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efta-efta00197856DOJ Data Set 9Other

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DOJ Data Set 9

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EFTA 00197856

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EFTA Disclosure

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Statements EFTA00197856 CLEARED THROUGH ITS YiHOU.Y 01WED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 ACCOUNT EXECUTIVE TELEPHONE VISIT OUR WEBSITE CHERMAN.IRA ono nearstearns.com BON. SOMAS SBOu•itkl Ca0 Cbetlevotech Cooler HORN StCCidel. NC* rex 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PER100 December 1.2001 THROUGH December 3t. 2001 What's In This Statement IIIIIIIIII1111111 I I ACCCUYT NUMBER TAXPAYER NUMBER LAST STATEMENT November 30.200: Financial Summary 3 INSTITUTIONAL INTERESTS Your Portfolio Holdings 4 FINANCIAL TRUST CO TTEE ATTN JEANIE BRENNEN Transaction Detail 5 6100 RED HOOK QUARTER Fund Activity 5 SUITE B-3 Trades Not Yet Settled 6 ST THOMAS VI 00802 Your Messages 7 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURITIES THIS PEFUOD 72.600 Cash 8 Eguvalent 535.401.742 $35.339.494 NET CREDIT BALANCE 599.295 Equities 1 972.600 MONEY MARKET FUND BALANCE 34,802.447 971.200 NET EQUITY This PERIOD $35.474.342 MO Current market value Last statement's market value NET EQUITY LAST STATEMENT 35,410.694 CHANGE SINCE LAST STATEMENT 63.648 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Piro mad oaf CIITOCCODO a rooroon% of &Cal or Mocks. owcauci as doltraoti to to Dom Somas of 800404-14211: a ono to Clom SONIC.. a Bow. Steam Saumos Coup.. One Mee/lab Cool., North. Swaim., NY 1'204859 1/...LOTOYani 10, elleclearesel wpm, ally t k ra liallded as a lit downed Des statemere allow pa retaned for your records Set reverse ode far irrpcclott rearms.= 027 [M020203:34 001 Important Message II any information regarding 2001interest. dividends. miscellaneous income. gross proceeds or original issue discount is required to be reported to the IRS for this account, a Consolidated Form 1099 will be mailed to you by January 31.2002or 1042S by March 15.2002. v519 EFTA00197857 CLEARED 1HRCO3H nS WHOLLY OWNED SUBSIDIARY 1308i. SOMAS Soowntlef COO Ono Llevotech Center Hann BreaIgn. Hew Vatic 11201.3859 INSTITUTIONAL INTERESTS 2 al 7 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 131.0102:08:34 001 V519 EFTA00197858 CLEARED THROUGH ITS ?RIMY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Steams 8 Co. Inc. 383 Madison Avenue New Y New York 10179 3 Cash Flow Analysis THIS PERIOD Income Summary DC REMO YEAR TO DATE Opening Balance $9,587,957.27 Dividends 50,909.62 565,744.58 Credit Balance Int. 9,387.90 54,951.02 Money Fund 50,909.62 Total $60,297.52 $620,695.60 Dividends/Interest 11,338.00 Margin Int Paid 0.00 -1,558.64 Amount Credited $62.247.62 Money Fund -9.050.909.62 Amount Debited 9-9.050.909.62 Portfolio Composition Net Cash Activity -8.988.662.00 Cashtash Equivalent 35.401.742 Equities 72.600 Closing Balance $599,295.27 Same dui vanity, cl cam tnp... &e nal inch x1"0 in Pe Total $35.474.342 20:110n Sur., Imnnitts a‘ ‘rill ... Jt'rif transsiNew am wed. .1(404t In Learn4a.x. DE41 Cash Balance Summary CLOSING Cash 1,381,989.85 599,295.27 Margo 8,205,966.50 0.10 Short 0.92 -0.10 Net Cash Balance $9,587,957.27 $599.295.27 Beer. Saee•ns SOC,rititi Cop. Cc* Metselech Conte North Beccidon. New Volt 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCOUNT NUMBER TAXPAYER WESER LAST STATEMENT November 30.2001 Your Portfolio Allocation Cash 8 Equivalent- 99% Untoded morons denote oat Difence *nee 'Mo•1 inane vei‘Aiti The plecom ;event'', is clewed kern to obsol.te market rat), al >vv palkno 027 01,0102:0B:34 001 V519 EFTA00197859 CLEARED THROUGH ITS niCkLY CAM,E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 4 ci Your Portfolio Holdings CASH & CASH EQUIVALENTS DESCRPRON CASH BALANCE SYMBOLCUSIP MARXE7 ESTIMATED CURPINT QUANTITY PRICE VALUE ANNUAL INCOME YELD 1%) 599,295 DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG VIEW 2,1000% TOTAL CASH & CASH EQUIVALENTS 34.802.447.11 1.0000 34.802,447 800.456 2.3000 $35,401,742 $800.456 EQUITIES Equities & Options ACC! MARKET ESTEMTED CURRENT DESCRFRON VhiSOMSIP PPE DUANSTY PRICE VALUE ANIMAL INCOIAE YEW PH BANK PLUS CORP MI CASH 10.000 7.2600 72,600 Total Equities& Options $72.600 $0 TOTAL EQUITIES $72.600 SO YOUR TOTAL ESTIMATED ANNUAL INCOME $800.456 YOUR PRICED PORTFOLIOHOLDINGS $35.474.342 Beer. SZeirns S0N, t4,1 Cory. Ore Momloch Contm North Brock/on. New Ye* 112013559 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCCUNT NUMBER TAXPAYER WESER LAST STATEMENT Naomi:et 30.2001 027 OID3.02:06:34 001 VSI9 EFTA00197860 CLEARED THROUGH ITS witem.Y CA1h.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New Y New York 10179 5 Transaction Detail Beer. SZeirhs SOC,r44,1 Cory. 0-41km:tech Cella NOM Beccidon. New Teitt 11201.3919 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCOUNT NUMBER TAXPAYER PAIUMER MONEY FUND ACTIVITY DATE LAST STATEMENT November 30.2001 MODAY TRANS:410N DESCRIPTION SYMEWCUSIP oueerrny PRICE DEBIT AMOUNT CREDIT AMOUNT 12/01/01 OPENING BALANCE 25,751,537.49 12/03/01 12/03/01 DIVIDEND REINVEST paYrfilf&SMGEMENT-CA. A MONTHLY DIVIDEND DREYFUS CASH MANAGEMENT-CA. A IME 50.909.62 50.909.62 50.909.62 12/31/01 BOUGHT INSTITUTIONAL SHARES DIVIDEND REINVESTED DREYFUS CASH MANAGEMENT-CA. A INSTITUTIONAL SHARES INN 9.000.000 1.0000 9.000.000.00 12/31/01 CLOSINGBALANCE 34.802.447.11 TOTAL 59.050.909.62 $50.909.62 INTEREST DATE DESCRIPTION 12/21/01 INTEREST ON CREDIT BALANCE AT 1 1/4% 12/11 THRU 12/20 STMEICIAVSIP OVANTRY RATE I%I 1.2500 DENT AMOUNT CREDIT AMOUNT 3,329.15 12/21/01 INTEREST ON CREDIT BALANCE AT 1 1/2% 11/19 THRU 12110 1.5000 6,058.75 12/21/01 SHT ACCT FEE 11/21-122001 1,950.10 TOTAL $11,338.00 MISCELLANEOUS DATE MOAT TBANSACTCN DESCRIPTION 12/03/01 JOURNAL MARK TO MARKET DEBT AMOUNT CREPT ATICVNT 0.92 027 DI 03.02:06:34 001 VS19 EFTA00197861 CLEARED THROUGH ITS ?RIMY CAM•E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York New York 10179 6 o Transaction Detail (continued) MISCELLANEOUS (continued) DATE MaDAY TRANSACTCN 12/03/01 JOURNAL DESCRIPTOR MARK TO MARKET SHORT POS DEBIT AMOUNT 0.92 CREW ATAOUNT 12/24/01 JOURNAL MARK TO MARKET 1.950.00 12/24/01 JOURNAL MARK TO MARKET SHORT P06 1,950.00 JOURNAL FROM TYPE 5 TO 1 0.10 JOURNAL FROM TYPE 2 TO 1 8,207,917.42 12/31/01 JOURNAL 12/31/01 JOURNAL 1781761 """' artingt JBuAfvALYIiZ5iTI'ilinto iitivei ANAL YOMANREI i Mit] .K5MIAL FAAAg•YOMANREt tritgArPot 0.10 0.10 12/31/01 JOURNAL JOURNAL FROM TYPE 5 TO 1 0.10 TOTAL $-8.209.868.54 $8,209.868.54 Trades Executed Pending Settlement SETTLEMENT TRADE DATE DATE TRANSACTION DESORPTION 01/03/02 12/28/01 SOLD BANK PLUS CORP TOTAL ST1ABOUCUSIP Beer. SZeirns SON, M1 COrP OtoLlevelech Cella HMO Beccidon. New Yak 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCOUNT NUMBER TAXPAYER MASER LAST STATEMENT MOMS( 30.2001 DUMMY ercE DEW AMOUNT CREDIT AMOUNT •10.000.00 7.1400 71.398.92 $0.00 $71,398.92 The abet* WOODS et nee appear In any 011w sothow PI Mt Raiment 027 01,0102:0B:34 001 V519 EFTA00197862 CLEARED THROUGH ITS ?RIMY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 7 CI Your messages As part of the National Association of Securities Dealer's (NASD) Investor Education Program, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number (800) 289.9999 or via the intemet address which is wmv,nasdr,com, In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request, End of Statement Beet Szeaws Sec.r.ter Core. CcoMetiotech Center North Beccidon. New Ye* 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCCUNT NUMBER TAXPAYER AMBER LAST STATEMENT NOYER992, 30.2001 027 Ou03/02,08:34 001 V519 EFTA00197863 CLEARED THROUGH ITS WHOLLY 01WED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8. Co. Inc. 383 Madison Avenue New York, Nevi York 10179 seer. ROAMS SOOtribtf Ca0 hen Maratch Cooler North Elecck/on. Ne* rot 11201.3859 INSTITUTIONAL INTERESTS ACCOUNT EXECUTIVE ZI3HEHMAN.IRA TELEPHONE VISIT OUR WEBSITE omweiexeteares.com What's In This Statement Financial Summary 3 1111,111111111111 II INSTITUTIONAL INTERESTS STATEMENT PERQ0 THROUGH ACCOUNT NUMBER TAXPAYER NUMBER LAST STATEMENT October 27.2001 November 30.2001 October 26.2001 Your Portfolio Holdings 4 FINANCIAL TRUST CO TTEE Transaction Detail 5 ATTN JEANIE BRENNEN Fund Activity 6 6100 RED HOOK QUARTER SUITE B-3 Your Portfolio at a Glance TOTAL VALUE OF SECURITIES THIS PEFUOD NET CREDIT 8AULiCE MONEY MARKET FUND BALANCE 71.200 9.587.957 25.751.537 NET EQUITY This PERIOD $35.410.694 NET EQUITY LAST STATEMENT 35.316.922 CHANGE SINCE LAST STATEMENT 93.772 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. ST THOMAS VI 00802 Market Value of Your Portfolio Cash 8 Equvalent — Egoles l ogratac $71 200 $9.205.875 : 6-9.135.175 Plo.va mood oaf Wham* a rooroctia of ctocks or mocks, ndicolod as doltraott to p5u. lo Oeni SoMon of 800041428: a yet lo CNN Sank.. a Boot Steam Saunas Cap.. One lAoYokKB Coolly North. BrooN>n, NY. I i2obsese Current market value IM Last statement's market value I=1 Short market value 535.339.494 $35.246.222 Sic nes simnel it kw Wormarrel pawns ally It k not INOrldod AS a Um doom d e Du outworn ORM be Wand for your recent Sn may S. for onocrlort rearms.= 027 1201.01:10:46 001 Y513 EFTA00197864 CLEARED THROUGH RS YiHMV 0"E0 SUBSIDIARY Beer. Szewee Secwititi GOO. Ce4 Meal:tech Cord 1100.11 acedCon. Hew Year 11201.3859 INSTITUTIONAL INTERESTS 2 PI STATEMENT BACKER IS PRINTED ON THIS PAGE 027 1201.'01:10:44 001 V513 EFTA00197865 CLEARED 1HRWGH ITS vniCkLY CMO.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 3 Cash Flow Analysis THIS PERIOD Cash Balance Summary C.ENN3 CLOSNO Opening Balance $9,082.051.19 Cash 889.554.39 1,381,989.85 Money Fund 537.366.49 Margin -681,119.49 8,205,966.50 Funds Deposited 16,595.94 Shod 8,873,616.29 0.92 Dividends Interest 18186.86 Net Cash Balance $9,082,051.19 $9,587,957.27 Amount Credited $569,149.29 Money Fund -62.366.49 Dividends/Interest Charged -876.72 Income Summary TIC PERIOD YEAR TO DATE Amount Debited $-63.243.21 Dividends 63.053.99 514,834.96 Net Cash Activity 505.906.08 Credit Balance Int. 152.02 45,563.12 Closing Balance 39.587.957.27 Total $63,206.01 $560,398.08 Same deo tanslem c4 cash below scowl byes am not mcluded in the sedge. such Inmetero as well as details Iv as o'er Iransachceo Ins penod. appoot in TnanSaCIICO Dotal. Margin Int. Paid 414.99 -1,558.64 Portfolio Composition Cash/Cash Equivalent 35,339,494 Equities 71,200 Total $35,410,694 027 1241(01:10:44 001 Beer. Stearn Socv,hia Cap. Ore Mevolech Contet North Beccidon. New Year 11201.3559 INSTITUTIONAL INTERESTS STATEMENT PERIOD 0C1009! 27.2001 THROUGH November 30.2001 ACCOUNT NUMBER TAXPAYER KINSER LAST STATEMENT °CMOS( 26.2001 Your Portfolio Allocation Cash & Equivalent- 99% Unshaded potions denote Oat Dino, *nee !NH market yak!, Tho elocahm ;event'', is clewed learn IN 00191.te market rat), el >tn., pane» V513 EFTA00197866 CLEARED THROUGH ns vniotty CMNE0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 4 c, Your Portfolio Holdings CASH & CASH EQUIVALENTS DESCRCTION CASH BALANCE SrAIBCLCUSIP MONET ESTIMATED CURPENT QUANTITY PRICE VALUE AANUAL INCOME YEW i%) 9,587,957 DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES ESL 30 DAY AVG YIELD 2.3800% TOTAL CASH & CASH EQUIVALENTS 25,751,537.49 1.0000 25.751,537 721,043 2.8000 $35.339.494 $721,043 EQUITIES Equities & Options ACC! DESCRPRON SWECCCAJSIP PPE OUANBTY BANK PLUS CORP CASH 10.000 Total Equities& Options PRCE 7.1200 TAARKET ESTMATEO CURRENT VALLE ANNUAL INCOIAE YEW I141 71,200 $71,200 $0 TOTAL EQUITIES $71.200 SO YOUR TOTAL ESTIMATED ANNUAL INCOME $721,043 YOUR PRICED PORTFOLIOHOLDINGS $35.410.694 Beer. Saea•ns SON, t4,1 Cot.. Cr.* IAevoIeca Cant et North Beano. New Ye* 11201.3359 INSTITUTIONAL INTERESTS STATEMENT PERIOD WOOD 27.2001 THROUGH Nosenter 30.2001 ACCCUNT NUMBER TAXPAYER MAWR LAST STATEMENT WOW 26.2001 027 1201l01:10:46 001 VS13 EFTA00197867 CLEARED THRWGH ITS witekLY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 5 Transaction Detail INVESTMENT ACTIVITY Beer. SZeirhs S0C,r44,1 Cory. Ore Metsclech Centec NOM Beccidon. New VC* 112013859 INSTITUTIONAL INTERESTS STATEMENT PERK* Date! 27.2001 THROUGH Nosenter 30.2001 ACCOUNT NUMBER TAXPAYER AILIUSER LAST STATEMENT °Stet 26.2001 SETTLEMENT TMDE DATE PATE TRANSACTION DESORPTION CUSP GUMMY PATE DEBIT AMOUNT CREPT AMOcter 11/21/01 JOURNAL MEDTRONIC INC •30. -75,300 JOURNAL FROM TYPE I TO 5 11 1iU1 AL PER LOA k ff,DM N rgiiEg drieitliti Wit • -55. JOURNAL FROM TYPE I TO 5 PER LOA 1 ir2vbi "YANA'. YfaiIMMITAYMCLIt5 a -55.1300 JOURNAL FROM TYPE I TO 5 PER LOA 11/21/01 JOURNAL MEDTRONIC INC 75.300 JOURNAL FROM TYPE I TO 5 11/21/01 JOURNAL PER LOA FINANCIAL SVCSGROUP INC • 55.000 J . NAL FROM TYPE 1 TO 5 PER LOA 11/21/01 JOURNAL TYCO INTERNATIONAL LTD 55.000 JOURNAL FROM TYPE I TO 5 PER LOA TOTAL DEPOSITS AND WITHDRAWALS DATE TR"SACTON DESCRP'101 11/19/01 DEPOSIT INSTITUTIONAL I NTS 00 BS MORGAN CEBIT 0.10LN" CREDIT AMOUNT 16.595.94 TOTAL $16,595.94 027 1201.'01:10:44 001 V513 EFTA00197868 CLEARED THROUGH ITS Yritem.Y 01µ.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New Y New York 10179 6 Transaction Detail (continued) MONEY FUND ACTIVITY DATE M3DAY IRAN StCTION DESCRIPTION MPOSUSIP cuomrty PR c€ TAXPAYER KINSER LAST STATEMENT October 26.2001 DEBIT AMOUNT CREDIT AMOUNT 10/27/01 OPENING BALANCE 26,164,171 11/01/01 DIVIDEND RigNika$MGEMENT-CA. A IME 62,366.49 MONTHLY DIVIDEND 11/01/01 REINVEST DREYFUS CASH MANAGEMENT-CA. A 62.366.49 62.366.49 INSTITUTIONAL SHARES DIVIDEND REINVESTED 11/05/01 SOLD DREYFUS CASH MANAGEMENT-CA. A INSTITUTIONAL SHARES IMO -75.000 1.0000 75.00000 11/19/01 SOLD DREYFUS CASH MANSAGEMENT-CL A MIMARE -400.000 1.0000 400.000.00 11/30/01 CLOSINGBALANCE 25,751.537.49 TOTAL $-62.366.49 $537.366.49 DIVIDENDS Beer. SZeirns SON,htt GNP Ore Metsclech Cerra North Beccidon. New Year 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERK* °MON 27.2001 THROUGH Noverncer 30.2001 ACCOUNT NUMBER DATE DESORPTION 11/01/01 TYCO INTERNATIONAL LTD REC 10101/01 PAY 11101/01 11/01/01 TYCO INTERNATIONAL LTD DIV CHG 55000 SHS SHORT REC 10/01/01 PAY 11101/01 DUMMY FUME (St 55.000 0.0125 DEBT AMOUNT CREDIT AMOUNT 687.50 687.50 TOTAL 3-687.50 $687.50 027 1201.'01:10:44 001 0,13 EFTA00197869 CLEARED THROUGH ITS niCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New Y New York 10179 7 Transaction Detail (continued) INTEREST DATE DESORPTION 11/07/01 INT ADJ 9/24-10/01 @CALL +1% 11/21/01 INTEREST ON CREDIT BALANCE AT 1 I/2% 1I/06 THRU 1I/20 ITHI761 ''''' WtrftiggratiVilblYIXINIeg AT 2,000% 10/21 THRU 11/05 11/21/01 FROM 10/21 THRU 11/05 ®41/2% BAL 759.079 AV8AL 23.069 STME/CtiOUSIP QUANTITY RATE DEBT AMOUNT Beer. SZeirns SON, t4,1 COO. Cc* Metsolech Cant“ North BecciOon. New VC* 112014869 INSTITUTIONAL INTERESTS STATEMENT PERIOD October 27.2001 THROUGH Novernter 30.2001 ACCCUNT NUMBER TAXPAYER NUMBER LAST STATEMENT October 26.2001 crieen AMOUNT 604.21 1.5000 51.67 165.15 mam in% 11-00 irtb EX 1154.582 AVBAL 85.849 4.5000 46.14 4.Oooo 14.66 11/21/01 SHT ACCT FEE 10/21-112001 TOTAL 13,743.13 $-189.22 $14,499.36 MISCELLANEOUS DATE MODAT MMISACTiCN DESCRIPTI0t1 DEBIT AMOUNT OPEDIT AWN( 10/29/01 JOURNAL MARK TO MARKET 261.55800 10/29/01 JOURNAL MARK TO MARKET SHORT P06 261.558.00 11/05/01 JOURNAL MARK TO MARKET 183.598.00 11/05/01 JOURNAL MARK TO MARKET SHORT P06 183,598.00 11/12/01 JOURNAL MARK TO MARKET 390,730.00 J6UMAL MAW YO MARKET &FORMA 390.730.00 11/19/01 JOURNAL MARK TO MARKET 5,377.00 11/19/01 JOURNAL MARK TO MARKET SHORT P06 5.377.00 11/26/01 JOURNAL MARK TO MARKET 9.360.738.00 11/26/01 JOURNAL MARK TO MARKET SHORT P06 9,360,738.00 TOTAL $-10,202,001.00 $10,202,001.00 027 1210I/01;10:46 001 451 EFTA00197870 CLEARED THRCOGH nS vrtiCkLY 0%M .E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 Beer. SZBO•nt. SON•Ititi COO. Cc* Metsolech Canter North Beak//n. New VC* 1120/9859 INSTITUTIONAL INTERESTS ACCOUNT EXECUTIYE LIT,HERMAN.IRA STATEMENT PERKO September 29.2001 TELEPHONE THROUGH October 26.2001 VISIT OUR WEEISITE www.uearstearns.com ACCCUNT NUMBER What's In This Statement IIIIIIIIII1111111 I I TAXPAYER NULI3ER LAST STATEMENT September 28.2001 Financial Summary 3 INSTITUTIONAL INTERESTS Your Portfolio Holdings 4 FINANCIAL TRUST CO TTEE ATTN JEANIE BRENNEN Transaction Detail 5 6100 RED HOOK QUARTER Fund Activity 5 SUITE B-3 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURMES THIS PERM 70,700 Cash a — 46.222 $40.476/84 ..... ,, .. ..... .. .. ..... .. NET CREDIT BALANCE 9,082,051 Equities AMI=I $9.205.875 : $-9.136.175 MONEY MARKET FUND BALANCE 26,164,171 0.995.300 : $41926.800 Current market value NET EQUITY THIS PERIOD $35,316,922 ilia Last statement's market value NET EQUITY LAST STATEMENT 40,545,284 CI Short market value CHANGE SINCE LAST STATEMENT -5,228,362 There are no 'Stop Loss' orders or other pending buy or sell open orders on tile for your account. Roza ropat ant drforonoo a rastooNg of dude or socks. eldicolod as doltrooxi lo to Clem Sweat of 800624 ICS: a wax 10 Clem SONIC.. a SON. &COM SCCuMei Cap. Coo 1.1flokwl, Coolly North. BrooN,n, NY 112014859 ar INN StanWY • for Iarrarreaerse Reposes Week ra @Undid as aware aware , shoal be neared for yaw resat So reverse sale for realm acanatat 027 10.2Z01:09:11 001 V502 EFTA00197871 CLEARED 1HROUGH RS YiHMV 0"E0 SUBSIDIARY Beer. Szewee Secwititi GOO. Ce4 Meal:tech Cord 1100.11 acedCon. Hew Year 11201.3859 INSTITUTIONAL INTERESTS 2 PI STATEMENT BACKER IS PRINTED ON THIS PAGE 021 1627,01:09:11 001 V502 EFTA00197872 CLEARED 1HRWGH nor vniCtLY CAMEO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Steams 8 Co. Inc. 383 Madison Avenue New Y New York 10179 3 Cash Flow Analysis THIS PEFICO Cash Balance Summary OPENING CLOSING Opening Balance $10,793,837.98 Cash 408.332.05 889.55439 Money Fund 3,681,225.05 Margin 2,318.693.89 -681,119.49 Dividends Interest 47.464.59 Shod 8,066,812.04 8,873,616.29 Amount Credited $3,728.689.64 Net Cash Balance $10,793.837.98 39.082,051.19 Money Fund -81.225.05 Funds Withdrawn -797.556.00 Dividends Interest Charged -32.703.38 Income Summary Tht5PERIDO YEAR TO DATE Miscellaneous -4,528.992.00 Dividends 111.954.80 451,780.97 Amount Debited $-5,440,476A3 Credit Balance Int. 1.548.84 45,41110 Net Cash Activity -1,711.786.79 Total $113,503.64 $497.192.07 ClosingBatance 39 082 051.19 Margin Int. Paid -1.973.63 -1,973.63 Some dry tans*" or cash Miner Drool Mors are not included m Sw archon. such Irantreas. as ‘cal as cleIals Ica all ,Weer tranSeChn Pis prod. Wear on breach°, Debt. Portfolio Composition SHOW LONG CashiCash Equivalent 35.246,222 Equities 9,135.175 9.205,875 Total $9,135175 $44,452,097 Bess. Scea•ns S0Canhtl Co. . Ore Llevolcch Cantor NOM beck/on. New York 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD SepteMbef 29.2001 THROUGH October 26.2001 ACCOUNT NUMBER TAXPAYER MAGER LAST STATEMENT September 28.2001 Your Portfolio Allocation Cash 8 Equivalent \ 66% Untadecl concris oeno* Oat 014, O, onto male vela, ha eloaaor moonsar i, de•ued iron to sbcolho manna rat), of >vv palkno 027 162741:09:11 001 V502 EFTA00197873 CLEARED THROUGH ITS niCkLY 11‘.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New YY New York 10179 4 Your Portfolio Holdings CASH & CASH EQUIVALENTS DESCROION CASH BALANCE SIMBOLCUSiP MARRO ESTIMAIED CURP£NT QUANTITY PRICE VALUE !ANIS INCOME 10.0 V..) 9,082,051 DREYFUS CASH MANAGEMENT-CL A 26.164.171 INSTITUTIONAL SHARES EST. 30 DAY AVG YIELD 2.7900% TOTAL CASH & CASH EQUIVALENTS 1.0000 26.164,171 863.418 3.3000 $35,246,222 8863.418 EQUITIES Equities & Options DESCRPRON SYNIBOUCLISIP ACCT TIM OUANSTY PAANCET PRCE VALLE ESTIMATED ANNA. INCOME CURRENT VELD 1%) BANK PLUS CORP CASH 10,000 7.0700 70,700 MEDTRONIC INC CASH 75,300 42.2500 3,181.425 17,319 0.5444 MEDTRONIC INC SHRT -75,300 42.2500 -3,181,425 -17,319 0.5444 PNC FINANCIAL SVCSGROUP INC CASH 55.000 57.7500 3.176.250 105,600 3.3247 PNC FINANCIAL SVCSGROUP INC SHRT -55,000 57.7500 -3.176,250 -105,600 3.3247 TYCO INTERNATIONAL LTD CASH 55,000 50.5000 2.777.500 2,750 0.0990 TYCO INTERNATIONAL LTD SHRT -55,000 50.5000 -2.777.500 -2,750 0.0990 Total Equities& Options $70,700 $0 TOTAL EQUITIES $70.700 $0 YOUR TOTAL ESTIMATED ANNUAL INCOME $863,418 YOUR PRICEDPORTFOLIOHOLDINGS $35,316,922 Beer. SZeirns S0C.r.htl Cory. Ore Metsolech Contm North Beccidon. New Ye* 112013959 INSTITUTIONAL INTERESTS STATEMENT PERIOD September 29.2001 THROUGH &toter 26.2001 ACCCUNT NUMBER TAXPAYER MILNER LAST STATEMENT SepteMbef 28.2001 027 1047Di:09:11 001 V502 EFTA00197874 CLEARED THRWGH ITS ?RIMY CA1h.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New Y New York 10179 5 Transaction Detail DEPOSITS AND WITHDRAWALS DA'E DESCRPRON 10/25/01 CHECK CK #MT351452 GEORGE V. CELSCN DEBIT AMMAN 754.832.00 CREDIT AMOUNT FNDS WIRED TO 12.324.00 10/26/01 CHECK CK #MT351770 LAWRENCE NEWMAN 30,400.00 TOTAL 3-797.556.00 MONEY FUND ACTIVITY Beer. Saea•ns SOC,r44,1 Cory. 0-41km:tech Center North 0eock11n. New VC* 112013959 INSTITUTIONAL INTERESTS STATEMENT PERIOD September 29.2001 THROUGH Octoter 26.2001 ACCOUNT NUMBER TAXPAYER KINSER LAST STATEMENT September 28.2001 DATE MODAY TRANSACTKN DESCRIPTICN Sal8CLSVSIP DUMMY PRICE DEBIT AMOUNT CREDIT AMOUNT 09/29/01 OPENINGBALANCE 29,682,945.95 10/01/01 SOLD DREYFUS CASH MANAGEMENT-CA. A -2.700800 1.0000 2.700.000.00 10/01/01 DIVIDEND DREYFUS CASH MANAGEMENT-CA. A 81.225.05 INSTITUTIONAL SHARES MONTHLY DIVIDEND 10/01/01 REINVEST DREYFUS CASH MANAGEMENT-CA. A 81.225.05 81.225.05 INSTITUTIONAL SHARES DIVIDEND REINVESTED 10/15/01 SOLD DREYFUS CASH MANAGEMENT-CA. A -900.000 1.0000 900.00080 10/26/01 CLOSINGBALANCE 26,164.171 TOTAL $-81.225.05 $3.681,225.05 027 104741:09:11 001 VS02 EFTA00197875 CLEARED THROWN ITS ?RIMY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 6 o Transaction Detail (continued) DIVIDENDS DATE DESORPTION 10/09/01 MEDTRONIC INC DIV CHG 75300 SHS SHORT REC 10/05101 PAY 10/26.01 1 1 sl61 Ysie?if4Afdt1AC'VeiAdiiP'fr DIV CHG 55000 SHS SHORT REC 10/12,01 PAY 10/24/01 itthuoi Isi4Ortf4Af4AL nentOtOuP iNt REC 1011201 PAY 10/24/01 10/26/01 MEDTRONIC INC REC 1010501 PAY 10/2601 Sa LCUSiP S OJANTIN RATE {ST DEBIT AMOUNT 4,329.75 Beer. SZeirhs SOC,r44,1 COO. Ore Mem:tech Contec NOM Beccidon. New VC* 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD September 29.2001 THROUGH October 26.2001 ACCOUNT NUMBER TAXPAYER AVUMER LAST STATEMENT *Mother 28.2001 CREDIT AMOUNT 26,400.00 55.000 0.4800 26.400.00 75.300 0.0575 4.329.75 TOTAL $-30.729.75 $30.729.75 INTEREST DATE DESORPTION STMECUCLISIP OVJARITT RATE lYti DEBIT AMOUNT CREDIT AMOUNT 10122/01 INTEREST ON CREDIT BALANCE 2.0000 17.52 AT 2,000% 10/02 THRU 10/20 10/22/01 INTEREST ON CREDIT BALANCE 1.5000 205.68 AT t 1/2% 09/21 THRU 09/23 10/22/01 INTEREST ON CREDIT BALANCE 2.5000 1.325.64 AT 2 1/2% 09/24 THRU 10/01 10/22/01 FROM 09/24 THRU 10/01 (07 % 7.0000 139.37 BAL 1458.706- AVBAL 89.598 10/22/01 FROM 10/02 MU 10/20 ®6 1/2% 6.5000 1,834.26 BAL 847.434 AVBAL 534.683 10/22/01 SHT AC,CT FEE 09/21-102001 15.186.00 TOTAL $.1.973.63 $16,734.84 027 10.27,01:09:11 001 ‘502 EFTA00197876 CLEARED THROUGH ITS YiHMV 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 7 Transaction Detail (continued) MISCELLANEOUS DATE MOAT TRANSACTOI DESCRIPTION DENT AMOUNT CREPT MOW 10101/01 JOURNAL TO 047-30185 4,528,992.00 PER LOA 10/01/01 JOURNAL MARK TO MARKET 859,987.00 1616161 """' lartif,IXL MAW ITAYARLI"Vieltris& iff,Titrio 16/6±61 JodttNAL J Nat mam fast fret .175.441.7 662/61 JOIAIAL J6uANAL nidiA fast ff6 1 2.175.491.75 10/08/01 JOURNAL MARK TO MARKET 120,112.00 10/08/01 JOURNAL MARK TO MARKET SHORT POS 120.112.00 10/15/01 JOURNAL MARK TO MARKET 10,538.00 10/15/01 JOURNAL MARK TO MARKET SHORT P06 10.538.00 10/22/01 JOURNAL MARK TO MARKET 168.289.00 10/22/01 JOURNAL MARK TO MARKET SHORT POS 168,289.00 TOTAL $-7,863,409.75 $3,334,417.75 End of Statement Beer. SZeirn5 SON, t4,1 COO. OtoLletsolech Contof North BecciOon. New Ye* 112013859 INSTITUTIONAL INTERESTS STATEMENT PERIOD September 29.2001 THROUGH &Toter 26.2001 ACCOUNT NUMBER TAXPAYER MAWR LAST STATEMENT September 28.2001 027 1027101,30:11 001 1/502 EFTA00197877 CLEARED THROUGH ITS WHOLLY 01ThED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York New York 10167 Beer. SIWAS SeeviIitl Gap. One Mevotech Center Noah 8tCCidoll. lie* Yak 1120/3859 INSTITUTIONAL INTERESTS ACCOUNT EXECUTIVE Z:CHERNIAN.IRA STATEMENT PERIOD Septeoter 1.2001 TELEPHONE THROUGH SepleTtet 28.2001 VISIT OUR WEBSITE O. Yrw.uearsteams.com ACCOUNT NUMBER What's In This Statement IIIIIIIIIIIIIIIII I I TAXPAYER NUMBER LAST STATEMENT Augusl 31.2001 Financial Summary 3 INSTITUTIONAL INTERESTS Your Portfolio Holdings 4 FINANCIAL TRUST CO TTEE ATTN JEANIE BRENNEN Transaction Detail 5 6100 RED HOOK QUARTER Fund Activity 5 SUITE B-3 Your Messages 6 ST THOMAS VI 00802 Your Portfolio at a Glance TOTAL VALUE OF SECURITIES THIS PERiOD 68.500 NET CREDIT BALANCE 10.793.838 MONEY MARKET FUND BALANCE 29.682.946 NET EQUITY Tills PERIOD $40.545,284 NET EQUITY LAST STATEMENT CHANGE SINCE LAST STATEMENT 40,431.940 113.344 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Market Value of Your Portfolio Cash 8 Equvalent $40.476.784 ... ,zut $40261.140 Equines _ele r i $8,995.300 : S-8.926.800 $10.019,662 : $-9.948.862 Plo.va tow any ditororoo a rorHocto of tea. or socks. Bacolod as delicerea to Icu. 10 Owl Somme a 800611-1128: a *no to Clem SONIC.. a BOW. steam sccumos Ca,.. One MelmIali Carla Honk OrookNN NY. II20141$4 lin Current market value IM Last statements market value C Short market value ST Tin . 0"YalB OO, eismenvel pawn ally. Ikea Mended as ammo nee snivelers toad ea retain kr your records Sn mom Se farrycHam Mammon 027 0S2S01:11:41 001 VS00 EFTA00197878 CLEARED 1HROUGH RS YiHMV 0"E0 SUBSIDIARY Beer. Szewee Secwititi GOO. Ce4 Meal:tech Cord 1100.11 acedCon. Hew Year 11201.3859 INSTITUTIONAL INTERESTS 2 PI STATEMENT BACKER IS PRINTED ON THIS PAGE 027 09/29e01:11:41 001 V500 EFTA00197879 CLEARED THROUGH ITS Ote•EO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New YY New York 10167 3 Cash Flow Analysis THIS PEFICO Income Summary TIC PERIOD YEAR TO DATE Opening Balance $10.767.517.51 Dividends 89,324.08 339.82617 Credit Balance Int. 2,476.23 43,862.26 Money Fund 89.324.08 Total $91.800.31 $383.688.43 Dividends/Interest 26.320.47 Amount Credited $115.644.55 Money Fund -89.324.08 Portfolio Composition Amount Debited 5-89.324.08 SKR! LONG Net Cash Activity 26.320.47 Cash/Cash Equivalent 40.476.784 Equities 8,926.800 8.995.300 Closing Balance $10 793 837.98 Some dot Vanity, oe cat imp., el oncloSTO in this Total $8,926.800 $49,472,084 40:110n Such Oanatom aa AMI ... SSIO.5 HL p0600. OCCOM In Tentnonom Dr.41 Cash Balance Summary CLOSING Cash 405,855.82 408,332.05 Margo 156,896.89 2.318,693.89 Short 10,204,764.80 8.066.812k4 Net Cash Balance $10.767.517.51 $10.793.837.98 027 O9/2S*O1:l 1:4I 001 Beer. szeirns socv,ht, COO. CreMetsoiech Center North &Woo. New Year 11201.3219 INSTITUTIONAL INTERESTS STATEMENT PERIOD Septelfter 1.2001 THROUGH September 28.2001 ACCOUNT NUMBER TAXPAYER PRIUMER LAST STATEMENT August 31.2001 Unt00,0 comb,, Canµ. Oar 0lonce omit, Intol male vela, Tho olonOran ;events,* ta 0mno0 nom to 00191.te market rat), 01 >ant panOna V5OO Your Portfolio Allocation EFTA00197880 CLEARED THROUGH ITS vniCkLY OW ,E0 SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 4 Beer. SZeirns SON, t4,1 COO. Ore Llevolech Ow:Ng NOM Beccidon. New Tuk 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD SeptelTbN 1.2001 THROUGH Septeonter 28.2001 Your Portfolio Holdings CASH & CASH EQUIVALENTS ACCOUNT water, TAXPAYER WESER LAST STATEMENT August 31.2001 MARRO ESTIMATED CURP£NT DESCRIPTION SITIBOUCUSIP OUANTITY PRICE VALUE !ANIS INCOME 10.0 IN.) CASH BALANCE 10.793,838 DREYFUS CASH MANAGEMENT-CL A 29,682,945.95 1.0000 29.682,946 1.098.269 3.7000 INS11TUTIONAL SHARES TOTAL CASH & CASH EQUIVALENTS $40,476,784 51.098.269 EQUITIES Equities & Options ACCT MARKET ESTMETED CURRENT DESORPTION STAIBC0CUSIP TIM °own PRCE VALLE ANATOL INCOME YEW OM BANK PLUS CORP CASH 10,000 6.8500 68,500 MEDTRONIC INC CASH 75,300 43.5000 3,275,550 17,319 0.5287 MEDTRONIC INC SHRT -75,300 43.5000 -3.275,550 -17.319 0.5287 PNC FINANCIAL SVCSGROUP INC CASH 55.000 57.2500 3.148.750 105.600 3.3537 PNC FINANCIAL SVCSGROUP INC SHRT -55,000 57.2500 -3.148,750 -105,600 3.3537 TYCO INTERNATIONAL LID CASH 55.000 45.5000 2.502.500 2.750 0.1099 TYCO INTERNATIONAL LID • SHRT -55,000 45.5000 -2.502.500 -2,750 0.1099 Total Equities& Options 568.500 SO TOTAL EQUITIES 568.500 $0 YOUR TOTAL ESTIMATED ANNUAL INCOME $1.098.269 YOUR PRICEDPORTFOLIOHOLDINGS $40,545,283 021 DS/29e01:11:41 001 VS00 EFTA00197881 CLEARED THROUGH ITS CA1P.EO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New York. New York 10167 5 r/ Transaction Detail MONEY FUND ACTIVITY DATE MOAT TRANSACTION DESOTIPTCP2 S)I/ROLCuSIP ouninw ACCOUNT NUMBER TAXPAYER NIAUSER LAST STATEMENT August 31.2001 PRICE DEBIT AMOUNT CREDIT AMOUNT 09/01/01 09/04/01 09/04/01 conato1 DIVIDEND REINVEST OPENINGBALANCE RinikaSgaliGEMENT-CL A MONTHLY DIVIDEND DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED CLOSINGBALANCE 29.593.621.87 89.324.08 29.682.945.95 89.324.08 89,324.08 TOTAL $-89.324.08 589.324.08 INTEREST Beet SNAPP& SOC.P.BRI COO. Ore Mevolech Cantec North &Woo. New TA* T1201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD SepTENTANN 1.2001 THROUGH Septeonter 28.2001 DATE CESCRPTION STMEICUCLISIP QUANTITY RATE I%/ DEBT AMOUNT CREDIT AMOUNT 09/21/01 INTEREST ON CREDIT BALANCE 0.5000 22.82 AT 0 1/2% 09/19 THRU 09/19 09/21/01 INTEREST ON CREDIT BALANCE 1.5000 68.46 AT 1 1/2% 09/20 THRU 09/20 09/21/01 INTEREST ONCREDIT BALANCE 2.5000 228.19 AT 2 1/2% 09/17 THRU 09/18 09/21/01 INTEREST ON CREDIT BALANCE 3.0000 2.156.76 AT 3.000% 08,21 THRU &arts 09121101 SHT ACCT FEE 08/21-09 20 01 23.84424 TOTAL 826.320.47 027 OSP2W01:Ilptl 001 V500 EFTA00197882 CLEARED THROUGH ITS CA1n.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 6 Transaction Detail (continued) MISCELLANEOUS DATE 1.101/AT TRANSACTCN DESCRIPTCN OBIT AMOUNT MDT MOUNT 09/04/01 JOURNAL MARK TO MARKET 255,902.00 09/04/01 JOURNAL MARK TO MARKET SHORT POS 255,902.00 09/10/01 JOURNAL MARK TO MARKET 860.534.00 09/10/01 JOURNAL MARK TO MARKET SHORT POS 860,534.00 09/17/01 JOURNAL MARK TO MARKET 36.233.00 6e/17 Jo PAM AA reil'AllIZErgAiBlir 6.th .00 6,1601 JoirMAL FAAAiCY0TIZNREY 1.0 1.594.00 09124/01 JOURNAL MARK TO MARKET SHORT POS 1,081,594.00 TOTAL 52,234,263.00 $2.234.263.00 Your messages This statement is provided to explain Bear, Steams & Co, Inc,'s (BSC') payment for order flow practices, BSC routes a majority of orders for customer securities transactions to the primary market for such securities, Orders may also be routed to other market service vendors that assure executions pursuant to complex mathematical formulas at better than the national best bid or best offer (NBB0). BSC receives no cash payment or other consideration for such order routing other than favorable executions or executions of limit orders at no additional charge. Beginning October 31, 2001, you may request the identity of the venue to which any of your orders were routed for execution (if the order was within the six months prior to the request or July 2, 2001, whichever is a later date), whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders, 027 00/20.01:l1:4I 001 Beer. SZeirns SON, t4,1 COO. OtoLletsolech Cent og North Beccidon. New Ye* 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD SepTeITANN 1.2001 THROUGH *minter 28.2001 ACCOUNT NUMBER TAXPAYER KINSER LAST STATEMENT August 31.2001 v500 EFTA00197883 CLEARED THROUGH ITS vniCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New Y New York 10167 7 Bar Bear, Steams Securities Corp. Net Capital and Net Capital Requirements: At May 25, 2001 and July 27, 2001, the Company's net capital of $2.7 billion and $2,7 billion was approximately 8.9% and 9.2% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $605.5 million and $585,5 million by $2.1 billion and $2,1 billion, all respectively, A complete copy of the Bear, Stearns Securities Corp, Statement of Financial Condition is available on the web site yvnv bearstearns corn Alternatively, to request a free printed copy please call -toll tree 1.866.299.9331 End of Statement Bar Beer. SZeirns SOC."44.1 Dap. 0 -4 Mon:tech Cantm North Beccidon. New Year 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD SEIREITSYN 1.2001 THROUGH Septet ter 28.2001 ACCCUNT memo., TAXPAYER WESER LAST STATEMENT August 31.2001 Securities and other assets in your account are the firm's collateral for any margin loan made to you. If the securities and other assets in your account decline in value, so does the value of the collateral supporting your loan, and, as a result, the firm can take action, such as issue a margin call and/or sell securities or other assets in any of your accounts held with the member, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin, These risks include the following: You can lose more funds than you deposited in the margin account, The firm can force the sale of securities or other assets in your account(s), The firm can sell your securities or other assets without contacting you. You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. The firm can increase it's 'house" maintenance requirements at any time and is not required to provide you advance written notice. You are not entitled to an extension of time on a margin call. 027 0929031:11:41 001 VS00 EFTA00197884 CLEARED THROUGH ITS WHOU.Y 01W.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8. Co. Inc. 245 Park Avenue New York. New York 10167 ACCOUNT EXECUTIVE TELEPHONE VISIT OUR WESSITE ZIC,HERMAN.IRA ITIAV uentearns.com What's In This Statement Financial Summary 3 Your Portfolio Holdings 4 Transaction Detail 5 Fund Activity 5 11111111111111111 I I INSTITUTIONAL INTERESTS FINANCIAL TRUST CO TTEE ATTN JEANIE BRENNEN 6100 RED HOOK QUARTER SUITE B-3 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURITIES THIS PERIOD 70.800 Cash S Equvalent ■ $40.361.140 536.918.785 NET CREDIT BALANCE 10.767.518 Equities $10.019,662 : S-9.948.862 MONEY MARKET FUND BALANCE 29.593.622 ■ $13.675.956 : $-10.155.165 lin Current market value NET EQUITY This PERIOD $40.431,940 NET EOUITY LAST STATEMENT 40,439.576 NE Last statement's market value Short market value CHANGE SINCE LAST STATEMENT -7,636 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Noma rood oaf Offororco a rcorocolg of crocks or socks, nelleolocl as 4100(00X1 to yOU. 10 Qonl semen of 400614-1424: a one lo Choi Santos a Bow. =arra Ernumes Cm. One LletoINI, Coolly North. Broo11”.., NY 11201.3859 EINEH.514404 COrp. Coe 1.1evotech Corder H00.11 etCCidel. Hen Tv* 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERK* Julj 28.2001 THROUGH August 31.2001 ACCOUNT NUMBER TAXPAYER NUMBER LAST STATEMENT JOB 27.2001 Sit swererY Ia 41140, 400041p.moses (Mak not iNonded as &cat nu statement shot Ea Maned for your records Sit reverse ofs for modern eternal= 027 DSOI.01:10:37 001 ./.196 EFTA00197885 CLEARED 1HROUGH nS wilekLY 0"E0 SUBSIDIARY Beer. Szewee Secwititi COO. Ce4 Meal:tech COM0( NOM Beccidon. Hew Year 1120/3859 INSTITUTIONAL INTERESTS 2 PI STATEMENT BACKER IS PRINTED ON THIS PAGE 027 090101:10:37 001 V496 EFTA00197886 CLEARED TNRO00H niCkLY ONME0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New YY New York 10167 3 Cash Flow Analysis THIS PEPo00 Cash Balance Summary OPENN3 CLOSNG Opening Balance $10,403,419.76 Cash 69.25934 405.85532 Securities Sold 3,332,662.23 Margin 255,244.89 156.896.89 Money Fund 78,256.97 Short 10,078.915.23 10,204.764.80 Dividends/Interest 31,486.81 Net Cash Balance $10,403,419.76 $10.767.517.51 Miscellaneous 636.21 Amount Credited $3.443.042.22 Money Fund -3,078.256.97 Income Summary TH6 PERIOD YEAR TO DATE Dividends/Interest Charged -687.50 Dividends 79.062.81 250,502.09 Amount Debited 8-3,078,944.47 Credit Balance Int. 2,491.90 41386.03 Net Cash Activity 364,097.75 Total $81,554.71 $291,888.12 ClosingBatance $10 767 517.51 Same On tensions c4 cash batman acmer lypers arc not include0 in OM sabon. such Irantlets. as ‘vo41 as (Wars Is, a otter lIdONICICOS P15 pMOO. appal on Tweed*, Dotal. Portfolio Composition LONG CashiCash Equivalent 40.361.140 Equities 9.948.862 10.019.662 Total $9.948,862 $50.380.802 Beer. SZeIrns SOC,rthel Cap. Ore Movolcoh Cella North Brock,/n. New volt 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD Jul/ 28. 2001 THROUGH August 31.2001 ACCOUNT NUMBER TAXPAYER WESER LAST STATEMENT Joie 27. 2001 Your Portfolio Allocation Cash & Equivalent \ 67% Untotled Frown soma oat Diana antra* shol male wives he el000hm moonsor to awoo iron to absol.te markto rat), or ,cv parka" 027 09,01,01:10:37 001 V496 EFTA00197887 CLEARED IHRWOH ITS OW,E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 4 STATEMENT PEF000 THROUGH JuM 28.2001 Papist 31.2001 Your Portfolio Holdings ACCOUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER PX.M3ER LAST sTATELIENT JuM 27. 2001 IIW(ET ESTIMAIED DJRP£NT DESCROION SITIBOUCUSIP OUANTRY PRICE VALUE MINIS INCOME ISO V4) CASH BALANCE 10,767,518 DREYFUS CASH MANAGEMENT-CL A 29,593,621.87 1.0000 29,593,622 1,154,151 3.9000 INS11TUTIONAL SHARES TOTAL CASH & CASH EQUIVALENTS $40,361,140 $1,154,151 EQUITIES Equities & Options ACCT MARKET ESTIMIED CURFEW DESCRPTION STAIDWCUSIP TIE ouurnrr MICE VALUE ANNUAL INCOME VELD I* BANK PLUS CORP CASH 10,000 7.0800 70,800 MEDTRONIC INC CASH 75,300 45.5400 3.429,162 17,319 0.5051 MEDTRONIC INC SHRT -75,300 45.5400 3,429,162 -17.319 0.5051 PNC FINANCIAL SVCSGROUP INC CASH 55.000 66.5900 3,662,450 105.600 2.8833 PNC FINANCIAL SVCSGROUP INC SHRT -55,000 66.5900 3,662,450 -105,600 2.8833 TYCO INTERNATIONAL LID CASH 55.000 51.9500 2.857,250 2,750 0.0962 TYCO INTERNATIONAL LID • SHRT -55,000 51.9500 -2.857,250 -2,750 0.0962 Total Equities& Options 370,800 30 TOTAL EQUITIES 370.800 30 Beer. SZeirhs SOC,r44,1 COO. O-41km:tech Cone et NOM Beccmon. New Ye* I1201.3SS9 INSTITUTIONAL INTERESTS YOUR TOTAL ESTIMATED ANNUAL INCOME $1,154,151 YOUR PRICEDPORTFOLIOHOLDINGS $40,431,939 027 09.01,01:10:37 001 YOB EFTA00197888 CLEARED THRWGH ITS niCkLY ORREO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New Y New York 10167 5 Transaction Detail INVESTMENT ACTIVITY SETTLEMENT DATE 08/07/01 TRADE DATE TRANSACTION 08/02/01 SOLD birb7/bi 69/62/61 96LLS DESCRIPTION MEDTRONIC INC WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE 1391.3 rumud. gve§driOufs iNt UNSOUCITED mom 08/02/01 SOLD TYCO INTERNATIONAL LTD UNSOUCITED STME/OLCUISC • • CUANTITY -58,055 PPoCE 46.38850 -5.962 67.04940 Beer. SZeirns SOC.,44.1 Cap. Cc* Mevolech Contm North &Wort Nev. Tc* 11201.3869 INSTITUTIONAL INTERESTS STATEMENT PERK* Jul/ 28.2001 THROUGH August 31.2001 ACCOUNT NUMBER TAXPAYER IMJUMER LAST STATEMENT JO/ 27. 2001 DEBIT AMOUNT CREPT AhVUNT 2,689,511.30 44.525.19 -4/33 53.01460 250.625.75 70- AL $3.332,662.23 MONEY FUND ACTIVITY DATE LOON TRANSACTION DESCRIPTION SYMEC.L.CUSIP OUANTITY PRCE DEBIT AMOUNT CREDIT AMOUNT 07/28/01 OPENING BALANCE 26,515,364.90 08/01/01 DIVIDEND DREYFUS CASH MANAGEMENT-CI. A 78,256S7 INSTITUTIONAL SHARES MONTHLY DIVIDEND 08/01/01 REINVEST fraYrtlfaSNARGEMENT-CA. A 78.256.97 78.256.97 DIVIDEND REINVESTED 08/08/01 BOUGHT RAVrtaaSNARGEMENT-Cl. A 3.000.000 1.0000 3.000.000.00 EIU FD 08/31101 CLOSINGBALANCE 29,593,621.87 TOTAL 8-3,078,256.97 $78.256.97 027 DBO1.O1:1O:37 001 v496 EFTA00197889 CLEARED THROUGH ITS vniCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New York. Now York 10167 6 o Transaction Detail (continued) DIVIDENDS EWE DESORPTION 08/01/01 TYCO INTERNATIONAL LTD REC 07/02/01 PAY 08/01/01 08/01/01 TYCO INTERNATIONAL LTD DIV CHG 55000 SHS SHORT REC 07/02/01 PAY 08/01/01 SYMBCLASUSIP OUANMY RATE MI 64.467 0.0125 DEBIT AMOUNT Beer. SZeirns SON, t4,1 COO. Ore Mevolech Cent m North Beccidon. New Ye* I12O1.3669 INSTITUTIONAL INTERESTS STATEMENT PEF000 Jul/ 28.2001 THROUGH August 31.2001 ACCCUNT NUMBER TAXPAYER WEBER LAST STATEMENT Jul/ 27.2001 CREDIT AMOUNT 805.84 687.50 TOTAL $587.50 $805.84 INTEREST DATE OESCRenON 08/21/01 INTEREST ON CREDIT BALANCE AT 3 1/4% 07/21 THOU 08/20 SYkleCtrCtoSIP OUANMy RATE I%l 3.2500 DEBT AMOUNT CREDIT AMOUNT 2,491.90 08/21/01 SHT ACCT FEE 07/21-082001 28,189.07 TOTAL 530,680.97 MISCELLANEOUS DATE ODOM TRANSACTION DESCRIPTION DENT AMOUNT CP£UT AMOUNT 07/30/01 JOURNAL MARK TO MARKET 76,249.00 07/30/01 JOURNAL MARK TO MARKET SHORT POS 76.249.00 08/06/01 JOURNAL MARK TO MARKET 92.215.00 08106/01 JOURNAL MARK TO MARKET SHORT POS 92,215.00 08+07/01 JOURNAL FROM: 635.19 • JRL • 08/13/01 JOURNAL MARK TO MARKET 7,527.00 08/13/01 JOURNAL MARK TO MARKET SHORT POS 7.527.00 027 09,01,01:10:37 001 V496 EFTA00197890 CLEARED 1HRCOGH ITS wuCkLY O‘M•E0 SUBSIDIARY BEAR STMRNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 7 Transaction Detail (continued) MISCELLANEOUS (continued) DATE MOAT 08/20/01 08/20/01 08/22/01 08.(27/01 08/27/01 TOTAL TFONSACTCN DESCRIPM« DEBIT AMOUNT GREW ANJUNT JOURNAL MARK TO MARKET 115,933.00 JOURNAL MARK TO MARKET SHORT POS 115,933.00 JOURNAL FROM: 1.02 RESIDUAL BALANCE • JRt • JOURNAL MARK TO MARKET 222,720.00 JOURNAL MARK TO MARKET SHORT POS 222,720.00 $-514,644.00 $515,280.21 End of Statement Best. SZetrns SOC,r.I*1 Dory. Cc* MetteleCh Conte< North Beccidon. New Tex 112014859 INSTITUTIONAL INTERESTS STATEMENT PERIOD JO 28.2001 THROUGH August 31.2001 ACCOUNT NUMBER TAXPAYER AMMER LAST STATEMENT Juk 27.2001 027 0901/01;10:37 001 9498 EFTA00197891 CLEARED THROUGH ITS WHOLLY 01WE0 SUBSIDIARY BffiR STffiRNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8. Co. Inc. 245 Park Avenue New York, New York 10167 ACCOUNT EXECUTIVE TELEPICAE VISIT OUR WEBSITE GI:HERMANAA 4\1 ue ar steams .com What's In This Statement Financial Summary 3 Your Portfolio Holdings 4 Transaction Detail 5 Fund Activity 6 Your Portfolio at a Glance TOTAL VALUE OF SECURITIES THIS PEROD NET CREDIT BALANCE MONEY MARKET FUND BALANCE 3.520.791 10.403.420 26.515.365 NET EQUITY THIS PERIOD $40.439.576 NET EOUITY LAST STATEMENT 40,235.162 CHANGE SINCE LAST STATEMENT 204.414 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. I I lllllllllllllllll INSTITUTIONAL INTERESTS FINANCIAL TRUST CO TTEE ATTN JEANIE BRENNEN 6100 RED HOOK QUARTER SUITE B-3 ST THOMAS VI 00802 Cash & Equvalent — Equines Rama ropal any Olbf01100 a nusrocoBt of thiCkS or SIOCI(S. «kola4 as d011afea lo nou. b CIol Sonic°. of 8004:14-1428: a Gro to ChM sank« at Bow. &oar@ &canes Caw.. Co. Mflolali COMO. North. °roc**. NY II201.3$59 Market Value of Your Portfolio $36.918.785 $33.537.633 f ■ $13.675.956 : $-10.165.166 $16.778,032 : $-10.080.603 E. Current market value Last statement's market value Short market value Bear. Stearns SOCifiliel Cap. Cr*Mettotech Cooler NMI Elecck/m, Ne* Tat 112013859 INSTITUTIONAL INTERESTS STATEMENT PERKO June 30.2001 THROUGH July 27.2001 ACCOUNT NUMBER TAXPAYER NUMBER LAST STATEMENT June 29.2001 nes eximant Is for InTaIllat«al preens otitis rue «ended ante. ckarrant Tres erterel shard be reared for yaw records See ream tale rar aware nikaotra 027 072&01:10:18 001 v482 EFTA00197892 CLEARED 1HROUGH nS 0"E0 SUBSIDIARY Beer. Szewee Secwititi COO. Ce4 Meal:tech COM0( NOM Beccidon. Hew Year 11201.3859 INSTITUTIONAL INTERESTS 2 PI 7 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 0728,01:10:18 001 V482 EFTA00197893 CLEARED 1HRWGH YosekLY O"EO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 3 Cash Flow Analysis THIS PENCO Cash Balance Summary CCENN3 CLOSNO Opening Balance $10,337,633.08 Cash 384.71 69,259.64 Securities Sold 3,285,908.41 Margin 85,528.89 255,244.89 Money Fund 15,364.90 Shod 10,251.719.48 10,078.915.23 Funds Deposited 5,431,205.80 Net Cash Balance $10,337,633.08 $10,403.419.76 Dividends/Interest 72,469.22 Amount Credited $8,804,948.33 Money Fund -3,315.364.90 Income Summary Funds Withdrawn -864.075.00 pERco YEAR 7O DATE Dividends/Interest Charged -30.729.75 Dividends 58,398.02 171,439.28 Credit Balance Int. 1.794.60 38,894.13 Miscellaneous -4.528.992.00 Total $60.192.62 $210,333.41 Amount Debited $4.739.161.65 Net Cash Activity 65,786.68 Closing Balance $10,403,419.76 Portfolio Composition Same Oar 'awes or cast. bemoan acccuri midi ato ne Included in Ms cocoon: such ItallfierS. as wall z domls lot al cent transztras ins p000d. appeal in Traroxticn Dotal. Cash/Cash Equivalent Equities 10,155,165 LONG 36.918,785 13.675,956 Total $10,155.165 $50,594,741 027 072801:10:18 091 Beef. SZeirns S0C."44,7 GOO. Ore Mosolcch Conte HMO en:Ck/O1. New VC* 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD June 30.2001 THROUGH Jul/ 27.2001 ACCOUNT NUMBER TAXPAYER AMBER LAST STATEMENT June 29.2001 Your Portfolio Allocation Cash & Equwaleni 61% Equities 23% Shut Eqtaties 16% UM.SaCIOCI POMO, ' denote debt 0dono, onto* Orl make vela, The ol000m ;event'', is owed Iron to obsoLte market rat), dl ycv palkno V482 EFTA00197894 CLEARED THROUGH ITS ?RIMY 0"E0 SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 4 Your Portfolio Holdings CASH & CASH EQUIVALENTS DESCRPRON CASH BALANCE STMOOLCUSP MARKET ESTIMATED OLIANRTY PRCE VALUE ANNUAL tICOME 10.403,420 DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES TOTAL CASH & CASH EQUIVALENTS 26,515,364.90 1.0000 26.515,365 1,087,130 $36,918,785 $1,087,130 EQUITIES Equities & Options DESCRPTION SYMP./CUSP ACCT ITTE crummy PRCE MARKET VALUE ESTEMTED ANATOL INCOME CURRENT VELD DO BANK PLUS CORP CASH 10,000 7.0000 70,000 MEDTRONIC INC CASH 133,355 48.5500 6.474.385 30,672 0.4737 MEDTRONIC INC SHRT -75,300 48.5500 -3.655,815 -17.319 0.4737 PNC FINANCIAL SVCSGROUP INC CASH 60.862 64.5900 3.931.077 116.855 2.9726 PNC FINANCIAL SVCSGROUP INC SIM -55,000 64.5900 -3.552,450 -105,600 2.9726 TYCO INTERNATIONAL LID CASH 59,733 53.5800 3.200.494 2,987 0.0933 TYCO INTERNATIONAL LID • SKID -55,000 53.5800 -2.946,900 -2,750 0.0933 Total Equities& Options $3,520,791 $24,845 TOTAL EQUITIES $3,520,791 $24,845 YOUR TOTAL ESTIMATED ANNUAL INCOME $1,111,975 YOUR PRICEDPORTFOLIOHOLDINGS $40,439,575 Beer. SZeirhs SOC,r44,1 Gap. 0-414cm:tech Cella North Beccidon. New Ye* 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD June 30.2001 THROUGH Jul/ 27.2001 ACCOUNT NUMBER TAXPAYER I.X.M3ER EAST sTATELIENT June 29.2001 027 0701/011 0:1S 001 V4S2 EFTA00197895 CLEARED THROUGH ITS ?RIMY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 5 Transaction Detail INVESTMENT ACTIVITY Beer. Szeirns Seomel Cory. CeoLlevalech Contm North Beccidon. New Tuft 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PER100 June 30.2001 THROUGH Jul/ 27.2001 ACCCUNT NUMBER TAXPAYER KAMER LAST STATEMENT June 29.2001 SETTLEMENT TRADE DATE DATE TRANSACTION OESORPTION STLIBOLCUSE °Perm PRICE DEBIT AMOUNT OREM PAAJUNT 07/18/01 07/13/01 SOLD MEDTRONIC INC M -58,055 46.00230 2,667,091.20 WITH RIGHTS TO PURCHASE PREFRD SW UNDER CERTAIN CIRCUMSTANCE UNSOUCRED 07/18/01 07/13/01 SOLD PNC FINANCIAL SVCSGROUP INC • -5,861 64.32430 376,640.49 UNSOLICITED 07/18/01 07/13/01 SOLD TYCO INTERNATIONAL LTD N 4,734 51.21860 242,176.72 UNSOLICITED TOTAL 53,285,908.41 DEPOSITS AND WITHDRAWALS DATE TRANSACT°. DESCRPTION DEBIT Amon CREDIT AMOUNT 07/02/01 FND WIRED MDAMMB128760FNDSWIRED TO 754,832.00 REP 07/02/01 FUNDS REC T FNDS WIRED TO CI IBANK FROM 5,431,205.80 07/09/01 FND WIRED MDAMMB132053ENDSWIRED TO 109,243.00 TOTAL S-864.075.00 55,431,205.80 027 OM/01:10:18 001 V482 EFTA00197896 CLEARED THRWGH ITS 0"E0 SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 6 Transaction Detail (continued) MONEY FUND ACTIVITY DATE MDDAY 1134%1;14113N 06/30/01 DESCAIPTPN OPENING BALANCE 07/02/01 DIVIDEND paYflikaSMIIGEMENT-CA. A MONTHLY DIVIDEND 07/02/01 REINVEST DREYFUS CASH MANAGEMENT-CA. A INSTITUTIONAL SHARES DIVIDEND REINVESTED DREYFUS CASH MANAGEMENT-CA. A INSTITUTIONAL SHARES BU FD 07/24/01 BOUGHT SYMBOUCUSIP Own- 23.200.000 PR c€ Beer. SZeirns SOC.,44.1 COO. 0-4 Mem:leen Cella North Betatron. Nev. Year 11201.3869 INSTITUTIONAL INTERESTS STATEMENT PER100 June 30.2001 THROUGH Jul/ 27.2001 ACCOUNT NUMBER TAXPAYER AMBER LAST STATEMENT Julie 29.2001 DEBIT AMOUNT CREDIT AMOUNT 15,364.90 15.364.90 15.364.90 3.300.000 1.0000 3.300.000.00 07/27/01 CLOSING BA LANCE 26,515,364.90 TOTAL $-3.315.364.90 $15.364.90 DIVIDENDS DATE CESCRPTiON 07/09/01 MEDTRONIC INC DIV CHG 75300 SHS SHORT REC 07/0601 PAY 07/27/01 07/16/01 PNC FINANCIAL SVCS GROUP INC DIV CHG 55000 SHS SHORT REC 07/1201 PAY 07/24/01 07/24/01 PNC FINANCIAL SVCS GROUP INC REC 07/1201 PAY 07/24/01 07/27/01 MEDTRONIC INC REC 07/06(01 PAY 07/27/01 a OUNNTRY PATE 4S) GENT AMOUNT 4.329.75 CREDIT AMOUNT 26.400.00 66,723 0.4800 32,027.04 191,410 0.0575 11,006.08 TOTAL $-30,729.75 $43,033.12 027 07.28.171:10:18 001 v4S2 EFTA00197897 CLEARED THROUGH ITS Putty, OBT.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New Y New York 10167 7 Transaction Detail (continued) INTEREST DATE DESORPTION 07/23/01 INTEREST ON CREDIT BALANCE 3.5000 AT 3 1/2% 06121 THRU 06/26 STMEICTIGUSIP OUPARITT RATE IR/ DEBT AMOUNT Beer. SZeirns SOC.P44.1 COP Cc* Mevolech Coma North Bewoon. New Year 11201 3859 INSTITUTIONAL INTERESTS STATEMENT PERO° June 30.2001 THROUGH Jul/ 27.2001 ACCCUNT NUMBER TAXPAYER MAWR LAST STATEMENT June 29.2001 CREDIT AMOUNT 129.25 07/23/01 INTEREST ON CREDIT BALANCE AT 3 114% 06127 THRU 07/20 3.2500 1,665.35 07/23/01 SHT ACCT FEE 062i-072001 27.641.50 TOTAL $29.436.10 MISCELLANEOUS DATE MD.OAT TRANSACTOR DESCRIP00R DEBIT AMOUNT CREPT ATADUNT 07/02/01 JOURNAL T0047-30185 4,528,992.00 PER WA 67/6±,61 .6111,1M. MAr-v1Y6tvlAtiiiti 171,218.b6 07/02/01 JOURNAL MARK TO MARKET SHORT POS 171,216.00 07/09/01 JOURNAL MARK TO MARKET 125.707.00 07/09/01 JOURNAL MARK TO MARKET SHORT POS 125,707.00 07/16/01 JOURNAL MARK TO MARKET 55.266.00 07/16/01 JOURNAL MARK TO MARKET SHORT POS 55,266.00 07/23/01 JOURNAL MARK TO MARKET 182,473.00 07/23/01 JOURNAL MARK TO MARKET SHORT POS 182.473.00 TOTAL 5.5.063.654.00 $534.662.00 End of Statement 027 07.28/01:10:18 001 v4S2 EFTA00197898 CLEARED THROUGH ITS WHOLLY 01W ED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOLIVT Bear. Stearns 8 Co. Inc. 245 Park Avenue New York New York 10167 ACCOUNT EXECUTIVE TELEPHONE VISIT OUR WEBSITE ZI3HEHMAN.IRA 6.hw.uentearns.com Stir. ROAMS S001iIIRT Corp. hoo Montech Conte Noah 8tCCk411, Hen Toe 11201.3555 INSTITUTIONAL INTERESTS STATEMENT PERIOD May 26.2001 THROUGH June 29.2001 What's In This Statement IIIIIIIIIIIIIIIII I I ACCOUNT NUMBER TAXPAYER NUMBER Financial Summary 3 INSTITUTIONAL INTERESTS LAST STATEMENT May 25.2001 Your Portfolio Holdings 4 FINANCIAL TRUST CO TTEE Transaction Detail 5 ATTN BRENNEN Fund Activity 5 6100 RED HOOK QUARTER Your Messages 6 SUITE B-3 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio $33.537.633 TOTAL VALUE OF SECURITIES THIS PEFUOD 6.697.529 $10.306.531 NET CREDIT BALM CE 10.337.633 I $16.778.032 : $40.080.503 Equities I $16.458.822 : $-10.124.750 MONEY MARKET FUND BALANCE 23.200.000 Current market value NET EQUITY This PERIOD $40.235,162 litE Last statements market value NET EQUITY LAST STATEMENT 16.640.603 I=I Short market value CHANGE SINCE LAST STATEMENT 23.594.559 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Roza copal ant ditoroceo a rawoont of tan or socks. nelleacel as clottraoti to Sou. SoNIon of 800611.1128: a yet to Clam SONICOS a Boor. Steam &canes Co. On.. Mental, Carla North. BrooN,n, NY I I201.9859 Amy tin . 0""I'Y a for Mcdesemel moose, cely a k oce Mended as a rat doomed Tin staternere NNW Et retained for your records Sit reverse safe Pr irremclott rdormacce 027 07.01.01:00:26 001 Important Message Please note: You may find more than one statement in this envelope. Beginning this month. alt statements with the same Address and Social Security number / Taxpayer Identification number are being mailed in one envelope. For further details, please contact your account executive. V491 EFTA00197899 CLEARED 'THROUGH nS WHOLLY OWNED SUBSIDIARY 1308i. SOMAS SoovMIPs GOI0 Ono Llevotech Confer Hann BreaIgn. Hew Vatic 11201.3859 INSTITUTIONAL INTERESTS 2 Ole STATEMENT BACKER IS PRINTED ON THIS PAGE 027 IA01.01:00:26 001 Y481 EFTA00197900 CLEARED 1HRWGH ITS vniCkLY 1e.EO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 3 n, Cash Flow Analysis THIS PEFICO Income Summary DaS PERIOD YEAR TO DATE Opening Balance $10,306,531.49 Dividends 0.00 113,041.26 Credit Balance Int. 384.71 37.099.53 Funds Deposited 23,200,000.00 Total $384.71 8150.140.79 Dividends4nterest 31,101.59 Amount Credited $23,231,101.59 Money Fund -23.200.000.00 Portfolio Composition Amount Debited $-23200.000.00 SOCA! LONG Net Cash Activity 31,101.59 Cash/Cash Equivalent 33.537,633 Equities 10.080.503 16.778,032 Closing Balance 810 337 633.08 Some dot 7aalem et Cain between amour. Imes we not am-Wee:maws itegve Ugh ttenzttte ae vel 5 6515 at on iranssuara Pm Rood. ef404t In Initc565 D051 Total $10,080.503 $50.315.665 Cash Balance Summary MANG CLOSING Cash 0.00 384.71 Margin 24,732.89 85,528.89 Short 10.281.798.60 10,251,719.48 Net Cash Balance $10,306.531.49 $10.337.633.08 027 O7,O1,O1DO:26 001 Beer. Steams S0N, t4,1 Cop. Ore Llevolech Center North Becck/on. New Tuft 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD May 26, 2001 THROUGH June 29.2001 ACCOUNT NUMBER TAXPAYER WESER LAST STATEMENT May 25.2001 Your Portfolio Allocation Cash & Equivalent 56% Equities 28% Short Equities 16% Unte550 VW00.5 eon,* oat 014, ce *nett Or, male aye, Tea plevernn ;event'', teetered Iron Va etwoLte market rat), 01 >CV p."005 V481 EFTA00197901 CLEARED THROUGH ITS 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 4 Your Portfolio Holdings CASH & CASH EQUIVALENTS DESCROION CASH BALANCE STMOOLCLISP MARKET ESTIMATED OLIANTITY PRCE VALLE ANNUAL tICOLIE 10.337,633 DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES TOTAL CASH & CASH EQUIVALENTS 23,200,000 1.0000 23.200.000 1.067,200 $33,537,633 $1,067.200 EQUITIES Equities & Options DESCRPTION STM8CliCUSIP ACCT TNT carman PRCE MARKET VN.I ESTIMIED AHMJN. INCOME DJRFENT TEED IM BANK PLUS CORP CASH 10,000 6.8100 68.100 MEDTRONIC INC CASH 191,410 46.0100 8.806.774 44,024 0.4999 MEDTRONIC INC SHAT -75,300 46.0100 -3.464,553 -17.319 0.4999 PNC FINANCIAL SVCSGROUP INC CASH 66.723 65.7900 4.389.706 128.108 2.9184 PNC FINANCIAL SVCSGROUP INC SHAT -55,000 65.7900 -3.618,450 -105,600 2.9184 TYCO INTERNATIONAL LID CASH 64,467 54.5000 3,513.452 3.223 0.0917 TYCO INTERNATIONAL LID • SKID -55,000 54.5000 -2.997,500 -2,750 0.0917 Total Equities& Options $6,697,529 $49,686 TOTAL EQUITIES $6,697,529 $49,686 YOUR TOTAL ESTIMATED ANNUAL INCOME $1.116.886 YOUR PRICEDPORTFOLIOHOLDINGS $40.235.162 Beer. SZeirhs S0C,r44,1 Cory. 0-41km:tech Cella North Beccidon. New Ye* 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD May 26.2001 THROUGH June 29.2001 ACCOUNT NUMBER TAXPAYER MASSER LAST STATEMENT May 25.2001 027 07,0I,01:00:26 001 V481 EFTA00197902 CLEARED THRWGH ITS niCkLY CA1h.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 5 c/ Transaction Detail DEPOSITS AND WITHDRAWALS DATE TIMNSACDCN DESCRP110/1 06/25/01 FUNDS REC DEBIT AITOIN" CREDIT AMOUNT FNDS WIRED TO CITIBANK FROM CTC NJ F041176012EC01 23.200.000.00 TOTAL $23.200.000.00 MONEY FUND ACTIVITY Beer. Szetrns SON, TRI Cory. 0-414cm:tech Center North Beccidon. New Tot 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD May 26.2001 THROUGH June 29.2001 ACCCUNT NUMBER TAXPAYER WESER LAST STATEMENT May 25.2001 DATE wow TRANSACTION DESCRIPTION STMECL.CuSIP °BANTRY PaCE DEBIT AMOUNT CREDIT AMOUNT 05/28/01 06/25/01 06/29/01 BOUGHT OPENING BALANCE DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES CLOSING BA LANCE 0.00 23.200.000 23.200.000 1.0000 23.200.000.00 TOTAL $-23.200.000.00 INTEREST DATE DESCRIPTION 06/21/01 INTEREST ON CREDIT BALANCE AT 3 1/2% 05/21 THRU 06/20 STAIDOUCLISIP °unsay RATE re4 3.5000 CENT AMOUNT CREDIT AMCWIT 384.71 06/21/01 SHY ACCT FEE 0521-062001 TOTAL 30.716.88 $31.101.59 027 0701,01:00:26 001 V4S1 EFTA00197903 CLEARED THROUGH ITS YrisekLY CAM•E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 6 Transaction Detail (continued) MISCELLANEOUS DATE MaIMY TRAAISACTCN DESCRIPTCN DEWY AMOUNT CREW AMOUNT 05/29/01 JOURNAL MARK TO MARKET 157,048.00 05/29/01 JOURNAL MARK TO MARKET SHORT POS 157,048.00 06/04/01 JOURNAL MARK TO MARKET 71,199.00 06/04/01 JOURNAL MARK TO MARKET SHORT POS 71.199.00 06/11/01 JOURNAL MARK TO MARKET 20,956.00 SIXL AA IMIXIIKErgAiBlir .956.00 Oki ate J6UMAL FAAAiCYOXIXAREY 199.389.00 687i fuel J6UMAL fvfAAI1 YO 'MARKET tHLSIArisbe 1§§.5a9.00 06125/01 JOURNAL MARK TO MARKET 203,486.00 06/25/01 JOURNAL MARK TO MARKET SHORT MS 203,486.00 TOTAL 5652.078.00 $652,078.00 Your messages Confirmation: Unless we hear from you to the contrary, It is our understanding that any tree credit balances in your account are being maintained to facilitate your intention to invest such amounts through us. End of Statement Beer. SZeirns SON, t4,1 COO. Ore Metsolech Contm North Becck/on. New Ye* 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD May 26,2001 THROUGH June 29.2001 ACCCUNT smear, TAXPAYER WESER LAST STATEMENT May 25.2001 027 07,01,01:00:26 001 V481 EFTA00197904 CLEARED 1HRCUGH ITS YiHOLLY 01ThED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8. Co. Inc. 245 Park Avenue New York, New York 10167 8081. ROAMS SOOtrilitl Co,9. Ono Mentech Corder Noah Becck/on. Nee; Toast 1120/3859 INSTITUTIONAL INTERESTS ACCOUNT EXECUTIVE CHERMAN.IRA TELEPHONE VISIT OUR WEBSITE eehH uearstearns.com STATEMENT PERIDO THROUGH 1V111 28. 2001 May 25.2001 ACCOUNT NUMBER What's In This Statement 11111111111111111 I I TAXPAYER NUMBER LAST STATEMENT Aga 27.2001 Financial Summary 3 INSTITUTIONAL INTERESTS FINANCIAL TRUST CO TTEE Your Portfolio Holdings 4 ATTN JEANIE BRENNEN Transaction Detail 5 6100 RED HOOK QUARTER SUITE B-3 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURITIES THIS PER)DD 6.334.072 Cash S Egwvalent $10.306.531 NET CREDIT BALANCE 10.306.531 Equities — .. $16.458.822 : S-10.124.750 $.9.929.275 $16.402. : NET EQUITY TINS PERIOD $16.640.603 ME Current market value NET EOUITY LAST STATEMENT 17,144.007 gilM Last statements market value C Short market value CHANGE SINCE LAST STATEMENT -503,403 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Plo.mo rood aror Mame a rs:orocelg PI &otos or Mocks. nelicolcd as &Woad lo p5u. 10 ChM Son1coo of 800611.1128: a yet lo Choi Sonic.. a Boot. Stoorra Sccuilies Ca,.. Co. LleflIodi Carlo. Ranh. Brodbri, NY Ino:knee St T1.1 81•••Yaryskt Ok0s8001181 popows **yak rce Mended as a lit does wt. Nes scatemere Maid he retained for your records Sn revers* ode fa rowan egormacco 027 05,26,01:10:08 001 Important Message In an ef fort to deliver statements to you more efficiently. Bear Steams has enhanced the distribution of statements to household accounts. Beginning in June.all statements with the same Address and Social Security number/ Taxpayer identification number wil be mailed in a single envelope. For further details. please contact your account executive. v478 EFTA00197905 CLEARED 1HROUGH nS 0"E0 SUBSIDIARY Beer. Szewee Secwititi GOO. Ce4 Meal:tech COM0( HMO Beccidon. Hew Year 11201.3859 INSTITUTIONAL INTERESTS 2 al 8 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 052601:10:08 001 V478 EFTA00197906 CLEARED IHRWCH ITS inisCrtiv Orth.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 1O167 3 Cash Flow Analysis THIS PERIO0 Income Summary PERCO YEAR TO DATE Opening Balance $1O.671.O69.52 Dividends 8O5.84 113,O41.26 Credit Balance Int. 2,692.1O 36,714.82 Funds Deposited 600.000.00 Total $3,497.94 $149,756.08 Dividends/Interest 35,461.97 Amount Credited $635,461.97 Funds Withdrawn -1.OOO.OOO.OO Portfolio Composition Amount Debited $.1.000.000.00 Mar LONO Net Cash Activity -364.538.O3 Cash/Cash Equivalent 1O.3O6,531 Equities 10,124,750 16.458,822 Closing Balance $1O 3O6 531.49 Same cloy vanity, ce calf, t..p”, are not inatxled m we Total $1O,124,75O $26,765,353 isaion such trynyttts ay ‘wil ... .1Y.Com In hatcange, Dotal transacMas Hs WOO Cash Balance Summary CLOSNG Cash 198,815.95 0.00 Margo 378,240.00 24,73a 89 Short 1O,O94,O13.57 1O,281,798.6O Net Cash Balance $1O,671,O69.52 $1O,3O6,531.49 027 05.260110:08 001 Beet. Screams Sec.v.t.ti Cop. Coe Mehoiech Caring North Mecioin. New Toot 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERO° A0M 28 2001 THROUGH May 25.2001 ACCOUNT NUMBER TAXPAYER AMBER LAST STATEMENT AM 27.2001 Your Portfolio Allocation C 28%ash 8 Equivalen 7 / Short Equities 27% Equities 45% Unshaded croons own,* oat tnionc., anciV shot unor144 veto*, rho ,torah,, rertenlar is Owed horn ea ebtoMe murky, rat), pi >vv patkno V478 EFTA00197907 CLEARED THROUGH ITS YrisekLY OMnE0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 4 Your Portfolio Holdings CASH & CASH EQUIVALENTS TAARKET (STEWED DESCRPRON SYMBOLCUSP OUANTITT PRCE VALLE ANNUAL INCOME CASH BALANCE 10.306.531 TOTAL CASH & CASH EQUIVALENTS $10,306,531 EQUITIES Equities & Options CoESCRP7)0/4 SYSIBOUCuSIP ACC! TYPE DUANTITT PACE MIACE1 VALLE ESTIMATED ANNUAL COOLIE CURRENT YELD I%1 BANK PLUS CORP CASH 10,000 5.1500 51,500 MEDTRONIC INC CASH 191,410 42.5000 8.134.925 38.282 0.4706 MEDTRONIC INC SHRT -75,300 42.5000 -3.200,250 -15.060 0.4706 PNC FINANCIAL SVCSGROUP INC CASH 66,723 69.1500 4.613.895 128.108 2.7766 PNC FINANCIAL SVCSGROUP INC SHRT -55,000 69.1500 -3.803,250 -105.600 2.7766 TYCO INTERNATIONAL LTD CASH 64.467 56.7500 3.658.502 3.223 0.0881 TYCO INTERNATIONAL LTD • SHRT -55.000 56.7500 -3.121,250 -2,750 0.0881 Total Equities& Options $6,334,072 $45,203 TOTAL EQUITIES $6,334,072 $46,203 YOUR TOTAL ESTIMATED ANNUAL INCOME $46,203 YOUR PRICEDPORTFOLIOHOLDINGS $16,640,603 Beer. Szewns Sec,r,bei COO. Ore Metsolech Cardm North Beccidon. New Ye* 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD ROW 28.2001 THROUGH May 25.2001 ACCOUNT NUMBER TAXPAYER KINSER LAST STATEMENT 4n1 27,2001 027 05r2801:10:08 001 V078 EFTA00197908 CLEARED THROUGH ITS wiseklY 00nED SUBSIDIARY BOIR STffiRNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New York. New York 10167 5 v, Transaction Detail ACCOUNT NUMBER TAXPAYER WITMER INVESTMENT ACTIVITY LAST STATEMENT Apra 27.2OO1 Beet SZetrns S0O,4*1 GOO. Ore MeeseWen Conte< North etc.:Wm. New Te" 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PER100 Apra 28.2001 THROUGH May 25.2001 SETTLEMENT TRADE DATE DATE TRANSXOOO DESCRIPTION SIIMEICE,CUSP CATMINT PRCE DEBIT AMOUNT CgED1 0922/01 JOURNAL TYCO INTERNATIONAL LID 64,467 JOURNAL FROM TYPE 1 TO 2 05/22/01 JOURNAL TYCO INTERNATIONAL LTD 64,467 JOURNAL FROM TYPE 1 TO 2 051~1 JOURNAL TYCO INTERNATIONAL LTD 64,467 JOURNAL FROM TYPE 2 TO 1 05123101 JOURNAL TYCO INTERNATIONAL LTD .64.467 JOURNAL FROM TYPE 2 TO I TOTAL DEPOSITS AND WITHDRAWALS DATE TRANSACTel DESORPTION DEBIT AMOUNT CREDIT AMOUNT 05/22/01 05/22101 FND WIRED FUNDS REC MDA#MB107062 UST COMPANY FD#03210 MDSNJ WIRED TOCITIBANK FROM CTC F07114200FA501 600.000.00 TOTAL $-1.000.000.00 5600.000.00 DIVIDENDS DATE DESCRPTKiv 05/02101 TYCO INTERNATIONAL LTD REC 04/02101 PAY 05/02,01 SvmD0_,CuStv ■ OuANTiTY RATE (Si con AMOUNT CAECCI AMOUNT 64.467 0.0125 805.84 TOTAL $805.84 02? 0526.01:10:08 031 0478 EFTA00197909 CLEARED THROUGH ITS »CM.? Ot1P.E0 SUBSIDIARY BEAR STD;RNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8, Co. Inc. 245 Park Avenue New YY New York 10167 6 Transaction Detail (continued) Beer. ST/Prns SAP‘r•IMI CAP CcoMetsolech Conte< North Brock/pl. New Te" 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD April 28 2001 THROUGH May 25.2001 ACCOUNT NUMBER TAXPAYER AMMER INTEREST LAST STATEMENT April 27.2001 DATE DESORPTION SYSIDWISUSIP ouivany RATE re DEW AMOUNT CITED11 AMOUNT 05/21/01 INTEREST ON CREDIT BALANCE 3.5000 663.36 AT 3 1/2% MIS THRU 05/20 05/21/01 INTEREST ON CREDIT BALANCE AT 4,000% 04/21 THRU 05114 4.0000 2,028.74 05/21/01 SHT ACCT FEE 0421-0520 01 31,964.03 TOTAL $34,656.13 MISCELLANEOUS DATE MOONY TRANSACTCP DESCRIPTCN DEEP AMOUNT CREPT APPJUNT 04/30/01 JOURNAL MARK TO MARKET 164,738.00 04/30/01 JOURNAL MARK TO MARKET SHORT P06 164,738.00 05/07/01 JOURNAL MARK TO MARKET 82.562.00 65,67/61 J6LkIAL FitS1417.6t 05/14/01 JOURNAL MARK TO MARKET 312.021.00 05/14/01 JOURNAL MARK TO MARKET SHORT P06 312,021.00 05/21/01 JOURNAL MARK TO MARKET 715,142.00 05/21/01 JOURNAL MARK TO MARKET SHORT P06 715.142.00 05/22/01 JOURNAL JOURNAL FROM TYPE 2 TO 1 1,000.00 05/22/01 JOURNAL JOURNAL FROM TYPE 2 T01 796,686.11 05/22/01 JOURNAL JOURNAL FROM TYPE 2 TO 1 1,000.00 05/22/01 JOURNAL JOURNAL. FROM TYPE 2 TO 1 796,686.11 05/23/01 JOURNAL JOURNAL FROM TYPE 1 TO 2 600,000.00 05/23/01 JOURNAL JOURNAL FROM TYPE 1 TO 2 600.000.00 TOTAL 5-2,672.149.11 $2.672.149.11 02? 01.2 1.10 Cw 031 V4/8 EFTA00197910 CLEARED THROUGH RS WHOLLY OwnIED SUOMI:HAM. BffiR STffiRNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8. Co. Inc. 245 Park Avenue New York, New York 10167 Emu. Roams SeaOlin Cap. Ono Movotoch Center Noah EM:dtIgo. New Yak 1120/3859 INSTITUTIONAL INTERESTS ACCOUNT EXECUTIVE LICHERMAN.IRA STATEMENT PERK* Match 31.2001 TELEPEONE THROUGH April 27.2001 VISIT OUR WEEISITE nww.cearsteams.com ACCOUNT NUMBER What's In This Statement IIIIIII11111111II I I TAXPAYER AVIER LAST STATEMENT March 30.2001 Financial Summary 3 INSTITUTIONAL INTERESTS Your Portfolio Holdings 4 FINANCIAL TRUST CO TTEE ATTN JEANIE BRENNEN Transaction Detail 5 6100 RED HOOK QUARTER SUITE B-3 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURITIES THIS PEROD 6.472.937 Cash & Eqavakhnt — $10.671.070 $10.849.603 NET CREDIT BALANCE 10.671.070 Equities — $16.402.. : S-9.929.275 I $16.118.114 • $.9.548.122 NET EQUITY THIS PERIOD $17.144.007 - Current market value NET EQUITY LAST STATEMENT 17.419.595 afi Last statements market value CHANGE SINCE LAST STATEMENT -275.588 CI Short market value There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Ram row oaf d MINIM& a nonroospx of tees or mocks. ..mewed as &Moms lO >cu. lo [Joni so coo of 800431-1129: a veto lo Mont Sonkos M Boor. Room &comes Cap.. One Helglort Conk. North. Bfookhn, NY 118014850 ar Rim ~MIN a SOT InIca~lpisposes My I Is ra «ended n a rat *aware Tin scaternere sheaf ea retained kr your records Sn reverie sae kr myna ~mama 027 04,28.01:17:05 001 V471 EFTA00197911 CLEARED 1HROUGH RS YiHMV 0"E0 SUBSIDIARY Beer. Szewee Secwititi GOO. Ce4 Meal:tech Cord 1100.11 acedCon. Hew Year 11201.3859 INSTITUTIONAL INTERESTS 2 PI STATEMENT BACKER IS PRINTED ON THIS PAGE 027 042601:17:05 001 V471 EFTA00197912 CLEARED 1HRWGH na vniCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 3 Cash Flow Analysis THIS PENOO Cash Balance Summary CPENNO CLOSING Opening Balance $10.849.602.57 Cash 382.603.35 198.815.95 Funds Deposited 5,019,668.91 Margin 1,235.124.00 378.240.00 Dividends/Interest 82,650.54 Short 9,231,875.22 10,094.013.57 Amount Credited $5,102,319.45 Net Cash Balance $10,849,602.57 $10,671,069.52 Funds Withdrawn -750.000.00 Dividends/Interest Charged -30.852.50 Miscellaneous 4.500.000.00 Income Summary TM PERIOD YEAR TO DATE Amount Debited $-5.280.852.50 DWIdends 41.597.54 112,235.42 Net Cash Activity -178.533.05 Credit Balance Int. 4,946.15 34,022.72 Closing Balance $10,671,069.52 Total $46.543.69 $146,258.14 Same Oaf tanner's cE cosh benteen accost Itpts ate not included in this sedge. such Iran/era as well as (Peals lot as one fransackee As paned. appeal In TtiftSMISCO Dotal. Portfolio Composition LOW CashiCash Equivalent 10.671.070 Equities 9,929.275 16.402.. Total $9,929,275 $27.073.282 027 Beet. Steens S0Prihtt GNP. Cc* Moo:tech Cella North Becck/on. New Tent 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD Mardi 31.2001 THROUGH April 27.2001 ACCOUNT NUMBER TAXPAYER KAMER LAST STATEMENT Mardi 30.2001 Your Portfolio Allocation Cash 8 Equivalen 29% Short Equities 26% Equities 45% Untended preens 00n0le 0G0R Deanne ander shol matte, vendee Too elocahr revenue, is Owed horn to ti0S0Lte market rat), al ,TV porkno 04/2801:17:05 001 V471 EFTA00197913 CLEARED THROUGH ITS witCkLY 0MhE0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 4 BOW. SZeirhs SOC,r44,1 COO. Ore Mevelech Contm North Beccidon. New Ye* 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIO0 Mardi 31.2001 Your Portfolio Holdings CASH & CASH EQUIVALENTS DESCRPRON STMBOLCUSIP OUAN'ITI PRCE MARKET VALUE ESTMA1W ANNUAL TOCOME THROUGH POI 27.2001 ACCCLINT NUMBER TAXPAYER WESER LAST STATEMENT MATO 30.2001 CASH BALANCE 10.671.070 TOTAL CASH &CASH EQUIVALENTS $10.671.070 EQUITIES Equities & Options ADC! MARKET ESTIMATED CAMPOS DESCRP7JON SYSIBOUCUSIP TYPE DUANTITT PRCE VALUE ANNUAL COOLIE YELD IS/ BANK PLUS CORP CASH 10,000 5.0200 50,200 MEDTRONIC INC CASH 191,410 44.2500 8.469.893 38.282 0.4520 MEDTRONIC INC SHRT -75,300 44.2500 -3.332,025 -15.060 0.4520 PNC FINANCIAL SVCSGROUP INC CASH 66.723 66.1800 4.415.728 128.108 2.9012 PNC FINANCIAL SVCSGROUP INC SHRT -55,000 66.1800 -3.639,900 -105.600 2.9012 TYCO INTERNATIONAL LTD CASH 64.467 53.7700 3.466.391 3.223 0.0930 TYCO INTERNATIONAL LTD • SHRT -55.000 53.7700 -2.957,350 -2,750 0.0930 Total Equities& Options $6,472,937 $46,203 TOTAL EQUITIES $6,472,937 $46,203 YOUR TOTAL ESTIMATED ANNUAL INCOME $46,203 YOUR PRICEDPORTFOLIOHOLDINGS $17,144,006 027 042601:17:DS 001 V471 EFTA00197914 CLEARED THROUGH ITS ?RIMY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New York. New York 10167 5 c/ Transaction Detail DEPOSITS AND WITHDRAWALS DATE TRANSACT-4N 04/02/01 FND WIRED DESORPTION 78ZWNDSWIRED TO F0908593 CTC TODAY 04/02/01 FUNDS REC 04/04/01 DEPOSIT 04/18/01 FUNDS REC 04125/01 DEPOSIT TOTAL DIVIDENDS DEBIT AIAOIANT 750,000.00 CREDIT AMOUNT FNDS WIRED TO CITIBANK FROM 5,000.000.00 HYPERION 1993FD 00 10,620.00 INSTITUTIONAL INTERESTS CM Em TO CITIBANK FROM 7.579.91 LIPPER 00 INSITIT INTEREST 1,469.00 CHASE 5-750.000.00 $5.019.668.91 Beer. SZeirns S0N, t4,1 Dory. Ore Mevolech Contm North Beccidon. New VC* T1201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD Mardi 31.2001 THROUGH April 27.2001 ACCCUNT NUMBER TAXPAYER WESER LAST STATEMENT MVO 30.2001 DATE OESORPTION SYMBOLCUSIP OUPARITt RATE (S) DEBT AMOUNT CREPT AMOUNT 04/09XI1 64/1861 04/24/01 04/26/01 MEDTRONIC INC DIV CHG 75300 SHS SHORT REC atom PAY 04/27/01 WirifUntigniMINOTIWWW DIV CHG 55000 SHS SHORT REC 04/13101 PAY 04/24/01 PNC FINANCIAL SVCS GROUP INC REC 04/13101 PAY 04/24,01 TYCO INTERNATIONAL LTD DIV CHG 55000 SHS SHORT REC 04/02/01 PAY 05/02/01 • 66.723 0.4800 3.765.00 26,400.00 687.50 32.027.04 027 042601:17:06 001 Y471 EFTA00197915 CLEARED THROUGH ITS CA1h.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 6 Transaction Detail (continued) DIVIDENDS (continued) DVE DESORPTION 04/27/01 MEDTRONIC INC REC 04/06/01 PAY 04/27/01 STMEICIUOUSIP DUANIITY RATE <SI DEBIT AMOUNT 191,410 0.0500 Beer. szeirns socv,ht, GNP. Ore Mevolech Ow:1N NOM Beccidon. New Ye* T1201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD Mardi 31.2001 THROUGH POI 27.2001 ACCOUNT NUMBER TAXPAYER AMBER LAST STATEMENT March 30.2001 ChED11 AMOUNT 9,570.50 TOTAL 9-30.852.50 $41.597.54 INTEREST DATE DESORPTION SYME/CIJCVSIP aMAITITY RATE TM CENT AMOUNT CREW AMOUNT 04/23/01 INTEREST ON CREDIT BALANCE 4.0000 363.76 AT 4,000% 04/18 THRU 04/20 04/23/01 INTEREST ON CREDIT BALANCE 4.5000 4.582.39 AT 4 1/2% 03121 THOU 04/17 04/23/01 SHT ACCT FEE 03/21-04 20 01 36,106.85 TOTAL $41.053.00 MISCELLANEOUS DATE NOWT TRANSACTION DESCRIPTION DEER AMOUNT CREDIT MAJUNT 04/02/01 JOURNAL TO 047-30185 4.500.000.00 PER LOA 04/02/01 JOURNAL MARK TO MARKET 316.24680 04/02/01 JOURNAL MARK TO MARKET SHORT P06 318246.00 04/09/01 JOURNAL MARK TO MARKET 335.618.00 04/09/01 JOURNAL MARK TO MARKET SHORT P06 335,61880 04/16/01 JOURNAL MARK TO MARKET 314,01180 04/16/01 JOURNAL MARK TO MARKET SHORT P06 314.011.00 027 04/2601:17:06 001 V471 EFTA00197916 CLEARED THROUGH ITS 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 7 CI Transaction Detail (continued) MISCELLANEOUS (continued) DATE mayor Trimsacrei DaKmanCN DEBIT AMOUNT CREDIT AMOUNT 04/23/01 JOURNAL MARK TO MARKET 562245.00 04/23/01 JOURNAL MARK TO MARKET SHORT POS 562.245.00 TOTAL 36.028.120.00 $1.528.120.00 End of Statement Beer. S1e9•ns S0C,r44,1 Cap. 0 -41km:tech Contm North Becci0on. New Ye* 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD Mardi 31.2001 THROUGH POI 27.2001 ACCOUNT NUMBER TAXPAYER AMBER LAST STATEMENT Mardi 30.2001 027 0$1,28,01:17:05 001 nil EFTA00197917 CLEARED THRCOGH ITS W1ICU.Y OMBED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8. Co. Inc. 245 Park Avenue New York New York 10167 ACCOUNT EXECUTIVE TELEPEONE VISIT OUR WEBSITE ZI3HERMAN.IRA o.ow.uentearrs.com What's In This Statement Financial Summary 3 Your Portfolio Holdings 4 Transaction Detail 5 Your Messages 7 I I INSTITUTIONAL INTERESTS FINANCIAL TRUST CO TTEE ATTN JEANIE BRENNEN 6100 RED HOOK QUARTER SUITE B-3 ST THOMAS VI 00802 Bain. ROAMS SOOwitit. Cap. Coe Man:tech Cooler Noah 8tCdt/011. Nee; Yak 1120/3959 INSTITUTIONAL INTERESTS STATEMENT PERIOD February 24.2001 THROUGH March 30.2001 ACCOUNT NUMBER TAXPAYER NUMBER LAST STATEMENT PeOnDity 23.2001 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURITIES THIS PERIOD 6.569.992 Cash S Equvalent $10.849.603 $11.936.797 NET CREDIT BALANCE 10249.603 Equities $16.118.114 : $.9.548.122 $17.468.761 : S-10.425.085 NET EQUITY THIS PERIOD $17.419.595 Current market value NET EQUITY LAST STATEMENT 18.980.473 ISE Last statements market value CHANGE SINCE LAST STATEMENT -1.560.878 C Short market value There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Plo.mo mood any clitoronoo a nontoctiot of ctocks or Mocks. eidicolal as Ckanited 10 yOU. 10 C1401SONIC00 of 800614.1428: a yet to Clam SONIC.. M Bow. Steam &canes Car.. One 1.1flotocli Cala North. °NOV+, NY I12014,54. ST Tin anYarYskomfBosalaMI pawls only Is rue doodad as a tar dawns less staternere should be reared fie ever records See revers* sole for reportage Scemacres Important Notice Decimal Trading is Here for Nasdaq! Decimal Trading is the shift from fractional pricing (e.g.21 1/2) to decimal pricing (e.g.$21.50)for equities and options. Nasdaq securities have been phased in during March and the remaining securities are scheduled to be trading in decimals in April. For details. visit our website at www.bearstearns. com. 027 033101:17:58 001 7466 EFTA00197918 CLEARED 1HROUGH nS witekLY (A1h.E0 SUBSIDIARY Beer. Szewee Secwititi GOO. 0'41km:tech Cord 1100.11 &edam. Hew Year 1120/3859 INSTITUTIONAL INTERESTS 2 PI STATEMENT BACKER IS PRINTED ON THIS PAGE 027 03,31,01:17:58 001 7466 EFTA00197919 CLEARED 1HRWGH na ?AIM? 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New Y New York 10167 3 Cash Flow Analysis THIS PEFICO Cash Balance Summary OPENN3 CLOSING Opening Balance $11.936.796.91 Cash 0.00 382.603.35 Funds Deposited 79,506.00 Margin 812.968.92 1,235,124.00 Dividends/Interest 50,492.68 Short 11,123,827.99 9,231.875.22 Miscellaneous 1,982,806.98 Net Cash Balance $11,936,796.91 $10.849.602.57 Amount Credited $2,112.805.66 Funds Withdrawn -3,200.000.00 Income Summary Amount Debited 5-3 200 000.00 RIG PERIOD TEAR TO DATE Net Cash Activity -1,087.194.34 Dividends 1.147.00 70,637.88 Credit Balance Int. 8,579.45 29,076.57 ClosingBalance $10 849 602.57 Same day tension c$ cash between mewl byes ate not included in we Total $9,726.45 $99.714.45 Dalian: such Kamen as well as *Nis Iv as other Irantalions Ns period. aPPear in Transadion DNA. Portfolio Composition CashiCash Equivalent Equities SCAT 9,548.122 Beer. Stwirns SOCiribt7 COO. Ore Metielech Cella North Beccidin. New Tent 11201.3019 INSTITUTIONAL INTERESTS STATEMENT PERIOD February 24.2001 THROUGH Mardi 30.2001 ACCOUNT NUMBER TAXPAYER SANGER LAST STATEMENT February 23.2001 Lorin 10.849.603 Cash & Equivalent / 16.118.114 30% Total $9.548.122 526.967.717 Your Portfolio Allocation Equiriss 44% Shod Equities 26% UnS,oded Freon, oeno* eeoc 014, 0, eneo Viol narks votes Re olotairr cecenisp, is clewed bean to atne7m market rat), al yeis pallo7o 027 07731.01:17:SS 001 7466 EFTA00197920 CLEARED THROUGH ITS ?RIMY OYLMEO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 4 BOW. SZeirhs SOC,r44,1 Cory. 0-c Mem:tech Center North Beccidon. New To* 11201.3019 INSTITUTIONAL INTERESTS STATEMENT PERIOD Raman/ 24.2001 THROUGH Mardi 30.2001 Your Portfolio Holdings ACCOUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER ARMER LAST sTATELIENT February 23.2001 MARKET ESTMATED COMMON STMBOLCUSP 0UAN'IT1 PRCE VALLE ANNUAL tiCOME CASH BALANCE 10.849.603 TOTAL CASH & CASH EQUIVALENTS $10.849.603 EQUITIES Equities & Options ADC! MARKET ESTIMATED DAMN DESCRP7)0N SYSIBOUCUSIP TYPE DUANTITY PRCE VALLE ANNUAL NCOLIE YELD BANK PLUS CORP CASH 10,000 5.5630 55,630 MEDTRONIC INC CASH 191,410 45.7400 8.755.093 38.282 0.4373 MEDTRONIC INC SHRT -75,300 45.7400 -3.444,222 -15.060 0.4373 PNC FINANCIAL SVCSGROUP INC CASH 66.723 67.7500 4.520.483 128.108 2.8339 PNC FINANCIAL SVCSGROUP INC SHRT -55,000 67.7500 -3.726.250 -105.600 2.8339 TYCO INTERNATIONAL LTD CASH 64.467 43.2300 2.786.908 3.223 0.1156 TYCO INTERNATIONAL LTD • SHRT -55.000 43.2300 -2.377.650 -2,750 0.1157 Total Equities& Options $6,569,992 $46,203 TOTAL EQUITIES $6,569,992 $46,203 YOUR TOTAL ESTIMATED ANNUAL INCOME $46.206 YOUR PRICEDPORTFOLIOHOLDINGS $17,419,594 02? 0391A1:O:S8 001 4466 EFTA00197921 CLEARED THRWGH ITS ?RIMY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Steams 8 Co. Inc. 245 Park Avenue New York. New York 10167 5 vl Transaction Detail DEPOSITS AND WITHDRAWALS DATE TPANSACT-O4 DESCRPRON 01/15/01 FND WIRED DEBIT AMOUNT CREDIT AMOUM in . TO F0001502 3,200,000.00 03/30/01 DEPOSIT INST LIPPEITUR TIONCONYEALRTI8RE 00 ME REP NAT EX OF NY 79,506.00 TOTAL $-3.200.000.00 579.506.00 DIVIDENDS Beer. SZeirhs SOC,r44,1 COO. Ore IAevoIcch Cella North Deo:kW% New Year 112013859 INSTITUTIONAL INTERESTS STATEMENT PERIOD February 24.2001 THROUGH Mardi 30.2001 ACCOUNT NUMBER TAXPAYER WESER LAST STATEMENT PeDruEuy 23.2001 DATE oescramoN STME/WCLISIP OWARITT RATE (S) DEBT AMOUNT CIRECIT MACWIT 03/08/01 PFIZER INC PFE 900 0.1100 99.00 REC 0'2/16/01 PAY 0310601 03/09/01 ELI LILLY & CO LLY 500 0.2800 140.00 REC 02/16/01 PAY 0310901 03/12/01 UNITED TECHNOLOGIES CORP tux 600 0.2250 135.00 REC 02/16101 PAY 03/1001 03/13/01 JOHNSON& JOHNSON JNJ 650 0.3200 208.00 REC 02/2001 PAY &maim 03/14/01 E I DU PONT DE NEMOURS & CO DD 200 0.3500 70.00 REC 02/15/01 PAY 03/14/01 03/16/01 DUKE ENERGY CORP DUK 1.800 0.2750 495.00 FORMERLY DUKE POWER CO REC 02/16101 PAY 03/16/01 TOTAL $1.147.00 027 03,3H:0T:17:58 DOI V466 EFTA00197922 CLEARED THRWGH ITS niCkLY 0"E0 SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 6 Transaction Detail (continued) INTEREST DATE DESORPTION 03/21/01 INTEREST ON CREDIT BALANCE 4.5000 AT 4 1/2% 03,20 THAU 03/20 STMEIWGUSIP COMMIT RATE I% DEBIT AMOUNT Beer. SZeirhs SOC,r44,1 COO. 0-41km:tech Cella North Beccidon. New Year 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD Fehmary 24.2001 THROUGH March 30.2001 ACCCUNT mower, TAXPAYER WESER LAST STATEMENT PeDruEuy 23.2001 GIIEDTI AMOUNT 156.13 03/21/01 INTEREST ON CREDIT BALANCE AT 5,000% 02/21 MAU 03/19 5.0000 8,423.32 03/21/01 SHT ACCT FEE 02 21-0320 01 40,766.23 TOTAL $49,345.68 MISCELLANEOUS DATE MODAT TRANSACTOI Dessau-non DEBIT AMOUNT CREDIT AMOUNT 02/28/01 JOURNAL MARK TO MARKET 698,742.00 02/26/01 JOURNAL MARK TO MARKET SHORT P06 698,742.00 03/01/01 JOURNAL JOURNAL FROM TYPE 2 TO 1 1.511.710.92 63/01/01 JolitlAiAL JoUAN111 kltbilrift Ire 1.902. 6.9 03/01/01 JOURNAL JOURNAL FROM TYPE 2 TO 1 1,511,710.92 03/01/01 JOURNAL JOURNAL FROM TYPE 2 TO 1 1.902,806.98 03/01/01 JOURNAL FROM: XPIe2-LISD 1.982.806.98 • a • 03/02/01 JOURNAL JOURNAL FROM TYPE 2 TO 1 80,000.00 03/02/01 JOURNAL JOURNAL FROM TYPE 2 TO 1 80,000.00 03/05/01 JOURNAL MARK TO MARKET 89,250.00 03/05/01 JOURNAL MARK TO MARKET SHORT P06 89.250.00 03112/01 JOURNAL MARK TO MARKET 39.085.00 03112/01 JOURNAL MARK TO MARKET SHORT P06 39,085.00 03/19/01 JOURNAL MARK TO MARKET 1,003,550.00 03/19/01 JOURNAL MARK TO MARKET SHORT P06 1,003,550.00 02? 020I.OI:I?:19 001 V4E6 EFTA00197923 CLEARED THRWGH ITS WNW? 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 7 CI Transaction Detail (continued) MISCELLANEOUS (continued) DATE TOMMY TRANSACTOR DESCRIPTION DEBIT AMOUNT CREPT AMOUNT 03/26/01 JOURNAL MARK TO MARKET 280,592.00 03/26/01 JOURNAL MARK TO MARKET SHORT POS 280592.00 TOTAL $-5.605.736.90 $7.588.543.88 Your messages Far Bear, Stearns Securities Corp. Net Capital and Net Capital Requirements: At November 30, 2000 and January 26, 2001, the Companys net capital of $2,620,960,000 and $2,761,817,000 was approximately 9% and 10% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $572,456,000 and $559,381,000 by $2,048,504,000 and $2,202,436,000, all respectively. A complete copy of the Bear, Steams Securities Corp. Statement of Financial Condition is available on the web site wwbv,bearstearns,com, Alternatively, to request a free printed copy please call • toll free 1.866.299.9331. End of Statement Beet. SZeirns SON, t4,1 GNP. OtoLletiotech CarrIN North Beccidon. Hew VC* 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD February 24.2001 THROUGH Mardi 30.2001 ACCOUNT NUMBER TAXPAYER MAURER LAST STATEMENT February 23.2001 027 CUL/SIMI ;17:64 001 EFTA00197924 CLEARED THROUGH ITS YillOU.Y OWNED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New York. New York 10167 84Ni. SOMAS SOMAIMS COO Ono Movoloch Center North Elrecklgn. New York 1120/-3859 INSTITUTIONAL INTERESTS ACCOUNT EXECUTIVE ZICHERMAN.IRA STATEMENT PERIOD January 27.2001 TELEPHONE THROUGH February 23.2001 VISIT OUR WEEISITE e.'/A% OearSieBMS.COM ACCOUNT NUMBER What's In This Statement I I TAXPAYER NUMBER LAST STATEMENT January 26.2001 Financial Summary 3 INSTITUTIONAL INTERESTS Your Portfolio Holdings 4 FINANCIAL TRUST CO TTEE ATTN JEANIE BRENNEN Transaction Detail 5 6100 RED HOOK QUARTER Your Messages 23 SUITE B-3 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURITIES THIS PEFUOD 7.043.676 Cash 8 Equvalent 1.936.797 $14.091.700 NET CREDIT BALANCE 11.936.797 Equities S17.468.761 : $-10.425.086 $19.521.581 : S-11.640.921 NET EQUITY THIS PERIOD $18.980.473 MO Current market value NET EQUITY LAST STATEMENT 21.972.360 IN Last statements market value C Short market value CHANGE SINCE LAST STATEMENT -2.991.887 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. 140.mi/ noon ant Offoronoo a nontoctiot of teas or stocks. .ndicolod as doltrorod to Icu. b a10111 Sonic*. al 80004.1428: a yet to Clam SoNkos a Bow. Steam Sccurnos Cop. Co. 1.1flok•-li Carlo, North. BrooN)n, NY. 112014959 t asT.Tani a vatnnabenal pyposes coly a k ra eloroled as a ta. dcarnora tin steamers MOW Et roamed to, your records Soo memo NU to, mpodare riaTnatom 02T 02240T20A2 put EFTA00197925 CLEARED 1HROUGH RS vnICUY 0"E0 SUBSIDIARY Beer. Szewee Secwititi GOO. Ce4 Meal:tech COM0( HMO acedCon. Hew Year 11201.3859 INSTITUTIONAL INTERESTS 2 of 23 STATEMENT BACKER IS PRINTED ON THIS PAGE 02? 0244,01:20:42 001 EFTA00197926 CLEARED 1HRWGH ITS antiCkLY 0%1Y.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 3 c/ zb Beer. Steams SOCantan Cap. Ore Mettolech Calla HMO Beeck/on. Hew Tent 11201.3950 INSTITUTIONAL INTERESTS Cash Flow Analysis Income Summary STATEMENT PERIOD January 27.2001 THROUGH February 23.2001 ACCOUNT NUMBER TAXPAYER WESER THIS PEFICO 1145 PERICO YEAR TO DATE LAST STATEMENT January 26.2001 Opening Balance 514,091,699.97 Dividends 1.493.34 69.490.88 Credit Balance Int. 14.276.15 20.497.12 Securities Sold 2,062,920.22 Total $15.769.49 $89.988.00 Funds Deposited 4,558,916.38 Dividends/Interest 61,382.21 Miscellaneous 2,337,589.66 Amount Credited 59.020.808.47 Portfolio Composition SKIRT LICtiO Securities Bought -2.066.400.53 Cash/Cash Equivalent 11.936.797 Funds Withdrawn -9.109.311.00 Equities 10.425.085 17.468.761 Amount Debited 5.11.175.711.53 Total $10.425.085 $29.405.558 Net Cash Activity -2.154.903.06 ClosingBalance $11 936 796.91 Your Portfolio Allocation Same On tanslent ct cash balsam accost lypeo we not meludedm ihn embon. such Irantlety as wen al Petals ItY at oInat Iranaachcas P's ',enact Mina, on Trareacbcn Debi Cash Balance Summary OPENI40 CLOSNO Margin 3.080.199.70 812,968.92 Short 11.011.500.27 11.123.827.99 Net Cash Balance $14.091.699.97 511.936.796.91 Cash & Equivalent- 30% Equities 44% Shod Equities 26% Unshaded potions Oen,* 0000 014, 0, 'nett shml mark,. vette, T o elorahr ;even:sr is Pe•set, ham ep tiOSOLte mark"! rat), 0I >vv palloaa 02? 02,24t01:20:42 001 EFTA00197927 CLEARED THRWGH ITS wilekLY OMnE0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 4 c/ zo Beer. Szea•ns SON, 14,1 COO. Cc* Mon:tech Cella North Beano. New Yea I1201.3019 INSTITUTIONAL INTERESTS STATEMENT PERIOD January 27.2001 THROUGH February 23.2001 Your Portfolio Holdings CASH & CASH EQUIVALENTS DESORPTION STMBOLCUSP OUANTiTY PACE MARKET VALUE (STOWED ANNUAL W.01AE ACCOUNT NUMBER TAXPAYER WESER LAST STATEMENT January 26.2001 CASH BALANCE 11.936,797 TOTAL CASH & CASH EQUIVALENTS 811.936.797 EQUITIES Equities & Options AGCT IMFOCEI ESTIMATED CURREM DESORPTION 5,111001:CUSP TYPE OUANTITT PACE VALUE ANNUAL tiCOIAE YELD I%4 BANK PLUS CORP CASH 10,000 4.5000 45,000 MEDTRONIC INC • CASH 191,410 48.9500 9.369.520 38.282 0.4086 MEDTRONIC INC • SHRT -75.300 48.9500 -3.685,935 -15.060 0.4086 PNC FINANCIAL SVCSGROUP INC CASH 66.723 68.7500 4.587.206 128.108 2.7927 PNC FINANCIAL SVCSGROUP INC SHRT -55.000 68.7500 -3.781.250 -105.600 2.7927 TYCO INTERNATIONAL LTD U CASH 64.467 53.7800 3.467.035 3,223 0.0930 TYCO INTERNATIONAL LTD • SHRT -55.000 53.7800 -2.957.900 -2,750 0.0930 Total Equities& Options $7.043.676 546,203 TOTAL EQUITIES $7.043.676 $46,203 YOUR TOTAL ESTIMATED ANNUAL INCOME $46.206 YOUR PRICED PORTFOLIOHOLDINGS 818.980,472 027 02,24,01:20:42 001 EFTA00197928 CLEARED THRWGH ITS niCkLY CAMEO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 5 c/ ze Transaction Detail INVESTMENT ACTIVITY SETTLEMENT TRADE DATE DATE TRANSACTION Duce PTION STMEICRCUSE CVANTITY PRICE ACCCUNT NUMBER TAXPAYER NUIA3ER LAST STATEMENT January 26,2001 DEWY AMOUNT MOTT AMOUNT 02/15/01 JOURNAL AOL Teiliffilla AOL 800 FROM: • JRL - b 1 1 NAL hiettb-cRo ACrL 1, 00 45.79 . FROM: • JRL Urisrbi ANAL ALTA t RP AYA doo a5,41 e..1 FROM: • JRL • 02/15/01 JOURNAL AMERICAN INTERNATIONAL GROUP let MG 1.000 87.114.30 FROM: • JRL • 02/15/01 JOURNAL AMGE IN ALIGN 500 35,833.69 FROM: • JRL • 02/15/01 JOURNAL BED B BBBY 1.500 28,797.00 FROM: • JRL • 02/15/01 JOURNAL CONST BOUP INC CEG 1.200 50,924.72 FROM: • JRL 02/15/01 JOURNAL CITIGR' C 1.300 62,398.29 FROM: • JRL 02/15/01 JOURNAL CISCO CSCO 2.300 118,788.21 FROM: • JRL 02/15/01 JOURNAL CLORO CLX 900 37,412.92 FROM: • JRL 51151 JbbIWAL TAR PALMOLIVE CO 48o 41.17.7 FROM: • JRL 808f. SZeirns SON, b81 Cap. CeoLlevetech Cella North Beccidon. New Tuft 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD January 27.2001 THROUGH February 23.2001 02T 02,24,01:20A2 001 EFTA00197929 CLEARED THROUGH RS valecLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 6 c/ 2:t Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE TRANSACTION DEKA PTIO” SYMBOL:CUSP OAINTITY PRCE DEW AMOUNT CFEDI A/lOcter 02/15/01 JOURNAL COMDIMIT CDO 1.500 25,118.85 FROM: • JRL • b AL doKiPU1ER SCIENCES CORP 1.300 77. 5 . FROM: • JRL Urisrbi J5UNNAL bovtn C.CR? Sbv 1.doo 39.524.86 FROM: • JRL • 02/15/01 JOURNAL DUKE ENERGY CORP Dt/K 1.800 66.701.61 FORME FROM: • JRL 02/15/01 JOURNAL El DU P NT DE NEMOUR CO DD 200 5.881.49 FROM: • JRL • 02/15/01 JOURNAL EMC EMC 400 47,733.19 FROM: • JRL • 02/15/01 JOURNAL EXXON XCM 600 53.663.76 FROM: • JRL • 02115/01 JOURNAL ELAN ELN 437 FROM: • JRL 02/15/01 JOURNAL FIRSTA FSR 3.900 64,483.82 FROM: • JR1• 02/15/01 JOURNAL FLEXTRCNIOS INTERNATIONAL FLEX 600 23,227.50 LTD FROM: • JR1• 02/15/01 JOURNAL GENERAL DYNAMICS CORP GD 300 20.364.78 FROM: • JR1• Beef. SZeirns S0P,r,t44 Cap. CeoLlevalech Cantet North Beccidon. New Tuft 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERM January 27.2001 THROUGH February 23.2001 ACCCUNT NUMBER TAXPAYER NUIA3ER LAST STATEMENT January 26.2001 027 0224,01:20A2 001 EFTA00197930 CLEARED THRWGH ITS OMPPO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 7 r, z Beer. Szea•ns SOP,PPRI COP OTC Mevalech Canter North Beccidon. New Perk 112013859 INSTITUTIONAL INTERESTS STATEMENT PERM January 27.2001 THROUGH Februwy 23.2001 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE TRANSACTOR DESORPTION STMBOUCUSP OJANillY PRCE AOCCUPT NUMBER TAXPAYER NUIPER LAST STATEMENT January 26.2001 DEW AMOUNT CFEDI AlhOcter 02/15/01 JOURNAL HISPANIC BROADCASTING CORP HSP 500 10,607.19 ICI A FROM: • JRL • 02/15/01 JOURNAL HOME HD 1,000 44.912.50 FROM: • JRL • 02/15101 JOURNAL HOUSE INC HI 900 47.798.80 FROM: • JRL 02/15/01 JOURNAL ILLINOIS IRN 300 16.595.87 FROM: • JRL • 02/15/01 JOURNAL INTERNATIONAL BUSINESS IBM 400 33,205.26 FROM: • JRL • 02/15/01 JOURNAL INTERNATIONAL PAPER CO IP 300 9,02125 FROM: • JRL • 02/15/01 JOURNAL JUNIPER NETWORKS JNPR 300 39,389.03 FROM: • JRL • 02/15/01 JOURNAL JOHN N& JOHNSON JNJ 650 58,166.57 FROM: • JRL • 02/15/01 JOURNAL KELLOI K 2.000 50,351.10 FROM: • JRL • 02/15/01 JOURNAL ESTEE LAUDER COMPANIES INC EL 1.500 57,45910 ICI A FROM: • JRL • 02T 02,24,01:20:42 001 EFTA00197931 CLEARED THROUGH ITS wilekLY ORREO SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New York. New York 10167 8 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE TRANSACTION DESORPTION SYMBOUCUSP CUANNTY PRCE DEBIT AMOUNT CAEDT AMOcNT 02/15/01 JOURNAL ELILI LLY 500 35.651.00 FROM: • JRL • to 15'01 AL MoriNVEgtKiNtto Ya 1.4 85.247.29 FROM: • JRL • Urtst1 J6(JNNAL N6A1KL nirtWOR§ dok

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1.0000 
75.00000

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2.700800 
1.0000

IPv423.200.000.00

IPv43.080.199.70

IPv43.200.000.00

IPv436.028.120.00

Phone(800) 289.9999

Phone1.866.299.9331

Phone1201 3859

Phone1201.3019

Phone1201.3219

Phone1201.3359

Phone1201.3555

Phone1201.3559

Phone1201.3819

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Phone9121101

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