KYC Print

KYC Print Page 1 of 12 DB PWM GLOBAL KYC/NCA: PART A KYC Case * : 01791049 One sheet must be established per relationship • list all accounts Included In the relationshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHI • Booking Center. I New York Relationship Manager: Stewart Oldfield O New PWM Relationship 2 Existing PWM Relationship Relationship to PWM: If exisbng, please Indicate since when the relationship costs, provide reason for new profile and attach old profile: •**This KYC sal:medic review for high risk remediatin", Original KYC1133377 2 Cent Referral O RM Prospect O Intermediary/PIM O Other Source (CM, etc.) How Was the Clent(s) Introduced? How long has the RM personaly known the client? Please provide details (e.g. name of referral source, how maw years R/1 personally ha known client, etc.): Stew Oldfleld reached out to Rich Kahn and Darren Indyke on 7/7/2017 to confirm material changes to the accounts. Rich Kahn confirms