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Case File
efta-efta00237366DOJ Data Set 9

UBS Financial Services Inc

Financial Record

SUBS UBS Financial Services Inc Account Number Client Qualification Form and Agreement For Options Account Information Should be completed by the Primary Tax Payer. Trustee or Executor AM's/It fide Ghislaine Maxwell Ghislaine Primary Account Holder f ast Middle Name Marital Status 5 Single 0 Married 0 Divorced ,..rf blank, km assumes single) lowed Maxwell alt Name argfi ter of Dependents ank, Firm assumes 0) loot Account Holder First Name Middle Name last Name Account Ownership (select one; 5 Sole Ownership K font Ownership 0 Trust K Estate 0 CuStOdan Guardian/ComrnitteemaNConservator K BusaieSSOwnerstroP (specify type) Type of Trading Authority (select one. it applicable) 0 Power of Attorney home Cellos Desteetor. - VA Ehscretionary :includes PMP) 0 FA Name Return 04SL-lives/Risk Tolerance 1. Risk Tolerance: Which of the following best characterizes your tolerance for risk in this account? O tow Rig K some Risk E Moderate Risk E Mo

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00237366
Pages
7
Persons
1
Integrity
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