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efta-efta00169657DOJ Data Set 9Other

COVER SHEET FOR GLOBAL MARKETS WITH NETTING CHECKLIST

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00169657
Pages
2
Persons
0
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Summary

COVER SHEET FOR GLOBAL MARKETS WITH NETTING CHECKLIST for Signature and for Processing To: Cynthia Cuomo for Signature To: Milagros Morales for Processing From: Ajinkya Natarajan Date: October 10, 2015 Counterparty/Agent Name: CP Principal (if applicable): Jurisdiction of Organization: Southern Trust Company. Inc. USA Entity Type: Corporation Type of Agreement: 1SDA Master Agreement Credit Support Annex Amendment Futures & Options Agrmt (scanning only) 0 Other 0 0 COUNTERPARTY IS URGENTLY REQUESTING THE RETURN OF THIS AGREEMENT. Attached, please find the following for review and signature: Execution copies of the above referenced agreement between Deutsche Bank AG and Southern Trust Company, Inc. dated as of October 10, 2015 . 0 Supporting Enc. documentation: or M/P Enclosed or Missing/Pending: Secretary of State/Registration Enc. or M/P Legal Opinion 0 Waived 0 Certificate of Inc./Restated Certificate of Inc. Guaranty Charter and By-laws

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Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
COVER SHEET FOR GLOBAL MARKETS WITH NETTING CHECKLIST for Signature and for Processing To: Cynthia Cuomo for Signature To: Milagros Morales for Processing From: Ajinkya Natarajan Date: October 10, 2015 Counterparty/Agent Name: CP Principal (if applicable): Jurisdiction of Organization: Southern Trust Company. Inc. USA Entity Type: Corporation Type of Agreement: 1SDA Master Agreement Credit Support Annex Amendment Futures & Options Agrmt (scanning only) 0 Other 0 0 COUNTERPARTY IS URGENTLY REQUESTING THE RETURN OF THIS AGREEMENT. Attached, please find the following for review and signature: Execution copies of the above referenced agreement between Deutsche Bank AG and Southern Trust Company, Inc. dated as of October 10, 2015 . 0 Supporting Enc. documentation: or M/P Enclosed or Missing/Pending: Secretary of State/Registration Enc. or M/P Legal Opinion 0 Waived 0 Certificate of Inc./Restated Certificate of Inc. Guaranty Charter and By-laws Guaranty Signature Specimen/ Incumbency Offering document IRS Tax Form W-9 Limited Partnership Agreement El IRS Tax Form W-SECI Corporate Resolution(s) Signature Specimen/Incumbency 0 IRS Tax Form W-8BEN IRS Tax Form W-8IMY Investment Management Agreement Other: Sub-Management/Sub-Advisory Agreement Other: El filackline copy (against template):1 PLM CONTRACT NU R:/Global _ Markets/Netting Info/GM-CYRSHT w-Netting (Aug 5, 2010) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ajaVog i060 EFTA_000 19930 EFTA00169657 PARAGON LEGAL MODULE (PLM) - NETTING INFORMATION STORAGE SHEET Negotiator: AJINKYA NATARAJAN Counterparty: Contract #: Contract Type: Southern Trust Company. Inc. 640330 Isda And Csa Amendment Please store the following information in Paragon Legal Module: In the master agreement's Contract Details Screen: Credit Line Netting: YES Regulatory Netting YES In the CP Properties Screen for the Head Office: Credit Line Netting: YES Regulatory Netting YES NO NO NO NO In the CP Properties Screen for the CP Office Credit Line Netting: YES Regulatory Netting YES In the CP Properties Screen for the CP Office Credit Line Netting: YES Regulatory Netting YES NO NO N/A K N/A K NO NO N/A N/A In the CP Properties Screen for the CP Office Credit line Netting: YES Regulatory Netting YES In the field "Netting Comment": In the field "Attention to": NO NO N/A N/A R:/Global _Markets/Netting Info/GM-CVRSI IT w-Netting (Aug 5,2010) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) tnai06i EFTA 00019931 EFTA00169658

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