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Case File
efta-efta00169326DOJ Data Set 9Other

Deutsche Bunk

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00169326
Pages
1
Persons
0
Integrity
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Summary

Deutsche Bunk VVealth Monagernent Form is not valid until approved by BSO. October 13, 2017 SOUTHERN FINANCIAL tic / THE MAZE TRUST / JEEPERS INC SOUTHERN TRUST COMPANYINC J EPSTEIN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOKT2UARTER 83 ST THOMAS. ./I 00802 Re It is the practice of Deutsche Bank Securities Inc. (the "Firm") not to accept trading instructions From customers via electronic media. To facilitate orders more tiffiCiently and expeditioesly. the Arm is wilting to makean exception to allow you to provide trading instructions via electronic media. ag., e-mailiacsimile,AOL-IM-DB. BB Chat and e-rax, butnot via volcornail.Onters sent by email or facsimile may not rottchthe Firm, or once such orders are received, they may not come to the attention of the intended recipient ina timely manner.As a result, there may keanarket Fluctuation &nine the period between when the instructions are.sent and when the order is received. To alleviate this possibility, we encourage yo

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Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bunk VVealth Monagernent Form is not valid until approved by BSO. October 13, 2017 SOUTHERN FINANCIAL tic / THE MAZE TRUST / JEEPERS INC SOUTHERN TRUST COMPANYINC J EPSTEIN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOKT2UARTER 83 ST THOMAS. ./I 00802 Re It is the practice of Deutsche Bank Securities Inc. (the "Firm") not to accept trading instructions From customers via electronic media. To facilitate orders more tiffiCiently and expeditioesly. the Arm is wilting to makean exception to allow you to provide trading instructions via electronic media. ag., e-mailiacsimile,AOL-IM-DB. BB Chat and e-rax, butnot via volcornail.Onters sent by email or facsimile may not rottchthe Firm, or once such orders are received, they may not come to the attention of the intended recipient ina timely manner.As a result, there may keanarket Fluctuation &nine the period between when the instructions are.sent and when the order is received. To alleviate this possibility, we encourage yo continue to phone us prior to sending trading Instructions via e-mail. facsimile, AOL-IM-DB, 88 Chat or e-fax to make sure communication with a Client Advisor is established. In consideration for ouragreeing to make this accommodation to accept Instructions itorayou via email or facsimileet your request and upon thetondition that you acknowledge and agree that (I) instructions received via email or Facsimile are deemed received only when actually read, and (ii) you hold harmless and indemnify the Fkm and its affiliates. employees. oflicetrand directors from any and all liability arising from theexecution of transactions based on 'such instructions w horn such instructions not being executed. Finally, you agree to accept tesponsib8ity for the transmission ol instructions to the Firm and agree that You will beef Mari* of loss arising from the method of transmission used in the. event of transmission errors. misunderstandings:I emanations. tsensmission by unauthorized parsons. forgery OrinterCepra. We require your sign your Client Advisor sincerely, arena, stmervisor's ss °Milan oii);;;;;Itii or* Acknowledged niti‘Agre d 9iwClient x Nino JeffreiEpstein Piing Name ( e l l 1MIND to indicate y9ur agreement to the above terms. Flease sign below and return this letter w at apporisnliy. Thank you. Director rata Zbynek Kozeisky Prim Name ged and A tepCkent sgrinwo croctLt A C1Accr1/4 tsk sword,* , 2-1 cute eammonwin BSO Approval is-evidenced lectronlcally in accordance ith Flt p1 lit 201 Paul Barrett Date (itilM/tIT)/YYYY) twine,* Bone (reins Deutsche eansikG and as allaloto0 twm*--oa Deoische Bark %Worm MonaoNotni monwonel Me %yeah trUfilliitTOM oct;oits conuoecedty Ochnsehe Writ AO or its.ohbiwohos. Biokenwo soMees Oro WINN ihe ouch DeutiOo Sank Secomica Mc. a Of okeedold in and nnikinned unvottnentadolseo Miklocoodiscis 030011101 otaMSce,in.tho Viied Scams. MN:NM BantSeasions Itc 1st mental of NNAA. NYSE and SIDE. Wooing and INNEN, SOntion pea 04400 through (Mambo Bank Tn.st Cempany NnOliCat itb3MW, FOC. and nun owner's al the Dev:sche Bonk (hooch WM167628 021661.070716 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) EFTA_000 19579 EFTA00169326

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