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NAOSOD000141844000S24
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001410
EFTA_000 14884
EFTA00165668
Account Title end Jokkagplijiation Infoniteticiri
Scotism Ffissecialkl;C - :
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St Thisrola
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Notice•of 'Customer Identification Policy
Important Information
To help itiegovernritent fight the'tunding of terniiiirdand money laundering activities, Federal law remit:es all financial
institutions leobtain, verily,. and'
infiuMation that-identifies each person who establishes en.accoUntinvestrtient or
other biesiness relationship with a finanelaf institution. This means that we will ask for your name, addresi, and other
information that will allow us to identify you: We may also ask to see dentin/Mg documents such as a certificate of:
formation or good standing fietjoreittitietel w a passport ot.othet photo identification
3rd EU Notice
GoVemmontal rules nave also broadened the scopkof the Bank's obligations io eidin the fight againstmoney laundering
and teitoristlinencing2Tfiese rules callforan actliittinveliement of both asset management firms and their clients. For
new and existing cilentS we eurrently.have a legal obligation to ask our customers questions regarding Melt identitiNE
addresses, source of funds and, if necessary, legal representatives authorized signatories benefielal owners or control
structures and to ;okra requilide documentation tosUbstentiateshe information:Also; enhanced Snli-Mpnett teenilering
reohiromenta reouidi that should any of the above personal or institutional information ehangkour chants would be
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obliged to immediately notify us.of The eilange(s) anderOvide us with reliyanteieurneritediinto verily these clip**.
Telephone, Facsimile.or Email InstructiOnS
By signingbelow: you agreo the% from time to time you may give instructions byistlephonk fist-simile or email regarding
the above captioned accountiN (defined herein as 'Verbal Instructions"). Iris understood that the risk of Verbal
Instructions being given I* person cc liaisons purported lo.ba you Isketir own. Absent the gross negligence or willful
misconduct :of ,DeustheBank Trust Company Americas (O8TCA), .Yetliagree to indemnity and hold harmless 0BTC4i.kir
ankreltim-s, losses, expenses; edits-or attorneys fees resulting frUm:DEOCA's acting open such misunderstood end
uneUthoiized Verbal Instructions. You understand that DBI:CiSrpay, Old shell not be'
likSeek verification erf year
.verbal,, facsimile or email instructions by tail beck. In case of doubt. DBTCA may in its sole diScrliiinn SUSS to elTaB0I!
your Verbalinstrimijoriser any part thereof; without Pawning ani Ilibility..MITCA is undei. no Obtigatioritoeinicute your •
:Verbal Instructions to transfer funds or swindles to any accirunt(0 withem Written iristnimioni bearing your
•
signature.
. .
Joint Account Disclos.ure
You heats opaiteci4 joint account with OBYCA aril achnoWhictoe receipt oldie feilkorring.Informaiion: This delicrsil and any
additions to the accpunf shall become-the pr000ny of nib Owner as joint tenants, and DEITCA may released,' entire
account tiiany ovrneiduririg the lifetime of all owners. DBTCA may hpnot *becks, orders or withdrawal requests (tom
-any owner during the lifetime of all owners. The Batik May be required by service of legit protesateremit funds held
.theiCrint acco0M to satisfy a judgmenlentered.agalrst or other ValiddebTirmurrod bSCany owner of. the account. DBTCA
May honor check& orders or withdrawal requeetsliorkthesuivisorist after me death of.enVoviner(s) and may treat', the;
accoent as the sole progenyof the sunneor(sleiter the death* any ownerta). Unless DBTCA receives sminennotice
signed by any owner not to pay or deliver any joint deposit or addition: or accrual, D87CA shall riot be liable to any owner
for continuing toMoot cheeks,-orders or withdrawal requests from any owner. After. ilia.receijst of No nuticanderred to
An the -previous sentence, DBTCA-may.require the written authorization.of any or ail joint owners for any further (*Menu
or deliveries.
2
13AYASOIDI
013959.03Xtt3
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001411
EFTA_000 14885
EFTA00165669
ATM/Debit Service
You agree that the retention or use of.!Re ATM/Debit card conStitutisiocipienee of the terms and conditions of the.
Cardholder Agreement contained
the Teirnierid Conditions of Deposit Acceenti..
Internet Banking Service
It you have selected to receive Internet Banking:Setvices. You irpdersuind that you will be required to enter into a
Saperaie:IpternatalanaingServicea Agreement with DEITCA before you can access the Internet Banking Service.
Acknciwledgernerit cif:Receipt of Piivapy NOtice:
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By Signing belOw, you adknoililedge receipt of beTt.A's*PilYaay NOtice.locititied in the Application Package.
Non-U$
Confirmetion of Tax anclCorriplianceliesponSibilities,
anytan oblgat ens and any oitearregulitorY repOrtino duties applicable.
to you 'm any
BOisdietiont that may once in Onniethih*ith assets; (Nape a. transactions in your it:weeds).
endypurboliniSSrelotionehlOWidi epic".
Non-US Otgabizatibria::Confierhatiori 'of Tax and Compliance Responsibilities.
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Yinieonfirm that it
your
tax obligations and aisy.istior.nipukifierV reporting duties applicable
to it in eny'relevant jurisdictions that May orisPin connection with esselS;,inOtirrieot'crinsoptions in your accounts) and
your bUilneis relationship with tiBICA. Further/hare. YOU crinfirdi anal Atte necesaaliOlfonbation WO the bestOIYOUi •
knowledge and capabilities) is reedeoveiletiiano toss than annuallyto tie nalciarii beniBeial owner(s), eattlol(s):
benetialeiy(iesh.oalln011iii.:etc. to enable h
to fulfill any respective
obligations that May ante fel &MIAOW
iiiimi.Inconnection with your h.isiness relationship with: OSTCA.
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Plena complete and attach elpergtt W;.8 or W-9 doeUrnpittdtioh
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Terms: and Conditions and Representations
By siiiikg WOW, you acknowledge recaps of the Terms end CcnOhrons for Deposit
Appricaticin and agree to tie
yoiSagiet to notify us hylibadlatelYef any material ohs:mile
the Information provided by you on this Application.
youlepresoni and At:tenant that all of the infoirnatIon provided by you on thii Application buititaie.
ma Terms and Conditions hir Deposit Accounttere ttiabjettio change.
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SONY-0601412
EFTA_000 14886
EFTA00165670