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efta-efta00238512DOJ Data Set 9Financial Record

Message

Message From: Sent: To: CC: G Max Subject: RE: MAXWELL: Investment Paperwork Attachments: Signature.jpg; MAXWELL - Atlas Redemption Form To Sign.pdf Ghislaine, Thank you for returning! Can you please update the date to reflect 2017? I have re-attached the blank document if you would like to re-sign. Sou! Client Service Associate UBS Financial Services Inc. Private Wealth Mona : ement Phone: Fax: From: G Max Sent: Friday, March 03, 2017 11:09 AM To: Cc: DIVIO:\t " Subject: :Investment Paperwork Please find attached signature thx From: Date: urs ay, e ruary , a : To: GMAX Cc: Subject: RE: MAXWELL: Investment Paperwork Ghislaine, Please find this paperwork attached. Please sign and date where indicated and return via email (PDF). Please don't hesitate to reach out with any questions. CONFIDENTIAL UBSTERRAMAR00003124 EFTA00238512 lenService Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor Ne

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00238512
Pages
2
Persons
0
Integrity

Summary

Message From: Sent: To: CC: G Max Subject: RE: MAXWELL: Investment Paperwork Attachments: Signature.jpg; MAXWELL - Atlas Redemption Form To Sign.pdf Ghislaine, Thank you for returning! Can you please update the date to reflect 2017? I have re-attached the blank document if you would like to re-sign. Sou! Client Service Associate UBS Financial Services Inc. Private Wealth Mona : ement Phone: Fax: From: G Max Sent: Friday, March 03, 2017 11:09 AM To: Cc: DIVIO:\t " Subject: :Investment Paperwork Please find attached signature thx From: Date: urs ay, e ruary , a : To: GMAX Cc: Subject: RE: MAXWELL: Investment Paperwork Ghislaine, Please find this paperwork attached. Please sign and date where indicated and return via email (PDF). Please don't hesitate to reach out with any questions. CONFIDENTIAL UBSTERRAMAR00003124 EFTA00238512 lenService Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor Ne

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Message From: Sent: To: CC: G Max Subject: RE: MAXWELL: Investment Paperwork Attachments: Signature.jpg; MAXWELL - Atlas Redemption Form To Sign.pdf Ghislaine, Thank you for returning! Can you please update the date to reflect 2017? I have re-attached the blank document if you would like to re-sign. Sou! Client Service Associate UBS Financial Services Inc. Private Wealth Mona : ement Phone: Fax: From: G Max Sent: Friday, March 03, 2017 11:09 AM To: Cc: DIVIO:\t " Subject: :Investment Paperwork Please find attached signature thx From: Date: urs ay, e ruary , a : To: GMAX Cc: Subject: RE: MAXWELL: Investment Paperwork Ghislaine, Please find this paperwork attached. Please sign and date where indicated and return via email (PDF). Please don't hesitate to reach out with any questions. CONFIDENTIAL UBSTERRAMAR00003124 EFTA00238512 lenService Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 PhoneMENPAgiaax: From: G Max Sent: Thursday, February 23, 2017 2:42 PM To: Subn:WELL: Investment Paperwork Thank you. E mail is best l allilliMr On Feb 23, 2017, at 1:03 PM wrote: Ghislaine, As discussed with=mdM we have investment redemption paperwork for you to complete. Can you please confirm if it is easiest or us to mail or email you this paperwork? We do not need originals. Thank you! lenService Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 Phone: Fax: Please visit our website at for important disclosures and information about our e-mail policies. For your protection, please do not transmit orders or instructions by e-mail or include account numbers, Social Security numbers, credit card numbers, passwords, or other personal information. CONFIDENTIAL UBSTERFtAMAR00003125 EFTA00238513

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