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efta-efta00165668DOJ Data Set 9Other

Deb tht tie; A:s

tot Deb tht tie; A:s M0'1095004 • MICA bOoosit Atc:ount Obehih•gAry Private w*otitiprAtomist dne Piii*onalAttothits :CM.0d00.14e.0e.i a 0:04 et;*acfpiRtil iniorest . . Acct. * APY .O. E!ite Minninirkot Deposit :Acct. a• APY .0 Certificate of beyosit Acct. # at' . 04 - .DGAG.NY'Priteited "cifOitabi of 00150' Atm: . • • . • APY. • iccoUniioctuitee. ikon Wlio a OG. G Prefarn !Neffs torliCentitinG tione.Wttiln PientitimW . . . narraillitinNt alititnnt restlion. titian intim De. AG Prefer* Teton tot Dinneen :O DeskOosiet Sweep Account 'Checking Aect. tl . DB Private Wealth pfluo Pius -O link to. Existing Online keNtiOnilifii Private Elite Business AopOOMS: 0 Clieckinb peti t _tl: O Elite O ita PS-- ao.kcci::0! b Cenifigte of Decp t . APY Term O; 'DS.46 NY PtilkerrHn Ant. if. tea'ebb. #0;itteiVitulin Premnrniti.. :Braking' Services: O3.N.Nkff?alcilitlfr.CoNf *pi tint( J)tter!Co. 10. puTber) Chen* Relationship, tit!)40405A«co

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00165668
Pages
3
Persons
0
Integrity

Summary

tot Deb tht tie; A:s M0'1095004 • MICA bOoosit Atc:ount Obehih•gAry Private w*otitiprAtomist dne Piii*onalAttothits :CM.0d00.14e.0e.i a 0:04 et;*acfpiRtil iniorest . . Acct. * APY .O. E!ite Minninirkot Deposit :Acct. a• APY .0 Certificate of beyosit Acct. # at' . 04 - .DGAG.NY'Priteited "cifOitabi of 00150' Atm: . • • . • APY. • iccoUniioctuitee. ikon Wlio a OG. G Prefarn !Neffs torliCentitinG tione.Wttiln PientitimW . . . narraillitinNt alititnnt restlion. titian intim De. AG Prefer* Teton tot Dinneen :O DeskOosiet Sweep Account 'Checking Aect. tl . DB Private Wealth pfluo Pius -O link to. Existing Online keNtiOnilifii Private Elite Business AopOOMS: 0 Clieckinb peti t _tl: O Elite O ita PS-- ao.kcci::0! b Cenifigte of Decp t . APY Term O; 'DS.46 NY PtilkerrHn Ant. if. tea'ebb. #0;itteiVitulin Premnrniti.. :Braking' Services: O3.N.Nkff?alcilitlfr.CoNf *pi tint( J)tter!Co. 10. puTber) Chen* Relationship, tit!)40405A«co

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
tot Deb tht tie; A:s M0'1095004 • MICA bOoosit Atc:ount Obehih•gAry Private w*otitiprAtomist dne Piii*onalAttothits :CM.0d00.14e.0e.i a 0:04 et;*acfpiRtil iniorest . . Acct. * APY .O. E!ite Minninirkot Deposit :Acct. a• APY .0 Certificate of beyosit Acct. # at' . 04 - .DGAG.NY'Priteited "cifOitabi of 00150' Atm: . . APY. iccoUniioctuitee. ikon Wlio a OG. G Prefarn !Neffs torliCentitinG tione.Wttiln PientitimW . . . narraillitinNt alititnnt restlion. titian intim De. AG Prefer* Teton tot Dinneen :O DeskOosiet Sweep Account 'Checking Aect. tl . DB Private Wealth pfluo Pius -O link to. Existing Online keNtiOnilifii Private Elite Business AopOOMS: 0 Clieckinb peti t _tl: O Elite O ita PS-- ao.kcci::0! b Cenifigte of Decp t . APY Term O; 'DS.46 NY PtilkerrHn Ant. if. tea'ebb. #0;itteiVitulin Premnrniti.. :Braking' Services: O3.N.Nkff?alcilitlfr.CoNf *pi tint( J)tter!Co. 10. puTber) Chen* Relationship, tit!)40405A«couol Akittenarits..idik Rot isc0NNiyon#11— goi.ni•Tecors 1n toffurim O In Trust Fcifflisb4 DeeO.1A O Emit/ • Elite Money Market DePOSit Acct* APY Target Amount Trigger AntoUitt . . ,Q joint Applicant oath Car011 eqsimi..ciptikcoid* 0 O Name. oifiy. 0 : O 4.09.60.011-0101$ 1." • Add( . State Zip.Cod, - • • O Nerve •Aad slat. 1 1:: ? tAt e 7tiff Dcin . LariclIold .ic:ori31# 119^ ;Ptigt .0.4.01!o* *p .O POE' L.140.4...P110 41.00. jporaitetet NAOSOD000141844000S24 . CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001410 EFTA_000 14884 EFTA00165668 Account Title end Jokkagplijiation Infoniteticiri Scotism Ffissecialkl;C - : Nandi of net& M TWO ' . Jost *rai l. ' " gast mime, lest name. middle initialler Business • gailiaMe. first name. middle initial) ay SeelarSocurity W( ilier of 'taxpayer to Mumbo! Social Security Number or Teintanit ID Numbs: .5.102-Ree_tiOl*SendelAt Addrosi ' Addles. St Thisrola 41Oislitalltable_Odola.-y .-.. ens. State orid.Zes Code. City,:Stateend Zip Code' ' ' ' - -Home Telephone tirionber Business TelephorieNuinber """' meow telepheep Nwhlkef Nstruicir Employs! . . . - Address ' City:Suss and No Code tit% State and 7,.p Code Notice•of 'Customer Identification Policy Important Information To help itiegovernritent fight the'tunding of terniiiirdand money laundering activities, Federal law remit:es all financial institutions leobtain, verily,. and' infiuMation that-identifies each person who establishes en.accoUntinvestrtient or other biesiness relationship with a finanelaf institution. This means that we will ask for your name, addresi, and other information that will allow us to identify you: We may also ask to see dentin/Mg documents such as a certificate of: formation or good standing fietjoreittitietel w a passport ot.othet photo identification 3rd EU Notice GoVemmontal rules nave also broadened the scopkof the Bank's obligations io eidin the fight againstmoney laundering and teitoristlinencing2Tfiese rules callforan actliittinveliement of both asset management firms and their clients. For new and existing cilentS we eurrently.have a legal obligation to ask our customers questions regarding Melt identitiNE addresses, source of funds and, if necessary, legal representatives authorized signatories benefielal owners or control structures and to ;okra requilide documentation tosUbstentiateshe information:Also; enhanced Snli-Mpnett teenilering reohiromenta reouidi that should any of the above personal or institutional information ehangkour chants would be ' obliged to immediately notify us.of The eilange(s) anderOvide us with reliyanteieurneritediinto verily these clip**. Telephone, Facsimile.or Email InstructiOnS By signingbelow: you agreo the% from time to time you may give instructions byistlephonk fist-simile or email regarding the above captioned accountiN (defined herein as 'Verbal Instructions"). Iris understood that the risk of Verbal Instructions being given I* person cc liaisons purported lo.ba you Isketir own. Absent the gross negligence or willful misconduct :of ,DeustheBank Trust Company Americas (O8TCA), .Yetliagree to indemnity and hold harmless 0BTC4i.kir ankreltim-s, losses, expenses; edits-or attorneys fees resulting frUm:DEOCA's acting open such misunderstood end uneUthoiized Verbal Instructions. You understand that DBI:CiSrpay, Old shell not be' likSeek verification erf year .verbal,, facsimile or email instructions by tail beck. In case of doubt. DBTCA may in its sole diScrliiinn SUSS to elTaB0I! your Verbalinstrimijoriser any part thereof; without Pawning ani Ilibility..MITCA is undei. no Obtigatioritoeinicute your • :Verbal Instructions to transfer funds or swindles to any accirunt(0 withem Written iristnimioni bearing your signature. . . Joint Account Disclos.ure You heats opaiteci4 joint account with OBYCA aril achnoWhictoe receipt oldie feilkorring.Informaiion: This delicrsil and any additions to the accpunf shall become-the pr000ny of nib Owner as joint tenants, and DEITCA may released,' entire account tiiany ovrneiduririg the lifetime of all owners. DBTCA may hpnot *becks, orders or withdrawal requests (tom -any owner during the lifetime of all owners. The Batik May be required by service of legit protesateremit funds held .theiCrint acco0M to satisfy a judgmenlentered.agalrst or other ValiddebTirmurrod bSCany owner of. the account. DBTCA May honor check& orders or withdrawal requeetsliorkthesuivisorist after me death of.enVoviner(s) and may treat', the; accoent as the sole progenyof the sunneor(sleiter the death* any ownerta). Unless DBTCA receives sminennotice signed by any owner not to pay or deliver any joint deposit or addition: or accrual, D87CA shall riot be liable to any owner for continuing toMoot cheeks,-orders or withdrawal requests from any owner. After. ilia.receijst of No nuticanderred to An the -previous sentence, DBTCA-may.require the written authorization.of any or ail joint owners for any further (*Menu or deliveries. 2 13AYASOIDI 013959.03Xtt3 ; CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001411 EFTA_000 14885 EFTA00165669 ATM/Debit Service You agree that the retention or use of.!Re ATM/Debit card conStitutisiocipienee of the terms and conditions of the. Cardholder Agreement contained the Teirnierid Conditions of Deposit Acceenti.. Internet Banking Service It you have selected to receive Internet Banking:Setvices. You irpdersuind that you will be required to enter into a Saperaie:IpternatalanaingServicea Agreement with DEITCA before you can access the Internet Banking Service. Acknciwledgernerit cif:Receipt of Piivapy NOtice: . . By Signing belOw, you adknoililedge receipt of beTt.A's*PilYaay NOtice.locititied in the Application Package. Non-U$ Confirmetion of Tax anclCorriplianceliesponSibilities, anytan oblgat ens and any oitearregulitorY repOrtino duties applicable. to you 'm any BOisdietiont that may once in Onniethih*ith assets; (Nape a. transactions in your it:weeds). endypurboliniSSrelotionehlOWidi epic". Non-US Otgabizatibria::Confierhatiori 'of Tax and Compliance Responsibilities. . Yinieonfirm that it your tax obligations and aisy.istior.nipukifierV reporting duties applicable to it in eny'relevant jurisdictions that May orisPin connection with esselS;,inOtirrieot'crinsoptions in your accounts) and your bUilneis relationship with tiBICA. Further/hare. YOU crinfirdi anal Atte necesaaliOlfonbation WO the bestOIYOUi • knowledge and capabilities) is reedeoveiletiiano toss than annuallyto tie nalciarii beniBeial owner(s), eattlol(s): benetialeiy(iesh.oalln011iii.:etc. to enable h to fulfill any respective obligations that May ante fel &MIAOW iiiimi.Inconnection with your h.isiness relationship with: OSTCA. . . Plena complete and attach elpergtt W;.8 or W-9 doeUrnpittdtioh . . . Terms: and Conditions and Representations By siiiikg WOW, you acknowledge recaps of the Terms end CcnOhrons for Deposit Appricaticin and agree to tie yoiSagiet to notify us hylibadlatelYef any material ohs:mile the Information provided by you on this Application. youlepresoni and At:tenant that all of the infoirnatIon provided by you on thii Application buititaie. ma Terms and Conditions hir Deposit Accounttere ttiabjettio change. liecipta For J6intaccoeht Holds,* Signature iiitionwi;ibieet to Citeridel bY.oercA. Only Reviewed bV. 7_7 Na 'nog, Dew Accept No Con ovoffic:A, 161A. C-- -•• Tree g)4 ° ) S-3 Date Ac / by MICA: am _ Tile ql 2-d 11 Dare .13444•1-0101 :9M5PAI:Clii CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0601412 EFTA_000 14886 EFTA00165670

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