Text extracted via OCR from the original document. May contain errors from the scanning process.
Deli:sr:he Bank
Wealth Managenlkill
Business
The 2017 Caterpillar Trust
Acenoru Title
The 2017 Caterpillar Trust
Entitrtonsoany Name
6100 Red Hook Quarter B3,
ka...kng ArkInna
eleirbtkr•Totephrrne Nummo
Lee. W Murry' W delfrien.
.... hog orklien.
Client Relationship
Corporation
Foundation
Non-Profit Organization
Private Wealth Premium!'"
DBTCA Accounts
Checking Account
Checking with Interest
Money Market Deposit
OSTCA Cortifrtate ol Deposit
APY
Cash Master Sweep Account
Inert Amonn:
ruplrr ikmaurg
Banking Services
Deluxe Checkbook
Name Only
Name and Address
Swan
Co.*,
,:ran
Internet Banking Services
DB Private Wealth Online Plus
Link to existing online relationship:
01/03/2017
kkentn rt WI
St Thomas
ce,
Limited Liability Company IL:
Partnership
Limited Liability Partnership ILLPI
00802
kir
Lit
Attorney Eiyaiwz Account
lanclkv0 Master Escrow
Trost
Estates
Deutsche Bank AG NY Branch Accounts
cehitkche aankAG NY Preletrad Banking Acount
Deutschtk Bank AG NY Proem:id Ccrtiliene at Deposit
Ai'
Conanimni
'eon
NIA Chid, .-Buiness Debit Card
Duplicate Statement
After:
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realm, seen
ik.te
ZOCarlo
f.11.5720 >N3324.0920 ;t
Page' o 3
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001403
EFTA_000 14877
EFTA00165661
Notice of Customer Identification Policy
important Information
To help the govommont fight the funding of terrorism end moot: launderer-4s activities. Fenknal law !comes all financial
institutions to obtain. verify and record information that identifies iwcei prison who establesives An zeccutene, invest/ vent
or other business relationship with a financial institution. This means that we will ask tut your name, atidiess and other
information that will allow us to identify von We may also ask to see identifvente docuownis str.h
el
formation or good standing (legal entities) Or a paSSOOO Or pdwn 000t u it/ em :cation lino liadu abi
Information Sharing
rota Account as se; forte. in OW
PNrcs including
You authorize Doutsche Bank to rate information about you and
disclosures that
Deuisehe Bank believes are required by applicable law and regulations that airily to Deutsche Bank
or others, including disclosure of information about yeti and you AOCOttal LO tiny VOW:0VMM :11,OrtY Os selr-regulatow
body on request. 121 is necessary or appropriate in connection with Octiothii hank's provision of veiyros undo, this
Agreement, or 131 is requested by a financial institution. financial imentediary. tar nano: third ;tarty in rifle, to assist such
person with compliance with law applicable In such person in ceinmtiini: with tiviinc.h: pinti4lea to you rir nn you: behalf.
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the light against money laundming
and Terrorist financing: these lutes call for an active involvement of both asset management bents and their clients. Pus
new and existing clients we currently have a legal obligation to ask our customers questions regarding their identifies.
addresses, source of lends and, if necessary, legal representatives, atitrionzed signattnics. benoficeat °wawa or cootie
structures and to collect requisite documentation to substantiate the information Also. Nthancixl aint-monity laundering
requirements require ihat should any oh the above personal of institutional information Chancy". our clients would be obliged
to immediately notify us of the changetsl and provide us with relevant acia.mentatro to verily those chanfreS.
ATM/Debit Service
You agree that the retention or use of the ATIvI/Vebit card constitutes acceptance of 0lel teems anti condolers of the
Cardholder Agreement contained in the Terms and Conditions or Deonsil Averionis
Internet Banking Services
If you have selected to receive Internet Banking Services, you unrietstono That yOu will he requited 1P ,.irune into a Salsa/ale
Internet Banking Services Agreement with DBTCA before you can access ;he Internet Ban0o0OSOIVIO::
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge braid: of DBTCA's Privacy Mtge.:: inch/deo in the nopeceivan Fact:age.
Non-U.S. Organizations:
Confirmation of Tax and Compliance Responsibilities
You confirm that it is your responsibility to fulfill any fax obligators and any other regulatory reporting duties applicable to
it in any relevant tudediCtiOnS that may arise in connection with assets. income or transactions in your accounf(st and your
business relationship with DBTCA. Fuetheurnum• you contain that fir necessary stiunnotrin no the hr.:4 of tow knowledge
and capabilities) is made available no less than annually to the relevant beneficial owneitsl. settloilse. benehriaiYhed.
pannerts). etc.. to enable him/her/them to fulfill any resOCCIlve tax obiwrens mat nwv arise tor hiroftwilthem in connection
with your business relationship with DBTCA
Please complete end attach separate We or W-9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknanitc-dgo receipt of the Terms and C;onnitirs lot UapOSit Aceentrits attached to this Application
and agree to be bound by them. In addition, you agree to notify vs inirncifiwiek pt any Inatome! cannot to the !itineration
provided by you on this Application.
You represent and warrant that all of the information piosred by y._µi de this Application is accurate.
The Terms and Conditions for Deposit Accounts arc subieci to change
MM. CO 01b3:44 mice:
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001404
EFTA_000 14878
EFTA00165662
Acceptance
You understrd that this application is subject to aceentance hY ORTCA
Le t-e' eiCoittp-
a. Ft
x,3-019
For Bank Use Only
Reviewed by:
Due
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001405
EFTA_00014879
EFTA00165663