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efta-efta00238507DOJ Data Set 9Financial Record

Message

Message From: Sent: To: CC: Ladd, Molly 3/2/2017 4:30:12 PM G Max Shkreli, Juliana I; Klein, Matthew Subject: RE: MAXWELL: Investment Paperwork Attachments: MAXWELL • Atlas Redemption Form To Sign.pdf Ghislaine, ; Ladd, Molly I am reaching out to check in on the below. Can you please sign and date the attached and return via email (PDF)? Thank you! Molly Molly Ladd Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 381° Floor New York, NY 10019 Phone: Fax: From: Ladd, Molly Sent: Thursday, February 23, 2017 3:14 PM To: G Max Cc: Shkreli, Juliana; Ladd, Molly; Klein, Matthew Subject: RE: MAXWELL: Investment Paperwork Ghislaine, Please find this paperwork attached. Please sign and date where indicated and return via email (PDF). Please don't hesitate to reach out with any questions. Thank you! Molly Molly Ladd Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00238507
Pages
2
Persons
0
Integrity

Summary

Message From: Sent: To: CC: Ladd, Molly 3/2/2017 4:30:12 PM G Max Shkreli, Juliana I; Klein, Matthew Subject: RE: MAXWELL: Investment Paperwork Attachments: MAXWELL • Atlas Redemption Form To Sign.pdf Ghislaine, ; Ladd, Molly I am reaching out to check in on the below. Can you please sign and date the attached and return via email (PDF)? Thank you! Molly Molly Ladd Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 381° Floor New York, NY 10019 Phone: Fax: From: Ladd, Molly Sent: Thursday, February 23, 2017 3:14 PM To: G Max Cc: Shkreli, Juliana; Ladd, Molly; Klein, Matthew Subject: RE: MAXWELL: Investment Paperwork Ghislaine, Please find this paperwork attached. Please sign and date where indicated and return via email (PDF). Please don't hesitate to reach out with any questions. Thank you! Molly Molly Ladd Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Message From: Sent: To: CC: Ladd, Molly 3/2/2017 4:30:12 PM G Max Shkreli, Juliana I; Klein, Matthew Subject: RE: MAXWELL: Investment Paperwork Attachments: MAXWELL • Atlas Redemption Form To Sign.pdf Ghislaine, ; Ladd, Molly I am reaching out to check in on the below. Can you please sign and date the attached and return via email (PDF)? Thank you! Molly Molly Ladd Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 381° Floor New York, NY 10019 Phone: Fax: From: Ladd, Molly Sent: Thursday, February 23, 2017 3:14 PM To: G Max Cc: Shkreli, Juliana; Ladd, Molly; Klein, Matthew Subject: RE: MAXWELL: Investment Paperwork Ghislaine, Please find this paperwork attached. Please sign and date where indicated and return via email (PDF). Please don't hesitate to reach out with any questions. Thank you! Molly Molly Ladd Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 Phone: Fax: From: G Max Sent: Thursday, February 23, 2017 2:42 PM CONFIDENTIAL UBSTERRAMAR00003119 EFTA00238507 To: Ladd, Molly Subject: Re: MAXWELL: Investment Paperwork Thank you. E mail is best On Feb 23, 2017, at 1:03 PM, " Ghislaine, ' mininin wrote: As discussed with Scott and Lyle, we have investment redemption paperwork for you to complete. Can you please confirm if it is easiest for us to mail or email you this paperwork? We do not need originals. Thank you! Molly Molly Ladd Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 Phone: Fax: Please visit our website at http://financialservicesinc.ubs.com/wealth/E-maildisclaimer.html for important disclosures and information about our e-mail policies. For your protection, please do not transmit orders or instructions by e-mail or include account numbers, Social Security numbers, credit card numbers, passwords, or other personal information. CONFIDENTIAL UBSTERRAMAR00003120 EFTA00238508

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URLhttp://financialservicesinc.ubs.com/wealth/E-maildisclaimer.html

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