
Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to
the information provided by you on this Application.
You represent and warrant that all of the information provided by youion this Application is accurate.
The Terms and Conditions for Deposit Accounts are sublect.tochange
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CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001337
EFTA_0001481 1
EFTA00165595
IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be
executed on the date listed below.
(FOR BUSINESS USERS'
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Date
WM 134667
21
010196 030613
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001338
EFTA_00014812
EFTA00165596