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Investor Application Form (continued)
NFA Bylaw 1101 Certification (Neese moral as appropriate.
Individual. IRA and Foundation Investors:
sc• snynstc: :flair:8
3'4 ewer ar tr. :he
is an thAvidual. IRA Or a therdiitco mid that it is not INdrIK110 11*
menthe' at the hatemat iusaes ASticeadironi- NFAl or to td drieed
nth the Consrrakty runies Tramp Ccanrmvon
—Crtri
<wanly ~Se
<rent.
cin to Seetc
Inetsay Art fee4~1)
OP
14 Other Entity lownlon:
Inc nreckgg ror. rt Vw nonce it a (Carnality POOL the %Mat& Cheese!: reOrMeets and warrants it n not rep~
la be
a ~Pr
fli !he 1FA w to be •fyit'Ofhli or
(ref': as h
s'isoesei
Mate
Meat while net always the one. generally. certain private investment vehicle suds as 'ogle member
limited ~tits;
<canpan•es and certain bender/ partnerships comprised of family members. among other.
shotdd Iniuel this sectors and below it appleraMes)
tr the ~or
n • hod or amen« twinned entry and milord irer BIC shave. Men compete the teltnier;
the Innedorn•Imedy esiestment "CV
VOL2Sa partarmants sn ide Only IllOuSti. thicken. m.Åws. giarouwents rod
rhelee a tie enesva R • /any of1/4 e and has Wed a nowt saiPi the CFTC under No-Action Letter 12-37
the Mesta Men miOn an mernoton Horn mgslraleari under Cf :C Rje I 13 and has Ned a home cumin; ism
smeremtonsrenh the NSA
the wealth hem uson an ezetuteon Iron try ~bee
or br term "tertieNtidt• Ø
opener
under Cr-rc Cone 4 5
and has heed a matte ~haleis
mentoon loth ~MA
ih milda 4 4 nmsr~cdr
plan. • cc:outs:My Mond benefit Pan . a gmsernmental pia,. an ~et
we "are
benefit pLirn, at a church pan caret'
ceder the lambs'« Atelffifilfsl ~OM SIKW•tf Act of 197.11
The 1rtrettor reds :von elates einedon
~WI!
is net 'greed so ~Ur/
with the CFTC (please "ndkate
tne apgranle *remotion scar mown the Stiverta curs a råvar
the haws upon witch the «netta hi s amentnera rat
te911•41.nn fy an thortheas is ro: riCrait
OR
Entities that are NM hientes
aritInt those ~nod
to Mina
with the Ute
tnt "'WV
*.01, a " 4 ' ntestec n a ( ai'~
pod. the operator Meted; regiments and wants
nut 4 Ramrod«
a t
the SSA and n returel
with tir Olt
Mere ~Ste
betm the rarity
en wrath difelltfinX kr the operates theme s inclined (~y
peo! oprratot.
M/nrigSky r•ading Manor Mures eceromoon fl
it. ~Odor";
tide,
a teml foreign exhange dealer'
With
I tri any,asrcp Fr
tit *Inch an ~et
may~Way
cØØ,
ro Xenon 04 an aulatoyee) 4ontrtztOn n cohrnred as :reign
retterssotes
AldSlaracr.Ort
165
Pr ivale and Confidential
CONFIDENTIAL
UBSTERRAMAR00001537
EFTA00237182
Investor Application Form (continued)
G. Certification Regarding Initial Public Equity Offenngs:
titif
' 3..
Rule 5130 'Restncted Persons'
*
- -
'n Epos 'nay 0 161021 TO Invest in new 'rest e.*n of riar nclendual account is triple for such transactions
Please Initial the appropriate owing* : he ;indenturedhas rebated toe statements btlob retch apcOy to it or. 4 the Undengned n a
• • ;vvyttoek partopiskt, • !J.},
7 , .:r."
entry which espy to are onion •sreng a Ilempfitial Meads' en the Und046Ine4
Ma Pamela is any of the Shone;
:a) Alfa menthe. Nth Or MP bider dealer
—
thi
An once, director. grunt parer, YOCK rad pOINCM of employee of frifiNRA member fen oc other Cowed Broker Owlet.
_
c) An agent ol a Covered Pool& Dear if the agent is engaged et the soveorent Dart erg o *cages business
_
40 Au AnnetAate tar:Nosy Monte of a perm ladled m 33 a 4. about.
_
hie) Milder a other person acing tendons,/ raparib to a Cowen Stoker Dote. fncluding atterarn. accountants and
ruuncial conpliants,
-
(f`
A persons nas the autaxxity to buy a see securities to. be*. sang+ and ban ettlautton. retuned compare.
OWOAttill company. %segment %%Met or Collide inetsenent Newti
flef nthOnfleth fir* %%oaf of e ;WSW toecittte n (e; or ih atom *he receives from a provubs to such person htateftei
Subtssrl.
A sedan bated for waned to be sue* 4+ Schedule A a SchedukCsa form SD ea <wenn; 10% Of mote of a Covered &carer
Dot,
-
lit
Amnon bud lc. red eyed to be bat4 in Schedule ft or USW* C Of f
'Most ennifflf retie 4 Madden Med
in 33
13
Amnon that Cram 3 4( .byoreentist 10% a room rie e public everting cow., treed lot requires to be Wed:len
Schedule A of fans FE) with respect o a Coaled Woke Deatec, other ma, a fAbk (ceremony trot is idled on a nate:out
%IMAMS tither
00 Amnon that owns &nib a indrecib 25% or mat of a peatat CIPOCAMO oflany that is a ptescr, hated u i., abate Other
than a Mb% company that 6 filled on a Mikeflig SCCO/44401111011.,
Or
AO lend ite tan, te Afeenbr a' a ceaSOn Wed
N Peough % mole *no Went lion, or ceOesdeS to such Isbson
Mang fuipput.
Cm: An *masa 1Actxlent) a cotporaraa+. prtheffrect Weed CASA% cOffarl. Doff a n
efthffiro/ 4414° a y of **Peon
mine" to fff
0110,44 IO Ode has a Senekut inWeS1 tare pen to frie: ttliatch 'm) a "5130 Retheletl Penbn",
‘c .
Milfr,a4"1O1 NY. Of OA. abbe
For &MOM only If you Irtibalad airy of items (a) though Cm) above. you may ail be eligible to pertiapete in 'new issues' if you
dusty one of the demptiona listed under • New Issues Faempuccut at the bed et the Subscription Agreement
If so. pins* specify the exemption number
Stough t0)111110 exerthabon 1(b) is not available}
NOTE: EMOMPOOAS ate not Applicable toe individual retirement redound individual or Mutt accounts, UGAIA or !JIMA accounts.
which an treated in natural persons foe this purpose.
Pude and Cool ider is:
CONFIDENTIAL
UBSTERRAMAR00001538
EFTA00237183