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efta-efta00237165DOJ Data Set 9Other

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Message From: Sent: 9/9/2015 4:58:22 PM To: CC: Subject: Re: MAXWELL - RE: Ghislaine's accountants Thanks so much! From: " ubs.com" Date: Wednesday, September 9, 2015 at 12:45 PM To: Cc: Molly Ladd, Chelsey Waldron Subject: MAXWELL - RE: Ghislaine's accountants See attached — let us know if this is helpful and if there are any questions. Thanks, Vijai Vijai Ramdeen Associate Director Senior Wealth Strategy Associate 0B9 Financial Services Inc. Private Wealth Management 299 Park Avenue, 25th Floor New York, NY 10171 vinvw.ubs.corolonvatewealthmanactement The intonation set forth heron was axained from so,..rces which we believe to be relied°, but we do not guarantee its accuracy. Pledge refer to your trails confirmations, account statement and/or Form 1099 for actual trade and/or prong information. Any profits or learns shown, or similar cola/ diens, should be venfied against the addends source documents. Factors each as original issue Oscar° and arnartizaben

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DOJ Data Set 9
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EFTA 00237165
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Message From: Sent: 9/9/2015 4:58:22 PM To: CC: Subject: Re: MAXWELL - RE: Ghislaine's accountants Thanks so much! From: " ubs.com" Date: Wednesday, September 9, 2015 at 12:45 PM To: Cc: Molly Ladd, Chelsey Waldron Subject: MAXWELL - RE: Ghislaine's accountants See attached — let us know if this is helpful and if there are any questions. Thanks, Vijai Vijai Ramdeen Associate Director Senior Wealth Strategy Associate 0B9 Financial Services Inc. Private Wealth Management 299 Park Avenue, 25th Floor New York, NY 10171 vinvw.ubs.corolonvatewealthmanactement The intonation set forth heron was axained from so,..rces which we believe to be relied°, but we do not guarantee its accuracy. Pledge refer to your trails confirmations, account statement and/or Form 1099 for actual trade and/or prong information. Any profits or learns shown, or similar cola/ diens, should be venfied against the addends source documents. Factors each as original issue Oscar° and arnartizaben

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Message From: Sent: 9/9/2015 4:58:22 PM To: CC: Subject: Re: MAXWELL - RE: Ghislaine's accountants Thanks so much! From: " ubs.com" Date: Wednesday, September 9, 2015 at 12:45 PM To: Cc: Molly Ladd, Chelsey Waldron Subject: MAXWELL - RE: Ghislaine's accountants See attached — let us know if this is helpful and if there are any questions. Thanks, Vijai Vijai Ramdeen Associate Director Senior Wealth Strategy Associate 0B9 Financial Services Inc. Private Wealth Management 299 Park Avenue, 25th Floor New York, NY 10171 vinvw.ubs.corolonvatewealthmanactement The intonation set forth heron was axained from so,..rces which we believe to be relied°, but we do not guarantee its accuracy. Pledge refer to your trails confirmations, account statement and/or Form 1099 for actual trade and/or prong information. Any profits or learns shown, or similar cola/ diens, should be venfied against the addends source documents. Factors each as original issue Oscar° and arnartizaben of premiums may impact your tax constdoraticos. Please consult your tax professional. Neither the informabon, nor any op non expressed herein, constitutes a sohotabon far the purchase cc sale of any securities. Please be advised that this e-mail Ex car in official transaction confirmation. The official confirmation of this transaction will be sent to you via regular mail From: Sent: Wednesday, September 09, 2015 10:40 AM To: Waldron, Chelsey Cc: Shkreli, Juliana; Ramdeen, Vijai; Ladd, Molly Subject: Ghislaine's accountants Good morning, CONFIDENTIAL UBSTERFtAMAR00001520 EFTA00237165 Ghislaine's accountants are requesting I provide any capital gains / losses to•date for 2015. I directed them to use the UBS site to obtain that information but they claim they do not have access to that portion. Is it possible for you to send me these reports so I can pass to them? I'm not even sure what I am looking for! Or do they have access to it and could you let me know where I should tell them to look? Many thanks! a CONFIDENTIAL UBSTERFtAMAR00001521 EFTA00237166

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