Case File

efta-efta00198118DOJ Data Set 9Other

Statements

Date

Unknown

Source

DOJ Data Set 9

Reference

EFTA 00198118

Pages

290

Persons

Integrity

No Hash Available

Summary

Persons Referenced (1)

Ralph Lauren

“...3.384 1.3093 PEREGRINE SYSTEMS INC PRGN CASH 7.700 14.8300 114.191 POLO RALPH LAUREN CORP-CL A RL CASH 4.707 26.7600 125.959 OMNICARE INC OCR CASH 13.100...”

Extracted Text (OCR)

EFTA Disclosure

Text extracted via OCR from the original document. May contain errors from the scanning process.

Statements EFTA00198118 CLEARED THRCUGH ITS YiHOU.Y OnNED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOLNIT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York. Nell York 10179 Beer. Steams Seedier Cot Ono licerroch Center Hone Brocklin. New Ye* 1120/.3859 INSTITUTIONAL INTERESTS STATEMENT PER100 THROUGH ACCOLN7 humeri December 1.2001 December 3t. 2001 What's In This Statement III I I I1111111 II TAXPAYER NUMBER LAST STATEMENT Nerenter 30. 200t Financial Summary 3 INSTITUTIONAL INTERESTS Your Portfolio Holdings 4 CIO FINANCIAL TRUST COMPANY ATTN JEANNE BRENNAN Transaction Detail 8 Fund Activity 17 Trades Not Yet Settled 21 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURITIES THIS PEFUOD 14.300.358 Cash 8 Egwvalent na 6.376 55.753.613 NET CREDIT SAUL:4CE 914.140 Equities 114.300,358 11.866.814 MONEY MARKET FUND BALANCE 3,162.236 Current market value NET EQUITY THIS PERIOD $18.376.734 {IM Last statement's market value NET EQUITY LAST STATEMENT 17,420.427 CHANGE SINCE LAST STATEMENT 956.308 There are no 'Stop Lose orders or other pending buy or sell open orders on file for your account. SIK TIN Erneuri gor erreireiri panes ally. "Weidner.. downer staterner shard be retained for your records Set reverse ode for receiver Normative 027 D1.0102:10:04 001 Important Message II any information regarding 2001interest. dividends. miscellaneous income. gross proceeds or original issue discount is required to be reported to the IRS for this account. a Consolidated Form 1099 will be mailed to you by January 31.2002or 1042S by March 15.2002. Y519 EFTA00198119 CLEARED 1RROUOR RS WIICUY 0"E0 SUBSIDIARY Beer. Szewee Secwititi GOO. Ce4 Meal:tech COM0( HMO BecciCon. Hew Year 11201.3859 INSTITUTIONAL INTERESTS 2 of 21 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 01,112/02:10:00 001 V519 EFTA00198120 CLEARED THROUGH ITS wilekLY OL1O.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 3 Cash Flow Analysis THIS PERICO Income Summary DC PERIOD YEAR TO DATE Opening Balance $873,310.56 Dividends 13.532.09 153,661.75 Substitute Payment 0.00 630.00 Securities Sold 1,669,680.20 Credit Balance Int. 1,176.35 53,133.82 Money Fund 2,031,933.59 Total $14.708.44 $207,425.57 Dividends/Interest 7.774.85 Miscellaneous 36,278.17 Shod Dividends 0.00 -144.50 Foreign Tax Withheld -118.50 -800.74 Amount Credited $3.745,666.81 Margin Int. Paid 0.00 -92k6 Securities Bought -3,361.401.69 Money Fund -306.933.59 Miscellaneous -36.501.67 Portfolio Composition Amount Debited $-3.704.836.95 Cash/Cash Equivalent 4.076,376 Equities 14.300.358 Net Cash Activity 40.829S6 Total $18,376,734 Closing Balance $914.140.42 Cash Balance Summary OPENNO CLOSING Cash 873,310.56 914,140.42 Net Cash Balance $873.310.56 $914,140.42 027 Oli02.•02:i0:04 001 Beer. Screams S0N,I*1 Cory. Ore Mevelech Conte North 8eccilon. New To* 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCOUNT NUMBER TAXPAYER KANNER LAST STATEMENT November 30.2001 Your Portfolio Allocation Cash & Equivalent 23% Equities 77% UoWootol pr000s °tome Cope 0loopo onto* Lool male wive, he ol000m oeoemn, owed Icon to otool.te mole rat), el Lev polloLo V519 EFTA00198121 CLEARED THROUGH ITS niCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 4 Beer. Saea•ns SON, t4,1 COO. Cc* Mem:tech Contm North Beano. New VC* 11201.3019 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 Your Portfolio Holdings THROUGH ACCOUNT NUMBER December 31.2001 CASH & CASH EQUIVALENTS TAXPAYER AMN3ER LAST STATEMENT NOveRter 30.2001 MARXE7 ESTIMATED CURRENT DESCRPTION SIMBOUOISIP OUANTITY PRICE VALUE ANNUAL INCOME MD I%) CASH BALANCE 914,140 THE TREASURERS FUNDING DIM( 3,162,235.72 1.0000 3,162,236 56,920 1.8000 DOMESTIC PRIME MINT PORTFOLIO TOTAL CASH & CASH EQUIVALENTS $4.076,376 $56,920 EQUITIES Equities & Options ACCT PARKET BUMMED OURFENT DESCRP'ION SYMBOL'EUSIP Tilt oumour PRCE VALIA ANATOL 'COME TEED I* ABERCROMBIE & FITCH CO-CL A ANF CASH 3,200 26.5300 84,896 ACTV INC IAP/ CASH 22.300 1.8700 41,701 AMERICAN EAGLE OUTFITTERS INC AEOS CASH 7,400 26.1700 193.658 NEW ADELPHLA COMMUNICATIONS CORP a A ADLAC CASH 28.654 31.1800 893.432 ANNTAYLOR STORES CORP ANN CASH 4.000 35.0000 140.000 AMERICAN STANDARD COMPANIES ASD CASH 4.100 68.2300 279.743 INC-DEL BEA SYSTEMS INC BEAS CASH 11.400 15.4100 175.674 BEVERLY ENTERPRISES INC NEW BEV CASH 49.800 8.6000 428.280 CENDANT CORP CD CASH 11.450 19.6100 224.535 COSTCO WHOLESALE CORP-NEW COST CASH 2,800 44.3800 124.264 CITIZENS COMMUNICATIONS CO CZN CASH 32,800 10.6600 349.648 CS% CORP CS% CASH 3.950 35.0500 138.448 1.580 1.1412 027 01.1=2:10:04 001 VS19 EFTA00198122 CLEARED THROUGH ITS 0MtE0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 5 Your Portfolio Holdings (continued) Equities & Options (continued) DESCRP'ION SYMBOUCUSIP ACCT TIDE OUANTITY PACE MARKET VALLE ESTIMATED ANNUAL INCOME CURFENT YIELD IN:1 CABLEVISION SYSTEMS CORP-CL A CVC CASH 5.000 47.4500 237.250 CABLEVISION NY GROUP COM CONTINENTAL AIRUNES INC-CL B CAL CASH 5,850 26.2100 153.329 DMC STRATF_X NETWORKS INC STXN CASH 11.950 7.7800 92,971 EDISON INTERNATIONAL ESC CASH 10.550 15.1000 159,305 EASTMAN CHEMICAL CO EMN CASH 2.500 39.0200 97.550 4.400 4.5105 EMMIS COMMUNICATIONS CORP-CL A EMMS CASH 10.550 23.6400 249.402 ENZON INC ENZN CASH 1.350 56.2800 75.978 FOX ENTERTAINMENT GROUP INC FOX CASH 8.600 26.5300 228.158 CL A FMC CORP NEW FMC CASH 2.400 59.5000 142.800 FOOT LOCKER INC Z CASH 4,750 15.6500 74,338 FEDERATED DEPARTMENT STORES FD CASH 6,800 40.9000 278.120 INC-DEL I-MANY INC IMNY CASH 39.150 9.6500 377.798 HCA INC HCA CASH 15.000 38.5400 578.100 1.200 0.2076 (FRM HCA-HEALTHCARE COMPANY) HARRAHS ENTERTAINMENT INC HET CASH 1.600 37.0100 59.216 IMC GLOBAL INC IGL CASH 17.800 13.0000 231.400 1.424 0.6154 IMPERIAL CHEMICAL INDS PLC ICI CASH 2,500 21.8500 54,625 3.680 6.7368 ADR NEW KOHLS CORP KSS CASH 4,900 70.4400 345,156 LIBERTY MEDIA CORP LMCA CASH 37,800 14.0000 529,200 SER A NEW LIZ CLAIBORNE INC LIZ CASH 3,700 49.7500 184.075 1.665 0.9045 Beer. Saea•ns SON, t4,1 Cory. CcoMetsclech Contm North Beccidon. New Year 11201.3019 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 ACCCUNT NUMBER TAXPAYER AMMER LAST STATEMENT NOveRtef 30.2001 027 01.03t02:10:04 001 VSI9 EFTA00198123 CLEARED THROUGH ITS YrisekLY OtM,E0 SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 6 Your Portfolio Holdings (continued) Equities & Options (continued) DESORPTION SAISCL....bP ACCT TYE DUMMY PRCE IAIRKET VALLE (STEWED ANNUAL INCOME EURRENIT Yen D4 MILLENNIUM CHEMICALS INC MCH CASH 7,900 12.6000 99,540 4,740 4.7619 MGM MIRAGE MGG CASH 1,950 28.8700 56.297 WMIDALAY RESORT GROUP MBG CASH 1.950 21.4000 41,730 MCDATA CORP MCDTA CASH 1.050 24.5000 25,725 CL A MASCO CORP MAS CASH 8.200 24.5000 200.900 4.428 2.2041 NOVA CHEMICALS CORP NCX CASH 8.600 19.2700 165.722 1.361 0.8213 NAUTICA ENTERPRISES INC NAUT CASH 2.600 12.7900 33.254 NORFOLK SOUTHERN CORP NSC CASH 14.100 18.3300 258.453 3.384 1.3093 PEREGRINE SYSTEMS INC PRGN CASH 7.700 14.8300 114.191 POLO RALPH LAUREN CORP-CL A RL CASH 4.707 26.7600 125.959 OMNICARE INC OCR CASH 13.100 24.8800 325.928 1.179 0.3617 PACIFIC SUNWEAR OF CALIFORNIA PSUN CASH 1.800 20.4200 36.756 INC OUIKSILVER INC ZOK CASH 9,500 17.2000 163.400 REMEC INC REMC CASH 14.750 9.9900 147.353 ROYAL CARIBBEAN CRUISES LTD RCL CASH 23.150 16.2000 375,030 12,038 3.2099 SABRE HOLDINGS CORP CL A TSG CASH 6,450 42.3500 273,158 STAGE STORES INC SIGS CASH 9,700 22.7500 220,675 NEW SINCLAIR BROADCAST GROUP INC SBGI CASH 18,000 9.4600 170,280 CL A SOLECTRON CORP SLR CASH 23,850 11.2800 269,028 SYMBOL TECHNOLOGIES INC SBL CASH 12,200 15.8800 193,736 244 0.1259 TYCO INTERNATIONAL LTD TYC CASH 11,300 58.9000 665,570 565 0.0849 Beer. Saea•ns SOC.r.t4.1 Dory. 0-4 Metsolech Coma North Beccidon. New Year 11201.3219 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCCUNT NUMBER TAXPAYER WESER LAST STATEMENT NOMA*, 30.2001 027 01.0302:10:04 001 VSI9 EFTA00198124 CLEARED THRCOGH ITS ~MY 0"ED SUBSIDIARY BEAR STD;RNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 7 Your Portfolio Holdings (continued) Equities & Options (continued) DESCRPTION SYMECLCLSP ACC1 TIDE OUANIITT PACE WWI VALLE ESTBIATE0 MINIS INCOME CURFEIVT YEID N TAU3OTS INC TLS CASH 6,000 36.2500 217,500 1,920 0S828 TENET HEALTHCARE CORP THC CASH 7,350 58.7200 431,592 TRANSWITCH CORP TXCC CASH 8,100 4.5000 36,450 TEXTRON INC TXT CASH 4,400 41.4600 182,424 5.720 3.1356 TOMMY HILFIGER CORP-ORD TOM CASH 17,400 13.7500 239,250 USA NETWORKS INC USAI CASH 5,800 27.3100 158,398 UNITED RETAIL GROUP INC URGI CASH 16.700 7.6500 127.755 UNIVERSAL HEALTH SERVICES INC UHS CASH 10.500 42.7800 449.190 CL B VITRO, TECHNOLOGY INC VITR CASH 21.850 6.3900 139.622 COM VERITAS SOFTWARE CORP VRTS CASH 3,550 44.8200 159,111 VITESSE SEMICONDUCTOR CORP VISS CASH 5,550 12.4600 69,153 VIACOM INC-CL B VIAB CASH 6.200 44.1500 273.730 VISHAY INTERTECHNOLOGY INC VSH CASH 7.200 19.5000 140.400 YORK INTERNATIONAL CORP NEW YRK CASH 7.250 38.1300 276.443 4.350 1.5736 YOUNG BROADCASTING INC-CL A YBNA CASH 11.900 17.9500 213.605 Total Equities& Options $14.300.358 $53.878 TOTAL EQUITIES $14.300.358 $53.878 YOUR TOTAL ESTIMATED ANNUAL INCOME $110.798 YOUR PRICEDPORTFOLIOHOLDINGS $18.376.734 Beer. SZetrns SOC.r.I4.1 Off. OtoLleveleen Conte< North Beeciam. Nev. Yak 11201.2859 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCOUNT NUMBER TAXPAYER WEBER LAST STATEMENT November 30.2001 027 DIX0/02:10:00 001 V519 EFTA00198125 CLEARED 1HRWGH ITS wilekLY CAM.EO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 8 C/ zl Transaction Detail INVESTMENT ACTIVITY 808f. SZeirns SON, t4,1 Gory. Ore Momtech Center North 0eock11n. New VC* 112013559 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCCUNT NUMBER TAXPAYER K1. ER LAST STATEMENT November 30.2001 SETTLEMENT TRADE DATE DATE -RA/MUM DESCRIPTION SYMBOL:CUSP WANTITY PROF DEBIT AMOUNT GRECO AMOUNT 12/0101 11/28101 SOLD AMERICAN EAGLE OUTFITTERS INC AEOS -445 25.03250 11,124.08 NEW EXECUTION BY JPHO SEC FEE .38 12/04/01 11/29/01 SOLD AOL TIME WARNER INC AOL -2.500 34.62500 86,369.61 EXECUTION BY SBSH COMMISSION 175,00 SEC FEE 2.89 MCDATA CORP MCOTA 2.200 25.00900 54.936.96 CL A EXECUTION BY INET COMMISSION 66.00 SEC FEE 1.84 AMERICAN EAGLE OUTFITTERS INC AEOS .1.205 24.80200 29.870.41 NEW EXECUTION BY RSSF SEC FEE 1.00 KOHLS CORP EXECUTION BY BUCK COMMISSION 36,00 AOL TIME WARNER INC EXECUTION BY BUCK COMMISSION 147,00 SEC FEE 2.76 KOHLS CORP KSS 1.100 67.11930 73,91123 EXECUTION BY BUCK COMMISSION 66.00 JONES APPAREL GROUP INC EXECUTION BY BUCK COMMISSION 162,00 12/04/01 11/29/01 SOLD 12/05/01 11/30/01 SOLD 12/05/01 11/30/01 BOUGHT KSS 600 67.63340 40,631.04 12/06/01 12/03/01 SOLD AOL .2,450 33.75000 82,522.74 12/06/01 12/03/01 BOUGHT 12/07/01 12/04/01 BOUGHT I iRwoi tou6H11 YALIMY§ INC JNY EXECUTION BY BUCK COMMISSION 138,00 2.700 31.75070 85,90189 1LB 2.300 32.91860 75.8$5.7 027 01,111/02:10:00 001 YSI9 EFTA00198126 CLEARED THRWGH ITS niCkLY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 9 C/ zl Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 12/07/01 TRADE DATE TRANSACTION 12/04/01 BOUGHT DESORPTION VISHAY INYERTECHNOLOGY INC SEE NOTE S ON BACK EXECUTION BY FBCO COMMISSION 112,00 CABLEVISION SYSTEMS CORP-CL A CABLEVISION NY GROUP COM SEE NOTE S ON BACK EXECUTION BY SI3SH COMMISSION 11280 SEC FEE 2,45 DMC STRATEX NETWORKS INC EXECUTION BY SLKC STMEIWCUSIP YSH CVANTITY 1.600 18.90800 PRICE Beer. SZeirns Sec .t4.1 COO. 0-4 Metselech Cella North Beccidon. New VC* 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCCUNT NUMBER TAXPAYER KAMER LAST STATEMENT November 30.2001 DEED AMOUNT MOTT AMOUNT 30,379.80 1010/01 12/05/01 SOLD CVC .1.600 45.80000 73.150.55 12/10/01 12/05/01 BOUGHT SIXN 3,200 7.45060 23,856.92 1010/01 12/05/01 BOUGHT MASCO CORP WITH RIGHTS TO PURCHASE PREFRD MX UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSION 192,00 SONIC AUTOMOTIVE INC-CL A EXECUTION BY FCAP COMMISSION 164,50 SEC FEE 1.63 TALBOTS INC EXECUTION BY BUCK COMMISSION 126,00 FMC CORP NEW SEE NOTE 5 ON BACK EXECUTION BY BUCK COMMISSION 30.00 FEDERATED DEPARTMENT STORES INC-DEL EXECUTION BY BUCK COMMISSION 12080 MAS 3.200 23.01580 73.857.56 1010/01 12/05/01 SOLD SAH -2,350 20.75600 48,595.47 1010/01 12/05/01 BOUGHT 1LB 2.100 33.56050 70,618.05 12/11/01 12/06/01 BOUGHT FMC 500 55.87480 27,982.40 12/11;01 12;06:01 BOUGHT FD 2.000 37.18560 74,506.20 027 OM/0210:04 001 VS19 EFTA00198127 CLEARED 1HRWGH ITS wilekLY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 10 CI 21 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 12/11/O1 TRADE DATE TRANSACT/ DR 12/06/01 SOLD Um 5 DESCRIPTION IMC GLOBAL INC SEE NOTE'S' ON BACK EXECUTION BY MLCO COMMISSION 196,00 SEC FEE 1.26 1:8'5231415 EXECUTION BY BUCK COMMISSION 24.00 SEC FEE .94 MASCO CORP WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY FAHN COMMISSION 238,00 TOMMY HILFIGER CORP-ORD EXECUTION BY BUCK COMMISSION 408,00 SEC FEE 3.08 EASTMAN CHEMICAL CO EXECUTION BY MSCO COMMISSION 175,00 JONES APPAREL GROUP INC EXECUTION BY BUCK COMMISSION 30.00 SEC FEE .56 NORFOLK SOUTHERN CORP EXECUTION BY MLCO COMMISSION 119,00 OUIKSILVER INC EXECUTION BY BUCK COMMISSION 126,00 FEDERATED DEPARTMENT STORES INC-DEL EXECUTION BY BUCK COMMISSION 54.00 S114130LCUSE IGL Kgt OJAMITY -2.800 PROF 13.46930 Beer. STe9•ns SeN•44,1 COO. Ore Metsolech Center North Beccidon. New Tuk 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCCUNT NUMBER TAXPAYER K1. ER LAST STATEMENT November 30.2001 DEIST AMOUNT CREW MORO 37,501.78 .400 70.00030 7.460.16 12/11/01 12/06/01 BOUGHT MRS 3.400 23.09680 78,782.12 12/11/01 12/06/01 SOLD TOM -6.800 13.55990 91.781.24 12/12/01 12/07/01 BOUGHT EMN 2.500 36.48360 91.399.00 12/12/01 12/07/01 SOLD JNY -500 33.15470 16.531.79 12/12/01 12/07/01 BOUGHT NSC 1.700 18.93000 32,315.00 12/12/01 12/07/01 BOUGHT ZOK 2.100 15.10270 31.856.67 12/13/01 12/10/01 BOUGHT ED 900 37.55580 33.869.22 027 01.03.02:10:04 001 VSI9 EFTA00198128 CLEARED 1HRWGH ITS wilekLY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 11 CI 21 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 12/13/01 TRADE DATE 12/10101 TRANSACTION SOLD DESORPTION JONES APPAREL GROUP INC EXECUTION BY BUCK COMMISSION 132,00 SEC FEE 2.40 AMERICAN EAGLE OUTFITTERS INC NEW EXECUTION BY JPHO SIMEIO.CuSP JNY GUMMY PRCE -2,200 32.68170 Beer. Saea•ns S0N•44,1 OPP. Ore Met:MeV+ Contm North Beccidon. New Year 1120/.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCCUNT NUMBER TAXPAYER K1. ER LAST STATEMENT November 30.2001 DEBIT AMOUNT MEM AMOUNT 71,750.34 12/14/01 12/11/01 BOUGHT AEOS 1,500 25.33670 38,020.05 12/14/01 12/11/01 BOUGHT ANNTAYLOR STORES CORP SEE NOTE '5* ON BACK EXECUTION BY BUCK COMMISSION 132,00 TIBCO SOFTWARE INC EXECUTION BY FBCO SEC FEE 2.38 TRW INC WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSION 273,00 SEC FEE 6,02 TOMMY HILFIGER CORP-ORD EXECUTION BY BUCK COMMISSION 138,00 SEC FEE 1.13 YITRIA TECHNOLOGY INC COM EXECUTION BY FBCO SEC FEE .89 YERITAS SOFTWARE CORP EXECUTION BY GOWN SEC FEE 1.99 VERITAS SOFTWARE CORP EXECUTION BY COWN SEC FEE .90 ANN 2,200 29.36840 64,757.48 12114/01 12/11/01 SOLD TIBX -5,000 14.25850 71,275.12 12114/01 12/11/01 SOLD TRW -4,550 39.63370 180,039.32 12114/01 12111/01 SOLD TOM -2.300 14.70000 31655.87 12114/01 12/11/01 SOLD VITA .4.300 6.16670 26.50092 12114/01 12/11/01 SOLD VRTS 1.400 42.63000 59.66101 12117/01 12/12/01 SOLD YRTS .600 44.70000 26.804.10 027 01.03.02:10:04 001 VSI9 EFTA00198129 CLEARED THRWGH ITS ?RIMY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 12 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) Beer. szeirns soc,"444 Gap. OtoMetsclech Cantm North Beccidon. New Teitt 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 ACCCUNT NUMBER TAXPAYER KAMER LAST STATEMENT November 30.2001 SETTLEMENT TRADE DATE DATE TRANSACDON DESORPTION STME/WOUSP CAMATRIY PR CE DEBIT AMOUNT CHEM MOM 12/18/01 1013/01 BOUGHT COSTCO WHOLESALE CORP-NEW COST 1.500 40.90750 61,376.25 EXECUTION BY MONT VS 1500 12-13-01 1kMaro1 1i/1/61 Salo YNAMVALhottit641445 115I4 -700 14.03566 ,Y6Y.17 EXECUTION BY BUCK VS 700 08-24-01 COMMISSION 42.00 SEC FEE .33 1019/01 12/14/01 BOUGHT AMERICAN EAGLE OUTFITTERS INC AEOS 2.000 23.05000 46,115.00 NEW EXECUTION BY JPHO VS 2000 12-14-01 1019/01 12/14/01 BOUGHT FEDERATED DEPARTMENT STORES FO 2.000 36.84410 73,823.20 EX▪ ECUTION BY BUCK VS 2000 12-14-01 COMMISSION 120.00 ANNTAYLOR STORES CORP ANN 1.800 29.58150 53.369/0 SEE NOTE'S' ON BAD( EXECUTION BY BUCK VS 1800 12-17-01 COMMISSION 108.00 IMC GLOBAL INC IGL 2.500 13.42030 33,384.63 SEE NOTE '5* ON BACK EXECUTION BY BUCK VS 2500 11-16-01 COMMISSION 150.00 SEC FEE 1.12 Tea) SOFTWARE INC TIBX 2.500 13.51500 33.771.37 EXECUTION BY COWN VS 1500 07-12-01. 1000 03-27-0 1 SEC FEE 1.13 VERISIGN INC EXECUTION BY COWN VS 4000 11-07-01 SEC FEE 5.59 12/20/01 12/17/01 BOUGHT 12/20/01 12/17/01 SOLD 12/20/01 12/17/01 SOLD 12/20/01 12/17/01 SOLO VRSN -4.000 41 85500 167,399.41 027 014102:10:00 001 VS19 EFTA00198130 CLEARED 1HRWGH ITS wilekLY CAM.EO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 13 c:21 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 12/20/01 TRADE DATE TRANSACTKIN 12/17/01 SOLD Multi iNiaini tou6Hr DESORPTION VITRIA TECHNOLOGY INC COM EXECUTION BY FBCO VS 2200 01-17-01 SEC FEE .44 AlitMDTAANIE &MA dotl EXECUTION BY JROO VS 3200 12-18-01 COMMISSION 224,00 AMERICAN EAGLE OUTFITTERS INC NEW EXECUTION BY MONT VS 2200 12-18-01 SYMBOUCUSV VIM AN? GUMMY -2,200 PRICE 5.92130 Beer. SZeirns SON•44,1 OPP Ore Metsolech Contm North Beccidon. New Tuk 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCCUNT NUMBER TAXPAYER K1. ER LAST STATEMENT November 30.2001 DEBIT AMOUNT MUT AMOUNT 13,011.42 .200 4.00800 77,064.60 12/21/01 12/18/01 BOUGHT AEOS 2,200 23.87810 52.546.82 12/21/01 12/18/01 BOUGHT CONTINENTAL AIRUNES INC-CL B EXECUTION BY SIMM VS 3500 12-18-01 COMMISSION 245,00 EMMIS COMMUNICATIONS CORP-CL A EXECUTION BY FCAP VS 5250 12-18-01 CAL 3,500 23.97500 84,172.50 12/21/01 12/18/01 BOUGHT EMMS 5.250 20.33730 106,785.83 12/21/01 12/18/01 SOLD MCDATA CORP CL A EXECUTION BY INET VS 1100 10.18-01 COMMISSION 33,00 SEC FEE .90 MASCO CORP WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE UNSOLICITED AVG PRICE SHOWN-DETALS ON REO ACTUAL CONFIRM TO YOUR AGENT Fared tififtritt4f4 651415 EXECUTION BY DRKW VS 3600 12-18-01 COMMISSION 252,00 MCOTA -1.100 24.52880 26.932.78 12:21:01 12/18:01 BOUGHT u/ intri ..£I 101 etveHr MAS NSO 1.600 24.78000 39.760.00 3.600 18.82380 68.032.68 027 01.03.02:10:04 001 VSI9 EFTA00198131 CLEARED 1HRWGH ITS 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York New York 10179 14 u121 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) Beer. SZeirhs S0C,r44,1 CotP 0-414cm:tech Contm North Beccidon. New VC* 11201.3019 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCCUNT NUMBER TAXPAYER K1. ER LAST STATEMENT November 30.2001 SETTLEMENT TRADE DATE DATE TRANSACT/DM DESCRIPTION SY1ABOUCUS1P 0.1M1111Y PRICE DEBIT AMOUNT MOTT AMOUNT 12/21/01 12/18/01 BOUGHT ROYAL CARIBBEAN CRUISES LTD RCL 5,700 14.24760 81,625.32 SEE NOTE '5* ON BACK EXECUTION BY GSCO VS 5700 12-18-01 COMMISSION 399,00 ahubi 1±/iiildi tINOLMA 13116AbdAtY Mee CL A EXECUTION BY DRAB VS 9000 12-18-01 9.000 8.87530 79.892.7 12/21/01 12/18/01 SOLD TIBCO SOFTWARE INC TIBX .5.000 14.02130 70,089.16 EXECUTION BY COWN VS 5000 03-27-01 SEC FEE 2.34 YLACOM INC-CL B EXECUTION BY DAN VS 2000 12-18-01 COMMISSION 140,00 AMERICAN EAGLE OUTFITTERS INC AEOS 1.100 25.16000 27,691.00 NEW EXECUTION BY RSSF VS 1100 12-19-01 12/21/01 12/18/01 BOUGHT VIAB 2.000 42.83000 85,815.00 12/24/01 12/19/01 BOUGHT 12/24/01 12/19/01 SOLD EXPEDITORS INTERNATIONAL OF WASHINGTON INC EXECUTION BY SLKC VS 2100 11-13-01 SEC FEE 4.02 FEDEX CORP FOX .2.100 49.87000 104.561.50 EXECUTION BY FACT VS 2100 10.03-01 COMMISSION 147,00 SEC FEE 3.50 LIZ CLAIBORNE INC LIZ 2.300 50.40000 116.073.00 EXECUTION BY BUCK VS 2300 12-19-01 COMMISSION 138,00 EXPD -2,100 57.40310 120,527.49 12/24/01 12/19:01 SOLD 12/24/01 12/19/01 BOUGHT 027 01.03.02:10:04 001 1)&19 EFTA00198132 CLEARED THROUGH ITS more 0Ae.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 15 u121 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 12124/01 TRADE DATE TRANSACTION 12/19/01 SOLD DESORPTION TIBCO SOFTWARE INC EXECUTION BY INET VS 1500 03.27-01. 2500 10.03-0 COMMISSION 120.00 SEC FEE 2.02 TALBOTS INC EXECUTION BY BUCK VS 800 12-19-01 COMMISSION 48,00 AMERICAN EAGLE OUTFITTERS INC NEW EXECUTION BY JPHO VS 600 12-20-01 PACIFIC SUNWEAR OF CAUFORNIA MC EXECUTION BY RHCO VS 1800 12-20-01 STUBOLCLISE TIBX °VANN'', .4.000 PROF 15.08420 Beer. Szteres Secvehti GBID. Ore Mevolech Cantm North Beccidon. New Yuk 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 ACCOUNT NUMBER TAXPAYER NUMER LAST STATEMENT November 30.2001 DEBIT AMOUNT GRECO AMOUNT 60,199/8 12/24/01 12/19/01 BOUGHT 1LB 800 32.80000 26,303.00 12/26/01 12/20/01 BOUGHT AEOS 600 26.17500 15,720.00 12/26/01 12/20/01 BOUGHT PSUN 1.800 17.54250 31,591.50 12/26/01 12/20/01 BOUGHT OUIKSILVER INC EXECUTION BY BUCK VS 7400 12-20-01 COMMISSION 444.00 ROYAL CARIBBEAN CRUISES LTD SEE NOTE'S ON BACK EXECUTION BY RYAN VS 4100 12-20-01 COMMISSION 287.00 CABLEVISION SYSTEMS CORP-CL A CABLEVISION NY GROUP COM SEE NOTE 5 ON BACK EXECUTION BY MONT VS 1800 12-21-01 COMMISSION 128.00 PEREGRINE SYSTEMS INC EXECUTION BY SBSH VS 1800 12-21-01 ZOK 7.400 15.91990 118,266.26 12/26/01 12/20/01 BOUGHT RCL 4.100 14.55800 59,989.80 12/27/01 12/21/01 BOUGHT CVC 1.800 45.52400 82.084.20 12/27/01 12/21/01 BOUGHT PRGN 1.800 13.40000 24,135.00 027 01.03.02:10:04 001 Vtil9 EFTA00198133 CLEARED THROUGH ns ?mow, CAM,E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 16 u121 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE TRADE DATE TRANSACT/DTI DESCRIPTION SYMBOUCUSIP °AVOW PRCE DEBIT AMOUNT CFE017 .1910cter 12/27/01 12121101 BOUGHT ROYAL CARIBBEAN CRUISES LTD RCL 2,700 14.85930 40,32411 larThbi iMvoi SEE NOTE '5' ON BACK EXECUTION BY JPHO VS 2700 12-21-01 COMMISSION 189,00 grAoE gtokiE§ IYJS ga§ 4.200 20.91750 7.1148. NEW EXECUTION BY HRZG VS 4200 12-21-01 12/27/01 12121/01 BOUGHT SOLECTRON CORP SLR 7.000 10.25000 72,255.00 EXECUTION BY MLCO VS 7000 12-21-01 COMMISSION 490,00 12/27/01 12/21/01 BOUGHT SOLECTRON CORP SLR 10.600 10.15300 108,37820 EXECUTION BY DRKW VS 10600 12-21-01 COMMISSION 742,00 12/27/01 12/21/01 BOUGHT VISHAY INTERTECHNOLOGY INC VSH 700 18.51450 13,024.15 SEE NOTE'S' ON BACK EXECUTION BY GKMC VS 700 12-21-01 COMMISSION 4900 12/28/01 12/24/01 BOUGHT CONTINENTAL AIRLINES INC-CL B CAL 2.100 24.41580 51,414.18 EXECUTION BY BUCK VS 2100 12-24-01 COMMISSION 126,00 AS OF 12124/01 12/28/01 12/24/01 BOUGHT STAGE STORES INC STGS 3.100 21.50000 66.758.00 NEW EXECUTION BY INET VS 3100 12-24-01 COMMISSION 9300 d61411NtNYAL Altful4E§ lio.OL CAL 250 24.55800 6.169.50 Beer. SZeirns SON•44,1 COO. Ore Meesetech Center North Beccidon. New VC* 11201.3019 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCCUNT NUMBER TAXPAYER K1. ER LAST STATEMENT November 30. 2001 EXECUTION BY BUCK VS 260 12-26-01 COMMISSION 15.00 027 01.03.02:10:04 001 Vb19 EFTA00198134 CLEARED 1HRWGH nS CAM.EO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 17 n21 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) Beer. SzeivRE Secwther CRP Ore Mevolech Center North Beccidon. New VC* 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCCUNT NUMBER TAXPAYER NLAA3ER LAST STATEMENT November 30. 2001 SETTLEMENT TRADE DATE DATE TRANSACTION DESCRIPTION STMBOUCUSIP WANTIlY PRICE DEBIT AMOUNT CPEDI PAOctir 12/31/01 12/26101 BOUGHT EMMIS COMMUNICATIONS CORP-CL A EMMS 5,300 22.96000 121,703.00 EXECUTION BY JPHO VS 5300 12-26-01 larliki liffra,61 tou6H11 14,2XL OktiftisCAN 0ftutatlYb 146. .thib 15.19,;40 30.551.Bb SEE NOTE 5 ON BACK EXECUTION BY BUCK VS 2000 12-26-01 COMMISSION 120,00 STAGE STORES INC STGS 2.400 22.10870 53,147.88 NEW EXECUTION BY INET VS 2400 12-26-01 COMMISSION 72,00 SINCLAIR BROADCAST GROUP INC CL A EXECUTION BY DRAB VS 9000 12-26-01 SOLECTRON CORP SLR 6,250 10.51800 66,190.00 EXECUTION BY MONT VS 6250 12-26-01 COMMISSION 437,50 12/31/01 12/26/01 BOUGHT 12/31/01 12/26/01 BOUGHT SBGI 9.000 9.48000 85,335.00 12/31/01 12/26/01 BOUGHT 12/31/01 12/26/01 BOUGHT YOUNG BROADCASTING INC-CL A YBTVA 11,900 16.60000 197,555.00 EXECUTION BY JPHO VS 11900 12-26.01 TOTAL 5.3.361.401.69 $1.669.680.20 MONEY FUND ACTIVITY DATE M3DAY TRANSACTION DESCRIPTION 12/01/01 OPENING BALANCE SYMBOUCVSIP ovuorr PP CE DEBIT AMOUNT CREDIT AMOUNT 4.880.302.13 12/03/01 BOUGHT MinicsabSAMBACio GTDXX 100.000 1.0000 100,000.00 027 014102:10:04 001 vfas EFTA00198135 CLEARED THROUGH ITS wHOM.Y CAM•E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 18 c121 Transaction Detail (continued) Beer. SZeirns SON•44,1 COO. Dec Metsclech Cant“ North Beccidon. New Ye* 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCOUNT NUMBER TAXPAYER WEBER MONEY FUND ACTIVITY (continued) DATE MCVDAY TRANSACTIEN DESORIP113N SYMBOUOUSIP OVANIRY PRISE LAST STATEMENT DEBIT AMOUNT NOYeill1W 30. 2001 CREDIT AMOUNT 12/05/01 SOW NtiENNINS8A4lico &DM -300,000 1.0000 300.000.00 1010/01 SOLD THE TREASURERS FUND INC GTDXX -75.000 1.0000 75.000.00 DOMESTIC PRIME MM PORTFOLIO 1012/01 BOUGHT NEMPREIMO8dliktio GTDX X 200.000 1.0000 200,000 00 12/20/01 SOLD THE TREASURERS FUND INC GTDX -300.000 1.0000 300.000.00 DOMESTIC PRIME MM PORTFOLIO 1021/01 DIVIDEND NEAMEIMS8dliktio GTDX 3.146.78 MONTHLY DIVIDEND 12/21/01 DIVIDEND NtiNfOREIMONISuo GTDX 3.786.81 MONTHLY DIVIDEND 1021/01 REINVEST NE4E6-1INIMPAlitio GTDX 3.146.78 3.146.78 MONTHLY DIVIDEND REINVESTED 12/21/01 REINVEST NEMPORNORktio GTDX 3.786.81 3,786.81 MONTHLY DIVIDEND REINVESTED 12/24/01 SOLD NEMPREVAdl tio GTDXX -200.000 1.0000 200,000.00 12/24/01 SOLD THE TREASURERS FUND INC GTDX -450.000 1.0000 450.000.00 DOMESTIC PRIME MM PORTFOLIO 12/26/01 SOLD IdiffitifitaMPAktio GTDXX -100.000 1.0000 100.000.00 12/27/01 SOLD THE TREASURERS FUND INC G1OX -600.000 1.0000 600.000.00 DOMESTIC PRIME MM PORTFOLIO 12/27/01 JOURNAL GTDXX 3.786.81 NEIRMSMATIMALIO FROM: TCSUSD JRL 12/27/01 JOURNAL NEIEMIAMBAnuo GTDXX -3.786.81 TO: TDL SD ' JRL ' 027 01.0302:10:04 001 V519 EFTA00198136 CLEARED THROUGH ITS OW,E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 19 o 21 Transaction Detail (continued) MONEY FUND ACTIVITY (continued) DATE MODAT TRANSACTION DESCRIPTION SYMBOLCUSIP Beer. SZeirns SON, t4,1 COO. Ore Momtech Ow:1m North &Warn. New Ye* 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCOUNT NUMBER TAXPAYER AMBER LAST STATEMENT November 30.2001 GUMMY PRCE DEBIT AMOUNT CREDIT AMOUNT 12/31/01 CLOSINGBALANCE 3.162.235.72 TOTAL 5.306.933.59 52.031.933.59 DIVIDENDS DATE CESCRPTION STMEIGAVSIP MANION, RATE (5) CEBU AMOUNT CREW AMOUNT 12/03/01 HCA INC HCA 15.000 0.0200 300.00 (FRM HCA•HEALTHCARE COMPANY) REC 11/01,01 PAY 12101/01 12110/01 U2 CLAIBORNE INC LIZ 1.400 0.1125 157.50 REC 11/19/01 PAY 12/10/01 12110/01 NORFOLK SOUTHERN CORP NSC 7.800 0.0600 468.00 REC 11/02/01 PAY 12/10/01 12110/01 TARGET CORP TGT 2,000 0.0550 110.00 REC 11/2001 PAY 12/10/01 12/11/01 OMNICARE INC OCR 13.100 0.0225 294.75 REC 11/27/01 PAY 12/11/01 17111761 ""' VUTZSIAls dix 3.956 0.1000 395.00 REC 11/2301 PAY 12/14/01 12/17/01 EXPEDITORS INTERNATIONAL OF EXPO 2.100 0.1000 210.00 WASHINGTON INC REC 12103101 PAY 12/17/01 12/17/01 TRW INC TRW 4.550 0.1750 796.25 REC 11/09/01 PAY 12(15/01 12/17/01 TALBOTS INC TLB 800 0.0800 64.00 REC 12/03101 PAY 12/17/01 12/19101 MILLENNIUM CHEMICALS INC MCH 7.900 0.1500 1.185.00 REC 12/03/01 PAY 12/19/01 Wti 118.50 FOREIGN TAX WITHHELD 027 01.03t02:10:04 001 Ota9 EFTA00198137 CLEARED THROUGH ITS WIIOUv 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New YY New York 10179 20 Transaction Detail (continued) DIVIDENDS (continued) Beer. Szeirns Secv, t.ti GNP 0-4Mo:elect+ Centec North Becemon. New Ye* 11201.3e19 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCOUNT NUMBER TAXPAYER WESER LAST STATEMENT HOOPS( 30.2001 DATE DESORPTION STMECIAUSIP GUMMY RATE DEPT AMOUNT CREPT AMOUNT 12/28/01 ROYAL CARIBBEAN CRUISES LTD Rd. 8,650 0.1300 1,124.50 12/28/01 REC 12/17/01 PAY 12(28/01 YORK INTERNATIONAL CORP NEW YRK 7.250 0.1500 1,087.50 12/31/01 REC 12/19101 PAY 12(28/01 IMC GLOTTAL INC IGL 20.300 0.0200 406.00 REC 12/1401 PAY 12/31/01 TOTAL 6-118.50 98.598.50 INTEREST DATE DESCRIPTION 12.21!01 INT CR symeoucume OUNNTITY RATE N CENT AMOUNT CREDIT AMOUNT DEC 01 1,176.35 $1,176.35 MISCELLANEOUS DATE MODAY TRANSACTION DESCRIPTION DEED AMOUNT CREPT AMOUNT 12/03/01 JOURNAL TO CLOSE UNE 35,101.82 ifrtha/61 ANIMAL 5,101. TO CLOSE UNE 12/07/01 JOURNAL 11/01 CUT CHG 105.00 12/27/01 JOURNAL FROM: TDS-USO 1,176.35 • JRL 12/27/01 JOURNAL TO: Ta-USD 1,176.35 • JRL TOTAL $-36,383.17 $36,278.17 027 DIA13/021 0:04 001 VS19 EFTA00198138 CLEARED THRWGH ITS CAMNO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 21 u121 Trades Executed Pending Settlement Beer. Saea•ns SOOrthel COP Ore Mettotech Center North Becck/on. New To* 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCCUNT NUMBER TAXPAYER INJUSER LAST STATEMENT Novemter 30.2001 SETTLEMENT DATE TRADE DATE TRANSACTION DESCRIPTION SYMBOLCUSIP awn-. ProcE DEBT AMOUNT GPEpf fusIOUNT 01/03/02 12/28/01 -5,600.00 30.4500 170,502.44 CL A 01/03/02 12r28/01 BOUGHT MASCO CORP MAS 2.900.00 24.5848 71,484.92 WITH RIGHTS TO PURCHASE PREFRD 01/04/02 12/31/01 BOUGHT CHILDRENS PLACE RETAIL STORES PLCE 2.100.00 27.3235 57,394.35 INC 01/04/02 12/31/01 BOUGHT FOOT LOCKER INC Z 6.000.00 15.8389 95.453.40 01/04/02 12/31/01 SOLD TRANSWITCH CORP DICC -8.100.00 4.5223 36.372.08 TOTAL $224.332.67 $206.874.52 The above Pack., O no, appear In en/ other 'echon el the SIIIIVIXIN End of Statement 027 01.13102:10:04 001 V519 EFTA00198139 CLEARED 1HRCOGH ITS witeoLY OHY.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8. Co. Inc. 383 Madison Avenue New TOrk Nell York 10179 What's In This Statement Financial Summary 3 Your Portfolio Holdings 4 Transaction Detail 8 Fund Activity 18 Trades Not Yet Settled 21 Your Portfolio at a Glance TOTAL VALUE OF SECURITIES THIS PERIOD NET CREDIT BALANCE MONEY MARKET FUND BALANCE 11,666,814 873,311 4,880,302 NET EQUITY 11119 PERIOD $17,420,427 NET EQUITY UST STATEMENT CHANGE SINCE LAST STATEMENT 16,346,404 1,074,023 There are no 'Stop Loss' orders or other pending buy or sell open orders on tile for your account. 111111111d 11 I II I I I INSTITUTIONAL INTERESTS CIO FINANCIAL TRUST COMPANY ATTN JEANNE BRENNAN Market Value of Your Portfolio Cash Eqmalent TN-r4 $7,640.744 Equates 511.666,814 ttitu-u.) 'CCCCtUaI amass ttlakI 88.705.660 Current market value al Last statements market value 8030,. SOWN. SOUribtl Corp. Coo Metsolech Confer North Beccidon. Hew Year 11201.1859 INSTITUTIONAL INTERESTS STATEMENT PERK* Water 27.2001 THROUGH N0%998118! 30.2001 ACCOUNT NUMBER TAXPAYER NUMIIIER LAST STATEMENT October 26.2001 otono/ a Iol oftrolasosl Unties otitis rot Mended as a Lts docusst staternsrE should Ds retailed Ics your records. Ste morn ads for sycelselt rilommOso 027 1901,01:12:62 001 Y513 EFTA00198140 CLEARED 'THROUGH RS Balmy OMIE0 SUBSIDIARY Beer. Szewee Secwititi GOO. Ce4 Monlea COM0( north Beccidon. Hew Year 1120/3859 INSTITUTIONAL INTERESTS 2 el 21 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 120101:12:52 001 V513 EFTA00198141 CLEARED 1HRWGH YrisekLY OtM•E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 3 C/ zl Cash Flow Analysis THIS PERIOD Income Summary 11.8S PERIOD YEAR TO DATE Beer. Szea•ns SON, t4,1 COrP OtoLlevolech Center North Becck/on. New Tuft 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERK* °CMOS! 27.2001 THROUGH Novernter 30.2001 ACCOUNT NUMBER TAXPAYER KAMER LAST STATEMENT WOW 26.2001 Opening Balance $970,628.96 Dividends 10,961.73 140,129S6 Substitute Payment 0.00 630.00 Securities Sold 2,161,234.64 Credit Balance Int. 1,679.50 51,957.47 Money Fund 2,360,187.09 Total $12,641.23 $192,717.13 Dividends Interest 3,858.14 Miscellaneous 38,674.60 Shod Dividends 0.00 -144.50 Foreign Tax Withheld -236.98 -682.24 Amount Credited $4,563,954.47 Margin Int. Paid 0.00 -92.06 Securities Bought -4.060.735.20 Money Fund -560.187.09 Dividends/Interest Charged -1.404.00 Portfolio Composition Miscellaneous -38.946.58 CastirCash Equivalent 5.753.613 Amount Debited $--4.661272.87 Equities 11.666.814 Your Portfolio Net Cash Activity -97.318.40 Total $17,420,427 Allocation Closing Balance $873,310.56 Cash Balance Summary °FENNO CLC8810 Cash 968,735.68 873,310.56 Margin 1.893.28 0.00 Net Cash Balance $970.628.96 $873.310.56 027 IZOI,01:12:52 00i Cash & Equivalent 34% Equities 66% UnW000d crown coma oar Dio, ce onov ;hal male aye, The olocahr certenty, m awed ham Va 00101.te market rat), or >ev parroo V513 EFTA00198142 CLEARED 1HRWGH ITS vniCkLY CA1h.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New Y New York 10179 4 Beer. SZeirhs SOC,r44,1 Cory. 0-41km:tech Center North Beccidon. Nev. Ye* 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERK* OCIDOSI 27.2001 Your Portfolio Holdings CASH & CASH EQUIVALENTS THROUGH Novena:or 30.2001 ACCCUNT NUMBER TAXPAYER WESER LAST STATEMENT WOW 26.2001 MARKET ESTIMATED CURPINT DESCRPTION SIMBOLCUSiP QUANTITY PRICE VALUE ANNUAL INCOME Y0.0 t%) CASH BALANCE 873,311 THE TREASURERS FUND INC GTD)OL 4,880,302.13 1.0000 4,880,302 87.845 1.8000 DOMESTIC PRIME MINT PORTFOLIO TOTAL CASH & CASH EQUIVALENTS $5,753,613 $87.845 EQUITIES Equities & Options ACC! PAAFIKET (STEWED CURFEW DESCRPTION SYMBOLUSIP TYPE ovommy PRICE VALUE ARK IN. '<COME VERDI* ACN INC IAN CASH 22,300 1.6200 36,126 AMERICAN EAGLE OUTFITTERS INC AEOS CASH 1.650 24.4400 40.326 NEW ACC TIME WARNER INC AOL CASH 4.950 34.9000 172,755 ADELPHIA COMMUNICATIONS CORP ADLAC CASH 28.654 25.1100 719,502 CL A AMERICAN STANDARD COMPANIES ASD CASH 4.100 63.5000 260.350 INC-DEL BEA SYSTEMS INC BEAS CASH 11.400 16.7900 191.406 BEVERLY ENTERPRISES INC NEW BEV CASH 49.800 9.1000 453.180 CENDANT CORP CD CASH 11.450 17.0400 195.108 COSMO WHOLESALE CORP-NEW COST CASH 1.300 40.8800 53.144 CITIZENS COMMUNICATIONS CO CZN CASH 32.800 9.7900 321,112 CS% CORP CSX CASH 3,950 37.4000 147,730 1,580 1.0695 CABLEVISION SYSTEMS CORP-CL A CVC CASH 4,800 42.0400 201,792 CABLEVISION NY GROUP COM 027 1201,01:12:S2 001 v513 EFTA00198143 CLEARED THROUGH NS viNC4AY 0"E0 SUBSIDIARY BEAR STD;RNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 Your Portfolio Holdings (continued) Beer. SZ8A•ns Ø. Ore Metsclech Conte< North Beak/pl. New Tc6. 11201.2859 INSTITUTIONAL INTERESTS STATEMENT PER« 0C1005I 27.2001 THROUGH Novernter 30.2001 ACCOUNT NUMBER TAXPAYER AVNEER LAST STATEMENT Octoter 26.2001 Equities & Options (continued) DESCRPTI0N Sniset (Lb IP ACCT 119E 0UANIITT PRCE MARKET VALUE ESTIMATED ANNUAL WALE ØE@« YELD IM DMC STRATEX NETWORKS INC STXN CASH 8,750 6.9700 60.988 EDISON INTERNATIONAL EIX CASH 10,550 15.1000 159.305 ENZON INC ENZN CASH 1,350 58.6100 79.124 EXPEDITORS INTERNATIONAL OF EXPO CASH 2,100 50.0100 105,021 420 0.3999 WASHINGTON INC FOX ENTERTAINMENT GROUP INC FOX CASH 8,600 25.5200 219,472 CL A FEDEX CORP FDX CASH 2,100 45.8600 96.306 FMC CORP NEW FMC CASH 1,900 53.5500 101.745 FOOT LOCKER INC Z CASH 4,750 16.1400 76.665 FEDERATED DEPARTMENT STORES FD CASH 1,900 37.0000 70.300 INC-DEL I-MANY INC IMNY CASH 39.150 8.1000 317.115 HCA INC HCA CASH 15.000 38.7900 581.850 1,200 0.2062 (FRM HCA-HEALTHCARE COMPANY) HARRAHS ENTERTAINMENT INC HET CASH 1,600 32.2300 51,568 IMC GLOBAL INC IGL CASH 23.100 11.7500 271,425 1.848 0.6809 IMPERIAL CHEMICAL INDS PLC ICI CASH 2.500 23.1000 57,750 3.680 6.3723 ADR NEW KOHLS CORP KSS CASH 3.600 67.8500 244,260 UBERTY MEDIA CORP LMCA CASH 37.800 13.1500 497.070 SER A NEW LIZ CLAIBORNE INC LIZ CASH 1,400 49.9800 69,972 630 0.9004 MILLENNIUM CHEMICALS INC MCH CASH 7,900 11.7400 92,746 4,740 5.1107 MGM MIRAGE MGG CASH 1,950 26.3500 51,383 027 12401,01:12:62 001 V513 EFTA00198144 CLEARED IIIRCOGH ITS ~MY O‘M.E0 SUBSIDIARY BEAR STD;RNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8. Co. Inc. 383 Madison Avenue New Y New York 10179 6 Your Portfolio Holdings (continued) Equities & Options 'continued) DraCtrrintr S51118CL'C.SP ACC! TrPE OLIANTITY PACE MAMET VALLE ESTIMATED ANMJSL INCOME CURREVT YELD MANDALAY RESORT GROUP MBG CASH 1.950 21.6000 42,120 MCDATA CORP MCDTA CASH 4.350 25.1100 109,229 CL A NOVA CHEMICALS CORP NCX CASH 8,600 18.6900 160,734 1.378 0.8573 NAUTICA ENTERPRISES INC NAUT CASH 2,600 13.0000 33,800 NORFOLK SOUTHERN CORP NSC CASH 8.800 19.3900 170,632 2,112 1.2378 PEREGRINE SYSTEMS INC PRGN CASH 5.900 15.5500 91,745 POLO RALPH LAUREN CORP-CL A RL CASH 4.707 24.1200 113.533 OMNICARE INC OCR CASH 13.100 21.3800 280.078 1.179 0.4210 REMEC INC REMC CASH 14.750 11.1000 163.725 ROYAL CARIBBEAN CRUISES LTD RCL CASH 8.650 15.5100 134.162 4.498 3.3527 SABRE HOLDINGS CORP CL A TSG CASH 6.450 34.6900 223.751 SONIC AUTOMOTIVE INC-CL A SAH CASH 2.350 19.8500 46.648 SYMBOL TECHNOLOGIES INC SBL CASH 12.200 16.6200 202.764 244 0.1203 TYCO INTERNATIONAL LTD TYC CASH 11.300 58.8000 664.440 565 0.0850 TIBCO SOFTWARE INC TIBX CASH 16.500 12.5900 207.735 TRW INC TRW CASH 4,550 39.0200 177.541 3.185 1.7940 TALBOTS INC TLB CASH 800 32.7800 26.224 256 0.9762 TENET HEALTHCARE CORP THC CASH 7.350 60.0000 441.000 TRANSWITCH CORP TXCC CASH 8,100 4.0100 32.481 TEXTRON INC TXT CASH 4,400 39.6500 174.460 5,720 3.2787 TOMMY HILFIGER CORP-ORD TOM CASH 27,200 13.4000 364.480 USA NETWORKS INC USAI CASH 5,800 22.5100 130.558 UNITED RETAIL GROUP INC URGI CASH 16.700 7.6920 128.456 Beer. 54,8,ns SOC,,,I.81 Serl‘ Cr.* Meveleen Conte< North Beeciam. New Te" 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PER« Oster 27.2001 THROUGH Novernter 30.2001 ACCCUNT NUMBER TAXPAYER AMMER LAST STATEMENT Octotter 26.2001 027 1201,01:12:52 001 V513 EFTA00198145 CLEARED THRouGH lis »sew? ONnED SUBSIDIARY BEAR STD;RNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New Y New York 10179 7 Your Portfolio Holdings (continued) Equities & Options (continued) DESCRtail0H svmsoucusiv ACCT TIDE OUAHIITY PRICE MARKET VALUE ESTIMATED ARMS INCOME CURROVT vat> UNIVERSAL HEALTH SERVICES INC UHS CASH 10,500 41.9100 440,055 CL 8 VERISIGN INC VRSN CASH 4.000 37.3600 149,440 VITRIA TECHNOLOGY INC VITR CASH 28.350 4.9000 138,915 COM VERITAS SOFTWARE CORP VRIS CASH 5,550 38.8900 215,840 VITESSE SEMICONDUCTOR CORP VISS CASH 5,550 12.1900 67,655 WACOM INC-CL B VIAB CASH 4,200 43.6500 183.330 VISHAY INTERTECHNOLOGY INC VSH CASH 4.900 18.3800 90.062 YORK INTERNATIONAL CORP NEW YRK CASH 7.250 36.5000 264.625 4.350 1.6438 Total Equities& Options $11,666.814 $37.585 TOTAL EQUITIES $11,666.814 $37.585 YOUR TOTAL ESTIMATED ANNUAL INCOME $125.430 YOUR PRICEDPORTFOLIOHOLDINGS $17,420.426 Beer. Steens Seerttee Ø. Cr.* Mon:loch Center North Beccidp. New Ye" I1201.3859 INSTITUTIONAL INTERESTS STATEMENT PER« OCIOCer 27.2001 THROUGH Novernter 30.2001 Acccemi NUMBER TAXPAYER WAINER LAST smismENT Octoosr 26.2001 027 1201.01:12:52 001 V512 EFTA00198146 CLEARED 1HRWGH ITS niCkLY CAM.EO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 8 Transaction Detail INVESTMENT ACTIVITY SETTLEMENT 10.40E DATE DATE TRANSACT/DTI OESCRIPTION SYMBOLCUS, 10/29/01 10/24/01 BOUGHT HCA INC HCA (FRM HCA-HEALTHCARE COMPANY) EXECUTION BY COWN COMMISSION 35060 10/29/01 10/24/01 BOUGHT CVANTITY 5.000 37.80980 189,414.00 Beer. SZeirhs SOC,r44,1 Cap. 0 -41km:tech Cella North Beccidon. New VC* I 1201.3859 INSTITUTIONAL INTERESTS STATEMENT PERK* October 27.2001 THROUGH Nosenter 30.2001 ACCCUNT NUMBER TAXPAYER NUUSER LAST STATEMENT October 26.2001 inacs DEBIT AMOUNT CHEM MOM NORFOLK SOUTHERN CORP EXECUTION BY MLCO COMMISSION 112.00 USA NETWORKS INC USAI -3,600 18.67070 67.197.27 EXECUTION BY GSCO SEC FEE 2.25 CABOT MICROELECTRONICS CORP EXECUTION BY RSSF SEC FEE 1.23 K MART CORP EXECUTION BY BUCK COMMISSION 5.00 SEC FEE .03 WATSON PHARMACEUTICALS INC EXECUTION BY BUCK COMMISSION 48.00 CROWN CASTLE INTL CORP CCI -6,550 12.00700 78.184.72 AS OF 10/26/01 NSC 1.600 17.07760 27,451.16 10/29/01 10124/01 SOLD 10/30/01 10P25/01 SOLD CCMP -550 66.75000 36,696.27 10/30/01 10/25/01 SOLD KM -100 6.72500 652.47 10/30/01 10/25101 BOUGHT WPI 800 48.19450 38,618.60 10/31/01 10/26/01 SOLD 10/31/01 10/26/01 BOUGHT TOMMY HILFIGER CORP-ORD TOM 1,300 11.25000 14,731.00 EXECUTION BY CANT COMMISSION 91.00 K MART CORP EXECUTION BY MLCO COMMISSION 12.00 SEC FEE .05 SONIC AUTOMOTIVE INC-CL A SAH -2,600 1 8 97900 49,172.75 EXECUTION BY BUCK COMMISSION 15600 SEC FEE 165 AS OF 10/29/01 11/01/01 10/29/01 SOLD KM -200 6.23830 1.220.61 11/01/01 10/29/01 SOLD 027 12,01 01:12:S2 091 vt,13 EFTA00198147 CLEARED IHRWOH ITS 0"E0 SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New YY New York 10179 9 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE TRADE DATE TRANSACT/ON DESCRIPTION SYNI3OUCUSV OVANMY PRCE 01031T AMOUNT CREPT AhVUNT 11/02/01 11/02/01 11/02/01 11/02/01 11/02/01 11/02/01 11/02/01 11/02/01 10/30/01 10/30/01 10/30/01 10/30/01 10/30/01 10/30/01 10/30/01 10/30/01 SOLD SOLD SOLD SOLD SOLD SOLD SOLD SOLD CABLEVISION SYSTEMS CORP-CL A CABLEVISION NY GROUP COM SEE NOTE'S' ON BACK EXECUTION BY SI3SH COMMISSION 262(00 SEC FEE 4,16 CARNIVAL CORP-CL A EXECUTION BY RYAN COMMISSION 283,50 SEC FEE 2)0 COX COMMUNICATIONS INC NEW CI A AVG PRICE SHCNIN-DETALS ON REO ACTUAL OCNI1RM TO YOUR AGENT UNSOLICITED FEDERATED DEPARTMENT STORES INC-DEL EXECUTION BY MLCO COMMISSION 63,00 SEC FEE .96 K MART CORP EXECUTION BY MLCO COMMISSION 18,00 SEC FEE .06 UBERTY MEDIA CORP SER A NEW EXECUTION BY MS00 COMMISSION 30800 SEC FEE 1,72 LIZ CLAIBORNE INC EXECUTION BY UBSW COMMISSION 182(00 SEC FEE 3,88 SONIC AUTOMOTIVE INC-CL A EXECUTION BY RSSF COMMISSION 147,00 SEC FEE 1.23 CVC CCL COX FO KM MCA LIZ SAH 02/ -3,600 -4,050 -1,600 -900 -300 -4.400 2.600 2.100 120] 34.62540 21.46680 38.01980 31.69000 5.86500 11.67000 44.66810 17.50000 0112 S2 091 VS13 124)80.28 86.639.14 60.717.65 28.442.04 1,726.44 51,023.28 115)36.18 36.586.77 Beer. SZeirns SON, t4,1 COO. Cc* Mevolech Car:Ng North Beano. New Year 11201 3859 INSTITUTIONAL INTERESTS STATEMENT PEF000 October 27.2001 THROUGH Novernter 30.2001 AcccuNT NUMBER TAXPAYER na.AA3ER LAST STATEMENT October 26.2001 EFTA00198148 CLEARED 1HRWGH ITS wilekLY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 10 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE TRANSACTION OESCRIPTION 11/05/01 NAME CHG FOOT WCKER INC F007761 FROM V100124 NC FOOT LOCKER INC 11 • t dH0i 4EeFiXtUfZIODrifle V100124 TO F00776i NC FOOT LOCKER INC 11/67/61 vital tooeHr Mfg STME/OLGUSIP Ovvernv 6,850 PRCE Beer. SZeirns $9C.,44.1 COO. Cc* Metsclech Contm North Beccidon. New VC* I 1201.3SS9 INSTITUTIONAL INTERESTS STATEMENT PERK* OCIDON 27.2001 THROUGH Novena:or 30.2001 ACCCUNT NUMBER TAXPAYER AILAA3ER LAST STATEMENT WOW 26.2001 DEBIT AMOUNT CHEM MOM WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY NEED COMMISSION 119(00 APPUED MICRO CIRCUITS CORP AMCC -1.000 1159670 11581.24 EXECUTION BY DAN SEC FEE .46 KOHLS CORP KSS 2.100 59.05980 124,166.58 EXECUTION BY BUCK COMMISSION 12100 TALBOTS INC EXECUTION BY BUCK COMMISSION 48.00 VITESSE SEMICONDUCTOR CORP EXECUTION BY MN SEC FEE .51 APPUED MICRO CIRCUITS CORP EXECUTION BY OM SEC FEE 1.07 HEALTH MANAGEMENT ASSOCIATES PC NEW-CL A SEE NOTE '5* ON BACK EXECUTION BY FBCO COMMISSION 679.00 SEC FEE 6.54 KOHLS CORP KSS 3.300 5144150 196369.95 EXECUTION BY BUCK COMMISSION 198,00 2944103 YAW 1.700 25.4OGOd 66414.66 11/08/01 11/05/01 SOLD 11/08/01 11/05/01 BOUGHT 11/08/01 11/05/01 BOUGHT TLB 800 30.92990 24.806.92 11/08/01 11/05/01 SOLD VTSS -1,400 10.88200 15.219.29 11/09/01 11/06/01 SOLD AMCC -2,400 13.35000 32423.93 11/09/01 11/06/01 SOLD HMA -9,700 20.21770 191411.15 11/09/01 11/06/01 BOUGHT 02/ 120101.12S2 091 V513 EFTA00198149 CLEARED 1HRWGH ?RIMY CAM•E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New Y New York 10179 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE TRADE DATE TRANSACTION DESCRIPTION STME/OLCUS, OVANIIIY PRICE DEBIT AMOUNT MDR AMOUNT 11/09/01 11/06/01 SOLD SPECTRASITE HOLDINGS INC SITE -22,150 2.27960 50,476.45 EXECUTION BY MET SEC FEE 1,69 11 1 Jbbti1AL ANNEAITUe41-601ritYEtig'iNd ALA boo NEW TO: TOL USD • JRL • 11/09/01 JOURNAL AMERICAN EAGLE OUTFITTERS INC AEOS 1.200 NEW FROM: TOL SD • JRL • 11/13/01 11/07/01 BOUGHT BEA SYSTEMS INC SEAS 9.800 14.97030 146,723.94 EXECUTION BY RSSF 11/13/01 11/07/01 BOUGHT FOX ENTERTAINMENT GROUP INC FOX 2.000 22.98070 46,096.40 CI A EXECUTION BY BUCK COMMISSION 120,00 11/13/01 11/07/01 BOUGHT PEREGRINE SYSTEMS INC PRGN 3.300 17.19000 56,742.00 EXECUTION BY DRAB 11/13/01 11/07/01 BOUGHT USA NETWORKS INC USAI 2.900 20.40050 59,176.45 EXECUTION BY GSCO 11/13/01 11/07/01 BOUGHT VERISIGN INC VRSN 4.000 40.73700 162,963.00 EXECUTION BY SaSH 11/13/01 11/07/01 BOUGHT VERITAS SOFTWARE CORP VRTS 2,600 35.63750 92,672.50 EXECUTION BY FBCO 11/13/01 11/07/01 BOUGHT VIACOM INCCLB WAS 2,000 39.00000 78,140.00 11/14/01 11/08/01 BOUGHT ADELPHIA COMMUNICATIONS CORP ADLAC 1,100 23.39700 25,751.70 CI A EXECUTION BY MOM 11/14/01 11/08/01 SOLD E I DUPONT DE NEMOURS 8. CO DD -900 42.90000 38.53371 EXECUTION BY BUCK Beer. SZeirns SON, MI COO. CcoMetselech Cantu North Beccidon. New Tuft 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD October 27.2001 THROUGH Novermer 30.2001 ACCCUNT NUMBER TAXPAYER NLAA3ER LAST STATEMENT October 26.2001 COMMISSION 54.00 SEC FEE 1.29 027 12,0101:12:S2 091 V513 EFTA00198150 CLEARED 1HRWGH ITS wilekLY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 12 u121 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) Beer. SZeirns SOC.,44.1 COO. 0 -4 Mem:tech CarrIN North Beccidon. New TO. 112013859 INSTITUTIONAL INTERESTS STATEMENT PERK* OCIDON 27.2001 THROUGH Novernter 30.2001 ACCCUNT NUMBER TAXPAYER IMJUSER LAST STATEMENT WOW 26.2001 SETTLEMENT TRADE DATE DATE TRANSACTION DESCRIPTION STMEICILCUSJP OVANTITe PRICE DEED AMOUNT CREDIT AMOUNT 11/14/01 11/08/01 SOLD ENZON INC ENZN -1.600 63.73400 101,956.00 EXECUTION BY COWN SEC FEE 3.40 11/14/b1 11 C11 AbUGHY vEtlitineitYWAnt A vflYt EXECUTION BY ODWN 700 36.95000 25. a . 11/14/01 11/08/01 SOLD AMERICAN EAGLE OUTFITTERS INC AEOS .1,200 29.26500 35,101.82 NEW EXECUTION BY RSSF SEC FEE 1.18 ADELPHIA COMMUNICATIONS CORP ADLAC .1,100 20.76800 22,829.03 CL A EXECUTION BY JPHO VS 1100 11-08-01 SEC FEE .77 11/15/01 11/09/01 SOLD 11/15/01 11/09/01 BOUGHT BEA SYSTEMS INC EXECUTION BY COWN BEAS 1.600 15.63000 25,023.00 11/15/01 11/12/01 BOUGHT CENDANT CORP EXECUTION BY MLCO COMMISSION 231,00 FEDERATED DEPARTMENT STORES MC-DEL EXECUTION BY BUCK COMMISSION 36.00 SEC FEE .67 CD 3.300 13.30000 44,13500 11/15/01 11/12/01 SOLD FD .600 33.30260 19.929.89 11/15/01 11/12/01 BOUGHT PEREGRINE SYSTEMS INC PRGN 1.300 16.64750 21,656.75 EXECUTION BY SBSH 11/15/01 11/12/01 BOUGHT ROYAL CARIBBEAN CRUISES LTD RCL 7.400 11A8900 85,551.60 SEE NOTE'S ON BACK EXECUTION BY JPHO COMMISSION 518,00 VERITAS SOFTWARE CORP VRTS 600 35.08000 21,06350 EXECUTION BY COWN 11/15/01 11/09/01 BOUGHT 11/15/01 11/12/01 BOUGHT VERITAS SOFTWARE CORP EXECUTION BY GOWN AS OF 11/12/01 VRTS 650 34.86000 22.674.00 027 I ZOIDI :12:S2 OCT VSI3 EFTA00198151 CLEARED THROUGH ITS vmOUv 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 13 c! Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE TRADE DATE TRANSACTION DESORPTION SYMBOL:CUSP ("mom. PRCE DEBIT AMOUNT CREPT ANIO,NT 11/16/01 11/13/01 BOUGHT AOL TIME WARNER INC AOL 4,950 37.67000 186,828.00 EXECUTION BY CONN COMMISSION 346,50 11/1 liri 61 AOUGHY KLII5ARYWN3 IS 1.dso 14.02000 28.4. EXECUTION BY MOLD COMMISSION 115,50 in Mr] 66.4HY diYarfatoenfaYkiti§ CO d2f4 4.300 9.96180 43.065.74 EXECUTION BY BUCK COMMISSION 215,00 11/16/01 11/13/01 BOUGHT CSX CORP CSX 1.950 35.88650 70.110.68 WITH RIGHTS TO PURCHASE PREFRO STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSION 117,00 11/16/01 11/13/01 BOUGHT EDISON INTERNATIONAL EIX 2.450 15.01530 36,973.99 EXECUTION BY MSCO COMMISSION 171,50 11/16/01 11/13101 BOUGHT EXPEDITORS INTERNATIONAL OF EXPO 2.100 51.35050 107014.05 WASHINGTON INC EXECUTION BY INET COMMISSION 63.00 11/16/01 11/13/01 BOUGHT FOX ENTERTAINMENT GROUP INC FOX 2.800 23.56300 66.187.40 CL A EXECUTION BY MSCO COMMISSION 196,00 11/16/01 11/13/01 BOUGHT FMC CORP NEW FMC 1.300 51.44850 66.976.05 SEE NOTE ON BACK EXECUTION BY BUCK COMMISSION 78.00 11/16/01 11/13/01 BOUGHT HARRAHS ENTERTAINMENT INC HET 1.600 32.42490 52.006.84 WITH RIGHTS TO PURCHASE PREFRO STK UDDER CERTAIN CIRCUMSTANCE EXECUTION BY OPCO COMMISSION 112,00 Beer. SZeirns SOC.,44.1 COO. Cc* Momtech Contm North Beccidon. New VC* 112013859 INSTITUTIONAL INTERESTS STATEMENT PERIOD 0C100SI 27.2001 THROUGH Novernter 30.2001 ACCCUNT NUMBER TAXPAYER K1. ER LAST STATEMENT OCIOtet 26.2001 027 I 2,0IDI :12:S2 031 VSI3 EFTA00198152 CLEARED 1HRWGH ITS niCkLY 0%M .E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 14 u121 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) Beer. SZeirhs SOC.,44.1 COO. 0 -4Mo:elect+ Center North Beccidon. New VC* 112013859 INSTITUTIONAL INTERESTS STATEMENT PERK* &TOON 27.2001 THROUGH Novernter 30.2001 ACCCUNT NUMBER TAXPAYER AILAA3ER LAST STATEMENT OCIDON 26.2001 SETTLEMENT TRADE DATE DATE TRANSACTION CESCRANION SYIA3OUOUSIP %MARIN PRICE DEBIT AMOUNT CREDIT AMOUNT 11/16/01 11/13/01 SOLD HEALTH MANAGEMENT ASSOCIATES HMA -3,250 19.90870 64,458.62 let NEW-CL A SEE NOTE'S' ON BACK EXECUTION BY MLCO COMMISSION 227,50 SEC FEE 2,16 11/16/01 11/13/01 BOUGHT MGM MIRAGE EXECUTION BY OPCO COMMISSION 136,50 MANDALAY RESORT GROUP EXECUTION BY OPOO COMMISSION 136,50 MGG 1,950 24.41870 47,76717 11/16/01 11/13/01 BOUGHT M8G 1.950 20.71380 40,543.41 11/16/01 11/13/01 BOUGHT NAUTICA ENTERPRISES INC NAUT 2.600 12.98500 33,776.00 EXECUTION BY RSSF NORFOLK SOUTHERN CORP NSC 1,000 18.22930 18,314.30 EXECUTION BY SBSH COMMISSION 70,00 11/16/01 11/13/01 BOUGHT 11/16/01 11/13/01 BOUGHT PEREGRINE SYSTEMS INC PRGN 1.300 16.00750 20,824.75 EXECUTION BY SBSH 11/16/01 11/13/01 BOUGHT ROYAL CARIBBEAN CRUISES LTD SEE NOTE ON BACK EXECUTION BY JPHO COMMISSION 346,50 TOMMY HILFIGER CORP-ORD EXECUTION BY BUCK COMMISSION 126,00 RCL 4.950 12.50590 62.265.71 11/16/01 11/13/01 BOUGHT TOM 2.100 12.60220 26.605.62 11/16/01 11/13/01 BOUGHT USA NETWORKS INC EXECUTION BY JPHO USAI 2.900 20.02700 58.09130 11/16/01 11/13/01 SOLD WATSON PHARMACEUTICALS INC WPI .2.300 34.81210 80.004.16 EXECUTION BY INET COMMISSION 46,00 SEC FEE 2,67 YORK INTERNATIONAL CORP NEW EXECUTION BY BUCK COMMISSION 48,00 11/16/01 11/13/01 BOUGHT YRK 800 34.88200 27.968.60 027 I 201,131:12:S2 031 VSI3 EFTA00198153 CLEARED THRWGH ITS niCkLY 0%1P.E0 SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 15 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 11/19/01 TRADE DATE TRANSACTION 11/14/01 BOUGHT DESCRIPTION AMERICAN STANDARD COMPANIES NC-DEL EXECUTION BY RSSF COMMISSION 189.00 YORK INTERNATIONAL CORP NEW EXECUTION BY RSSF COMMISSION 164.90 AMERICAN EAGLE OUTFITTERS INC NEW EXECUTION BY RSSF SEC FEE 1,51 CSX CORP WITH RIGHTS TO PURCHASE PREFRD SW UNDER CERTAIN CIRCUMSTANCE EXECUTION BY FBCO COMMISSION 140.00 KOHLS CORP EXECUTION BY BUCK COMMISSION 66,00 SEC FEE 2,46 SABRE HOLDINGS CORP CL A EXECUTION BY TWPT COMMISSION 227,50 TEXTRON INC WITH RIGHTS TO PURCHASE PREFRD SW UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSION 264.00 AMERICAN EAGLE OUTFITTERS INC NEW EXECUTION BY JPHO SEC FEE 9,38 A121:PgrEallkluNteNtON CL A EXECUTION BY SBSH STME/OUCUSIP ASD OVANMY 2300 63.15990 PRICE Beer. Saea•ns SOC,nt*1 00,0. Cc* Metselech Cunt et North Beccidon. New VC* I I201.3SS9 INSTITUTIONAL INTERESTS STATEMENT PERIOD October 27.2001 THROUGH Novena:or 30.2001 ACCCUNT NUMBER TAXPAYER K1. ER LAST STATEMENT October 26.2001 DEBIT AMOUNT 170,735.73 CHEM MONO 11/19/01 11/14/01 BOUGHT YRK 2,350 35.23100 82,972.35 11/20/01 11/15101 SOLD AEOS -1,500 30.05750 45.069.74 11/20/01 11/15/01 BOUGHT CSX 2.000 36.41000 72.975.00 11/20/01 11/15/01 SOLD KSS .1.100 66.86820 73.471.56 11/20/01 11/15101 BOUGHT TSG 3,250 30.42000 99,107.50 11/20/01 11/15101 BOUGHT TXT 4.400 38.59000 170,075.00 11/21/01 11/16/01 SOLD 11 1/b1 11/1t/61 100614Y AEOS A5. .10.600 2052020 .500 21.54200 1 b, . 281.089.74 027 '2.01 01:12:S2 091 VS13 EFTA00198154 CLEARED THROUGH ITS niCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 16 u121 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) Beer. SZeirns S0N, t4,1 OPP. Cc* Mon:tech Cent“ North Beccidon. New VC* I I2DI.3SS9 INSTITUTIONAL INTERESTS STATEMENT PERK* °MON 27.2001 THROUGH Novernter 30.2001 ACCOUNT NUMBER TAXPAYER IMAJBER LAST STATEMENT WOO& 26.2001 SETTLEMENT TRADE DATE DATE TRANSACTION DESORPTION SYMBOLCUSC WWII,/ PRICE DEBIT AMOUNT 11/21/01 11/16/01 BOUGHT FMC CORP NEW FMC 600 50.80770 30,535.62 SEE NOTE'S' ON BACK EXECUTION BY BUCK COMMISSION 36.00 AS OF 11/16101 iii idi MI kith rat5Y L66114 EXECUTION BY BUCK COMMISSION 126,00 SEC FEE 1.14 IMC GLOBAL INC IGL 5.900 10.97750 65,136.25 SEE NOTE ON BACK EXECUTION BY BUCK COMMISSION 354,00 IMPERIAL CHEMICAL INDSPLC ICI .1,600 22.80550 36,376.58 NOR NEW EXECUTION BY BUCK COMMISSION 96.00 SEC FEE 1.22 KOHIS CORP EXECUTION BY BUCK COMMISSION 42.00 SEC FEE 1.52 MCDATA CORP MCDTA -1,100 19.59000 21,533.28 CL A EXECUTION BY CaT SEC FEE .72 SABRE HOLDINGS CORP CL A TSG 1,600 31.50000 50.527.00 EXECUTION BY TWPT COMMISSION 112,00 roi:OXIYariativrinra A gAI-I .1,400 19.00150 26.5012.121 EXECUTION BY BUCK COMMISSION 84.00 SEC FEE .89 2 GRECO' MONO -2,100 1 al 0 .7!)e. 6 11/21/01 11/16/01 BOUGHT 11/21/01 11/16/01 SOLD 11/21/01 11/16/01 SOLD KSS -700 65.11890 45,524.71 11/21/01 11/16/01 SOLD 11/21/01 11/16/01 BOUGHT 1 vain 1V19/O1 SOLIS 027 I 201,131:12:S2 031 N: 3 EFTA00198155 CLEARED 1HRWGH ITS niCkLY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 17 u121 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE 11/26/01 11/20101 TRANSACTION SOLD DESCRPTION AMERICAN EAGLE OUTFITTERS INC NEW EXECUTION BY JPHO SEC FEE .89 ADELPHIA COMMUNICATIONS CORP CL A EXECUTION BY SBSH SY1A3OUCUSV AEOS DUMMY -UM PRICE 26.69170 Beer. S1e9•ns SON, t4,1 COO. Cc* Metselech Center North Beccidon. New VC* 112014869 INSTITUTIONAL INTERESTS STATEMENT PERIOD October 27.2001 THROUGH Novernter 30.2001 ACCCUNT NUMBER TAXPAYER KAMER LAST STATEMENT October 26.2001 DEBIT AMOUNT CREPT AMOUNT 26,675.81 11/26/01 11/20/01 BOUGHT ADLAC 4.600 22.63800 104,149.80 11/26/01 11/20/01 BOUGHT AMERICAN STANDARD COMPANIES INC-DEL EXECUTION BY SIMM COMMISSION 98,00 ROYAL CARIBBEAN CRUISES LTD SEE NOTE ON BACK EXECUTION BY INET COMMISSION 74.00 SEC FEE 2.21 SABRE HOLDINGS CORP CL A EXECUTION BY TWPT COMMISSION 112,00 TARGET CORP SEE NOTE ON BACK EXECUTION BY BUCK COMMISSION 78,00 SEC FEE 1,61 VERITAS SOFTWARE CORP EXECUTION BY INET COMMISSION 30.00 YORK INTERNATIONAL CORP NEW EXECUTION BY SIMM COMMISSION 175,00 YKOWW, SEE NOTE ON BACK EXECUTION BY BUCK COMMISSION 42.00 SEC FEE .86 ASD 1,400 62.97000 88,271.00 11/26/01 11/20/01 SOLD RCL .3.700 17.83980 65,916.05 11/26/01 11/20/01 BOUGHT 1SG 1,600 34.52010 55,359.16 11/26/01 11/20/01 SOLD TGT 1.300 36.99830 48.003.18 11/26/01 11/20/01 BOUGHT VRTS 1.000 38.62230 38.667.30 11/26/01 11/20/01 BOUGHT 11 7 1 11 1/61 YRK Ydr 2.500 35.30280 -700 36.46140 88.447.00 25.479.12 027 12,01Di:12:S2 031 VSI3 EFTA00198156 CLEARED THROUGH ITS wilekLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New YY New York 10179 18 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE TRANSACTION DESORPTION STIA3OUCUSP COWRY PRICE DUST AMOUNT CREW MAJUNT 11/29/01 11/26/01 SOLD 11/30/01 11/27/01 BOUGHT 11/30/01 11/27/01 BOUGHT AMERICAN EAGLE OUTFITTERS INC NEW EXECUTION BY JPHO SEC FEE ,80 ADELPHIA COMMUNICATIONS CORP CI A EXECUTION BY SaSH VISHAY INTERTECHNOLOGY INC SEE NOTE ON BACK EXECUTION BY FBCO COMMISSION 343,00 AEOS ADLAC VSH -900 5.600 4.900 26.35000 23.28200 19.05670 130,394.20 93,735.83 23,699.20 TOTAL $4,060,735.20 82,161,234.64 MONEY FUND ACTIVITY Beer. SZeirns SON, t4,1 CP0 Cc* Mevolech Car:Ng North Beano. New Year 11201 3959 INSTITUTIONAL INTERESTS STATEMENT PER100 WOW 27.2001 THROUGH Noverncer 30.2001 ACCOUNT NUMBER TAXPAYER MUMMER LAST STATEMENT WOW 26.2001 DATE MOON TRANSACTION DESCRIPTON SYMEO/CUSIP OVANTRY PRICE DONT AMOUNT CREDIT AMOUNT 10/27/01 OPENINGBALANCE 6,670,115.04 11/02101 BOUGHT THE TREASURERS FUND INC GTDXX 300.000 1.0000 300,000.00 DOMESTIC PRIME MOM PORTFOLIO 11/05/01 BOUGHT THE TREASURERS FUND INC GTDXX 250.000 1.0000 250.000.00 DOMESTIC PRIME MAN PORTFOLIO 11/07/01 JOURNAL THE TREASURERS ID FUND INC GTDXX 5,584.32 DO MES FROM: TOSUSD JRL • 11/07/01 JOURNAL THE TREASURERS FUND POR INC GTDXX 5.584.32 DOME TFCCIO TO: SD JRL • 11/08/01 SOLD THE TREASURERS FUND INC GTDXX -700.000 1.0000 700.000.00 DOMESTIC PRIME MN PORTFOLIO 027 t 2,010”12:S2 001 V5l3 EFTA00198157 CLEARED THRWGH ITS WNW? OW.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 19 u121 Transaction Detail (continued) Beer. SZeirhs SOC,r44,1 Cory. 0 -41km:tech Center North Beccidon. New VC* i201.36S9 INSTITUTIONAL INTERESTS STATEMENT PERM October 27.2001 THROUGH Noyerncer 30.2001 ACCOUNT NUMBER TAXPAYER WESER MONEY FUND ACTIVITY (continued) DATE 1/30AY TRANSWDEN DESCRIPTC.N SYMBOUCUSIP 0.:ANTI- ? PRICE LAST STATEMENT October 26. 2001 DEBIT AMOUNT CREDIT AMOUNT 11/14/01 SOW NEMPOSAMMlitio GTDXX -1,000,000 1.0000 1 ,000,000.00 11/15/01 SOLD THE TREASURERS FUND INC GTDXX -150.000 1.0000 150,000.00 DOMESTIC PRIME MM PORTFOLIO 11/16/01 SOLD NEIEMEIMO8dl tio GTDXX -200.000 1.0000 200,000.00 11/21/01 DIVIDEND THE TREASURERS FUND INC GTDXX 5,976.19 DOMESTIC PRIME MAN PORTFOLIO MONTHLY DIVIDEND 11/21/01 DIVIDEND THE TREASURERS FUND INC GTDXX 4.210.90 DOMESTIC PRIME MM PORTFOLIO MONTHLY DIVIDEND 11/21/01 REINVEST THE TREASURERS FUND INC GTDXX 5,976.19 5,976.19 DOMESTIC PRIME MN PORTFOLIO MONTHLY DIVIDEND REINVESTED 11/21/01 REINVEST THE TREASURERS FUND INC GTDXX 4.210.90 4210.90 DOMESTIC PRIME MN PORTFOLIO MONTHLY DIVIDEND REINVESTED 11/23/01 SOLD THE TREASURERS FUND INC GTDXX -100.000 1.0000 100.000.00 DOMESTIC PRIME MN PORTFOLIO 11/27/01 JOURNAL GTDXX 4.210.90 10 FROM: Tot. USD • AIL • 11/27/01 JOURNAL GTDXX -421030 USD • JRL • 11/29/01 SOLD 7HE TREASURERS FUND INC GTDXX -200.000 1.0000 200.000.00 DOMESTIC PRIME MAA PORTFOLIO 11/30/01 CLOS I NG BALANCE 4.880.302.13 TOTAL S.560,187.09 $2,360,187.09 027 I2,0101:12 52 031 vtrI3 EFTA00198158 CLEARED THROUGH ITS niCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 20 u121 Transaction Detail (continued) DIVIDENDS Beer. SZeirns SON, t4,1 COrP. Dec Meesetech Center North Beccidon. New Ye* I I2OI.3SS9 INSTITUTIONAL INTERESTS STATEMENT PERK* WOW 27.2001 THROUGH Nolen ter 30.2001 ACCCUNT NUMBER TAXPAYER WESER LAST STATEMENT WOW 26.2001 OWE DESCRIPTION STMEICIUCVSIP CcANMY RATE IS DENT AVOW' CREDIT AMOUNT 10/3001 MILLENNIUM CHEMICALS INC MCH 10.400 1,404.00 ADJUST 09/28/01 DIVIDEND 10% FOREIGN TAX APPLIED 1646/61 likLERNIuM OFIEMIEALt liZ eALH 10.400 1.560.00 ADJUST 09/28/01 DIVIDEND WH 156.00 10% FOREIGN TAX APPLIED FOREIGN TM WITHHELD 11/01/01 TYCO INTERNATIONAL LTD REC 10/01/01 PAY 11101/01 TYC 6.300 0.0125 78.75 11/15/01 NOVA CHEMICALS CORP NCX 8.600 0.0627 539.89 REC 10,3101 PAY 11/15101 WH 80.98 FOREIGN TM WITHHELD TOTAL 8.1.640.98 $2.178.64 INTEREST DA -E DESCP.PTiON 11,21101 INT CR NOV01 1,679.50 STAIDOLDUSIP OUNNTITY RATE DN CE&T AAIOUN' CREDIT AMOUNT TOTAL $1,679.50 MISCELLANEOUS DATE AWAY TRMISACTCN DESCRIPTON DEBIT AMOUNT CREDIT AMCIUNT 11/02/01 JOURNAL 10101 CLFI CHG 35.00 11/07/01 JOURNAL FROM: TDL USD 1,893.28 • JRL • 11/07/01 JOURNAL TO: TDL USD 1.893.28 • JRL • 027 1201,0192:S2 031 Vtil3 EFTA00198159 CLEARED THROUGH ITS ~MY CAW.E0 SUBSIDIARY BffiR STffiRNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York New York 10179 21 t121 Transaction Detail (continued) MISCELLANEOUS (continued) DATE 1.1C1DAY TPANSACTCN DESCRIPTCN DEBIT AMOUNT CREDIT NAOUNT 11/14/01 JOURNAL FROM: TOS-USD 35,101.82 • JAL 11/14/01 JOURNAL TO: TDL SD 35.101.82 • JRL • 11/27/01 JOURNAL FROM: TDL USD 1.679.50 • JR. • 11/27/01 JOURNAL TO: TDLS- USD 1.679.50 JR._ ' TOTAL $-38.709.60 538.674.60 Trades Executed Pending Settlement Beer. SZatrns SOC.r.I4.1 Cory. Cr.* Metsclech Conte/ North BeteMp. Nev. Tc6. 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD 0C1009I 27.2001 THROUGH Novernter 30.2001 ACCOUNT NUMBER TAXPAYER AVWBER LAST STATEMENT Octet« 26.2001 SETTLEMENT TRADE DATE DATE TRANSACTION DESCRIPTION SYMITOLCUSIT GUMTITY PRCE DUE AMOUNT CBE« AMOUNT 12/03/01 11/28/01 SOLD AMERICAN EAGLE OUTFITTERS INC AEOS -445.00 25.0325 11,124.08 NEW 12/04/01 11/29/01 SOLD AOL TIME WARNER INC AOL -2.500.00 34.6250 86,369.61 12/04/01 11/29/01 SOLD MCDATA CORP a A MCDTA -2,200.00 25.0090 54.936.96 12/05/01 11/30/01 SOLD AMERICAN EAGLE OUTFITTERS INC AEOS -1.205.00 24.8019 29.870.41 NEW 12/05/01 11/30:01 BOUGHT KOHLS CORP KSS 600.00 67.6334 40.631.04 TOTAL $40.631.04 $182.301.06 The Øa> fl oes et am *peat in any mho/ «logo or IIIC mamma«. 027 1201101;12:62 001 Y513 EFTA00198160 CLEARED 'THROUGH ITS WHOLLY OWNED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOLM Bear. Stearns 8. Co. Inc. 383 Madison Avenue New York New York 10179 SW. Stearns SOPuellk4 Cap Ono I4enIoch Center Noah Beccit/on, Ne* Vet* 1120/3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD September 29.2001 THROUGH October 26.2001 What's In This Statement III' I 1 I11 111811 I I *LOOM! NUMBER TAXPAYER NUMBER LAST STATEMENT September 28.2001 Financial Summary 3 INSTITUTIONAL INTERESTS Your Portfolio Holdings 4 CIO FINANCIAL TRUST COMPANY ATTN JEANNE BRENNAN Transaction Detail 7 Fund Activity 24 Trades Not Yet Settled 26 Your Messages 27 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURITIES THIS PEFUOD 8.705.660 Cash 8 Equvalent — 640.744 88.328.568 NET CREDIT BALANCE 970.629 Equities MONEY MARKET FUND BALANCE 6,670.115 Pn11, Current market value NET EQUITY This PERIOD $16.346,404 Last statements market value NET EQUITY LAST STATEMENT 15,514.223 CHANGE SINCE LAST STATEMENT 832.180 There are no 'Stop Lose orders or other pending buy or sell open orders on file for your account. SDK TaraOmanikr enhaerneel nemeses ally I Is ra needed nun domain stewed skald be reamed for your records See renew sale for rrporlan reamacco 027 1027.01:10:29 001 V502 EFTA00198161 CLEARED 'THROUGH ns Balmy OW,;(0 50850MAY Beer. Szewee Secwisin GOO. Ce4 Monlea COM0( north Beccidon. Hew Year 11201.3859 INSTITUTIONAL INTERESTS 2 0,27 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 1027G1:10:29 001 V502 EFTA00198162 CLEARED 1HRWGH ITS ?NW? OBX.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 Beer. Saea•ns SONX*1 COO. CeoLleveloch Conte North Beccidon. Hew To* 11201.3859 INSTITUTIONAL INTERESTS 3 al 2• STATEMENT PERIOD September 29.2001 THROUGH October 26.2001 Cash Flow Analysis Income Summary ACCOUNT NUMBER TAXPAYER NINSER THIS PEFICO 116 PENCO YEAR TO DATE LAST STATEMENT September 28.2001 Opening Balance $972,540.47 Dividends 14.621.41 129,167.93 Substitute Payment 0.00 630.00 Securities Sold 3,711,346.42 Credit Balance Int. 1,937.43 50,277.97 Money Fund 2,114,086.91 Total $16,558.84 $180,075.90 Dividends Interest 2,471.93 Miscellaneous 4,798.31 Shod Dividends 0.00 -144.50 Foreign Tax Withheld 0.00 -445.26 Amount Credited 35.832,703.57 Margin Int. Paid -44.15 -92.06 Securities Bought -4,396,024.94 Money Fund -1,414.086.91 Funds Withdrawn -19.414.77 Portfolio Composition Dividends Interest Charged -44.15 CashiCash Equivalent 7.640,744 Miscellaneous -5.044.31 Equities 8.705.660 Your Portfolio Amount Debited 3-5.834,615.08 Total $16.346.404 Allocation Net Cash Activity -1.911.51 Closing Balance 3970.628.96 Cash Balance Summary MINIM) CLOSNO Cash 967.984.16 968,735.68 Margo 4,556.31 1,893.28 Net Cash Balance $972,540.47 $970,628.96 027 102X01:10:29 001 Cash & Equivalent 47% Equities 53% Un•Jooed croons came oar 0lence onto' Or, male aye, The el000m ;event'', is awed Icon to oblexe market ixbeol,ev palloo V502 EFTA00198163 CLEARED THROUGH ITS ?mem.? 0MhE0 SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New YY New York 10179 4 Beer. SZeirhs Sec 44,1 COO. 0-41km:tech Cone m North Beccidon. New Ye* 112014999 INSTITUTIONAL INTERESTS STATEMENT PERIOD September 29.2001 THROUGH °doter 26.2001 Your Portfolio Holdings CASH & CASH EQUIVALENTS ACCCUNT NUMBER TAXPAYER WESER LAST STATEMENT September 28.2001 IIW(ET ESTIMATED CURRENT DESCWION SIMBOLCUSiP QUANTITY PRICE VALUE MINN& WOVE yea rq CASH BALANCE 970,629 NE TREASURERS FUND INC GTD)0( 6.664.530.72 1.0000 6,664,531 146,620 2.2000 DOMESTIC PRIME MM PORTFCLIO NE TREASURERS FUNDING GTD)0( 5.584.32 1.0000 5,584 123 2.2027 DOMESTIC PRIME MM PORTFOLIO TOTAL CASH & CASH EQUIVALENTS $7,640,744 $146,743 EQUITIES Equities & Options ACC! IMFIKET ESTIMATED CURFENT DESCRP1011 SYMBOLCUSIP nvt OUANIUT PRCE VALUE ANATOL INCOIAE YELDIM ACTY INC IAN CASH 22,300 1.7000 37.910 APPLIED MICRO CIRCUITS CORP AMCC CASH 3.400 12.9700 44.098 AMERICAN EAGLE OUTFITTERS INC AEOS CASH 16.850 27.6600 466.071 NEW ADELPHIA COMMUNICATIONS CORP ADLAC CASH 11.954 24.3100 290.602 CL A BEVERLY ENTERPRISES INC NEW BEV CASH 49.800 8.7600 436.248 CENDANT CORP CD CASH 6.500 13.8500 90.025 CROWN CASTLE INTL CORP CCI CASH 6.550 12.1500 79.583 COSTCO WHOLESALE CORP-NEW COST CASH 1.300 40.5200 52.676 CABOT MICROELECTRONICS CORP CCMP CASH 550 69.0500 37,978 CITIZENS COMMUNICATIONS CO CZN CASH 28,500 8.5200 242,820 CABLEVISION SYSTEMS CORP-CL A CVO CASH 8,400 36.6000 307.440 CABLEVISION NY GROUP COM 027 10,27.01:10:29 001 V502 EFTA00198164 CLEARED 1HROUGH IJS wisCkLY OM.E0 SUBSIOIARY BffiR STMRNS OFFICE SERVICING TOUR ACCOUNT Bear. Steanis 8 Co. Inc. 383 Madison Avenue New Y New York 10179 5 BOK SZeirns SOC,r.I*1 CO ,P Ce* OACCOICCh tentet TiorUi Beccidon. New Tuk 11201.2859 INSTITUTIONAL INTERESTS STATEMENT PERU; SepTelTbN 29.2001 TNROUGH OCMW 26.2001 Your Portfolio Holdings (continued) Equities & Options (continued) ACCT DESCRPTION S1MECCC.SP TOE ouunint PRCE IAARKET VALUE ESTETATED ANNUAL INCOME ACCaNT NULIEER TAXPAYER NUMER LAST STATEMENT SepteffbN 28.2001 CURFOR YELD CARNIVAL CORP-CL A CCL CASH 4.050 21.1400 85,617 1,701 1.9868 COX COMMUNICATIONS INC NEW COX CASH 1.600 39.5700 63,312 CL A DMCSTRATF_X NETWORKS INC STXN CASH 8,750 6.0200 52,675 E I DU PONT DE NEMOURS & CO DD CASH 900 41.3100 37,179 1,260 3.3890 EDISON INTERNATIONAL EIX CASH 8,100 15.0100 121,581 ENZON INC ENZN CASH 2,950 65.8100 194,140 FOX ENTERTAINMENT GROUP INC FOX CASH 3.800 21.4000 81.320 CL A FEDEX CORP FDX CASH 2.100 39.4800 82.908 FEDEfLIkTED DEPARTMENT STORES FD CASH 3.400 32.6800 111.112 ING-DEL I-MALAY INC IMNY CASH 39.150 5.4400 212.976 HCA INC HCA CASH 10.000 40.0000 400.000 800 0.2000 (FRM HCA-HEALTHCARE COMPANY) HEALTH MANAGEMENT ASSOCIATES HMA CASH 12,950 19.5500 253,173 INC NEW-CL A IMC GLOBAL INC IGL CASH 17,200 10.6000 182,320 1,376 0.7547 IMPERIAL CHEMICAL INDS PLC ICI CASH 4,100 20.2000 82,820 6.035 7.2869 ADR NEW K MART CORP KM CASH 600 6.6000 3.960 LIBERTY MEDIA CORP LMCA CASH 42.200 12.1100 511.042 SER A NEW UZ CLAJBORNE INC LIZ CASH 4.000 46.7000 186.800 1.800 0.9636 MILLENNIUM CHEMICALS INC MCH CASH 7.900 9.9900 78.921 4.266 5.4054 027 102741:10:29 001 v502 EFTA00198165 CLEARED THROUGH NS viNC4AY 0"ED SUBSIDIARY BEAR STD;RNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 6 Beer. SZetrns SOC,,,I.P1 Ø. Ore Meveleen Cent« North Beecidp. New Yak 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD September 29.2001 THROUGH Octoter 26.2001 Your Portfolio Holdings (continued) Equities & Options (continued) ACCT DESCRPTION Snieoucus• TYPE OUANTITY PRICE MARKET VALUE ESTIMATED ANNUAL INCOME ACCOUNT NUMBER TAXPAYER AMMER LAST STATEMENT Septemter 28.2001 CURFEW TED N MCDATA CORP MCDTA CASH 5.450 14.4000 78.480 CL A NOVA CHEMICALS CORP NCX CASH 8.600 15.6300 134.418 1.423 1.0586 NORFOLK SOUTHERN CORP NSC CASH 6,200 17.5500 108,810 1.488 1.3675 POLO RALPH LAUREN CORP-CL A RL CASH 4,707 22.7500 107,084 OMNICARE INC OCR CASH 13.100 18.9000 247.590 1.179 0.4762 REMEC INC REMC CASH 14,750 9.2000 135.700 SONIC AUTOMOTIVE INC-CL A SAH CASH 8,450 18.4500 155.903 SPECTRASITE HOLDINGS INC SITE CASH 22,150 2.3500 52.053 SYMBOL TECHNOLOGIES INC SBL CASH 12,200 13.5200 164.944 244 0.1479 TYCO INTERNATIONAL LTD TYC CASH 11.300 50.5000 570.650 565 0.0990 TIBCO SOFTWARE INC TIBX CASH 16.500 9.1200 150.480 TARGET CORP TGT CASH 2.000 31.4500 62.900 440 0.6995 TRW INC TRW CASH 2.850 34.5200 98.382 1.995 2.0278 TENET HEALTHCARE CORP THC CASH 7.350 58.0800 426.888 TRANSWITCH CORP TXCC CASH 8.100 3.6700 29.727 TOMMY HILFIGER CORP-ORD TOM CASH 23.800 11.2600 267.988 USA NETWORKS INC USAI CASH 3.600 19.1000 68.760 UNITED RETAIL GROUP INC URGI CASH 16.700 5.9500 99.365 UNIVERSAL HEALTH SERVICES INC UHS CASH 10.500 41.3000 433.650 OL 8 VITRIA TECHNOLOGY INC VITR CASH 28,350 3.3600 95.256 COM VENATOR GROUP INC CASH 6,850 15.7500 107.888 027 10,27O1:10:29 001 v502 EFTA00198166 CLEARED THROUGH ITS niCkLY ORTE0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 7 0 2? Your Portfolio Holdings (continued) Equities & Options (continued) DESCR0PTION SYMBOL CUSIP ACC! TrPE OLIANDTv PACE MARKET VALLE ESTRUM) ANNUAL INCO1AE CURFOR YELD VITESSE SEMICONDUCTOR CORP VTSS CASH 6,950 10.6800 74.226 VIACOM INC-CL B VIAB CASH 2,200 36.9000 81.180 WATSON PHARMACEUTICALS INC WPI CASH 1,500 50.2500 75,375 YORK INTERNATIONAL CORP NEW YRK CASH 1,600 31.6600 50,656 960 1.8951 Total Equities& Options $8,705,660 $25.532 TOTAL EQUITIES 58.705.660 $25.532 YOUR TOTAL ESTIMATED ANNUAL INCOME $172.275 YOUR PRICEDPORTFOLIOHOLDINGS $16.346.403 Transaction Detail INVESTMENT ACTIVITY SETTLEMENT TRADE DATE DATE TRANSACTION DESCRITTION 10/01/01 09/26/01 BOUGHT SYMBOLCUS. ALO 4,400 26.72370 117,907.28 808f. SZeirns S0N, t4,1 Cory. OtoLletsolech Contot North Beccmon. New Ye* 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD SepteMbef 29.2001 THROUGH October 26.2001 ACCOUNT NUMBER TAXPAYER AMBER LAST STATEMENT September 28.2001 GUMMY PRCE DEV WOW CREDO MOUNT ALPHARMA INC-CL A EXECUTION BY MS00 OOMMISDON 308,00 HONEYWELL INTL INC SEE NOTE '5' ON BACK EXECUTION BY MS00 COMMISSION 164.50 SEC FEE 2.06 10/01/01 09/26/01 SOLD HON -2,350 26.28490 61.587.96 027 10,2741:10:29 001 V502 EFTA00198167 CLEARED THRWGH ITS niCkLY 0%M.E0 SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York. New York 10179 8 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 10/02/01 TRADE DATE 09/27.01 TRANSACTION BOUGHT 1Maki 64thidi touoHr DESORPTION Si SERVICES CO WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY JRCO COMMISSION 13380 n tiacig145 EXECUTION BY JRCO COMMISSION 91.00 DIAMOND OFFSHORE DRILLING INC EXECUTION BY JRCO COMMISSION 133.00 ORION POWER HOLDINGS INC EXECUTION BY LEHM COMMISSION 392.00 SEC FEE 4,68 SMITH INTERNATIONAL INC WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE SEE NOTE '5* ON BACK EXECUTION BY JRCO COMMISSION 91.00 WEATHERFORD INTERNATIONAL INC NEW EXECUTION BY JRCO COMMISSION 133.00 Si SERVICES CO WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY JRCO COMMISSION 133.00 SEC FEE 1.12 COOPER CAMERON CORP EXECUTION BY JRCO COMMISSION 91,00 SEC FEE 1.42 STIAXILICUSP BJS At GUMMY 1,900 PIKE 15.90650 Beer. Stearns S0C,r44,1 Cot. Ore Mem:tech Center North Beccidon. New VC* 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD September 29.2001 THROUGH October 26.2001 ACCOUNT NUMBER TAXPAYER KAMER LAST STATEMENT September 28.2001 DEBIT AMOUNT 30.370.35 MD/ AMOI,NT 10/02/01 09/27/01 BOUGHT DO 1.900 23.54500 44,88150 10/02/01 09/27/01 SOLD ORN 5.600 25.05000 139.868.32 10102/01 09,27/01 BOUGHT SII 1.300 34.44220 44,880.86 10/02/01 09/27/01 BOUGHT WIT 1.900 24.31620 46.348.78 10/03/01 09/28/01 SOLD BJS .1.900 17.58840 31268.84 10/03101 09;28.61 SOLO CAI .1200 32.73780 42.451.72 021 IC27O1:1O29 001 v502 EFTA00198168 CLEARED 1HRWGH ITS ?RIMY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 9 o 2? Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 10/03/01 TRADE DATE TRANSACT/0N 09/28/01 SOLD CESCT0PTION DIAMOND OFFSHORE DRILLING INC EXECUTION BY JRCO COMMISSION 13300 SEC FEE 1,60 ORION POWER HOLDINGS INC EXECUTION BY DAN COMMISSION 392,00 SEC FEE 4,76 SMITH INTERNATIONAL INC WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE SEE NOTE '5* ON BACK EXECUTION BY JRCO COMMISSION 91,00 SEC FEE 1,59 WEATHERFORD INTERNATIONAL INC NEW EXECUTION BY JRCO COMMISSION 133,00 SEC FEE 1,62 ADELPHIA COMMUNICATIONS CORP CL A EXECUTION BY JPHO VS 2400 03.16-00 SEC FEE 102 E I DU PONT DE NEMOURS & CO EXECUTION BY MLCO COMMISSION 266,00 TOMMY HILFIGER CORP-ORD EXECUTION BY RHCO COMMISSION 15000 APPUED MICRO CIRCUITS CORP EXECUTION BY GOWN SYMBOUCUS, DO CVAMITY .1.900 PRCE 25.21610 Beer. SZeirns SON, t4,1 COO. CeoLlevalech Contm North Beccidon. New VC* 112013859 INSTITUTIONAL INTERESTS STATEMENT PERIOD SepTelTbef 29.2001 THROUGH ACCCUNT NUMBER TAXPAYER K1. ER October 26.2001 LAST STATEMENT September 28.2001 DEBIT AMOUNT CREDIT AMOUNT 47,760.99 10/03/01 09/28/01 SOLD ORN .5.600 25.50000 142,388.24 10/03/01 09/28/01 SOLD SII -1300 36.46730 47.299.90 10/03/01 09/28/01 SOLD WIT 1.900 25.50000 48.300.38 10)04:01 10/01/01 SOLO ADLAC .2.400 20.12900 48.292.98 10/04/01 10/01/01 BOUGHT DD 3.800 36.92820 140,608.16 10/05/01 10/02/01 BOUGHT TOM 2.500 8.51980 21,464.50 10/09/01 10/03/01 BOUGHT AMCC 3,200 8.32000 26,639.00 10109/01 10/03/01 BOUGHT CIENA CORP EXECUTION BY SBSH CIEN 7.400 11.96170 88.53138 027 1O27D1:1O:29 031 V502 EFTA00198169 CLEARED THRWGH ITS ?RIMY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 10 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE TRADE DATE TRANSACTM OESCRPTION SYMOOLCUSIP CA/PARITY Pact DEBIT AMOUNT CHEM AMOUNT 10/09/01 10/03/01 BOUGHT CENDANT CORP CD 6,500 13.01000 85,035.00 EXECUTION BY RICO COMMISSION 455,00 lb/Oki tou6HY d6SlEt5 Et$1411-1,O1 IY Jab 36.44466 76,551. EXECUTION BY FBCO 10/09/01 10/03/01 BOUGHT CISCO SYSTEMS INC CSCO 5,000 13.27000 66.365.00 EXECUTION BY CONN ibrbkin 16/6161 touerir t I 00 P0RI'VE furfvfoUR & 1515 doo atikdd ti.4§6.7/4 EXECUTION BY MS00 COMMISSION 21,00 brtekb1 ir5/6161 tou6HY toliP-14Att tine 4,400 12.444x0 55.145. SEE NOTE'S' ON BACK EXECUTION BY FCAP COMMISSION 308,00 10/09/01 10/03/01 BOUGHT FOX ENTERTAINMENT GROUP INC FOX 3.800 20.41280 77,849.64 CL A EXECUTION BY GSCO COMMISSION 266,00 10/09/01 10/03/01 BOUGHT FEDEX CORP FDX 2.100 37.41210 78,727.41 EXECUTION BY TWPT COMMISSION 147,00 10/09/01 10/03101 BOUGHT FEDERATED DEPARTMENT STORES FD 2.600 30.43580 79.330.08 PC-CEL EXECUTION BY DBAB COMMISSION 182,00 1D09)01 1003.01 BOUGHT FLEXTRONICS INTERNATIONAL FLEX 3.250 18.94600 61.589.50 LTD EXECUTION BY FBCO 10/09/01 10/03/01 BOUGHT I-MANY INC IMNY 6,500 3.19000 20,750.00 EXECUTION BY CONN 10/09/01 10/03/01 BOUGHT IMC GLOBAL INC IGI. 8.800 8.96750 79,457.00 SEE NOTE '5* ON BACK EXECUTION BY JPHO COMMISSION 528,00 Beer. SZeirns SON, t4,1 COO. CeoLlevalech Cantm North Beccidon. New VC* 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD September 29.2001 THROUGH October 26.2001 ACCCUNT NUMBER TAXPAYER K1. ER LAST STATEMENT September 28, 2001 027 102741:10:29 001 V502 EFTA00198170 CLEARED THRWGH ITS vnICkLY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York New York 10179 11 ul27 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE TRADE DATE TRANSACRON DESCRIPTION SY1A3OUCUSIP CUANMY PRICE DEBIT AMOUNT GRECO' AAIDUIR 10/09/01 10/03/01 BOUGHT INTEGRATED DEVICE TECHNOLOGY IDT1 3.300 20.14000 66,477.00 WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY SLKC 10/09/01 10/03/01 BOUGHT JUNIPER NETWORKS JNPR 7.400 12.46330 92,243.42 ibrkkb1 16/6161 EXECUTION BY SI3SH Ark dittnY Ifs JAL J.Joo 19.79080 65.55514 SEE NOTE '5' ON BACK EXECUTION BY LEHM COMMISSION 231,00 10/09/01 10/03/01 BOUGHT LIZ CLAIBORNE INC LIZ 2,000 39.09280 78.320.60 EXECUTION BY BUCK COMMISSION 120,00 10/09/01 10/03/01 BOUGHT SONIC AUTOMOTIVE INC-CL A SAH 5,850 13.34220 78,476.37 EXECUTION BY RSSF COMMISSION 409,50 10/09/01 10/03/01 BOUGHT SYMBOL TECHNOLOGIES INC SBL 2,200 11.37590 25,195.98 EXECUTION BY RYAN COMMISSION 16400 10/09/01 10/03/01 BOUGHT TYCO INTERNATIONAL LTD TYC 5,000 46.24500 231,575.00 AS OF 10/03/01 10/09/01 10/03/01 BOUGHT TIBCO SOFTWARE INC TIBX 2.500 7.33000 18,340.00 EXECUTION BY GSCO 10/09/01 10/03/01 BOUGHT TEXAS INSTRUMENTS INC TXN 1.400 25.50000 35,813.00 SEE NOTE'S' ON BACK EXECUTION BY MSCO COMMISSION 98,00 10/09/01 10/03/01 BOUGHT TOMMY HILFIGER CORPMRD TOM 5.000 8.88290 44,679.50 EXECUTION BY BUCK COMMISSION 250,00 10/09/01 10/03/01 BOUGHT VITESSE SEMICONDUCTOR CORP VTSS 2.500 8.69400 21,750.00 EXECUTION BY FBCO Beer. SZeirns S0N, t4,1 Cot. OtoMetsolech Cantm North Beccidon. New VC* 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD September 29.2001 THROUGH October 26.2001 ACCCUNT NUMBER TAXPAYER NUMER LAST STATEMENT SEISMS! 28,2001 027 102701:1029 001 V502 EFTA00198171 CLEARED 1HRWGH ITS ?RIMY CAM.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 12 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 10/09/01 TRADE DATE TRANSACT/DR 10/03/01 BOUGHT 16/1641 1644/61 661.6 CESCFOPTION VIACOM INC-CL B EXECUTION BY GSCO COMMISSION 164,00 'OX MAN oulritYEtt iNS NEW EXECUTION BY RSSF SEC FEE 1.26 AS OF 10104/01 CROWN CASTLE INTL CORP SYMBOUCUSP WAB WARM PRICE 2,200 34.76700 -1,560 25.08580 Beer. SZeirn5 Sec ,hti Cap. Ore Metsolech Cantot North BecciOon. New Ye* 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PERIOD September 29.2001 THROUGH October 26.2001 ACCCUNT NUMBER TAXPAYER NUMER LAST STATEMENT September 28, 2001 DEBIT AMOUNT 76,656.40 CR= AACUtif a ,ate. 10/10/01 10/04/01 BOUGHT CCI 9,800 9.65850 95,241.30 10/10/01 10/04/01 BOUGHT CABOT MICROELECTRONICS CORP EXECUTION BY RSSF AS OF 10104/01 CCMP 1,600 49.28900 78,877.40 10/10/01 10/04/01 SOLD ELECTRIC LIGHTWAVE INC-CL A EXECUTION BY REDI VS 7500 12-30-98. 200 12.31-98 COMMISSION 164.00 SEC FEE .09 AS OF 10104/01 ELI% -7,700 0.33740 2.428.89 10/10/01 10/04/01 SOLD INTERNET SEC SYS INC EXECUTION BY CONN SEC FEE 1.32 AS OF 10/04/01 ISSX -2,450 16.15450 39,562.21 10110/01 10/04/01 SOLD MCDATA CORP CI A EXECUTION BY CEUT VS 200 0749-01. 600 06-21-01. 1600 06-27-01, 1000 06.29-01 SEC FEE 1.42 AS OF 10104/01 MCDTA -3,400 12.49150 42.454.68 10/10/01 10/04/01 BOUGHT PACIFIC SUNWEAR OF CALIFORNIA NC EXECUTION BY RSSF AS OF 10/04/01 PSUN 5.900 13.47500 79,517.50 021 10.270110:29 001 V502 EFTA00198172 CLEARED 1HRWGH ITS ?RIMY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 13 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 10/10/01 TRADE DATE 10/04/01 TRANS/COON BOUGHT DESCRIPTION SYMBOL TECHNOLOGIES INC EXECUTION BY RYAN COMMISSION 77.00 AS OF 10104/01 SYMBOLCUSC SBL OVAARITT PRIDE 1,100 11.68350 Beer. Saea•ns S0N•Rkl Cap. Cc* Mon:tech Contm North Beccidon. New VC* 11201.3019 INSTITUTIONAL INTERESTS STATEMENT PERIOD September 29.2001 THROUGH ACCCUNT NUMBER TAXPAYER KAMER October 26.2001 LAST STATEMENT SEISMS! 28,2001 DEBIT AMOUNT 12,94185 CRECIT AMOUNT 10/10/01 10/04/01 BOUGHT TOMMY HILFIGER CORP-ORD EXECUTION BY BUCK COMMISSION 75.00 AS OF 10104/01 USA NETWORKS INC EXECUTION BY TWPT AS OF 10103/01 AMERICAN EAGLE OUTFITTERS INC NEW EXECUTION BY JPHO SEC FEE 2.06 AGERE SYS INC CL A EXECUTION BY COWN COMMISSION 102,00 SEC FEE .30 CROWN CASTLE INTL CORP EXECUTION BY LEHM COMMISSION 96.00 ELECTRIC UGHTWAVE INC-CL A EXECUTION BY REDI VS 3300 12-31-98 COMMISSION 6660 SEC FEE .05 FEDERATED DEPARTMENT STORES INC-DEL EXECUTION BY GSCO OOMMISS/CN 77.00 SEC FEE 1.09 TOM 1.500 9.69390 14,630.85 10/10/01 10/03/01 BOUGHT USAI 3,600 19.60100 70,578.60 10/11/01 10/05/01 SOLD AEOS -2,600 23.67200 61,530.14 10/11/01 10/05/01 SOLD AGRA -1.700 5.20000 1722.70 10/11/01 10/05/01 BOUGHT CCI 1.600 9.39230 15,138.68 10/11/01 10/05/01 SOLD ELIX -3.300 0.37670 1.162.06 10/11!01 10;0101 SOLD FO -1.100 29.70270 32.579.88 027 '027011029 091 v502 EFTA00198173 CLEARED IHRWOH ITS WHOLLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York. New York 10179 14 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 1001101 TRADE DATE TRANSACTION 10/05/01 BOUGHT DESCRIPTION IMC GLOBAL INC SEE NOTE 8 ON BACK EXECUTION BY JPHO COMMISSION 474,00 JONES APPAREL GROUP INC EXECUTION BY LEHM COMMISSION 217,00 JONES APPAREL GROUP INC EXECUTION BY JRCO COMMISSION 42.00 SEC FEE .52 PACIFIC SUNWEAR OF CAUFORNIA WC EXECUTION BY RSSF TOMMY HILFIGER CORP-ORD EXECUTION BY BUCK COMMISSION 180,00 VENATOR GROUP INC EXECUTION BY YKCO COMMISSION 301,00 APPUED MICRO CIRCUITS CORP EXECUTION BY MONT VS 8S0 04-18-01. 800 07-17-01 SEC FEE .50 E I DUPONT DE NEMOURS 8, CO EXECUTION BY BUCK COMMISSION 8400 EMC CORP-MASS SEE NOTE'S' ON BACK EXECUTION BY MSCO COMMISSION 308,00 SEC FEE 1.90 FLEXTRONICS INTERNATIONAL LTD EXECUTION BY COWN SEC FEE 1,07 SIOADOLCUSE IGL °NOW 7,900 PRICE 9.56400 Beef. Stearns SON, t4,1 C0,0 Dec Metsolech Cella North BecciOon. New Ye* 112014859 INSTITUTIONAL INTERESTS STATEMENT PERIOD SepteMbef 29.2001 THROUGH ACCCUNT NUMBER TAXPAYER NLAMER October 26.2001 LAST sTATEmENT September 28.2001 DEBT AMOUNT 76,044.60 CEEDT Para 10/11/01 10105/01 BOUGHT JNY 3.100 25.62960 79,683.76 10/11/01 10108/01 SOLD JNY -600 25.53250 15.261.98 10/11/01 10/05/01 BOUGHT PSUN 800 13.52000 10,831.00 10/11/01 10/05101 BOUGHT TOM 3.000 10.08530 30,450.90 10111/01 10/05101 BOUGHT 4.300 14.97500 64,708.50 10/12/01 10109/01 SOLD AMCC .1.650 9.00000 14.834.50 10/12/01 10/09/01 BOUGHT D0 1.400 37.95000 53,229.00 10/12101 10/09/01 SOLD EMC 4.400 12.91910 56,519.14 10/12/01 10/09/01 SOLD FLEX -1,650 19.44000 32,059.93 027 1027.01:10:29 001 V502 EFTA00198174 CLEARED 1HRWGH ITS ?RIMY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 15 o Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE 10/12/01 10/09/01 TRANSACTION SOLD 10/04,01 SOLtS DESORPTION INTEGRATED DEVICE TECHNOLOGY WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY CEUT SEC FEE 1.29 RIValieh5MR§ EXECUTION BY GOWN SEC FEE 1.22 JABIL CIRCUIT INC SEE NOTE ON BMX EXECUTION BY COWN COMMISSION 115,50 SEC FEE 1.08 JONES APPAREL GROUP INC EXECUTION BY BUCK COMMISSION 72.00 SEC FEE 1,00 MCDATA CORP CL A EXECUTION BY CEUT SEC FEE 1.07 UNITEDGLOBALCOM CL A EXECUTION 8Y S8SH SEC FEE .07 UNITEDGLOBALCOM CL A EXECUTION BY UBSW SEC FEE .25 UnalgoliVerne EXECUTION BY GSCO COMMISSION 140.00 SY1A3OUCUSIP IDTI PA GUMMY -1,650 emu 23.33500 Beer. SZeirns SON, 14,1 COO. Ceol.levalech Center NOM Beccidon. New VC* 112013859 INSTITUTIONAL INTERESTS STATEMENT PERIOD Septelther 29.2001 THROUGH October 26.2001 ACCCUNT NUMBER TAXPAYER NUIA3ER LAST STATEMENT September 28.2001 DEBIT AMOUNT CREPT AIAOUNT 38,486.46 -2.450 14. 4000 36,341.78 10/12/01 10/09/01 SOLD JBL -1.650 19.50000 32.043.42 10/12/01 10/09/01 SOLD JNY -1,200 24.95050 29,852.60 10/12/01 10/09/01 SOLD MCDTA -2.500 12.76500 31.896.43 10/12/01 10/09/01 SOLD UCOMA -1.900 1.02810 1.938.32 10/12/01 10/09/01 SOLD 10./15/51 10/10101 &VHF 1 1 1 10/10;01 SbL5 55XY UCOMA Lit CL A EXECUTION BY CEUT SEC FEE .65 M -6,000 1.22000 2.400 39.98310 7,304.75 80.121.20 -1.500 12.98000 19.454.35 027 102701:10:29 031 V502 EFTA00198175 CLEARED 1HRWGH ITS ?RIMY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 16 ri 2! Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE TRANSACT/0N 10/15/01 10/10101 SOLD ibristhi 16/16/6i trio DESORPTION POLO RALPH LAUREN CORP-CL A SEE NOTE 5 ON BACK EXECUTION BY BUCK COMMISSION 84.00 SEC FEE 1.03 gutNiKAA araurettht itc EXECUTION BY RSSF SEC FEE 1.76 SONIC AUTOMOTIVE INC-CL A EXECUTION BY RSSF COMMISSION 182,00 TRW INC WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY MDLD COMMISSION 140,00 ANALOG DEVICES INC WITH RIGHTS TO PURCHASE COMMON MX UNDER CERTAIN CIRCUMSTANCE EXECUTION BY DRKW COMMISSION 238,00 SEC FEE 4.80 CIENA CORP EXECUTION BY INET COMMISSION 48.00 SEC FEE ,82 CISCO SYSTEMS INC EXECUTION BY INET COMMISSION 54.00 SEC FEE 1,00 FEDERATED DEPARTMENT STORES INC-DEL EXECUTION BY BUCK COMMISSION 66.00 SYMBOUOUSIP RL Istu CIUMMY PHCE -1,400 22.02000 -$.700 14.4 Beer. SZeirhs SOC,r44,1 COO. Dec Mem:tech Center North Beccidon. New VC* 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD September 29.2001 THROUGH October 26.2001 ACCCUNT NUMBER TAXPAYER K1. ER LAST STATEMENT September 29 2001 DEBIT AMOUNT MDR AMOUR 30,727.97 5 .60 A5 10/15/01 10110/01 BOUGHT SAH 2.600 16.36140 42.736.64 10/15/01 10110/01 BOUGHT TRW 2.000 33.67030 67.495.60 10/16/01 10/11/01 SOLD ADI .3.400 42.30720 143.586.68 10/16/01 10111/01 SOLO CIEN -1.600 15.32110 24.449.94 10/16/01 10111/01 SOLD CSCO .1.800 16.53890 29.700.02 10/16/01 10111/01 BOUGHT FD 1,100 30.64250 33.787/5 027 1027D1:10:29 031 VS02 EFTA00198176 CLEARED 1HRWGH ITS niCkLY CAMEO SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 17 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE TRANSACIVN 10/16/01 10/11/01 SOLD DESORPTION FLEXTRONICS INTERNATIONAL LTD EXECUTION BY DOWN SEC FEE 1.21 IMC GLOBAL INC SEE NOTE 5 ON BACK EXECUTION BY JPHO COMMISSION 30,00 IMPERIAL CHEMICAL INDS PLC ADR NEW EXECUTION BY UBSW COMMISSION 287,00 INTEGRATED DEVICE TECHNOLOGY WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY JPHO SEC FEE 1,46 JUNIPER NETWORKS EXECUTION BY (NET COMMISSION 75,00 SEC FEE 1,54 JABIL CIRCUIT INC SEE NOTE'S' ON BACK EXECUTION BY DAN( COMMISSION 115,50 SEC FEE 1.25 JONES APPAREL GROUP INC EXECUTION BY BUCK COMMISSION 78.00 SEC FEE 1.14 K MART CORP EXECUTION BY JEFF COMMISSION 245,00 SEC FEE .el, SYMOOMOUSP FLEX GUMMY Prim -1,600 22.55000 Beer. Saea•ns SOC,r44,1 COO. 0-41km:tech Cella North Beccidon. New VC* 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD September 29.2001 THROUGH Odom 26.2001 ACCCUNT NUMBER TAXPAYER KAMER LAST STATEMENT SEISMS! 28,2001 DEBIT AMOUNT OEM MOUNT 36,063.79 10/16/01 10/11/01 BOUGHT IGL 500 9.50000 4,795.00 10/16/01 10111/01 BOUGHT ICI 4.100 19.90000 81,892.00 10/16/01 10/11/01 SOLD (DTI -1.650 26.45000 43.626.04 10/16/01 10/11/01 SOLD JNPR 2.500 18.47430 46.094.21 10/16/01 10/11/01 SOLD ..BL 1.650 22.72200 37,359.55 10/16/01 10/11/01 SOLD JNIT 1.300 26.15800 33,911.26 10/16/01 10/11/01 SOLD KM -3,500 7.61900 26,405.61 027 102701:10:29 091 V502 EFTA00198177 CLEARED 1HRWGH ITS 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 18 vi Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE TRANSACIKIN 10/16/01 10/11/01 BOUGHT DESCRIPTION UBERTY MEDIA CORP SER A NEW EXECUTION BY SIMM COMMISSION 308,00 MCDATA CORP CL A EXECUTION BY Can SEC FEE 1.59 NORFOLK SOUTHERN CORP EXECUTION BY FBCO COMMISSION 231,00 TRW INC WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY MDLD COMMISNON 59.50 TALBOTS INC EXECUTION BY MS00 COMMISSION 147,00 TEXAS INSTRUMENTS INC SEE NOTE '5* ON BACK EXECUTION BY DRKW COMMISSION 385,00 SEC FEE 5.64 UNITEDGLOBALCOM CL A EXECUTION BY REDI COMMISSION 156,00 SEC FEE .33 vErtirtinNaliFitla EXECUTION BY LEHM COMMISSION 178,50 SYTABOLCUSIP ERICA %MARIN 4,400 PRICE 12.70000 Beer. SZeirhs Sec 44,1 Cap. 0 -414cm:tech Contm North Beccidon. New VC* 11201.3819 INSTITUTIONAL INTERESTS STATEMENT PERIOD September 29.2001 THROUGH Octoter 26.2001 ACCCUNT NUMBER TAXPAYER K1. ER LAST STATEMENT September 28, 2001 DEBIT AMOUNT 56,20360 GRECO' AAAJUNT 10/16/01 10/11/01 SOLD MCDTA -3A00 14.00250 47,591.91 10/16/01 10111/01 BOUGHT NSC 3.300 17.19390 56,985.87 10/16/01 10111/01 BOUGHT TRW 850 33.99710 28,972.04 10/16/01 10111/01 BOUGHT TLB 2,100 29.64120 62,408.52 10/16/01 10111/01 SOLD DIN -5,500 30.74820 168,709.46 10/16/01 10111/01 SOLD 1b/4/61 16/11/61 %WM! 1 /11/ 1 %WM! UCOMA 2 -7.800 tit 1.24210 .550 15.e15M 40.5ak 9.517.05 1.250 53.5927 67.078. 027 1027.01:10:20 001 vwe EFTA00198178 CLEARED 1HRWGH ITS ?RIMY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York New York 10179 19 e1V Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE TRADE DATE TRANSACT/ON

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GPS

11.96170 
88.53138

GPS

19.00150 
26.5012

GPS

19.79080 
65.55514

GPS

20.02700 
58.09130

GPS

20.91750 
7.1148

GPS

26.35000 
23.28200

GPS

34.62540 
21.46680

GPS

38.01980 
31.69000

GPS

42.63000 
59.66101

GPS

42.90000 
38.53371

GPS

44.66810 
17.50000

GPS

5.86500 
11.67000

GPS

6.16670 
26.50092

IPv43.162.235.72

Phone1201 3859

Phone1201 3959

Phone1201.1859

Phone1201.2859

Phone1201.3019

Phone1201.3219

Phone1201.3819

Phone1201.3859

Phone12013559

Phone12013859

Phone12014859

Phone12014869

Phone12014999

Phone12103101

Phone12121101

Phone17111761

Phone2944103

Phone5144150

Phone5231415

Phone7011029

SWIFT/BICACTIVITY

SWIFT/BICALPHARMA

SWIFT/BICDESORIP113N

SWIFT/BICEQUIVALENTS

SWIFT/BICIIIRCOGH

SWIFT/BICNUMIIIER

SWIFT/BICSTMECIAUSIP

SWIFT/BICSYMBOUOUSIP

SWIFT/BICTRANSACTIEN

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