Text extracted via OCR from the original document. May contain errors from the scanning process.
PI II I 11111
IR II
TTY
For internal use only
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001626
EFTA_000 15 IOU
EFTA00165878
Applicable Account No(s).
Authorization/Power of Attorney
For Natural/Individual Persons for use in connection with Brokerage Accounts and/or Retirement Accounts with
Deutsche Bank Securities Inc.
This AuthorizatlorVPower of Attorney constitutes a nondurable limited power of attorney, designed to give a person or
persons designated by you either (a) limited authority over your Account(s) or Ib) full authority over your AccountIsl as set
forth below.
CAUTION TO THE PRINCIPAL: Your Power of Attorney is an important document. As the "Principal," you give the
person whom you choose (your "agent") authority to spend your money and sell or dispose of your property during
your lifetime without telling you. You do not lose your authority to act even though you have given your agent similar
authority. When your agent exercises this authority, he or she must act according to any instructions you have provided
or, when there are no specific instructions, in your best interest, "Important Information for the Agent" at the end of
this document describes your agent's responsibilities. Your agent can act on your behalf only after signing the Power of
Attorney before a notary public.
You can request information from your agent at any time. If you are revoking a prior Power of Attorney by executing
this Power of Attorney, you should provide written notice of the revocation to your prior agent(s) and to the financial
institutions where your accounts are located. You can revoke or terminate your Power of Attorney at any time for any
reason as long as you ace of sound mind. If you are no longer of sound mind, a court can remove an agent for acting
improperly. Your agent cannot make health care decisions for you. You may execute a "Health Care Proxy" to do this.
The law governing Powers of Attorney is contained in the New York General Obligations Law, Article 5, Title 15. This law
is available at a law library, or entitle through the New York State Senate or Assembly wahsites, www.senate.strde.ny.us
or www.assembly.state.ny.us.
If there is anything in this document that you do not understand. you should consult with your lawyer.
Authority
The undersigned Principal (the "Undersigned" or "Principal") hereby appoints:
Darren IndyIce
as the Undersigned's agent(s) and attomey(s) in-fact
("Agent(s)") to act INDIVIDUALLY with respect to any and all accounts in the Undersigned's name rAccounfisrj, held
individually or jointly' with Deutsche Bank Securities Inc. (DBSI), as well as individual retirement accounts ((AM) held
for the benefit of the Undersigned, with the authority to direct DBSI to accept instructions from the Agent(s) as set forth
below, in each case in accordance with ()BSI's terms and conditions for the laderogned's account and risk,.and in the . -
Undersigned's names, or nurriber(s) on DBSI'iliboks. Agent(Scliluel exercise the authority granted herein pursuant to the
Undersigned's instructions, or otherwise for purposes which the Agents) reasonably doem(s) to be in the Undersigned's
best interest.
Principal agrees that OBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of
any agreements governing the Account(s), iv that would violate any applicable laws, rules or regulations, or that woilld
be otherwise limited by the account type or documentation on fith.
The Undersigned authorizes the Ageot(s) to make inquiries on the Account(s) (including transaction balances and
holdings) and to receive copies of account statements and transaction confirmations upon the Agent(s)'s request DBSI
retains the right in its sole discretion to refuse to accept instructions by the Agent(s) to change the official mailing
address assigned to thn Undersigoed's Actount(s) or any beneficiary.designanons.
NOTE: If you warn to authorize your Agent(s) to make gifts of your money or assets or other property held in the Account(s)
during your lifetime, without restriction, to any one or more persons, including the Agent(s) himself, herself or themselves.
you will need to execute a Statutory Major Gifts Rider. Giving such a power to your Agent(s) grants your Agent(s) authority
to take actions which could significantly reduce your property or change how your property is distributed at death. DBSI
shall not be responsible to monitor whether any payments or transfers are gifts and/or require the execution of a Statutory
Major Gilts Rider.
' For joint accounts, all the authorised account holders must execute this form.
Deutsche Bank Securities Inc., a subsidiary of Deutsche Bank AG. Conducts irreastment banking and securities
activities in the United States.
1
WM1348S7US
0147070811514
CONFIDENTIAL — PURSUANT TO FED R. CRIM. P. 6(e)
DB-SDNY-0001627
EFTA_00015101
EFTA00165879
DBSI is authorized to follow the instructions of Agent(s) in every respect concerning
the Account(s), and Agent(s) is/are authorized to act for the Undersigned and on the
Undersigned's behalf to buy, sell or enter into trades of stocks, bonds, option contracts, or
any other securities, or contracts relating to same on margin or otherwise, as well as with
respect to all other things necessary or incidental to the furtherance or conduct of such
purchases, sales or other trading activity.
finials)
—OR—
nruotiksl
Note: Limited Authorization does eot permit Agent(s) to withdraw or transfer assets from
the Account(s).
D= I is authorized to follow the instruetions of Agent(s) in every respect concerning the
ccpunt(s), and to make deliveries or transfers of assets (including cash), from the
A
unt(s) and payment of moneys as directed by Agent(s), without restriction
(i luding to the Agent(s), himself, herself or themselves except in connection with IRAs).
ote: This Full Authorization grants Agent(s) unrestricted authority to trade in the
Account(s) and to withdraw or transfer assets from the Account(s).
For IRAs. Agent is authorized to elect whether to make tax withholding elections in connection
with distributions.
•
In all matters and things mentioned above, as well as in all other things necessary or incidental to the
furtherance or conduct of the Account(s), Agent(s) may act in the same manner and with the same
force and effect as the Undersigned might or could do.
This Authorization/Power of Attorney shall remain in full force and effect until DBSI receives actual written notice signed by
the Undersigned of its revocation to be delivered to the Undersigned's DBSI Client Advisor or his or her branch manager.
However, the limited power of attorney granted hereunder is mg a durable power of attorney and will cease to be effective
upon actual receipt by DBSI of written notice of the occurrence of either of the following events: (a) the Undersigned is
judicially declared to be incompetent. or (b) the death of the Undersigned. Notwithstanding the foregoing, the Undersigned
acknowledges that DBSI shall be entitled to continue to rely upon this Authorization/Power of Attorney until such time as
DBSI receives such actual written notice.
The Undersigned understands and agrees that DBSI has the right to require additional verification and documentation from
the Undersigned or the Undersigned's Agent(s) in certain transactions that DBSI, in its sole discretion, deems necessary. In
addition, ()BSI has the right to request that either a new Authori ationiPower of Attorney be executed or that the Agent(S)
verify in writing the validity of the current Authorization/Power o Attorney.
-Damn Indykie
A nt's Name
Address
TIN of Agent
Attorney
—
_
-
Relationship to Principal
Agent's Name
Address —
TIN of Agent
Relationship to Principal
ORIGINAL
2
vVAII34957-US
•
014707.0911514
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001628
EFTA_00015102
EFTA00165880
Indemnification
The Undersigned acknowledges and agrees that the Undersigned is responsible for all acts of the Agent(s). The Undersigned
hereby agrees, individually and on behalf of his/her heirs, executors, legal representatives and assigns to indemnity and hold
harmless DBSI and its parents. affiliates, subsidiaries, officers, employees and agents (collectively, "DB") from all claims that
may arise in connection herewith. and to pay O8 promptly, on demand, any and all losses and liabilities arising therefrom or
from any action taken or not taken by DB in relianCe hereon, including without limitation, any debit balance due with respect
to the Account(s). The Undersigned further hereby ratifies and confirms any and all transactions lincluding any payments
or transfers) made by the Undersigned's Agent(s) in connection with the Account(s) prior or subsequent to the execution of
this document and holds harmless DB regarding same.
This Authorization/Power of Attorney shall inure to the benefit of DB and its successors and assigns irrespective of any
change or changes at any time in the personnel thereof for any cause whatsoever.
Principal(s) Signature and Acknowledgement
To be effective for joint account(s). all account holders must sign. Document must be signed in the presence of the Notary.
The Undersigned understands and agrees that DBSI may require joint account holder(s) to sign all requests for withdrawals
from an account jointly with the Agent(s).
The Undersigned by signing below confirms that ho/she has read the contents of this Power of Attorney and understands
same, and has executed this Power of Attorney of his/her own free will and has received advice about the effect of this
Power of Attorney from his/her advisers as he/she has deemed neaessary or advisable.
In witness whereof, the Undersigned has executed this Authorization/Power of Attorne
Date
t1
Signature:
Jeffrey Epste
Print Name:
(the 'Undersigned')
Date:
Signature:
Print Name:
(the 'Undersigned')
Dale:
Signature
Print Name:
(the 'Undersigned-I
3
WM 134957 US
014707:0911514
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001629
EFTA_000I5103
EFTA00165881
When you accept the authority granted under this AuthorizationfPower of Attorney, a special legal relationship is created
between you and the Principal. This relationship imposes on your legal responsibilities that continue until you resign or the
Authorization/Power of Attorney is terminated or revoked. You must:
(1)
Act according to any instructions from the Principal, or where there are no instructions, in the Principal's
best interest
(2)
Avoid conflicts that would impair your ability to act in the Principal's best interest
(3)
Keep the Principal's property separate and distinct from any assets you own or control, unless otherwise permitted
by law;
(4)
Keep a record of all mceipts, payments and transactions conducted for the Principal;
(5)
Disclose your identity as an Agent whenever you act for the Principal by writing or printing the Principal's name
and signing your own name as 'Agent' in either of the following manners: (Principal's Name) by (Your Signature) as
Agent or (Your Signature) as Agent for (Principal's Name); and
(6)
Agree that DBSI shall not be obligated to proceed with instructions that are inconsistent with the terms
of any agreements governing the Account(s) or that would violate any applicable laws, rules or regulations.
You may not use the Principt I's assets to benefit yourself or give major gifts to yourself or anyone else unless the Principal
has specifically granted you that authority in this Authorization/Power of Attorney and in a Statutory Major Gifts Rider which
the Principal may attach to this Authorization/Power of Attorney. If you have that authority, you must act according to any
instructions of the Principal or, where there are no such instructions, in the Principal's best interest. You may resign by
giving written notice to the Principal and to any co-agent or successor agent, If one has been appointed. if there is anything
about this document or your responsibilities that you do not understand, you should seek legal advice.
Liability of Agent: The meaning of authority given to you is defined in New York's General Obligations Law, Article 5, Title
15. If it is found that you have violated the law or acted outside the authority granted to you in the Authorization/Power of
Attorney, you may be liable under the law for your violation.
AGENT(S)' SIGNATURE AND ACKNOWLEDGEMENT OF APPOINTMENT:
It is not required that the Principal and the Agent(s) sign at the same tine. nor that mfitipo Agents sign at the same time.
Darren Indyke
Uwe,
. .
[insert namelsl of Agent(sll
have read the foregoing AuthorizatioNPower of Attorney. I am/we are the person(s) identified therein as Agent(s) for the
Principal named therein. Were acknowledge my/our legal responsibilities.
Authorization/Power of Attorney.
I arn/We are the person(s) identified therein as Atientierf0rthe Principal named therein.
Agent's signature
Agent's signature
Dated:- Mehra.
t%1 antfet
Dated:
imiciituAL
5
WM174957 1.19
0147070911514
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0001630
EFTA 00015104
EFTA00165882
ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE
STATE OF NEW YORK, COUNTY OF 1 ,4 vajlogy.,
On nal
before me,
eXenco to
el:e1 9 1
) g
-etctiv dualls) whose name(s) is (are) subscribed to within the instrument and aCknOwledgethkg me that
r.
Ian
personally known to me or proved to me on the basis of satisfactory
is
he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrue3nt the
'it1/4„ CS.
J
indiyidualls), or the person von behalf of whom the individua
acted. execute
he i
trument.
Sc.:
personally appeared
LESLEY K GROFF
Notary Public State of New *el
NO. 01GR62$S700
()Willa in New York Cagily
My Co
STATE OF
NI y
On _MA04 )3 ao thefore me,
personally appeared
•
, personally known to me or proved to me on the basis of satisfactory
evidence to be the incf
whose name(s) is tare) subscribed to within the instrument and acknowledged to me
— •
—
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-
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that he/she/they executed the same in his/her/their capacity(es), and that by his/her/their signature(s) on the instrument,
the individualist, or the person upon behalf of whom the individuals) acted, executed the instrument, and that such
individuals) made such appearance before the Undersigned in
(state/country).
o ry Public
CIPAL'S SIGNATURE OUTSIDE NEW YORK STATE
COUNTY OF
NY
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ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN. NEW YORK STATE (for joint accounts)
se:
On ,
.
before me. ._
. personally appeared
, personally known to me or proved to me on the basis of satisfactory
evidence to be the individual(s) whose name(s) is fare) subscribed to within the instrument and acknowledged to me that
he/she/they executed the same in his/her/their capacity(ies), and that by his/her/heir signature(s) on the instrument, the
individual(s), or the person upon behalf of whom the individualist acted, executed the instrument.
Notary Public
— •- •
ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORK STATE (for joint es:icon/As)
STATE OF
COUNTY OF
On
before me.
personally appeared
personally known to me or proved to me on the basis of satisfactory
evidence to be the individualls) whose name(s) is (are) subscribed to within the instrument and acknowledged to me
that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrument,
the individual(s). or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such
individual(s) made such appearance before the Undersigned in
(state/country).
('signature and office of the individual taking acknowledgement)
EkmichvAL
4
OO.1134957-US
014707.0911514
CONFIDENTIAL - PURSUANT TO FED R. CRIM. P. 6(e)
DB-SDNY-OOO1631
EFFA_00015105
EFTA00165883
ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE
STATE OF NEW YORK, COUNTY OF It•ker %a %tolatile
.
Oninearsie VSialtipit
before me,
. personally appeared
bishelleSiratiketertellic--. Personally known to me or proved to me on the basis of satisfactory evidence to be the . ;. 'v.•._
individualist who
name(s) is fare) subscribed to within the instrument and acknowledged to me that he/she/they
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executed the same in his/her/their capacity(ies), and that by li
heir signature(s) on the instrument. thevidividual(e), ' l
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of
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Notary Public • State 01 New York
NO 01GR6265700
OualMeC in New York County
PA
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STATE OF
On M itedH 3,-)10 (4-
before me,
personally SDI:geared
personally known to me or proved to me on the basis of satisfactory evidence to be
the individuals) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they
executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrument, the individuals).
or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individualist made
such appearance before the Undersigned in
(state/country).
tary
)' SIGNATURE OUTSIDE NEW YORK STATE
COUNTY OF
(signature and office of the individual taking acknowledgement)
ACKNOWLEDGEMENT OF AGENTISY SIGNATURE IN NEW YORK STATE (for balm accounts)
STATE OF NEW YORK, COUNTY OF _
as.:
•
On
before me,
•
personally appeared
. personally known to me or proved to me on the basis of satisfactory evidence to be the
individualist whose names) is (are) subscribed to within the instrument and acknowledged to me that he/she/they
executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrument, the individual(s),
or the person upon behalf of whom the ladividual(s) acted, exscuted the instrument.
Notary Public
ACKNOWLEDGEMENT OF AGENT(S)* SIGNATURE OUTSIDE NEW YORK stiff (for joint accounts)
STATE OF
COUNTY OF
ss.:
On
_
before me,
personally appeared
personally known to me or proved to me on the basis of satisfactory evidence to be
the individual(s) whose name(s) is lave) subscribed to within the instrument and acknowledged to me that he/she/they
executed the same in his/her/their capacity(iesl, and that by his/her/their signature(s) on the instrument, the individual(s).
or the person upon behalf of whom the individuals) acted, executed the instrument, and that such individuaNs) made
such appearance before the Undersigned in
(state/country).
(signature and office of the individual taking acknowledgement)
viramaaseiiUS
0147070911514
•
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001632
EFFA_00015106
EFTA00165884
rij
Current Classification: (click here for help) Internal
Re: BSO Exception Request - DB POA Form [li
Zia Memon to: Zbynek Kozelsky, Vahe Stepanian
Cc: Jay Lipman, Tazia Smith, Fran M Wickman, Amanda Kirby
10/22)2013 07:54 AM
History:
This message has been replied to and forwarded.
Classification: For internal use only
BSO approved
Zbynek Kozelsky
Original Message —
Sant: 10/22/2013 07:49 AM EDT
Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby
Classification: For internal use only
Good morning Zia,
Please see below.
Ziggy Kozelsky
Markets Coverage Group
Deutsche Bank Securities Inc.
Private Wealth Management
345 Park Avenue
Ass
10154
Sent From Blackberry
Vahe Stepanian
1
Zia Memon
-- Original Message ---
Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby
(I)
Classification: For internal use only
Good Morning Zia,
Hope you had a great weekend.
Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below).
As you may know, we ere in the process of onboarding a new client, Jeffrey Epstein, who has already
transferred in 5120mm+ liquid across his accounts.
A few itemi that we're requesting exceptions for
1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would
like his assistants to have FULL POA over accts. Cannot use LTA in this situation.
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001633
EFTA_00015107
EFTA00165885
2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval
3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant
is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant).
I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have
any questions.
We're meeting with the client tomorrow morning, so we would appreciate It you could please review at
some point today.
Thanks in advance for your help.
Vahe
— Forwarded by Vahe Stepanian/db/dbcom on 10/21/2013 08:35 AM —
From:
Fran M Wickman/db/dbcom
To:
Vahe Stepanian/db/dbcorn@DBAmericas, Jay Lipmerodbidbcom@DBAMERICAS,
Cc:
Zbynek Kozelsky/db/dbcom@DBAmericas, MO CIP
Date:
10/18/2013 02:52 PM
Subject:
POA Issues II)
Classification: For internal use only
DB POA is for Natural Persons accounts only. DB Limited Trading
Authorization Is to be completed for trusts & corporations.
Professional relationship to Agent requires BSO approval.
Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht.
- DB POA is for
Natural Persons accounts only. DB Limited Trading Authorization is to be completed for corporations &
LLCs.
is not a valid acct #.
Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht.
The signatures were notarized by one the Agents being given power of attorney.
Kind regards,
Fran Wickman
Fran Wickman
Deutsche Bank Securities Inc.
Private and Institutional Client Services (PICS)
more. MD. USA
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001634
EFTA_00015108
EFTA00165886
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0001635
EFTA_000 15109
EFTA00165887