Text extracted via OCR from the original document. May contain errors from the scanning process.
pliable; ,
i“rg;a:r.
trrArra4'6:541:10:0:rriAB
.4
A
_Ate...tAatjal
For Natural/Individual Persons For Brokerage Accounts and/or retirement accounts with DBSI
This Authorization/Power of Attorney constitutes a non-durable limited power of attorney, designed to
give a person or persons designated by you either (1) limited authority over your Account(s) or (2) full
authority over your Account(s) as set forth below.
CAUTION TO THE PRINCIPAL: Your Power of Attorney is an important document. As the Principal," you
give the person whom you choose (your "agent") authority to spend your money and sell or dispose of your
property during your lifetime without telling you. You do not lose your authority to act even though you have
given your agent similar authority. When your agent exercises this authority, he or she must act according
to any instructions you have provided or, when there are oo specific instructions, in your best interest
important Information for the Agent" at the end of this document describes your agent's responsibilities.
Your agent can act on your behalf only after signing the Power of Attorney before a notary public.
You can request information from your agent at any time. If you am revoking a prior Power of Attorney by
executing this Power of Attorney, you should provide written notice of the revocation to your prior agent(s)
and to the financial institutions where your accounts are located. You can revoke or terminate your Power
of Attorney at any time for any reason as long as you are of sound mind. If you am no longer of sound mind,
a court can remove an agent for acting improperly. Your agent cannot make health cam decisions for you.
You may execute a "Health Care Proxy" to do this. The law governing Powers of Attorney is contained in the
New York General Obligations Law, Article 5, Title 15. This law is available at a law library, or online through
the New York State Senate or Assembly websitbs, www.seneta.state.ny.us or www.assembly.state.ny,us.
If there is anything in this document that you do not understand, you should consult with your lawyer.
AUTHORITY
The
gn
Principal (the "Undersigned" or "Principal") hereby appoints:
/1(
111pi k •C Si-ea
st
as the Undersigned's agent(s) and attorneys)
in-fact (
ent(s)") to act INDIVIDUALLY with respect to any and all accounts, if applicable (see below) in the
Undersigned's name ("Aocount(s "), held individually or jointly (provided that all joint account holders have
executed this form) with DBSI, as well as individual retirement accounts held for the benefit of the Undersigned
("IRAs"), with the authority to direct DBSI to buy, sell (including short sales) and otherwise transact in any
security, including but not limited to stocks, bonds, mutual fund shares, limited partnership interests, caft and put
options (oovered and uncovered), on margin or otherwise, and any instrument, agreement or contract relating
to same, on margin or otherwise, or enter into futures, options on futures and forward contracts, interest rate,
rr
cuency, equity or commodity swap transactions, deposit accounts at financial institutions and direct or indirect
interests in securities, deposit instruments or contracts whore all or part of the return is calculated by reference
to changes in, among other things, the value of securities, commodities, currencies, interest rates, property of
any description or indices, in each case in accordance with DBSI's terms and conditions for the Undersigned's
account, account type, and risk and in the Undersigned's names, or numbeds) on DBSI's books. Agent(s) must
exercise the authority granted herein pursuant to the Undersigned's instructions, or otherwise for purposes
which the Agent(s) reasonably deems to be in the Undersigned's best interest. By giving this authority, the
Undersigned authorizes Agent(s) to make inquiries on the Account(s), including requesting information about
account transactions, balances and holdings.
(5\x5rui- 446-7 (1,tu.co
Nsi&-oav9V,3
COPY
Ionwou
i 1 .P1M409135 (01/121
CO90)1.010512
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001581
EFTA_000 15055
EFTA00165833
• ' Principal agrees that DBSI shall not be obligated to proceed with instructions that are inconsistent with
•
the terms of any agreements governing the Account(s), or that would violate any applicable laws, rules or
regulations, or that would be otherwise limited by tho account type or documentation on file.
AND TRANSACTION CONFIRMATIONS UPON THE AGENT(S)'S REQUEST. DBSI RETAINS THE RIGHT
THE MAILING ADDRESS ASSIGNED TO THE UNDERSIGNED'S ACCOUNT(S) OR ANY BENEFICIARY
DESIGNATIONS.
NOTE: If you want to authorize yoor Agent(s) to make gifts of your money or assets or other property held in
the Account(s) during your lifetime, without restriction, to any one or more persons, including the Agent(s)
himself, herself or themselves, you will need to execute a Statutory Major Gifts Rider. Giving such a power to
your Agent(s) grants your Agent(s) authority to take actions which could significantly reduce your pmperty
or change how your property is distributed at death. DBSI shall not be responsible to monitor whether any
payments or transfers are gifts and/or require the execution of a Statutory Major Gifts Rider.
0 LIMITED TRADING AUTHORIZATION. In all such purchases, sales or trades, DBSI is
Onsek)
authorized to follow the instructions of Agent(s) in avery respect concerning the Account(s), add Agent(s)
is/are authorized to act for the Undersigned and on the Undersigned's behalf in the same manner and
with the same force and effect as the Undersigned might or could do with respect to such purchases,
sales or trades as wall es with respect to all -other things necessary or incidental to the furtherance or
conduct of such purchases, sales or trades.
Note: This Limited Authorization does not permit Agent(s) to withdraw or transfer assets from the
Account(s).
k.isie
instructions of Agent) in every respect concerning the Account(s), and to make deliveries or transfers
of assets (including cash), from the Accounts) and payment of moneys as directed by Agent(s), without
restriction .fisektelingeteetheagentlek himself, herself or themselves except in connection with IRAs)
in accordance with DBSI's terms and conditions and account type. In all matters and things aforementioned,
as well as in all other things necessary or incidental to the furtherance or conduct of the Account(s), Agent(s)
may act in the same manner and with the same force and effect as the Undersigned might or could do.
Note: This Full Authorization grants Agent(s) unrestricted authority to trade in the Account(s) and to
withdraw or transfer assets from the Account(s).
For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection with
distributions.
— OR—
filULL AUTHORIZATION TO TRADE AND MOVE ASSETS. DBSI is authorized to follow the
This Authorization/Power of Attorney shall remain in full force and effect until DBSI receives actual written
notice signed by the Undersigned of its revocation to be delivered to the Undersigned's DBSI Client Advisor or
his or her branch manager. However, the limited power of attorney granted hereunder is nct a durable power
of attorney and will cease to be effective upon actual receipt by DBSI of written notioe of the occurrence of
either of the following events: (i) the Undersigned is judicially declared to be incompeteni, or (ii) the death of
the Undersigned. Notwithstanding the foregoing, the Undersigned acknowledges that DBSI shall be entitled
to continue to rely upon this Authorization/Power of Attorney until such time as DBSI receives such actual
written notice.
2
1I-PWM-0985 (01(121
CO9611-010512
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001582
EFTA_000 15056
EFTA00165834
The Undersigned understands and agrees that DBSI has the right to require additional verification and
documentation from the Undersigned or the Undersigned's Agent(s) in certain transactions that DBSI, in its
sole discretion, deems necessary. In addition, DBSI has the right to request that either a new Authorization/
Power of Attorney be executed or that the Agent(s) verify in writing the validity of the current Authorization/
Power of Attorney.
Agent Name:
Address:
TIN of Agent:
Relationship
to Principal:
fi-cl 0.-4 ^
Agent Na
Address:
TIN of Agent:
Relationship
to Principal:
LINES BELOW.
INDEMNIFICATION
The Undersigned acknowledges and agrees that the Undersigned is responsible for all acts of the Agent(s). The
Undersigned hereby agrees, individually and on behalf of his/her heirs, executors, legal representatives, and
assigns to indemnify and hold harmless DBSI and its parents, affiliates, subsidiaries, officers, employees, and
agents (collectively, "DB") from all claims that may arise in connection herewith, and to pay DB promptly, on
demand, any and all losses and liabilities arising therefrom or from any action taken or not taken by DB in reliance
hereon, including without limitation, any debit balance due with respect to the Account(s). The Undersigned
further hereby ratifies and confirms any and all transactions (including any payments or transfers) made by the
Undersigned's Agent(s) in connection with the Account(s) prior or subsequent to the execution of this document
and holds harmless DB regarding same.
This Authorization/Power of Attorney shall inure to the benefit of DB and its successors and assigns irrespective
of any change or changes at any time in the personnel thereof for any cause whatsoever.
The Undersigned understands and agrees that the DBSI may require joint account holderts) to sign a requests
for withdrawals from an account jointly with the Agent(s).
3
114W/409851011121
009611.010512
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
OB-SDNY-0001583
EFTA_000 15057
EFTA00165835
The Undersigned by signing below confirms that he/she has read the contents of this Power of Attorney
and understands same, and has executed this Power of Attorney of his/her own free will and has received
advice about the effect of this Power of Attorney from his/her advisers as he/she has deemed necessary or
advisable.
In witness whereof, the Undersigned has executed this Amtl‘rizan/Power• of
orn
..••
Date:
/947n
Signature:
Print Name:
5/0/
(the "Undersi ned")
In witness whereof, the Undersigned has executed this Authorization/Power of Attorney.
Date:
Signature:
Print Name:
(the "Undersigned")
This section intentionally left blank.
4
I i4VR4.0985(01/12)
0096114405U
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001584
EFTA_000 15058
EFTA00165836
ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE
Pew yo,k
55.:
on
OC4,hat 41, Vac
before me. /14itty
personally
appeared
?Pi tri ttc,n personally known to me 6r proved to me on the basis of satisfactory
evidence to e the ind vidual s) whose name(s) is (are) subscribed to within the instrument and acknowledged
to me that he/she/they executed the same in his/her/their capacity(ies), and that by hi her/their signature(s)
on the instrument, the individual(s), or the person upon behalf of whom the in
ual(s) acted, executed
the instrument.
Notary Public
HARRY I. SELLER
Notary Public. Stele of New York
No ()I "4
ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YQRNYFIdalg in
County 7
c0mmiss.or. E
2024"
STATE OF
COUNTY OF
ss.:
On
before me,
personally
appeared
personally known to me or proved to me on the basis of
satisfactory evidence to be the individualist whose name(s) is (are) subscribed to within the instrument and
acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/
their signature(s) on the instrument, theindividual(s), or the person upon behalf of whom the individual(s/
acted, executed the instrument, end that such individuals) made such appearance before the Undersigned
in
(state/country).
(signature and office of the individual taking acknowledgement)
ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE (for joint accounts)
ss.:
On
before me
personally
appeared
personally known to me or proved to me on the basis of satisfactory
evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged
to me that he/she/they executed the same in his/herttheir capacity(ies), and that by his/her/their signature(s)
on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed
the instrument.
Notary Public
ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts)
STATE OF
COUNTY OF
ss.:
On
before me,
personally
appeared
personally known to me or proved to me on the basis of
satisfactory evidenne to be the individual(s) whose name(s) is (are) subscribed to within the instrument and
acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/
their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s)
acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned
in
(state/country).
(signature and office of the individual taking acknowledgement)
5
114WM-OSSS 1011121
0)9611010612
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001585
EFTA_000 15059
EFTA00165837
'
• When you accept the authority granted under this Authorization/Power of Attorney, a special legal relationship
is created between you and the Principal. This relationship imposes on you legal responsibilities that continue
until you resign or the Authorization/Power of Attorney is terminated or revoked. You must:
1. act according to any instructions from the Principal, or, where there are no instructions, in the Principal's
best interest;
2. avoid conflicts that would impair your ability to act in the Principal's best interest;
3. keep the Principal's property separate and distinct from any assets you own or control, unless otherwise
permitted by taw;
4. keep a record of all receipts, payments, and transactions conducted for the Principal;
5. disclose your identity as an Agent whenever you act for the Principal by writing or printing the Principal's
name and signing your own name as "Agent" in either of the following manner: (Principal's Name) by
(Your Signature) as Agent, or (Your Signature) as Agent for (Principal's Name); and
6. agree that DBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of
any agreements governing the Account(s) or that would violate any applicable laws, rules or regulations.
You may not use the Principal's assets to benefit yourself or give major gifts to yourself or anyone else
unless the Principal has specifically granted you that authority in this Authorization/Power of Attorney and in
a Statutory Major Gifts Rider which the Principal may attach to this Authorization/Power of Attorney. If you
have that authority, you must act according to any instructions of the Principal or, where there am no such
instructions, in the Principal's best interest. You may resign by giving written notice to the Principal and to
any co-agent, successor agent, or the Principal's guardian if one has been appointed. If there is anything
about this document or your responsibilities that you do not understand, you should seek legal advice.
Liability of Agent: The meaning of authority given to you is defined in New York's General Obligations Law,
Article 5, Title 15. If it is found that you have violated the law or acted outside the authority granted to you
in the Authorization/Power of Attorney, you may be liable under the law for your violation.
AGENT(S)' SIGNATURE AND ACKNOWLEDGEMENT OF APPOINTMENT:
It is not required that the Principal and thsAgent(s) sign at the same time, nor that multiple Agents sign
at the same time.
I/we
;
1/4( oe &en gi 4
7 Scat'
have read the foregoing
(insert namois) of Agont(s))
Authorization/Power of Attorney.
am/we are
e person(s) identified therein as Agent(s) for
e Principal
j1"--4--4-1G•s-
Agent's s gnature
Ageht's sig ature
Dated:
Dated:
7C/K
i t,
6
amed therein.
(At—,
I I.FWM-098501/12)
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
enc., 1 Al nc. 11
DB-SDNY-0001586
EFTA_000 15060
EFTA00165838
ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE
1..,v, yra-
55.:
On
/0/1//3
before me,
Al, r 7 rki4L7-
personally
appeared
...1.4. k-C ii ,-. i, K-ii-,.. personally known to me or proved to me on the basis of satisfactory
i j,
evidence to b the individualist whose name(s) is (are) subscribed to within the instrument and acknowledged
to me that he/she/they executed the same in his/her/their
pacity(ies), and that by/ his/her/their signature(s)
on the instrument, the individualist, or the person upon b h f of whom the
widual(s) acted, executed
the instrument.
-::-%----
--) I
HARRY I. BELLER
Notary Public
Notary Public. State of New York
No. O18E4253924
ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATrommission Expires Feb. 17, 20
OunMied in ilocIztanOCountyzy
STATE OF
COUNTY OF
SS.:
On
before me,
personally
appeared
personally known to me or proved to me on the basis of
satisfactory evidence to be the individualist whose name(s) is (are) subscribed to within the instrument and
acknowledged to me that he/she/they executed the same in his/her/their capacity( ies), and that by his/her/
their signature's) on the instrument, the individualist, or the person upon behalf of whom the individualist
acted, executed the instrument, and that such individualist made such appearance before the Undersigned
in
(state/country).
(signature and office of the individual taking acknowledgement)
ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE (for joint accounts)
Alen/
`j° rX
ss.:
on
/D/ /S///'13_///
before me. Itz.(eAviate,
(2.:t
personally
appeared b -Vat rtl
&VC r
personally known to me or proved to me on the basis of satisfactory
ce
eviden
to
the indiv ual(s) whose names) is (ate) subscribed to within the instrument and acknowledged
to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s)
on the instrument, the individualist, or the person upon behalf of whom the indivi*51(si acted executed
the instrument.
.
lgolary Public. Slate of New York
\1/4,
No OIR160 53 071
Qualified in Queens County
Notary Public
Cnininis>ion Expires Thounry 2. ≥ey$
ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts)
STATE OF
COUNTY OF
ss.:
On
before me,
personally
appeared
personalty known to me or proved to me on the basis of
satisfactory evidence to be the individual(s) whose names) is (are) subscribed to within the instrument and
acknowledged to me that he/she/they executed the same in his/herltheir capacity(ies), and that by his/her/
their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individualist
acted, executed the instrument, and that such individualist made such appearance before the Undersigned
in
(state/country).
(signature and office of the individual taking acknowledgement)
7
11-PWN1.0985101/121
009611-010612
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001587
EFTA_00015061
EFTA00165839
•
♦
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNV-0001588
EFTA_000 15062
EFTA00165840
' ' • ‘e'
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001589
EFFA_000 15063
EFTA00165841
Classification: For internal use only
ta Current Classification: (click here for help) Internal
Re: BSO Exception Request - DB POA Form [1] D
Zia Memon to. Zbynek Kozelsky, Vahe Stepanian
Cc. Jay Lipman, Tazia Smith. Fran M Wickman, Amanda Kirby
10/22/2013 07:54 AM
Sender
Date
Subject
Vahe Stepanian
10/21/2013 08:47 AM
BSO Exception Request -
Zbynek Kozelsky
10/22/2013 07:49 AM
Re: BSO Exceptio
Zia Memon
10222013 07:54 AM
Re: BSO E
J.
BSO approved
.41.....)
Zbynek Kozelsky
Original Message --
Prom: Zbynek Kozelsky
Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby
Classification: For internal use only
Good morning Zia,
Please see below.
Ziggy Kozelsky
Markets Coverage Group
Deutsche Bank Securities Inc.
nagement
Sent From Blackberry
Vahe Stepanian
Zia Memon
----- Original Message
TO: Zia Memon
Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby
[I)
Classification: For internal use only
Good Morning Zia,
Hope you had a great weekend.
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001590
EFTA_00015064
EFTA00165842
Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below).
As you may know, we are in the process of onboarding a new client, Jeffrey Epstein, who has already
transferred in $120mm. liquid across his accounts.
A few items that we're requesting exceptions for:
1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would
like his assistants to have FULL POA over accts. Cannot use LTA in this situation.
2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval
3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant
is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant).
I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have
any questions.
We're meeting with the client tomorrow morning, so we would appreciate if you could please review at
some point today.
Thanks in advance for your help.
Vahe
— Forwarded by Vane Stepanian/dbrdbcom on 10/21/2013 08:35 AM --
From:
Fran M Wickm
To:
Vahe Stepani
Jay Lipma
Cc:
Zbynek Kotels
MO CIP
Date:
10118/2013 02:5
Subject:
POA Issues III
Classification: For internal use only
N4G-024943 & N4G-024935 - DB POA Is for Natural Persons accounts only. DB Limited Trading
Authorization is to be completed for trusts & corporations.
N4G-024968 - Professional relationship to Agent requires BSO approval.
Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht.
N4G-023812, N4G-025098, N4G-025106, N46-025114, N4G-023804, N4O-025080 - DB POA is for
Natural Persons accounts only. DB Limited Trading Authorization is to be completed for corporations &
LLCs.
N4G-025072 is not a valid acct #.
Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht.
The signatures were notarized by one the Agents being given power of attorney.
Kind regards,
Fran Wickman
14
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001591
EFTA_000 15065
EFTA00165843
•
Fran Wickman
Deutsche Bank Securities Inc,
Pn
n In i i n I
lie
rvi
PI
PAssin, i7Peepon
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001592
EFTA_000 15066
EFTA00165844