Deutiche Bank

Deutiche Bank Private Wealth Management Option Agreement and Approval Form Please Complete Ail Sections Accourr No NM Account Type Ca n Jeffrey Epstein Account Name ndividual Account Registration - i— K Managed Account U Discretionary Account 0 Other Name's) of percents' other than account ovvner(s1 autnedied to place orders lo• the account Jeffrey Epstein, Harry Beller, Jeanne Brennan Account and Owner Information SProvide requested informat on for each account owner ("C ienr) necessary.) Name Jeffrey Epstein Mace supplement to this Agreement if Address Little Saint James, St Thomas Phone Employe, Southern Financial LLC Business Address 6100 Red Hook Quarter, B3, St. Thomas, Virign Islands, USVI 00802 Country Virgin Islands, US Number of Dependents Marital status Singla Type of Business Finance Business Phone Brhdate 01120/1953 Present Brokerage Accounts with JPMorgan Position President Years Held Does the ind,vidual or entity that controls :his account have the power to control any other Option Account(s) with Deutsche Bank Securities Inc.? la Yes 0 No it yes. please provide the account !umbels)* Will Provide List Client(s) Financial Information Approximate Aggregate Annual income of Account Oweer(s) from All Sources Sources of Income (Approximate) Approximate Aggregate Net Wonh El t ess then 550.000 C 550000 - 599.999 E 5100.000- 5249.999 K $250.003 - 5499.999 K 5500.000- 5909.999 o 51,000.000 -62.499.999 ( 52,500000- 54.999.999 55.000.000 and over Salary/Bonus 50 % Interest/Dividends Other (specify): 60 % Lewd No Wale K teas then 550.000 K 550800 -188999 0 St On000 -$249.999 El 5250.000 -5499.999 K 5500.000 -0999.999 0 $1.000.000 - 32.499.999 O 62.600.000- 14.999.999 IA 65400.000 and over Pecraorrok.Ma Wixt^ beciSMICO.01. mss than 550.000 550.000 -599.999 K $100.000 -5749.999 o 5250.000 - 5499.999 K 5500.000 - $999.999 031.000,000- 52,499,999 K 52.500800- $4,999.999 055.000.000 and over Investment Experience of Account Owner's) Year sine Traded Average Innen Per Veer Average Seed Pada' In S Average Ste it Suns/ Contra Types of Previous Option EXPetiena Options 195 10 31,000,000.00 1.0011 a Covered Call Writing Purchased Options 2 - Option Spreads Uncovered Put Writing gi Uncovered Call Writing I 1 None Stocks 1000 10 $1,000,000.00 1,000 Benda 1008 10 51.0%,000.00 1800 Cornmockties _itwo to 01000.000.00 1.000 Listed Stock Index 1000 10 61,000,000.00 1,65 010 Denvetives Structured Products 4. 1980 1988 10 01,000000.00 . lag 10 _ 51.000.000.00 1000 Other (Specify) Deviser,. Bank Securities Inc , a subsidiary of Deutsche Bank AG. conducts irrvestrnent benking and securities activities nine United S!a !Pt. °PI I 09-PW7.4-0127 OM 14 (05111) 006404 052711 CONFIDENTIAL - PURSUANT TO FED. R GRIM. P. 6(e) DB-SDNY-0001610 EFTA_000 15084 EFTA00165862 Option Objectives (check ALL that apply): Income (covered cal writing) Portfolio Protection (protective puts) Q Speculation (spreads & uncovered writing) Client(s) Strategy Requests (Please check as many of the following strategies sought to be employed) a I. Covered Cell Writing Moderate Risk Calls fully coveted by undeilying stick. Stock may be called at any time or at expiration. requiring owner to sell at strike once. La 2. Purchasing Options Involves Substantial Risk. Mere premium is at risk hole or loss usually determined by selling position. if position is not closed or exercised by expiration date. Options will expire worthleSS. Option Spreads — Margin account required. frill/Yee SithSlanfial RIO In addition to tisk of purchasing puts a call, if long side is closed out, leaving only a short position, the financial risk becomes unlimited. Option assignments require purchase of the underlying stock in the open market to effect delivery to purchaser of option. Q 4 Uncovered Put Writing — Margin account and special statement for uncovered option writers required. Involves Substantial Risk If assigned, the client must purchase the underlying Stock at the sfiNe price, which may be substantially higher than the Men-wows market price. 5. Uncovered Call Writing — Margin account and special statement for uncovered option writers required. Involves Siitistantial Risk Writing uncovered calls involves unfirrited financial risk. Option assignments require puatase of the uncledying stock in open market to effect delivery to purchaser of option. I have read and understand all of the conditions and stipulations on the revers. side of this form in repaid to trading in options and represent that trading in options is suitable in light of my investment objectives, financial situation, risk cola/ence and knowledge. I hereby confirm Mat I am the source of and attest to the accuracy of the above information and authorize Deutsche Bank Securities Inc. (also referred to herein as 'Moloch. Bat* Alex. Brown") to verify any representatem contained therein, at its discretion. I will promptly notify Deutsche Bank Alex. Brown. In writing. of any material change in the above stated information. I acknowledge that I may obtain an options clearing corporation prospectus upon request. I have received and read the Options Clearing Corporation Disclosure Document entitled 'Characteristics and Risks of Standardized Qptions." Signed; Signed XiatQ le1/4 -03 Date lr Pnnt Client Advisor Name Client Advisor Signature—. ROP Approval CA If Date Date TD5 OPTION DEPT. APPROVAL: Covered Call Writing Purchasing Options Option Spreads Uncovered Put Writing Uncovered Cell Writing DATE Commits: 09-PW11-0 127 ON 14 (05/11) 006404 051011 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001611 EFTA_000 15085 EFTA00165863 ti Risks, Prohibitions and General Int carnation Concerning Option Trading I understand that options transactions Involve a high deuce of nsk and otter no guarantee of gain or anutance against Ina Acmesingly. I tavierstand that prior to engaging in any option tionsanien. I salable mien my present financial situation and deter mine whether it it admen* to incur die risk of Iola associated with that pailiplar investment. 1 lender:tend that whim I engage in option trading I expose myself to certain. potentially substantial frnainal risks in uldtion to those identified on the front side of this farm underahe healing "Cent(%) Strategy Requests." inducing but not limited to the fennel°. — I understand trial I shook, not Ow an option unless I am able co sustain a total loss or the Prerntual and frOMOClien CMOS: — e 1 doll twine, covered options, I taxlarsiand that I may Waft participation in capital gains but retain risk ra participation in caplet losses in the underlying security I understand that if an exurwe is assigned to me. I way be laced to Sonlate my posincto in the ordodying serurhy elating which may be enlargeable to me. I also understand then should not IS (eek) ti centered roll option Will:SOU." prepared to terns the Indochina Wanly (a a security convertible. exchangeable. or exercisable into such undo/ham) sucked,) uPOn the metes% of the Option — e I sell thaltei uncovered (naked' optioret. I risk substantial capital loss if, and to the extent that the market erne of the underlying security increases above the stnke price of a call or decreases behave the suite price of a pottier, atomise is aligned to me, it wilt in all eke pied, be at a time which tai force me to &KW* suet a capital lees. I todeFkland that 1 should cot sea lordid a put option or an uncenned calf talliOn. aspen" an index option, unless I am able to sustain potentially unlimited lawn. — lam aware that vancus factors may affect the price of an option Contract, such as the relationship between the miscue prim and market plat of the underlying security. he time period temaining taint the option thyme.. and the pace fluctuation ce other characteristics of the underlying wordy. — lam aware that to respective option exchanges ("Exchanges") may. in their discretion and hum line lo me. restrict torkvictiotts in wine's options or the exercise of option ersniraiSs in die Internet al munlaining a fair and orderly Markel in option ountreCtS a in the Limb:lying security, for the protection of investors I understand that I may not be able to time a position in the event that a secondary market in the option ceases total or the Wing exchange restricts Or SuSpendS trading n the option. — lain aware tivA the kxch801)6S how estarkshed restrictions on intern openly purchase and same transactions en the Exchanges which am considceop to be entitled Ocenie, 2. I underhand and arse that My ablount(sl with DeutSthe Bank Securities Inc. talus reigned to herein as "Deutsche Bank Alex Brown') will be handed in acanthi= with the Ries of the Financial industry Regulatory Authority ("FINitir) and the Exchanges on nein, /sled WPM arC traded and of the Options Cleaving Corporation ("OCC*). as exposed in its peepechs f am aware of and agree to be bound by surh rule& N acrantleneet with suds rules: — Ica not attempt to acrp*e at any lime, ertla by myself or in conceal with ethers a position in excess of the units prescribed from time to tine by the Exchanges For the purpose of cornlautalti such lima* 1 °minuend that trial ION cell OPOons and Mat WI COWS Of tin mem undcrettna MOM must be added kiennputo the position limit. Similarly, total king put options aid den call options of the same untidy:rig sock must be added to compute the position limit — teal not attempt to exercise, either by myself or in concert with others. during arty period of five consecutive business days, a quantity in awn of the limit prearnbad by Illy Facharmer. — I teidenta rut that it fours° in violation of Other the position snit e/me exetase limit I may be moat to sanctions imposed oy the Excreter insatiate and thrt these sanctions may include liquidation 01 the Milian in VfoffiffOft • I understand that Duman link Alex. Brown has policies which troy be more restrictive than Or impose requirements in addition to those of the Exchanges. EINEM or the New York Stock Exchange. I agree to abide by such Pekin as a condition of doing trykokesS with Deutsche Bank Alex. Brown. I understand that these pities include but are not hinited to the Inlowing. — Serum-em thate for Al option trades is the thetheso day follenving trade dye. Notwithstanding this prOvilien Deutsche Bar* Alex Brown may. in its diScaniOn. elect Si to accept puichaSts Orders al options unless cash equal to the purchase price has first been deposited in my ODf1lUnt. and may elect not to unapt opening sad orders in Whom unless 1 have Ind deenited in my account either the feqUifild mean a unrestricted negotiable Sliftfltt of the underlying stock in an amount iirekthried by Deutsch, Bank Alm. Brown. — Deutsche Bank Alex. Brown may refuse orders to trade options in my account if there are reaffiCOOOS against my account. including resInctions regarding boding in the InclerlYing Stoner. Of for arty Other recta.. al its discretion. — Onaschu Buie Net Brown bee act trading and exercise duslines with coats:pond to deadlines ustablished by the BCC and will accept no responsibility for completion of ceders entered by amens alter even deadline — Margin either in cash o securities. posted by ml against short option positions. may not be included is my margin at Mall equity a interest computations. Deutsche Bad Alex. Brown owy, m ern use these deposits to secure said short potations with the OCC — Option exorcise nobles *shooed to Deutsche Bank Mex. Brown in impact of a short position in option contracts in customer accounts shoe be allocated In customers of OthitSChe Bank AMA tkown on an outumoted random basis. 1 seldom/nu that it I are assigned. tie Ant/invent yell be preowned as a sale (in the case of a call or a piarivae (in the case ol a poi), swine two businius days Iron the date of assignment (except for nothoquity othere, witch settle for ash on Um day Of &thousan) and that I arn obligated to deliver the underlying stock a required cash to Deunthe Bank Alex Brown no later than settlement doe. 4. I undetsund that nVinffin requirements racket in connection with certain options and I agree to mom at margin c.alls as made by Deasisde Bank Alex. Brown. I understand that Deutsche Bunk Alex. Brown, in computing IS margin requirements for option positions. may impose a lights margin requirement for indrykkial option positions than Other inrystm‘xx firms. and that Dcutsdie Bat Mn Brown wig Mfonn me of its roistine maw ruouirements for option ecotticas uPon McNeal. In the event I do not meet Margin Calla promptly, DeutSCIV Bank Mex. Brown S outintred in IS 500 *Crete° at ....Offoot w 'titivation to rte, to lake any arid as Sloes neuestney to Peden itself in econeotion with put and/or co transactions made fee ray cant, irldtaln the light to buy anrVor tel shed, Or Sheet exempt for my account and risk any part or all of Inc seem reesetewad by notions endorsed by Deutsche Bank Alex. Brown for my account a to buy to my account and risk any puts and/or aills as Deutsche Bank Nos. BMWes may ileem11001,Sory It. is protection. I further agree that any and all ethenses incurred by Deutsche Bank Alex. Brown in this sennuetinn vet be re:Wants, by file. • This agreement shall apply to all option orders for menu account whether a not such orders are executed 6 I understand that options may be listed on one or more Exchanges and that d no Exchange is sprofied by at Deularhe Bank Mex. Brown wil we its discretion In routing my ordedsl. 7 I tioruby authorize you in your some discretion ,hid with not to me (*filthy went of my death, without notification to rividerilatives of my estate or to my hero) whenever you deem it necessary for your protector,. lo Ike such action. Inducing without lartilaten. 10 buy. see or sell sheet for my actionate and my risk, puts. Chat or Ube loons of options aria/Or 10 boy sell or soil Oat env Part ce ea Of the Celdertrim horns nientantal by options endorsed by you for my accolagfg. PM and di expenses. naucring. without Irritation attorneys' fees and dear nectonabire cilefaursesnern incurred by you in connection with such trantactores wilt be reintwsed by me or by my estate & You are under no obligation to axwey to me any information inning to the wdettanng securities covered by an option or any securities related thereto. Or any information mating to Options whether Soth intimation is then or thiartafter knew, or syllable. Am inumcnation. advice Cr rdlificaliOn in reepota to any opera or any iniateiff4 tiouolboo a soasifits MINIM ihomki whits you may vest inc and MIKA you are pot reinred to*. by the terms of thiS agreement a any Other agrennent. expanded Or implied, atoll not be eCcolued as Creating an emend threement or course nf dealing between wand shall not impair the provisions of Ow a are/ other aginolthol between Id- 9. This agiounent and its enfurcertwnl that be powered by Um laws of the Stile of New York and its Provision shall be tiontetheus; shall coves all option transactions hOr000del. 'Another you are acting as banes a PrinoPair and oll onnnociA indwthalltr sod colthetiaelY, which i may nen or fft-npen wilt *tau. pin inure In the benefit Of Vote present organinten, its successors and assigns; and shall be binding upon me and my estate, exrcutors. administrators and assigns, but no assignment shall release me from any of my obligations hereunder Written notice of revocations of this agreement Mat not release either of us from any obligations hereunder arising prior to the actual receipt of such notice by the other 10. Whenever any law or teguknion is adopted which affects or is inconsistent with any provision hereof, ach provision shall be deemed modified or superseded, as the case may be. by such tow or coagulation. and such provisions as so modified or superseded and all Min emissions hereof shall in all respects continue in kAt face and effect. Ai other agreements existing between us or haecaller made whelk by their proesthe apply to any of my transacting and accounts with nam. Shall be applicable to any of my options tramp/more and ~urns where they are not lin conflict with Ike agreement Should such a contact east a shell be resolved in brier of pops agreement. Othurnse. the provisions of fOCh agreement shall be applicable 11 As used herein. "r and "rno" reiers to an account asters -You" and "Your" refers to Deutsche Bank Alex Brown fleas!. Inilial Here:( OOPSYMBI 27 OM le (05/11) 00604 D51011 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001612 EFTA_000 15086 EFTA00165864 Special Statement for Uncovered Option Writers Account No. Deutsche Bank Alex. Brown A ),,son of Oftture Sea Sec,. Account Name Jeffrey Epstein CAI There are special risks associated with uncovered option writing which expose the investor to potentially significant loss. I understand that this type of strategy may not be suitable for all customers approved for options transactions. I also understand each of the following: 1. The potential loss of uncovered call writing is unlimited, since there is no upper limit on a stock's price and the loss to.a writer of an uncovered call equals theetock price minus the exercise price. The writer of an uncovered call is in an extremely risky position, and may incur largo losses if the value of the underlying instrument increases above the exercise price. Such a loss can exceed the equity in the call writer's account. 2. The potential loss from writing uncovered put options is also substantial. The writer of an uncovered put option bears a risk of loss if the value of the underlying instrument declines below the exercise price. However, since stock prices cannot be lower than zero, the maximum loss is equal to the strike price of the put sold less the premium received for that put. Such loss could be substantial if there is a significant decline in the value of the underlying instrument and can exceed the equity in the put writer's account. 3. For combination writing, where the investor writes both a put end a call on the same underlying instrument, the potential risk is unlimited and can exceed the equity in the option writer's account. 4, Uncovered option writing is thus suitable only for the knowledgeable investor who understands the risks, has the financial capacity and willingness to incur potentially substantial losses, and has sufficient liquid assets to meet applicable margin requirements. In this regard, if the value of the underlying instrument moves against an uncovered writer's options position, the investor's broker may request significant additional margin payments. If an investor does not make such margin payments, the broker may liquidate stock or options positions in the investor's account, with lithe or no prior notice in accordance with the investor's margin agreement. 5. The option writer may not be able to rely on the secondary market. If a secondary market in options were to become unavailable, investors could not engage in closing transactions, and an option writer would remain obligated unlit expiration or assignment. 6. The writerbf an American-style option is subject to being assigned an exercise at any time after he has written the option until the option expires. By contrast, the writer of a European-style option is subject to exercise assignment only during the exercise period. NOM. It is expected that the person(s) signing below will read the booklet entitled Characteristics and Risks of Standardized Options available `rem your broker. Particular attention is directed to the chapter entitled "Risks of Buying and Writing Options." This statement is not intended to enumerate an of the risks entailed in writing uncovered options. I have read and understand the above statement regarding the special risks associated with uncovered option writing and represent that such trading is suitable in light of my investment objectives, which include speculation, as well as my financial situation, risk and knowledge. I understand that you will rely on the representations I have made herein and in the Option anent a d Approval Form I provided to in determining whether to approve my account for the options strategi have electe and I hereby rush and accuracy of such statements. Signed Date O(c? Y Signed Date Signed Date Signed Date Signed Date Approved for: (encovered Calls /E'Uncovered Puts ROP/Manager Approval: Date- 08-D9A8-0126 OM 144 :7O1) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001613 EFTA_000 15087 EFTA00165865 t'Ll Current Classification: (click here for help) Internal ic-O\ fattw. Epstein Account Options Coding Jay Lipman to. Donna R Taylor Cc. Vahe Stepanian, Tazia Smith, Amanda Kirby Classification: For internal use only Hi Donna, 10/28)201302:27 PM Thank you for calling me regarding the Epstein account. Per your questions, the account Holder has 0 dependants, and we do not know when the account will be funded. As such, please can you go ahead and code the account for what you are able to, without any capital in the account. Thanks Donna. Kind Regards, Jay Lipman Jay Lipman Analyst I Markets Coverage Group Deutsche Bank Secutities Inc Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor 1 1 Pastrrioi,iu PeefoYnt CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001614 EFTA_000 15088 EFTA00165866 e AUTHORIZATION OF POWER OF ATTORNEY For Natural/Individual Persons For Brokerage Accounts and/or retirement accounts with DBSI This Authorization/Power of Attorney constitutes a non-durable limited power of attorney, designed to give a person or persons designated by you either (1) limited authority over your Account(s) or (2) full authority over your Accounts) as set forth below. NOTE: UNDER NEW YORK LAW, THE FOLLOWING DISCLOSURE IS REQUIRED TO BE INCLUDED, VERBATIM, IN EVERY POWER OF ATTORNEY. CAUTION TO THE PRINCIPAL: Your Power of Attorney is an important document As the "Principal," you give the person whom you choose (your "agent") authority to spesid your money and sell or dispose of your property during your iifetime without telling you. You do not lose your authority to act even though you have given your agent similar authority. When your agent exercises this authority, he or she must act accosting to any instructions you have provided or, when there are no specific instructions, in your best interest. "Important Information for the Agent" at the end of this document describes your agent's responsibilities. Your agent can act on your behalf only after signing the Power of Attorney Were a notary public. You can request information 'from your agent at any time. If you are revoking a prior Power of Attorney by executing this Power of Attorney, you should provide written notice of the revocation to your prior agent(s) and to the financial institutions where your accounts are located. You can revoke or terminate your Power of Attorney at any lime for airy reason as long as you are of sound mind. If you ton no longer of sound mind, a court can remove an agent for acting Improperly. Your agent cannot make health care decisions for you. You may execute a "Health Cam Proxy" to do this. The law governing Powers of Attorney is contained in the New York General Obligations Law, A reale 5, Tile 15. Tbis law is available at a law library, or online threngti the New York State Senate or Assembly websites, www.senate.stete.ny.us or www.assembly.state.ny.us. If there is anything in this document that you do not understand, you should consult with your lawyer. AUTHORITY The urersigned Principal (the "Undersigned" or "Principal") hereby appoints: r • i‘j // k re. t l• el^' , as the Undersigned's agent(s) and attorney(*) in•fact ("Agentis)") to act INDIVIDUALLY with respect to, any and all accounts, if applicable (see below) in the Undersigned's name ("AccouM(s)"), held individually or jointly (provided that afl joint account holders have executed thisforml with DBSI, as well as individual retirement accounts held for the benefit of the Undenaignsd ("IRAs"), with the authority to direct DBSI to buy, sell (including short sales) and otherwise transact in any security, including but not limited to stocks, bonds, mutual fund snares, limited partnership interests, call and put Options (covered and uncovered), on margin or otherwise, and any instrument, agreement or contract relating to same, on margin or otherwise, or enter into futures, options on futures end forward contracts, interest rate, currency, equity or commodity swap transactions, deposit accounts at financial institutions and direct or indirect interests in securities, deposit instruments or contracts where all or part of the return is calculated by reference to changes in, among other things, the value of securities, commodities, currencies, interest rates, property of any description or indices, in each case in accordance with DBSI's terms and conditions for the Undersigned's account. account type, and risk and in the Undersigned's names, or numberis) on DBSI's books. Agent(s) must exercise the authority granted heroin. pursuant to the Undersigned's instiuotions, or otherwise for put poses which the Agents) reasonably deems to be in the Undersigned's best interest. By giving this authority, the Undersigned authorizes Agentfsl to make inquiries on the Account(s), including requesting information about account transactions, balances and holdings. 114WIA-01105 101/121 C001511.010612 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0O01615 EFTA_000 15089 EFTA00165867 Principal agrees that DBSI shell not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s), or that would violate any applicable laws, rules or regulations, or that would be otherwise limited by the account type or documentation on file. THE UNDERSIGNED AUTHORIZES THE AGENT(S) TO RECEIVE COPIES OF ACCOUNT STATEMENTS AND TRANSACTION CONFIRMATIONS UPON THE AGENT(S)'S REQUEST, DBSI RETAINS THE RIGHT IN ITS SOLE DISCRETION TO REFUSE TO ACCEPT INSTRUCTIONS BY THE AGENT(S) TO CHANGE THE MAILING ADDRESS ASSIGNED TO THE UNDERSIGNED'S ACCOUNT(S) OR ANY BENEFICIARY DESIGNATIONS. NOTE: If you want to authorize your Agent(s) to make gifts of your money or assets or other property held in the Account(s) during your lifetime, without restriction, to any one or more persons, including the Agent(s) himself, herself or themselves, you will need to execute a Statutory Major Gifts Rider. Giving such a power to your Agent(s) grants your Agents) authority to take actions which could significantly reduce your property or change how your property is distributed at death. DBSI shall not be responsible to monitor whether any payments or transfers are gifts and/or require the execution of a Statutory Major Gifts Rider. SELECT AND INITIAL THE APPLICABLE BOX FOR LIMITED OR FULL TRADING AUTHORIZATION O LIMITED TRADING AUTHORIZATION. In all such purchases, sales or trades, DBSI is authorized to follow the instructions of Agent(s) In every respect concerning the Account(s), and Agent(s) is/are authorized to act for the Undersigned and on the Undersigned's behalf in the same manner and with the same force and effect as the Undersigned might or could do with respect to such purchases, sales or trades as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or trades. Note: This Limited Authorization does not permit Agent(s) to withdraw or transfer assets from the Account(s). — OR— / FULL AUTHORIZATION TO TRADE AND MOVE ASSETS. DBSI is authorized to follow the I. raw.* instructions of Agents) in every respect concerning the Account(s), and to make deliveries or transfers of assets (including cash), from the Accounts) and payment of moneys as directed by Agent(s), without restriction finelndingt eh himself, herself or themselves except in connection with IRAs) in accordance with DBSI's terms and conditions and account type. In all matters and things aforementioned, as well as in all other things necessary or incidental to the furtherance or conduct of the Account(s), Agent(s) may act in the same manner and with the same force and effect as the Undersigned might or could do. Note: This Full Authorization grants Agent(s) unrestricted authority to trade in the Account(s) and to withdrew or transfer assets from the Account(s). For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection with distributions. This Authorization/Power of Attorney shall remain in full force and effect until DBSI receives actual written notice signed by the Undersigned of its revocation to be delivered to the Undersigned's DBSI Client Advisor or his or her branch manager. However, the limited power of attorney granted hereunder Is not a durable power of attorney and will cease to be effective upon actual receipt by DBSI of written notice of the occurrence of either of the following events: (i) the Undersigned is judicially declared to be incompetent or (i) the death of the Undersigned. Notwithstanding the foregoing, the Undersigned acknowledges that DBSI shall be entitled to continue to rely upon this Authorization/Power of Attorney until such time as DBSI receives such actual written notice. 2 1143WM-Otecoinn CO9011410512 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001616 EFTA_000 15090 EFTA00165868 The Undersigned understands end agrees that DBSI has the right to require additional verification and documentation from the Undersigned or the Undersigned's Agent(s) in certain transactions that DBSI, in its sole discretion, deems necessary. In addition, DBSI has the right to request that either a new Authorization/ Power of Attorney be executed or that the Agent(s) verify in writing the validity of the current Authorization/ Power of Attorney. Agent Name: / 71 fj 347'illy' Address: (Z)c vie.' lit{ y /cc-1 T1N of Agent: Relationship Are c, ria•ri to Principal: Agent Name: MR.( r.*, • sr Address: (Arc e 11 //et;4. c.) CCO TIN of Agent: Relationship to Principal: fity li cif( THIS DOCUMENT DOES NOT REVOKE ANY OTHER POWERS OF ATTORNEY THAT THE UNDERSIGNED HAS PREVIOUSLY EXECUTED, UNLESS THE UNDERSIGNED HAS SPECIFIED OTHERWISE ON THE UNES BELOW. INDEMNIFICATION The Undersigned acknowledges and agrees that the Undersigned is responsible for all acts of the Agent(s). The Undersigned hereby agrees, individually and on behalf of his/her heirs, executors, legal representatives, and assigns to indemeify and hold harmless DBSI and its parents, affiliates, subsidiaries, officers, employees, and agents (collectively, "DB") from all claims that may arise in connection herewith, and to pay DB promptly, on demand, any and ell losses and labilities arising therefrom or from any action taken or not taken by DB in reliance hereon, including without limitation, any debit balance due with respect to the Acoount(s). The Undersigned further hereby ratifies and confirms any and all transactions (including any payments or transfers) made by the Undersigned's Agent(s) in connection with the Account(s) prior or subsequent to the execution of this document and holds harmless DB regarding same. This Authorization/Power of Attorney shall inure to the benefit of DB and its successors and assigns irrespective of any change or changes at any time in the personnel thereof for any cause whatsoever. The Undersigned understands and agrees that the DBSI may require joint account holderls) to sign all requests for withdrawals from an account jointly with the Agent's). 3 IPW114091116 101/121 000611.01010 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001617 EFTA_000 1509 1 EFTA00165869 The Undersigned by signing below confirms that he/she has read the contents of this Power of Attorney and understands same, and has executed this Power of Attorney of his/her own free will and has received advice about the effect of this Power of Attorney from his/her advisers as he/she has deemed necessary or advisable. In witness whereof, the Undersigned has executed this Authorization/Power of Alton,. Date: /Cid/3 Signature: Print Name: (the "Undirsi net) Vet it TO BE EFFECTIVE FOR JOINT ACCOUNT(SI, ALL ACCOUNT HOLDERS MUST SIGN: In witness whereof, the Undersigned has executed this Authorization/Power of Attorney, Date: Signature: Print Nein: (the "Undersigned") This section intentionally left blank. 4 I I-PWMOOS6101/14 CO9611410612 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001618 EFTA_000 15092 EFTA00165870 ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE '--' "- the instrument. HARRY I. Notary Public. Slate of New York No. 01;rie851324 ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW Y2foltfr ogn inrx ipt reaks I Feb.n County 2toy y STATE OF COUNTY OF Pe w y;l4k STATE OF NEW YORK, COUNTY OF On 0 4 /141 1, /4,.. before me, #rri /31 (fr - personally appeared lirrebsi b.: tic In personally known to me 6r proved to me on the basis of satisfactory evidence to lie the indkidual s) whose names) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in hislheetheir capacity(ies), and that by his/her/their signature(s) on the instrument, the individual(s), or the person upon be of whom the in trai(s) acted, executed TIMER 5$.: On before me personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individuals) whose names) Is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(es). and that by his/her/ their signatures) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individuals) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF SS : On before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individuals) whose name(s) is (ere) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in hie/her/their capacity(ies), and that by his/her/their sIgnaturefs) on the instrument, the individual(s), or the person upon behalf of whom the individuaffsl acted, executed the instrument. Notary Public ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF COUNTY OF On before me. personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is late) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individuals) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) 5 11-11W61.03$26101/121 C09611.010612 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001619 EFTA_000 15093 EFTA00165871 IMPORTANT INFORMATION FOR THE AGENT(S): When you accept the authority granted under this Authorization/Power of Attorney, a special legal relationship is created between you and the Principal. This relationship Imposes on you legal responsibilities that continue until you resign or the Authorization/Power of Attorney is terminated or revoked. You must: 1. act according to any instructions from the Principal, or, where there ere no instructions, In the Principal's best interest; 2. avoid conflicts that would Impair your ability to act in tho Principal's best interest; 3. keep the Principal's property separate and distinct from any assets you own or control, unless otherwise permitted by law; 4. keep a record of all receipts, payments, and transactions conducted for the Principal; 5. disclose your identity as an Agent whenever you act for the Principal by writing or printing the Principal's name and signing your own name as "Agent" In either of the following manner: (Principal's Name) by (Your Signature) as Agent, or (Your Signature) as Agent for (Principal's Name); and 6. agree that OBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s) or that would violate any applicable laws, rules or regulations. You may not use the Principal's assets to benefit yourself or give major gifts to yourself or anyone else unless the Principal has specifically granted you that authority in this Authorization/Power of Attorney and in a Statutory Major Gifts Rider which the Principal may attach to this Autherization/Power of Attorney. If you have that authority, you must act according to any instructions of the Principal or, where there are no such Instructions, in the Principal's best interest. You may resign by giving written notice to the Principal and to any co-agent, successor agent, or the Principal's guardian if one hes been appointed. If there is anything about this document or your responsibilities that you do not understand, you should seek legal advice. Liability of Agent: The mooning of authority given to you is defined it New York's General Obligations Law, Article 5, This 15. If it is found that you have violated the law or acted outside the authority granted to you in the Authorization/Power of Attorney, you may be liable under the law for your violation. AGENT(S)' SIGNATURE AND ACKNOWLEDGEMENT OF APPOINTMENT: It is not required that the Principal and the Agent(s) sign et the same time, nor that multiple Agents sign at the same time. l/we, .P-kii Pt (haw, „ 7 SA' have read the foregoing !insertnornEs) of Agent(s)) Authorization/Power of Attorney. I am/we are e person(s) Identified therein as Agent(s) for e Principal Aimed therein. I .4(J 114-4--O-eC-41 --) f it tf. M. Agent's s °nature Age t's sig ture Dated: . ttle, /‘ Dated: 70( //3 6 4:WM-0985 401/121 ret0414.IVIACII CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001620 E FTA_000 15094 EFTA00165872 ACKNOWLEDGEMENT OF AGENT(SY SIGNATURE IN NEW YORK STATE STATE OF NEW YORK COUNTY OF k; / ss.: On 1661/-3 before me tti , / ( rilif f:.i. - personally appeared -1-..4.1. n, 9) I' " 144ti personally known to me or provedto me on the basis of satisfactory evidence to bithe individual(s)whosename(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by/his/her/their signature(s) on the instrument, the individual(s), or the person upon bih9H of whom the/ydividual(s) acted, executed the instrument. I /..-.: -.---- Ha Priv I. HEELER / Notary Public Notary Public, State of New York No. OIRE4853924 Qualified in Rocttland County ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATgemmission Expires Feb.17, 20.17 STATE OF , COUNTY OF ss.: On before me personally appeared ` personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capecity(ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE (fee joint amounts) STATE OF NEW YORK. COUNTY OF A.441/ ~( o r ss.: On /0//5 - / 13 before me 'jerk% k personally appeared /--Arlir tlepe (IC r personally known to me or proved to me on the basis of satisfactory evidence to be theft-KG' ual(s) whose nemels) is (are) subscribed to witbin the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrument, the individuel(s), or the person upon behalf of whom the individyksastAecL icH execu ARted n DSON the instrument. c-LAr...\ Notary Publk. State of New York No (MR16053071 Qualified in Queens County Notary Public Commission Expires January 2. 2015 ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF COUNTY OF ss.: On before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name's) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individuals) acted, executed the instrument, end that such individuel(s) made such appearance before the Undersigned in (state/countryl. (signature and office of the Individual taking acknowledgement) 7 II.PV0.44:035101112) C09.11-010612 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001621 EFTA_000 15095 EFTA00165873