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efta-efta00238564DOJ Data Set 9Other

Message

Message From: Sent: 4/11/2017 12:15:05 PM To: Subject: Re: MAXWELL: 1099s Thank you, Elyanna. Sent from my iPhone On Apr 10, 2017, at 5:14 PM, " " < > wrote: The below accounts did not generate 2016 1099 forms. Please let me know how I can be of further assistance. Thank you! Ely <image002.png> Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 From: Sent: Monday, April 10, 2017 4:56 PM To: Cc: Ramdeen, Vijai; Ladd, Molly; Rivas, Elyanna; Subject: MAXWELL: 1099s Confirming we received your email. We will work on this. Thanks, Juliana From: Sent: Monday, April 10, 2017 4:39 PM To: Ramdeen, Vijai; Ladd, Molly Subject: 1099s Good afternoon, Ms. Maxwell's accountanu ate askang for the 2016 10991 for accounts • 1165 account ending -= CONFIDENTIAL UBSTERRAMAR00003179 EFTA00238564 • UBS account ending • UBS account ending Is it possible for you to

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00238564
Pages
2
Persons
0
Integrity

Summary

Message From: Sent: 4/11/2017 12:15:05 PM To: Subject: Re: MAXWELL: 1099s Thank you, Elyanna. Sent from my iPhone On Apr 10, 2017, at 5:14 PM, " " < > wrote: The below accounts did not generate 2016 1099 forms. Please let me know how I can be of further assistance. Thank you! Ely <image002.png> Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 From: Sent: Monday, April 10, 2017 4:56 PM To: Cc: Ramdeen, Vijai; Ladd, Molly; Rivas, Elyanna; Subject: MAXWELL: 1099s Confirming we received your email. We will work on this. Thanks, Juliana From: Sent: Monday, April 10, 2017 4:39 PM To: Ramdeen, Vijai; Ladd, Molly Subject: 1099s Good afternoon, Ms. Maxwell's accountanu ate askang for the 2016 10991 for accounts • 1165 account ending -= CONFIDENTIAL UBSTERRAMAR00003179 EFTA00238564 • UBS account ending • UBS account ending Is it possible for you to

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Message From: Sent: 4/11/2017 12:15:05 PM To: Subject: Re: MAXWELL: 1099s Thank you, Elyanna. Sent from my iPhone On Apr 10, 2017, at 5:14 PM, " " < > wrote: The below accounts did not generate 2016 1099 forms. Please let me know how I can be of further assistance. Thank you! Ely <image002.png> Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 From: Sent: Monday, April 10, 2017 4:56 PM To: Cc: Ramdeen, Vijai; Ladd, Molly; Rivas, Elyanna; Subject: MAXWELL: 1099s Confirming we received your email. We will work on this. Thanks, Juliana From: Sent: Monday, April 10, 2017 4:39 PM To: Ramdeen, Vijai; Ladd, Molly Subject: 1099s Good afternoon, Ms. Maxwell's accountanu ate askang for the 2016 10991 for accounts 1165 account ending -= CONFIDENTIAL UBSTERRAMAR00003179 EFTA00238564 UBS account ending UBS account ending Is it possible for you to send these via email so l can forward on to them please? Thank you!! Visit our website at http://www.ubs.com This message contains confidential information and is intended only for the individual named. If you are not the named addressee you should not disseminate, distribute or copy this e-mail. Please notify the sender immediately by e-mail if you have received this e-mail by mistake and delete this e-mail from your system. E-mails are not encrypted and cannot be guaranteed to be secure or error-free as information could be intercepted, corrupted, lost, destroyed, arrive late or incomplete, or contain viruses. The sender therefore does not accept liability for any errors or omissions in the contents of this message which arise as a result of e-mail transmission. If verification is required please request a hard-copy version. This message is provided for informational purposes and should not be construed as a solicitation or offer to buy or sell any securities or related financial instruments. UBS reserves the right to retain all messages. Messages are protected and accessed only in legally justified cases. CONFIDENTIAL UBSTERRAMAR00003180 EFTA00238565

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URLhttp://www.ubs.com

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