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efta-efta00237358DOJ Data Set 9Other

Message

Message From: Sent: To: CC: Waldron, Chelsey ( Ghislaine 1/22/2016 Klein, Matthew • Stackman, Scott I; Casriel, Lyle ; Ramdeen, Vija ; Shkreli, Juliana ); Gutierrez, Matthew I; Waldron, Chelsey I; Ladd, Molly Subject: MAXWELL: Paperwork Attachments: Options Paperwork 1.22.16.pdf; Millennium Additional 1.22.16.pdf Hi Ghislaine, Following-up from your recent conversation with Scott and Lyle, attached please find options paperwork and additional AlphaKeys Millennium investment paperwork. Please sign and date where indicated and return via email (PDF). Please reach out with any questions. Thank you! Chelsey Chelsey Waldron Client Service Associate UBS Financial Services Inc. Private Wealth N1awagement 299 Park Avenue, 25th Floor New York. NY 10171 Phone F ax I; CONFIDENTIAL UBSTERRAMAR00001724 EFTA00237358

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00237358
Pages
1
Persons
0
Integrity

Summary

Message From: Sent: To: CC: Waldron, Chelsey ( Ghislaine 1/22/2016 Klein, Matthew • Stackman, Scott I; Casriel, Lyle ; Ramdeen, Vija ; Shkreli, Juliana ); Gutierrez, Matthew I; Waldron, Chelsey I; Ladd, Molly Subject: MAXWELL: Paperwork Attachments: Options Paperwork 1.22.16.pdf; Millennium Additional 1.22.16.pdf Hi Ghislaine, Following-up from your recent conversation with Scott and Lyle, attached please find options paperwork and additional AlphaKeys Millennium investment paperwork. Please sign and date where indicated and return via email (PDF). Please reach out with any questions. Thank you! Chelsey Chelsey Waldron Client Service Associate UBS Financial Services Inc. Private Wealth N1awagement 299 Park Avenue, 25th Floor New York. NY 10171 Phone F ax I; CONFIDENTIAL UBSTERRAMAR00001724 EFTA00237358

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Message From: Sent: To: CC: Waldron, Chelsey ( Ghislaine 1/22/2016 Klein, Matthew • Stackman, Scott I; Casriel, Lyle ; Ramdeen, Vija ; Shkreli, Juliana ); Gutierrez, Matthew I; Waldron, Chelsey I; Ladd, Molly Subject: MAXWELL: Paperwork Attachments: Options Paperwork 1.22.16.pdf; Millennium Additional 1.22.16.pdf Hi Ghislaine, Following-up from your recent conversation with Scott and Lyle, attached please find options paperwork and additional AlphaKeys Millennium investment paperwork. Please sign and date where indicated and return via email (PDF). Please reach out with any questions. Thank you! Chelsey Chelsey Waldron Client Service Associate UBS Financial Services Inc. Private Wealth N1awagement 299 Park Avenue, 25th Floor New York. NY 10171 Phone F ax I; CONFIDENTIAL UBSTERRAMAR00001724 EFTA00237358

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