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efta-efta00169397DOJ Data Set 9Other

Deutsche Bank

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00169397
Pages
1
Persons
1
Integrity
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Summary

Deutsche Bank Wealth Management Form is not valid until approved by BSO. October 13, 2017 SOUTHERN FINANCIAL 11.0 /111tHAZE TRUST / JEEPERSINC SOUTNERN TRUST COMPANYINC J EPSTEIN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOKT2UARTER 83 ST THOMAS. I 00802 Re: It is the practice of Deutsche Bank Securities Inc. (the "Firm") not to accept trading instructions from customers via electronic media. To facilitate orders more of fiCiently and expedltioesly. the Arm is willing to make an exception to allow you to provide tradng instructions via electronic media. e.g., ts-mat facsimile, AOLINI•Dfit. BB Chat and enfax, but not via voleetnail.Orders sent by email or facsimile may not roach•the Arm, or once such orders are received, they may not come to the attention of Pie intended recipient in a timely manner. As a result, Mare may bumarket Fluctuation eluting the period between when the instructions are sent and when the order is received. To alleviate this possibility, we encourage

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Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank Wealth Management Form is not valid until approved by BSO. October 13, 2017 SOUTHERN FINANCIAL 11.0 /111tHAZE TRUST / JEEPERSINC SOUTNERN TRUST COMPANYINC J EPSTEIN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOKT2UARTER 83 ST THOMAS. I 00802 Re: It is the practice of Deutsche Bank Securities Inc. (the "Firm") not to accept trading instructions from customers via electronic media. To facilitate orders more of fiCiently and expedltioesly. the Arm is willing to make an exception to allow you to provide tradng instructions via electronic media. e.g., ts-mat facsimile, AOLINI•Dfit. BB Chat and enfax, but not via voleetnail.Orders sent by email or facsimile may not roach•the Arm, or once such orders are received, they may not come to the attention of Pie intended recipient in a timely manner. As a result, Mare may bumarket Fluctuation eluting the period between when the instructions are sent and when the order is received. To alleviate this possibility, we encourageyouto continue to phone us prior to sending trading Instructions via e-mail, facsimile, AOL-IM-DB, 88 Chat or ti-fax to make sure communication with a Client Advisor is established. In consideration for °wag/ming to make this accommodation to accept instructions horn' you via email or facsimile et your request and upon the 'condition that you acknowledge and agree that (I) instructions received via email or Facsimile are deemed received only when actually reed, and (ii) you agree.to hold harmless and indemnify the Fkm and its affiliates, employees. el:ice:sand directors from any and all liability arising from theexecution of transactions based on' uch instructions or from such instructions not being executed. Finally, you agree to accept 'responsibility tot the transmission of instructions to tie Firm and agree that you will Mai' the risk of loss arising from the method of transmission used in thp event of transmission errors. misunddrstandings: im3porsonations. uensmission by unauthorized persons. forgery orintercaprs. We require your sign your Client Advisor Sincerely, Stench svecovisors s Division cd-Craa— c -he ant 6(<rfine inc. Acknowledged rid‘Agre ittntir‘ore Jeffrey Epstein Prim Name coin Daso IWND R— to iit(BCOIO ygur agreement to the above terms. Please sign below and return this lette, tc at oppoosinliy. Thank you. .• .• Director laic Zbynek Kozeisky Prim Name dekn j ow dged and Agreed to by Client Advisor v signaiWe 7 5-0<7.14---‘ A CliCcr\ Pc (Li Minable* , 1-) Duo pABIMODYYS1 BSO Approval is evidenced acttonically in accordance ith Fftm po 2 0 11 ' Paul Barrett Dale (MM/DT)/YYYY) 'Opal sehe Bone Peons Deutsche BankritG and as emote° ceinneed °mostly SAM; %Hearin Machismo-1i tiatifeachtl the Wealth Mallielnent aalieha I condeocedty DOWSDUI Bank AO or insibidolios. Brokerage seMees oao alleles) !Mouth CiainsOo Bank Seerintiori Me. abrokcodeali, and regisiond unnostrriontadyike whkliconeiscis leXtfialtall oarlike, intho Under/Soon. Deutsche BanioSeannins tic isa mambo of SP/PA. NYSE and Stk. Denary and lent se Setykaj eta elitlf00 through Deutsche Bank Mod Company Nitrites. member FOIC. and loner moral:ins of the Devischn Bank Itiedoi. WhI1676213 021661.030716 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) et9000790 EFTA_000 19660 EFTA00169397

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Case 9:08-cv-80736-KAM Document 435 Entered on FLSD Docket 02/21/2019 Page 1 of 33

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