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efta-efta00236301DOJ Data Set 9Other

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Message From: Sent: To: CC: Ramdeen, Vijai 9/15/2014 10:27:54 PM Casriel, Lyle Subject: MAXWELL - Trade Ghislaine, I; Klein, Matthew [ I; Waldron, Chelsey Devon I; Shkrelijuliana Per your conversation with Scott and Lyle, we sold your position (301 shares) in ETF Metal Securities Ltd ETFS Physical Gold (EFMSF) and bought (1,113 shares) Blackstone Group (BX) with the proceeds. Please let us know if you have any questions. Thanks, Vijai Vijai Ramdeen Authorized Officer Senior Wealth Strategy Associate UBS Financial Services Inc. Private Wealth Management 299 Park Avenue, 25th Floor New York, NY 10171 Tel. Fax Int'l Fax www.ubs.conVonvatewealthmanaoement Tin information sat forth baron was obtained from taxon which we bailey* to bo ralialle, but wa do not guarantee, its accuracy. Masa toter to your trade confirmations, account statement and/or Font 1099 (or actual trade and/pr' prong information. Any profits or losses shown, or similar °alaiawns, should be

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00236301
Pages
1
Persons
0
Integrity

Summary

Message From: Sent: To: CC: Ramdeen, Vijai 9/15/2014 10:27:54 PM Casriel, Lyle Subject: MAXWELL - Trade Ghislaine, I; Klein, Matthew [ I; Waldron, Chelsey Devon I; Shkrelijuliana Per your conversation with Scott and Lyle, we sold your position (301 shares) in ETF Metal Securities Ltd ETFS Physical Gold (EFMSF) and bought (1,113 shares) Blackstone Group (BX) with the proceeds. Please let us know if you have any questions. Thanks, Vijai Vijai Ramdeen Authorized Officer Senior Wealth Strategy Associate UBS Financial Services Inc. Private Wealth Management 299 Park Avenue, 25th Floor New York, NY 10171 Tel. Fax Int'l Fax www.ubs.conVonvatewealthmanaoement Tin information sat forth baron was obtained from taxon which we bailey* to bo ralialle, but wa do not guarantee, its accuracy. Masa toter to your trade confirmations, account statement and/or Font 1099 (or actual trade and/pr' prong information. Any profits or losses shown, or similar °alaiawns, should be

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Message From: Sent: To: CC: Ramdeen, Vijai 9/15/2014 10:27:54 PM Casriel, Lyle Subject: MAXWELL - Trade Ghislaine, I; Klein, Matthew [ I; Waldron, Chelsey Devon I; Shkrelijuliana Per your conversation with Scott and Lyle, we sold your position (301 shares) in ETF Metal Securities Ltd ETFS Physical Gold (EFMSF) and bought (1,113 shares) Blackstone Group (BX) with the proceeds. Please let us know if you have any questions. Thanks, Vijai Vijai Ramdeen Authorized Officer Senior Wealth Strategy Associate UBS Financial Services Inc. Private Wealth Management 299 Park Avenue, 25th Floor New York, NY 10171 Tel. Fax Int'l Fax www.ubs.conVonvatewealthmanaoement Tin information sat forth baron was obtained from taxon which we bailey* to bo ralialle, but wa do not guarantee, its accuracy. Masa toter to your trade confirmations, account statement and/or Font 1099 (or actual trade and/pr' prong information. Any profits or losses shown, or similar °alaiawns, should be yenned against the applicable source documents. Factors such as original issue discount and amortization Cl premiums may impact your tax considerations. Please consult your tax professional. Nether the information, nor any op non expressed herein, consomme a solicitation for the purchase or sale at any securities. Please be advised that this e-mail is not an official transaction confirmation. The official confirmation of this transaction will be sent to you via regular mail CONFIDENTIAL UBSTERRAMAR00000599 EFTA00236301

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